We argue that dS vacua in the LARGE-volume scenario of type IIB string theory are vulnerable to various unsuppressed curvature, warping and $g_s$ corrections. We work out in general how these corrections affect the moduli vevs, the vacuum energy and the moduli masses in the 4D EFT for the two Kähler moduli, the conifold modulus and a nilpotent superfield describing the anti-brane uplift. Our analysis reveals that the corrections are parametrically larger in the relevant expressions than one might have guessed from their suppression in the off-shell potential. Some corrections appear without any parametric suppression at all, which makes them particularly dangerous for candidate dS vacua. Other types of corrections can in principle be made small for appropriate parameter choices. However, we show in an explicit model that this is never possible for all corrections at the same time when the vacuum energy is positive. Some of the corrections we consider are also relevant for the stability of non-supersymmetric AdS vacua.
We extend studies of holographic aspects of moduli stabilisation scenarios to both fibred versions of LVS and the type IIA DGKT flux vacua. We study the holographic properties of the low-energy moduli Lagrangian that describes both the AdS vacuum and also small perturbations about it. For type IIA vacua in the large-volume regime, the CFT data (operator dimensions and higher-point interactions) take a universal form independent of the many arbitrary flux choices, as was previously found for LVS stabilisation. For these IIA vacua the conformal dimensions of the dual operators are also, surprisi…
We investigate whether Swampland constraints on the low-energy dynamics of weakly coupled, moduli-stabilised string vacua in AdS can be related to inconsistencies of their putative holographic duals or, more generally, recast in terms of CFT data. We find that various swampland consistency constraints are equivalent to a negativity condition on the sign of certain mixed anomalous dimensions. This condition is similar to well-established CFT positivity bounds arising from causality and unitarity, but not known to hold in general. The studied scenarios include LVS, KKLT, and both perturbative an…
The Swampland program relies heavily on the conjecture that there can only be a finite number of flux vacua (FFV conjecture). Stipulating this FFV conjecture and applying it to some older work in flux vacua construction we show that within a patch of the landscape the FFV conjecture makes predictions on the non-existence of otherwise viable non-perturbative objects arising from brane recombination. Future gains in direct non-perturbative analysis could therefore not only test this prediction but also test portions of the Swampland program itself. We also discuss implications of a weaker FFV co…
It was recently argued that the swampland distance conjecture rules out dS vacua at parametrically large field distances. We point out that this conclusion can in principle be avoided in the presence of large fluxes that are not bounded by a tadpole cancellation condition. We then study this possibility in the concrete setting of classical type IIA flux compactifications with (anti-)O6-planes, (anti-)D6-branes and/or KK monopoles and show that, nonetheless, parametrically controlled dS vacua are strongly constrained. In particular, we find that such dS vacua are ruled out at parametrically lar…
We discuss the properties of massive type IIA flux compactifications. In particular, we investigate in which case one can obtain dS vacua at large volume and small coupling. We support a general discussion of scaling symmetries with the analysis of a concrete example. We find that the large volume and weak coupling limit requires a large number of O6-planes. Since these are bound for any given compactification space one cannot get arbitrarily good control over $α'$ and string loop corrections.
It has recently been conjectured that string theory does not admit de Sitter critical points. This note points out that in several cases, including KKLT or racetrack models, this statement is equivalent to the absence of supersymmetric Minkowski or AdS solutions. This equivalence arises from establishing the positivity of the potential in a large-radius limit, requiring a turnover of the potential before reaching an AdS vacuum. For example, this conjecture is incompatible with the simplest 1-modulus KKLT AdS supersymmetric solution.
In this paper we propose a quantum version of the swampland conjecture. We argue that quantum instabilities of de Sitter space discovered using field theoretical methods, are directly related to the difficulties in finding stringy de Sitter vacua.
In recent times, a considerable effort has been dedicated to identify certain conditions -- the so-called swampland conjectures -- with an eye on identifying effective theories which have no consistent UV-completions in string theory. In this paper, we examine the anti-de Sitter vacua corresponding to solutions which arise from purely non-perturbative contributions to the superpotential and show that these solutions satisfy the (axionic) weak gravity conjecture and the AdS-moduli scale separation conjecture. We also sketch out their advantages over other constructions.
We obtain the joint distribution of the gravitino mass and the cosmological constant in KKLT and LVS models with anti-D3 brane uplifting described via the nilpotent goldstino formalism. Moduli stabilisation (of both complex structure and Kaehler moduli) is incorporated so that we sample only over points corresponding to vacua. Our key inputs are the distributions of the flux superpotential, the string coupling and the hierarchies of warped throats. In the limit of zero cosmological constant, we find that both in KKLT and LVS the distributions are tilted favourably towards lower scales of super…
It has been notoriously difficult to construct a meta-stable de Sitter (dS) vacuum in string theory in a controlled approximation. This suggests the possibility that meta-stable dS belongs to the swampland. In this paper, we propose a swampland criterion in the form of $|\nabla V|\geq\ c \cdot V$ for a scalar potential $V$ of any consistent theory of quantum gravity, for a positive constant $c$. In particular, this bound forbids dS vacua. The existence of this bound is motivated by the abundance of string theory constructions and no-go theorems which exhibit this behavior. We also extend some …
In this work we investigate the moduli stabilisation problem and the requirements for de Sitter vacua within the framework of type IIB string theory. Using perturbative effects arising from the various sources such as $α^\prime$ corrections, logarithmic as well as KK and winding-type string-loop corrections along with the higher derivative $F^4$-contributions, we present a moduli stabilisation scheme in which the overall volume is realised at exponentially large values such that $\langle {\cal V} \rangle \simeq e^{a/g_s^2}$ in the weak coupling regime, where $a$ is a parameter given as $a = \f…
We point out that the de Sitter swampland conjecture would be falsified if classical fluxed Type IIA orientifold vacua with a single non-BPS D7-brane were indeed part of the string theory landscape. In other words, the dS swampland conjecture implies the cancellation of K-theory charges on a compact space.
In this note we revisit some of the recent 10d and 4d arguments suggesting that uplifting of supersymmetric AdS vacua leads to flattening of the potential, preventing formation of dS vacua. We explain why the corresponding 10d approach is inconclusive and requires considerable modifications. We also show that while the flattening effects may occur for some extreme values of the parameters, they do not prevent the formation of dS vacua within the range of validity of the 4d KKLT models. The KL version of the KKLT scenario based on a racetrack superpotential requires parametrically small uplifti…
We argue that in type IIB LVS string models, after including the leading order moduli stabilisation effects, the moduli space for the remaining flat directions is compact due the Calabi-Yau Kähler cone conditions. In cosmological applications, this gives an inflaton field range which is bounded from above, in analogy with recent results from the weak gravity and swampland conjectures. We support our claim by explicitly showing that it holds for all LVS vacua with $h^{1,1} = 3$ obtained from 4-dimensional reflexive polytopes. In particular, we first search for all Calabi-Yau threefolds from the…
We review some aspects of the dramatic consequences of supersymmetry breaking on string vacua. In particular, we focus on the issue of vacuum stability in ten-dimensional string models with broken, or without, supersymmetry, whose perturbative spectra are free of tachyons. After formulating the models at stake, we introduce their unified low-energy effective description and present a number of vacuum solutions to the classical equations of motion. In addition, we present a generalization of previous no-go results for de Sitter vacua in warped flux compactifications. Then we analyze the classic…
We investigate the vacuum structure of four-dimensional effective theory arising from Type IIB flux compactifications on a mirror of the rigid Calabi-Yau threefold, corresponding to a T-dual of the DeWolfe-Giryavets-Kachru-Taylor model in Type IIA flux compactifications. By analyzing the vacuum structure of this interesting corner of string landscape, it turns out that there exist perturbatively unstable de Sitter (dS) vacua in addition to supersymmetric and non-supersymmetric anti-de Sitter vacua. On the other hand, the stable dS vacua appearing in the low-energy effective action violate the …
We study the cobordism conjecture of McNamara and Vafa which asserts that the bordism group of quantum gravity is trivial. In the context of type IIB string theory compactified on a circle, this predicts the presence of D7-branes. On the other hand, the non-Abelian structure of the IIB duality group $SL(2,\mathbb{Z})$ implies the existence of additional $[p,q]$ 7-branes. We find that this additional information is instead captured by the space of closed paths on the moduli space of elliptic curves parameterizing distinct values of the type IIB axio-dilaton. This description allows to recover t…
Recently it has been conjectured that string theory does not allow for dS vacua or dS extrema. To scrutinize such a conjecture, it is important to study concrete string theory compactifications and spell out their assumptions and potential shortcomings. We do so for one particular class of string compactifications, namely classical compactifications of type II string theory with fluxes, D-branes and O-planes on manifolds with SU(3) structure. In particular, we revisit previously found dS critical points, construct many new ones and check whether they invalidate the dS swampland conjecture.
We observe that racetrack models for moduli stabilization are in tension with strong forms of the Weak Gravity Conjecture (WGC). Moreover, recently, it was noted that controlled KKLT-type de Sitter vacua seem to require a racetrack fine-tuning of the type introduced by Kallosh and Linde. We combine these observations and conclude that the quests for realizing parametrically large axion decay constants and controlled de Sitter vacua are intimately related. Finally, we discuss possible approaches to curing the conflict between the racetrack scheme and the WGC.
Compactifying the Standard Model (SM) on a circle may lead to AdS 3D vacua, depending on the character (Majorana or Dirac) and the mass of the lightest neutrino. It has been shown that, imposing the Ooguri-Vafa conjecture that no stable non-SUSY AdS vacua are consistent with Quantum Gravity, one can obtain conditions on the mass of the lightest neutrino. This result has the shortcoming that it is in general sensitive to the UV structure of the theory. In the present paper we show that two other independent swampland conditions may yield constraints very similar to those. These other two condit…
In the context of type IIB superstring compactifications on K3-fibred (weak) Swiss-cheese Calabi Yau (CY) orientifolds, we consider the realisation of de Sitter vacua obtained through the introduction of an anti-D3-brane at the tip of a highly warped throat of Klebanov-Strassler type. Aiming to have a concrete global realisation, we perform a systematic search for the CY threefolds with $2 < h^{1,1} < 5$ arising from the Kreuzer-Skarke database, which satisfy the minimal requirements of being K3-fibred and suitable for moduli stabilisation within the LARGE Volume Scenario (LVS). In this contex…
We consider Type IIB compactifications on an isotropic torus $T^6$ threaded by geometric and non geometric fluxes. For this particular setup we apply supervised machine learning techniques, namely an artificial neural network coupled to a genetic algorithm, in order to obtain more than sixty thousand flux configurations yielding to a scalar potential with at least one critical point. We observe that both stable AdS vacua with large moduli masses and small vacuum energy as well as unstable dS vacua with small tachyonic mass and large energy are absent, in accordance to the Refined de Sitter Con…
We present a conjecture for the massless sector of perturbative 4D $N=1$ heterotic $(0,2)$ string vacua, including $U(1)^n$ gauge symmetries,one of them possibly anomalous (like in standard heterotic compactifications). Mathematically it states that the positive hull generated by the charges of the massless chiral multiplets spans a sublattice of the full charge lattice. We have tested this conjecture in many heterotic $N=1$ compactifications in 4D. Our motivation for this conjecture is that it allows to understand a very old puzzle in $(0,2)$ $N=1$ heterotic compactification with an anomalous…
The large volume scenario (LVS) of type IIB string compactifications has a robust supersymmetry breaking minimum with a negative cosmological constant (CC). We argue that radiative corrections below the Kaluza-Klein (KK) scale can result in a positive CC, though the string theory generated CC is negative, if some mild conditions on the spectrum of low energy fluctuations are satisfied. This would make the so-called deSitter swampland conjecture (even if true at a high scale) physically irrelevant.
We study supersymmetric AdS$_7$ vacua of massive type IIA string theory, which were argued to describe the near-horizon limit of NS5/D6/D8-brane intersections and to be holographically dual to 6D $(1,0)$ theories. We show, for the case without D8-brane charges, that such vacua do not admit any supersymmetry-breaking deformations. Our result implies that the dual $(1,0)$ theories do not have a conformal manifold, thus extending previously known results for supersymmetric deformations. It is also in line with the recent conjecture that non-supersymmetric AdS vacua are in the swampland.
We consider a novel scenario for modulus stabilisation in IIB string compactifications in which the Kahler moduli are stabilised by a general set-up with two kinds of non-perturbative effects: (i) standard Kahler moduli-dependent non-perturbative effects from gaugino condensation on D7-branes or E3-instantons wrapping four-cycles in the geometric regime; (ii) dilaton-dependent non-perturbative effects from gaugino condensation on space-time filling D3-branes or E(-1)-instantons at singularities. For the LARGE Volume Scenario (LVS), the new dilaton-dependent non-perturbative effects provide a p…
The most natural expectation away from asymptotic limits in moduli space of supergravity theories is the desert scenario, where there are few states between massless fields and the quantum gravity cutoff. In this paper we initiate a systematic study of these regions deep in the moduli space, and use it to place a bound on the number of massless modes by relating it to the black hole species problem. There exists a consistent sub-Planckian UV cutoff (the species scale) which resolves the black hole species problem without bounding the number of light modes. We reevaluate this in the context of …
The statistics of the supersymmetry breaking scale in the string landscape has been extensively studied in the past finding either a power-law behaviour induced by uniform distributions of F-terms or a logarithmic distribution motivated by dynamical supersymmetry breaking. These studies focused mainly on type IIB flux compactifications but did not systematically incorporate the Kähler moduli. In this paper we point out that the inclusion of the Kähler moduli is crucial to understand the distribution of the supersymmetry breaking scale in the landscape since in general one obtains unstable vacu…
Based on the flux-scaling scenario we study a model consisting on Type IIB string theory compactified on a Calabi-Yau manifold with a frozen complex structure in the presence of generic fluxes. The model contains (meta)stable Minkowski and de Sitter vacua as well as inflationary directions driven by two independent linear combination of axions. Due to a numerical control by fluxes, we show that cosmological parameters as the spectral index, tensor-to-scalar ratio and non-Gaussianities can be kept within observed bounds while preserving the desired hierarchies on physical scales. Moreover we co…
We consider de Sitter vacua realised in concrete type IIB Calabi-Yau compactifications with an anti D3-brane at the tip of a warped throat of Klebanov-Strassler type. The Kähler moduli are stabilised together with the complex structure modulus of the warped throat. The volume is exponentially large as in the large volume scenario (LVS). We analyse the conditions on the parameters of the EFT such that they are in the region of validity of our approximations, there are no runaway problems and the vacua satisfy all consistency constraints, such as tadpole cancellation. We illustrate our results w…
Realising de Sitter vacua in string theory is challenging. For this reason it has been conjectured that de Sitter vacua inhabit the Swampland of inconsistent low-energy effective theories coupled to gravity. Since de Sitter is an attractor for $Λ$CDM, the conjecture calls $Λ$CDM into question. Reality appears sympathetic to this idea as local measurements of the Hubble constant $H_0$ are also at odds with $Λ$CDM analysis of Planck data. This tension suggests that the de Sitter state is unstable, thereby implying a turning point in the Hubble parameter. We present a model relieving this tension…
In this review we argue that four-dimensional effective field theory descriptions with de Sitter isometries are allowed in the presence of time-dependent internal degrees of freedom in type IIB string landscape. Both moduli stabilizations and time-independent Newton constants are possible in such backgrounds. However once the time-dependences are switched off, there appear no possibilities of effective field theory descriptions and these backgrounds are in the swampland.
We study moduli stabilization for type IIB orientifold compactifications on Calabi-Yau three-folds with (non-)geometric fluxes. For this setting it is possible to stabilize all closed-string moduli classically without the need for non-perturbative contributions, and examples of stable de-Sitter constructions can be found in the literature which violate a prominent swampland conjecture. In this paper we derive general properties of non-geometric flux-compactifications, we argue that the contribution of fluxes to the tadpole cancellation conditions should be similar to D-branes (and not anti-D-b…
Global Asymptotics, the Swampland Conjectures, and Preheating of String Moduli
Center for Theoretical Physics—a Leinweber Institute, Department of Physics, Massachusetts Institute of Technology（麻省理工学院莱因韦伯理论物理中心）；Department of Physics and Astronomy, University of Oklahoma（俄克拉荷马大学物理与天文学系）；Department of Physics, University of Wisconsin, Madison（威斯康星大学麦迪逊分校物理系）
In this thesis we have studied various applications of asymptotic Hodge theory in string compactifications. This mathematical framework captures how physical couplings of the resulting effective theories behave near field space boundaries where the internal Calabi-Yau manifold degenerates. Below we summarize the three parts in which this thesis is divided. Part I introduces the techniques from asymptotic Hodge theory we used throughout this thesis. We review the results of the nilpotent orbit theorem of Schmid and the multi-variable sl(2)-orbit theorem of Cattani, Kaplan and Schmid. This discu…
By implementing an error function on a Machine Learning algorithm we look for minimal conditions to construct stable Anti de Sitter and de Sitter vacua from dimensional type IIB String theory compactifcation on Kähler manifolds with torsion. This allows to have contributions to the scalar potential from the five-form flux and from D-branes wrapping torsional cycles, interpreted as non-BPS states. The former implies the possibility to construct stable AdS vacua while the later constitutes a mechanism to uplift AdS to dS vacua. Particularly we consider $\hat{D5}$ non-BPS states to uplift the sta…
Recently proposed de Sitter Swampland conjectures imply non-trivial constraints on a scalar field potential in any effective field theory that admits a quantum gravity completion. The original conjecture apparently excludes many phenomenologically motivated scalar potentials with de Sitter extrema, such as the perturbative Standard Model Higgs potential and the QCD axion potential, as the viable low-energy theories. Subsequently, the refined, weaker conjecture was proposed. However, the full effective potential, having been defined as a Legendre transform, is necessarily convex. This ensures t…
We consider spacetime-dependent solutions to string theory models with tadpoles for dynamical fields, arising from non-trivial scalar potentials. The solutions have necessarily finite extent in spacetime, and are capped off by boundaries at a finite distance, in a dynamical realization of the Cobordism Conjecture. We show that as the configuration approaches these cobordism walls of nothing, the scalar fields run off to infinite distance in moduli space, allowing to explore the implications of the Swampland Distance Conjecture. We uncover new interesting scaling relations linking the moduli sp…
We initiate the systematic study of flux scalar potentials and their vacua by using asymptotic Hodge theory. To begin with, we consider F-theory compactifications on Calabi-Yau fourfolds with four-form flux. We argue that a classifications of all scalar potentials can be performed when focusing on regions in the field space in which one or several fields are large and close to a boundary. To exemplify the constraints on such asymptotic flux compactifications, we explicitly determine this classification for situations in which two complex structure moduli are taken to be large. Our classificati…
Achieving full moduli stabilisation in type IIB string compactifications for generic Calabi-Yau threefolds with hundreds of Kähler moduli is notoriously hard. This is due not just to the very fast increase of the computational complexity with the number of moduli, but also to the fact that the scalar potential depends in general on the supergravity variables only implicitly. In fact, the supergravity chiral coordinates are 4-cycle volume moduli but the Kähler potential is an explicit function of the 2-cycle moduli and inverting between these two variables is in general impossible. In this pape…
We revisit flux compactifications of type IIB string theory on `spaces' dual to rigid Calabi-Yau manifolds. This rather unexplored part of the string landscapes harbors many interesting four-dimensional solutions, namely supersymmetric $\mathcal{N}=1$ Minkowski vacua without flat direction and infinite families of AdS vacua, some potentially with unrestricted rank for the gauge group. We also comment on the existence of metastable dS solutions in this setup. We discuss how these solutions fit into the web of swampland conjectures.
The Swampland Distance Conjecture states that at infinite distance in the scalar moduli space an infinite tower of particles become exponentially massless. We study this issue in the context of 4d type IIA and type IIB Calabi-Yau compactifications. We find that for large moduli not only towers of particles but also domain walls and strings become tensionless. We study in detail the case of type IIA and IIB ${\cal N}=1$ CY orientifolds and show how for infinite Kähler and/or complex structure moduli towers of domain walls and strings become tensionless, depending on the particular direction in …
Motivated by the coincidence of scrambling time in de Sitter and maximum lifetime given by the $\textit{Trans-Planckian Censorship Conjecture}$ (TCC), we study the relation between the de Sitter complementarity and the Swampland conditions. We study thermalization in de Sitter space from different perspectives and show that TCC implies de Sitter space cannot live long enough to be considered a thermal background. We also revisit $α$-vacua in light of this work and show that TCC imposes multiple initial condition/fine-tuning problems on any conventional inflationary scenario.
We point out that the swampland conjectures, forbidding the presence of global symmetries and (meta-)stable de Sitter vacua within quantum gravity, pick up a dynamical axion for the electroweak SU(2) gauge theory as a natural candidate for the quintessence field. The potential energy of the electroweak axion provides an attractive candidate for the dark energy. We discuss constraints from the weak gravity conjecture, from the conjecture of no global symmetry, and from observations, which can be satisfied elegantly in a supersymmetric extension of the standard model.
We construct AdS$_4$ flux vacua of type IIA string theory in the supergravity (large volume, small $g_s$) regime, including the backreaction of O6-planes. Our solutions are the localized versions of the smeared solutions on Calabi-Yau orientifolds studied by DeWolfe, Giryavets, Kachru and Taylor and in other works. We find that the O-plane backreaction in these solutions generates warping, a varying dilaton, non-closed RR field strengths and internal curvature. Just like their smeared counterparts, the localized solutions admit stabilized moduli, a parametric control over string corrections an…
The string theory swampland proposes that there is no UV-completion for an effective field theory with an exact (metastable) de Sitter vacua, thereby ruling out standard $Λ$CDM cosmology if the conjecture is taken seriously. The swampland criteria have also been shown to be in sharp tension with quintessence models under current and forthcoming observational bounds. As a logical next step, we introduce higher derivative self-interactions in the low-energy effective Lagrangian and show that one can satisfy observational constraints as well as the swampland criteria for some specific models. In …
Nongeometric flux compactifications with frozen complex structure moduli have been recently studied for several phenomenological purposes. In this context, we analyze the possibility of realizing de-Sitter solutions in the context of ${\cal N} =1$ type II nongeometric flux compactifications using the ${\mathbb T}^6/({\mathbb Z}_3 \times {\mathbb Z}_3)$ toroidal orientifolds. For the type IIB case, we observe that the Bianchi identities are too strong to simultaneously allow both the NS-NS three-form flux ($H_3$) and the nongeometric ($Q$) flux to take non-zero values, which makes this model ir…
One of the main goals of the field of string phenomenology is to describe the properties of our spacetime in low-energy effective models related to and consistent with string theory. It is known that our universe undergoes accelerated expansion, which can be described in Einstein's theory of general relativity as a positive cosmological constant. Within string theory descriptions, this is realized by a scalar field with a positive value of its potential. Oftentimes, this is modeled by having the scalar at a stable, positive minimum. One then obtains a de Sitter spacetime. Constructions of de S…
Holography and the Swampland: Constraints on Quantum Gravity from Holographic Principles
Inter-University Centre for Astronomy and Astrophysics (IUCAA)（大学间天文学与天体物理学中心）；Department of Physics, K.L.S. College, Nawada, Magadh University（那达德KLS学院物理系，马加德大学）；Center for Theoretical Physics, Tomsk State Pedagogical University（托木斯克国立师范学院理论物理中心）；National Research Tomsk Polytechnic University（托木斯克理工大学国家研究型大学）；Núcleo Interdisciplinar de Ciências Exatas e da Natureza, NICEN, Universidade Federal de Pernambuco（伯南布哥联邦大学精确与自然科学跨学科核心）；Department of Nuclear Physics, Institute of Physics, University of São Paulo（圣保罗大学物理研究所核物理系）
Stable non-supersymmetric Anti-de Sitter (AdS) vacua of string theory are widely believed not to exist. In this letter, we analytically compute the full bosonic Kaluza-Klein spectrum around the ${\rm G_2}$-invariant non-supersymmetric $\textrm{AdS}_4$ solution of massive IIA supergravity, and show that it is perturbatively stable. We also provide evidence that six other non-supersymmetric $\textrm{AdS}_4$ solutions of massive IIA supergravity are perturbatively stable. Since previous studies have indicated that these AdS vacua may also be non-perturbatively stable, our findings pose a challeng…
