The generalized Brillouin zone (GBZ), which is the core concept of the non-Bloch band theory to rebuild the bulk boundary correspondence in the non-Hermitian topology, appears as a closed loop generally. In this work, we find that even if the GBZ itself collapses into a point, the recovery of the open boundary energy spectrum by the continuum bands remains unchanged. Contrastively, if the bizarreness of the GBZ occurs, the winding number will become illness. Namely, we find that the bulk boundary correspondence can still be established whereas the GBZ has singularities from the perspective of the energy, but not from the topological invariants. Meanwhile, regardless of the fact that the GBZ comes out with the closed loop, the bulk boundary correspondence can not be well characterized yet because of the ill-definition of the topological number. Here, the results obtained may be useful for improving the existing non-Bloch band theory.
We provide a systematic and self-consistent method to calculate the generalized Brillouin Zone (GBZ) analytically in one dimensional non-Hermitian systems, which helps us to understand the non-Hermitian bulk-boundary correspondence. In general, a n-band non-Hermitian Hamiltonian is constituted by n distinct sub-GBZs, each of which is a piecewise analytic closed loop. Based on the concept of resultant, we can show that all the analytic properties of the GBZ can be characterized by an algebraic equation, the solution of which in the complex plane is dubbed as auxiliary GBZ (aGBZ). We also provid…
This work unveils how geometric features of two-band non-Hermitian Hamiltonians can completely classify the topology of their eigenstates and energy manifolds. Our approach generalizes the Bloch sphere visualization of Hermitian systems to a ``Bloch torus'' picture for non-Hermitian systems, where a singularity ring (SR) captures the degeneracy structure of generic exceptional points. The SR picture affords convenient visualization of various symmetry constraints and reduces their topological characterization to the classification of simple intersection or winding behavior, as detailed by our …
In this paper, we review our non-Bloch band theory in one-dimensional non-Hermitian tight-binding systems. In our theory, it is shown that in non-Hermitian systems, the Brillouin zone is determined so as to reproduce continuum energy bands in a large open chain. By using simple models, we explain the concept of the non-Bloch band theory and the method to calculate the Brillouin zone. In particular, for the non-Hermitian Su-Schrieffer-Heeger model, the bulk-edge correspondence can be established between the topological invariant defined from our theory and existence of the topological edge stat…
In spatially periodic Hermitian systems, such as electronic systems in crystals, the band structure is described by the band theory in terms of the Bloch wave functions, which reproduce energy levels for large systems with open boundaries. In this paper, we establish a generalized Bloch band theory in one-dimensional spatially periodic tight-binding models. We show how to define the Brillouin zone in non-Hermitian systems. From this Brillouin zone, one can calculate continuum bands, which reproduce the band structure in an open chain. As an example, we apply our theory to the non-Hermitian Su-…
The vacuum of a band system, with respect to particles or holes, can become topologically nontrivial when the exceptional points of the non-hermitian Hamiltonian spread over the whole Brillouin zone. The coalescence of the eigenstates eliminates the geometric multiplicity of the Hamiltonian and puts the remaining bands on a topological background. We find several distinct phenomena in these systems: a single band topological model, a two-band Chern insulator in which the topological number of the low band does not compensate to that of the up band, a topologically protected boundary state that…
The breakdown of the conventional bulk-boundary correspondence due to non-Hermitian skin effect leads to the non-Bloch bulk-boundary correspondence in the generalized Brillouin zone. Inspired by the case of the equivalence between the non-reciprocal hopping and imaginary gauge field, we propose a method to construct the topological equivalent models of the non-Hermitian dimerized lattices with the similarity transformations. The idea of the constructions is from that the imaginary magnetic flux vanishes under the open boundary condition and the period boundary spectra can be well approximated …
Non-Bloch Quantum Geometry of Non-Hermitian Systems
Seoul National University（首尔大学）；Beihang University（北京航空航天大学）；Center for Theoretical Physics (CTP), Seoul National University（首尔大学理论物理中心）；Institute of Applied Physics, Seoul National University（首尔大学应用物理研究所）
We consider a 3-dimensional (3D) non-Hermitian exceptional line semimetal model and take open boundary conditions in x, y, and z directions separately. In each case, we calculate the parameter regions where the bulk-boundary correspondence is broken. The breakdown of the bulk-boundary correspondence is manifested by the deviation from unit circles of generalized Brillouin zones (GBZ) and the discrepancy between spectra calculated with open boundary conditions (OBC) and periodic boundary conditions (PBC). The consistency between OBC and PBC spectra can be recovered if the PBC spectra are calcul…
In some non-Hermitian systems, the eigenstates in the bulk are localized at the boundaries of the systems. This is called the non-Hermitian skin effect, and it has been studied mostly in discrete systems. In the present work, we study the non-Hermitian skin effect in a continuous periodic model. In a one-dimensional system, we show that the localization lengths are equal for all the eigenstates. Moreover, the localization length and the eigenspectra in a large system are independent of the types of open boundary conditions. These properties are also found in a non-Hermitian photonic crystal. S…
The conventional bulk-boundary correspondence breaks down in non-Hermitian systems. In this paper, we reestablish the bulk-boundary correspondence in one-dimensional non-Hermitian systems by applying the scattering theory, which is a systematical way in various symmetry classes. Based on the scattering theory, it is discovered that the topological invariant can be obtained by solving a generalized eigenproblem without calculating the generalized Brillouin zone. As a direct consequence, we unveil a new type of topological phase transition without typical bulk enengy gap closing and an unstable …
This work uncovers a new class of criticality where eigenenergies and eigenstates of non-Hermitian lattice systems jump discontinuously across a critical point in the thermodynamic limit, unlike established Hermitian and non-Hermitian critical scenarios where spectrum remains continuous across a transition. Such critical behavior, dubbed the "critical skin effect", is rather generic, occuring whenever subsystems with dissimilar non-Hermitian skin localization lengths are coupled, however weakly. Due to the existence of this criticality, the thermodynamic limit and the zero-coupling limit canno…
We propose an anti-parity-time (anti-PT ) symmetric non-Hermitian Su-Schrieffer-Heeger (SSH) model, where the large non-Hermiticity constructively creates nontrivial topology and greatly expands the topological phase. In the anti-PT -symmetric SSH model, the gain and loss are alternatively arranged in pairs under the inversion symmetry. The appearance of degenerate point at the center of the Brillouin zone determines the topological phase transition, while the exceptional points unaffect the band topology. The large non-Hermiticity leads to unbalanced wavefunction distribution in the broken an…
We study the quench dynamics of non-Hermitian topological models with non-Hermitian skin effects. Adopting the non-Bloch band theory and projecting quench dynamics onto the generalized Brillouin zone, we find that emergent topological structures, in the form of dynamic skyrmions, exist in the generalized momentum-time domain, and are correlated with the non-Bloch topological invariants of the static Hamiltonians. The skyrmion structures anchor on the fixed points of dynamics whose existence are conditional on the coincidence of generalized Brillouin zones of the pre- and post-quench Hamiltonia…
Both non-Hermitian systems and the behaviour of emitters coupled to structured baths have been studied intensely in recent years. Here we study the interplay of these paradigmatic settings. In a series of examples, we show that a single quantum emitter coupled to a non-Hermitian bath displays a number of unconventional behaviours, many without Hermitian counterpart. We first consider a unidirectional hopping lattice whose complex dispersion forms a loop. We identify peculiar bound states inside the loop as a manifestation of the non-Hermitian skin effect. In the same setting, emitted photons m…
Non-Hermiticity is expected to add far more physical features to the already rich Floquet topological phases of matter. Nevertheless, a systematic approach to characterize non-Hermitian Floquet topological matter is still lacking. In this work we introduce a dual scheme to characterize the topology of non-Hermitian Floquet systems in momentum space and in real space, using a piecewise quenched nonreciprocal Su-Schrieffer-Heeger model for our case studies. Under the periodic boundary condition, topological phases are characterized by a pair of experimentally accessible winding numbers that make…
We study a new class of non-Hermitian topological phases in three dimension in the absence of any symmetry, where the topological robust band degeneracies are Hopf-link exceptional lines. As a concrete example, we investigate the non-Hermitian band structures of nodal line semimetals under non-Hermitian perturbations, where the Fermi surfaces can transit from 1d nodal lines to 2d twisting surfaces with Hopf-link boundaries when the winding number defined along the nodal line is $\pm 1$. The linking numbers of these linked exceptional line phases are also proposed, based on the integral of Cher…
Topological phases of Hermitian systems are known to exhibit intriguing properties such as the presence of robust boundary states and the famed bulk-boundary correspondence. These features can change drastically for their non-Hermitian generalizations, as exemplified by a general breakdown of bulk-boundary correspondence and a localization of all states at the boundary, termed the non-Hermitian skin effect. In this article, we present a completely analytical unifying framework for studying these systems using generalized transfer matrices -- a real-space approach suitable for systems with peri…
We characterize non-Hermitian band structures by symmetry indicator topological invariants. Enabled by crystalline inversion symmetry, these indicators allow us to short-cut the calculation of conventional non-Hermitian topological invariants. In particular, we express the three-dimensional winding number of point-gapped non-Hermitian systems, which is defined as an integral over the whole Brillouin zone, in terms of symmetry eigenvalues at high-symmetry momenta. Furthermore, for time-reversal symmetric non-Hermitian topological insulators, we find that symmetry indicators characterize the ass…
Exceptional point (EP) associated with eigenstates coalescence in non-Hermitian systems has many exotic features. The EPs are generally sensitive to system parameters, here we report symmetry protected isolated EPs in the Brillouin zone (BZ) of a two-dimensional non-Hermitian bilayer square lattice; protected by symmetry, the isolated EPs only move, merge, and split in the BZ. The average values of Pauli matrices under the eigenstate of system Bloch Hamiltonian define a real planar vector field, the topological defects of which are isolated EPs associated with vortices. The winding number char…
Energy bands of non-Hermitian crystalline systems are described in terms of the generalized Brillouin zone (GBZ) having unique features which are absent in Hermitian systems. In this paper, we show that in one-dimensional non-Hermitian systems with both sublattice symmetry and time-reversal symmetry such as the non-Hermitian Su-Schrieffer-Heeger model, a topological semimetal phase with exceptional points is stabilized by the unique features of the GBZ. Namely, under a change of a system parameter, the GBZ is deformed so that the system remains gapless. It is also shown that each energy band i…
We establish exact relations between the winding of "energy" (eigenvalue of Hamiltonian) on the complex plane as momentum traverses the Brillouin zone with periodic boundary condition, and the presence of "skin modes" with open boundary condition in non-hermitian systems. We show that the nonzero winding with respect to any complex reference energy leads to the presence of skin modes, and vice versa. We also show that both the nonzero winding and the presence of skin modes share the common physical origin that is the non-vanishing current through the system.
Skin effect, where macroscopically many bulk states are aggregated towards the system boundary, is one of the most important and distinguishing phenomena in non-Hermitian quantum systems. We discuss a new aspect of this effect whereby, despite its topological origin, applying magnetic field can largely suppress it. Skin states are pushed back into the bulk and the skin topological area, which we define, is sharply reduced. As seen from exact solutions of representative models this is fundamentally rooted in the fact that the applied magnetic field restores the validity of the low-energy descri…
The Nielsen-Ninomiya Theorem has set up a ground rule for the minimal number of the topological points in a Brillouin zone. Notably, in the 2D Brillouin zone, chiral symmetry and space-time inversion symmetry can properly define topological invariants as charges characterizing the stability of the nodal points so that the non-zero charges protect these points. Due to the charge neutralization, the Nielsen-Ninomiya Theorem requires at least two stable topological points in the entire Brillouin zone. However, additional crystalline symmetries might duplicate the points. In this regard, for the w…
In the band theory for non-Hermitian systems, the energy eigenvalues, which are complex, can exhibit non-trivial topology which is not present in Hermitian systems. In one dimension, it was recently noted theoretically and demonstrated experimentally that the eigenvalue topology is classified by the braid group. The classification of eigenvalue topology in higher dimensions, however, remained an open question. Here, we give a complete description of eigenvalue topology in two and three dimensional systems, including the gapped and gapless cases. We reduce the topological classification problem…
Topological characterization of non-Hermitian band structures demands more than a straightforward generalization of the Hermitian cases. Even for one-dimensional tight-binding models with nonreciprocal hopping, the appearance of point gaps and the skin effect leads to the breakdown of the usual bulk-boundary correspondence. Luckily, the correspondence can be resurrected by introducing a winding number for the generalized Brillouin zone for systems with even number of bands and chiral symmetry. Here, we analyze the topological phases of a nonreciprocal hopping model on the stub lattice, where o…
Although the non-Bloch band theory is a milestone in elaborating bulk energy bands of non-Hermitian systems under the open-boundary condition (OBC), vital issues related to multivalued functions of non-Hermitian energy bands remain unsolved. In this paper, we anatomize the bulk properties of one-dimensional multiband non-Hermitian systems under OBC. We put forward the energy-band branches (EBBs) to settle the multivalued functions of non-Hermitian energy bands, which become gapped or gapless corresponding to disconnected or connected EBBs in the complex energy plane, where the branch points an…
Topology and edge modes surviving criticality in non-Hermitian Floquet systems
College of Physics and Optoelectronic Engineering, Ocean University of China（中国海洋大学物理与光电工程学院）；Qingdao Key Laboratory of Advanced Optoelectronics（青岛先进光学重点实验室）；Engineering Research Center of Advanced Marine Physical Instruments and Equipment of MOE（教育部海洋高端装备工程研究中心）
Non-Hermitian skin effect and critical skin effect are unique features of non-Hermitian systems. In this Letter, we study an open system with its dynamics of single-particle correlation function effectively dominated by a non-Hermitian damping matrix, which exhibits $\mathbb{Z}_2$ skin effect, and uncover the existence of a novel phenomenon of helical damping. When adding perturbations that break anomalous time reversal symmetry to the system, the critical skin effect occurs, which causes the disappearance of the helical damping in the thermodynamic limit although it can exist in small size sy…
The bulk-boundary correspondence is among the central issues of non-Hermitian topological states. We show that a previously overlooked `non-Hermitian skin effect' necessitates redefinition of topological invariants in a generalized Brillouin zone. The resultant phase diagrams dramatically differ from the usual Bloch theory. Specifically, we obtain the phase diagram of non-Hermitian Su-Schrieffer-Heeger model, whose topological zero modes are determined by the non-Bloch winding number instead of the Bloch-Hamiltonian-based topological number. Our work settles the issue of the breakdown of conve…
Universal Generalized Brillouin Zone Theory I: Review of the Spectral Approach
Xiamen University（厦门大学）；Institute of Physics, Chinese Academy of Sciences（中国科学院物理研究所）；New Cornerstone Science Laboratory（新基石科学实验室）；Asia Pacific Center for Theoretical Physics（亚太理论物理中心）
Institute of Industrial Science, The University of Tokyo（东京大学工业科学研究所）；RIKEN Center for Emergent Matter Science (CEMS)（理化学研究所新兴物质科学中心）；Department of Physics, Sophia University（上智大学物理系）；Institute for Solid State Physics, University of Tokyo（东京大学固体物理研究所）
The topology of non-Hermitian systems is drastically shaped by the non-Hermitian skin effect, which leads to the generalized bulk-boundary correspondence and non-Bloch band theory. The essential part in formulations of bulk-boundary correspondence is a general and computable definition of topological invariants. In this paper, we introduce a construction of non-Hermitian topological invariants based directly on real-space wavefunctions, which provides a general and straightforward approach for determining non-Hermitian topology. As an illustration, we apply this formulation to several represen…
