Efficient resource allocation with hybrid precoder design is essential for massive MIMO systems operating in millimeter wave (mmW) domain. Owing to a higher energy efficiency and a lower complexity of a partially connected hybrid architecture, in this letter, we propose a joint deep convolutional neural network (CNN) based scheme for precoder design and antenna selection of a partially connected massive MIMO hybrid system. Precoder design and antenna selection is formulated as a regression and classification problem, respectively, for CNN. The channel data is fed to the first CNN network which outputs a subset of selected antennas having the optimal spectral efficiency. This subset is again fed to the second CNN to obtain the block diagonal precoder for a partially connected architecture. Simulation results verifies the superiority of CNN based approach over conventional iterative and alternating minimization (alt-min) algorithms. Moreover, the proposed scheme is computationally efficient and is not very sensitive to channel irregularities.
The signal-to-leakage-and-noise ratio (SLNR) precoder is widely used for MU-MIMO systems in many works, and observed with improved performance from zeroforcing (ZF) precoder. Our work proofs SLNR precoder is completely equivalent to conventional regulated ZF (RZF) precoder, which has significant gain over ZF precoder at low SNRs. Therefore, with our conclusion, the existing performance analysis about RZF precoder can be readily applicable to SLNR precoder.
Dealing with nonlinear effects of the radio-frequency(RF) chain is a key issue in the realization of very large-scale multi-antenna (MIMO) systems. Achieving the remarkable gains possible with massive MIMO requires that the signal processing algorithms systematically take into account these effects. Here, we present a computationally efficient linear precoding method satisfying the requirements for low peak-to-average power ratio (PAPR) and low-resolution D/A-converters (DACs). The method is based on a sparse regularization of the precoding matrix and offers advantages in terms of precoded sig…
This paper investigates a novel method for designing linear precoders with finite alphabet inputs based on autoencoders (AE) without the knowledge of the channel model. By model-free training of the autoencoder in a multiple-input multiple-output (MIMO) system, the proposed method can effectively solve the optimization problem to design the precoders that maximize the mutual information between the channel inputs and outputs, when only the input-output information of the channel can be observed. Specifically, the proposed method regards the receiver and the precoder as two independent paramete…
In multiple input multiple output (MIMO) systems, precoding allows the base station to spatially focus and multiplex signals towards each user. However, distortion introduced by power amplifier nonlinearities coherently combines in the same spatial directions when using a conventional precoder such as maximum ratio transmission (MRT). This can strongly limit the user performance and moreover create unauthorized out-of-band (OOB) emissions. In order to overcome this problem, the zero third-order distortion (Z3RO) precoder was recently introduced. This precoder constraints the third-order distor…
In this paper, we propose a sequential and incremental precoder design for downlink joint transmission (JT) network MIMO systems with imperfect backhaul links. The objective of our design is to minimize the maximum of the sub-stream mean square errors (MSE), which dominates the average bit error rate (BER) performance of the system. In the proposed scheme,we first optimize the precoder at the serving base station (BS), and then sequentially optimize the precoders of non-serving BSs in the JT set according to the descending order of their probabilities of participating in JT. The BS-wise sequen…
The energy consumption of wireless networks is a growing concern. In massive MIMO systems, which are being increasingly deployed as part of the 5G roll-out, the power amplifiers in the base stations have a large impact in terms of power demands. Most of the current massive MIMO precoders are designed to minimize the transmit power. However, the efficiency of the power amplifiers depend on their operating regime with respect to their saturation regime, and the consumed power proves to be non-linearly related to the transmit power. Power consumption-based equivalents of maximum ratio transmissio…
This paper investigates the problem of hybrid precoder and combiner design for multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) systems operating in millimeter-wave (mmWave) bands. We propose a novel iterative scheme to design the codebook-based analog precoder and combiner in forward and reverse channels. During each iteration, we apply compressive sensing (CS) technology to efficiently estimate the equivalent MIMO-OFDM mmWave channel. Then, the analog precoder or combiner is obtained based on the orthogonal matching pursuit (OMP) algorithm to alleviate …
Fifth-generation (5G) cellular systems will build on massive multi-user (MU) multiple-input multiple-output (MIMO) technology to attain high spectral efficiency. However, having hundreds of antennas and radio-frequency (RF) chains at the base station (BS) entails prohibitively high hardware costs and power consumption. This paper proposes a novel nonlinear precoding algorithm for the massive MU-MIMO downlink in which each RF chain contains an 8-phase (3-bit) constant-modulus transmitter, enabling the use of low-cost and power-efficient analog hardware. We present a high-throughput VLSI archite…
In this paper, we consider the precoder design for an under-loaded or critically loaded downlink multi-user multiple-input multiple-output (MU-MIMO) communication system. We propose novel precoding and decoding schemes which enhance system performance based on rate splitting at the transmitter and single-stage successive interference cancellation at the receivers. The proposed successive null-space (SNS) precoding scheme utilizes linear combinations of the null-space basis vectors of the successively augmented MIMO channel matrices of the users as precoding vectors to adjust the inter-user-int…
We propose four hybrid combiner/precoder for downlink mmWave massive MU-MIMO systems. The design of a hybrid combiner/precoder is divided in two parts, analog and digital. The system baseband model shows that the signal processed by the mobile station can be interpreted as a received signal in the presence of colored Gaussian noise, therefore, since the digital part of the combiner and precoder do not have constraints for their generation, their designs can be based on any traditional signal processing that takes into account this kind of noise. To the best of our knowledge, this was not consi…
We propose a novel linear minimum-mean-squared-error (MMSE) precoder design for a downlink (DL) massive multiple-input-multiple-output (MIMO) scenario. For economical and computational efficiency reasons low resolution 1-bit digital-to-analog (DAC) and analog-to-digital (ADC) converters are used. This comes at the cost of performance gain that can be recovered by the large number of antennas deployed at the base station (BS) and an appropiate precoder design to mitigate the distortions due to the coarse quantization. The proposed precoder takes the quantization non-linearities into account and…
Analog/digital hybrid precoder and combiner have been widely used in millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems due to its energy-efficient and economic superiorities. Infinite resolution of phase shifters (PSs) for the analog beamformer can achieve very close performance compared to the full-digital scheme but will result in high complexity and intensive power consumption. Thus, more cost effective and energy efficient low resolution PSs are typically used in practical mmWave MIMO systems. In this paper, we consider the joint hybrid precoder and combiner design wit…
In this paper, we investigate the design of linear precoders for the multiple-input multiple-output (MIMO) multiple access channel (MAC). We assume that statistical channel state information (CSI) is available at the transmitters and consider the problem under the practical finite alphabet input assumption. First, we derive an asymptotic (in the large system limit) expression for the weighted sum rate (WSR) of the MIMO MAC with finite alphabet inputs and Weichselberger's MIMO channel model. Subsequently, we obtain the optimal structures of the linear precoders of the users maximizing the asymp…
This paper proposes the class of Generalized Least-Square-Error (GLSE) precoders for multiuser massive MIMO systems. For a generic transmit constellation, GLSE precoders minimize the interference at user terminals assuring that given constraints on the transmit signals are satisfied. The general form of these precoders enables us to impose multiple restrictions at the transmit signal such as limited peak power and restricted number of active transmit antennas. Invoking the replica method from statistical mechanics, we study the performance of GLSE precoders in the large-system limit. We show t…
Rate-Splitting Multiple Access (RSMA) has recently appeared as a powerful and robust multiple access and interference management strategy for downlink Multi-user (MU) multi-antenna communications. In this work, we study the precoder design problem for RSMA scheme in downlink MU systems with both perfect and imperfect Channel State Information at the Transmitter (CSIT) and assess the role and benefits of transmitting multiple common streams. Unlike existing works which have considered single-antenna receivers (Multiple-Input Single-Output--MISO), we propose and extend the RSMA framework for mul…
In this paper, we investigate the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA). We propose a novel user-assisted (UA) simultaneous diagonalization (SD) based MIMO-NOMA scheme that achieves SD of the MIMO channels of both users through a combination of precoder design and low-complexity self-interference cancellation at the users, thereby considerably lowering the overall decoding complexity compared to joint decoding. The achievable ergodic user rates of the proposed scheme are analyzed for Rayleigh fading channe…
This paper proposes the nonlinear Least Square Error (LSE) precoders for multiuser MIMO broadcast channels. The output signals of LSE Precoders are limited to be chosen from a predefined set which let these precoders address several constraints such as peak power limitation, constant envelope transmission and discrete constellations. We study the large-system performance of these precoders via the replica method from statistical physics, and derive a closed-form expression for the asymptotic distortion. Our results demonstrate that an LSE precoder with the output peak-to-average power ratio of…
Co-Designing Statistical MIMO Radar and In-band Full-Duplex Multi-User MIMO Communications -- Part II: Joint Precoder, Radar Code, and Receive Filters Design
This article is on the energy efficient precoder design in multi-user multiple-input-multiple-output (MU-MIMO) systems which is also robust with respect to the imperfect channel state information (CSI) at the transmitters. In other words, we design the precoder matrix associated with each transmitter to maximize the general energy efficiency of the network. We investigate the problem in two conventional cases. The first case considers the statistical characterization for the channel estimation error that leads to a quadratically constrained quadratic program (QCQP) with a semi-closed-form solu…
This paper studies an energy efficient design of precoders for point-to-point multiple-input-multiple-output (MIMO) orthogonal frequency-division multiplexing (OFDM) systems. Differently from traditional approaches, the optimal power allocation strategy is studied by modelling the circuit power as a rate-dependent function. We show that if the circuit power is a constant plus an increasing and convex function of the transmission rate, the problem of minimizing the consumed energy per bit received can be reformulated as a convex fractional program and solved by means of a bisection algorithm. T…
In this paper, we investigate the robust linear precoder design for three dimensional (3D) massive multi-input multi-output (MIMO) downlink with uniform planar array (UPA) and imperfect channel state information (CSI). In practical massive MIMO with UPAs, the number of antennas in each column or row is usually limited. The straightforward extension of the conventional DFT based beam domain channel model widely used in massive MIMO with uniform linear arrays (ULAs) can not apply. To overcome this issue, we establish a new beam domain channel model by using sampled steering vectors. Then, a nove…
We introduce a class of nonlinear least square error precoders with a general penalty function for multiuser massive MIMO systems. The generality of the penalty function allows us to consider several hardware limitations including transmitters with a predefined constellation and restricted number of active antennas. The large-system performance is then investigated via the replica method under the assumption of replica symmetry. It is shown that the least square precoders exhibit the "marginal decoupling property" meaning that the marginal distributions of all precoded symbols converge to a de…
In this paper, we propose a novel low-complexity hybrid linear/Tomlinson-Harashima precoder (H-L-THP) for downlink large-scale multiuser multiple-input multiple-output (MU-MIMO) systems. The proposed precoder comprises an inner linear precoder which utilizes only the second order statistics of the channel state information (CSI) and outer THPs which use the instantaneous overall CSI of the cascade of the actual channel and the inner precoder. The user terminals are divided into groups, where for each group a THP successively mitigates the intra-group interference, whereas the inter-group inter…
Aiming at maximizing the achievable sum-rate of wideband multiuser mmWave massive MIMO systems, the hybrid precoding is studied. Since each computation of the achievable sum-rate can be performed only after the analog precoder and digital precoder are both determined, the maximization of the achievable sum-rate has intractable computational complexity. By introducing the interference free (IF) achievable sum-rate, the design of the analog and digital precoders can be decoupled. To avoid the beam conflict and maximize the IF achievable sum-rate, a Hungarian-based codeword selection algorithm is…
Massive multi-user multiple-input multiple-output (MU-MIMO) enables significant gains in spectral efficiency and link reliability compared to conventional small-scale MIMO technology. Furthermore, linear precoders, e.g., using zero forcing or Wiener filter (WF) precoding, are sufficient to achieve excellent error-rate performance in the massive MU-MIMO downlink. However, these methods necessitate centralized processing at the base-station (BS), which causes (i) excessively high interconnect and chip input/output data rates, and (ii) high implementation complexity. We propose two feedforward ar…
Precoding for multiple-input, multiple-output (MIMO) antenna systems is considered with perfect channel knowledge available at both the transmitter and the receiver. For 2 transmit antennas and QAM constellations, an approximately optimal (with respect to the minimum Euclidean distance between points in the received signal space) real-valued precoder based on the singular value decomposition (SVD) of the channel is proposed, and it is shown to offer a maximum-likelihood (ML)-decoding complexity of $\mathcal{O}(\sqrt{M})$ for square $M$-QAM. The proposed precoder is obtainable easily for arbitr…
We propose a unitary precoding scheme, namely polar-precoding, to improve the performance of polar-coded MIMO systems. In contrast to the traditional design of MIMO precoding criteria, the proposed polar-precoding scheme relies on the \emph{polarization criterion}. In particular, the precoding matrix design comprises two steps. After selecting a basic matrix for maximizing the capacity in the first step, we design a unitary matrix for maximizing the polarization effect among the data streams without degrading the capacity. Our simulation results show that the proposed polar-precoding scheme ou…
In this paper, a downlink multiple input multiple output (MIMO) non-orthogonal multiple access (NOMA) wireless communication system is considered. In NOMA systems, the base station has unicast data for all users, and multiple users in a group share the same resources. The objective is to design transmit precoders and power allocation coefficients jointly that provide max-min fairness (MMF) among the strongest users in each group, while maintaining minimum target rates for all the other users. The problem is solved via two main iterative approaches. The first method is based on semi-definite re…
In this paper, we introduce the novel use of linear spatial precoding based on fixed and known parameters of multiple-input multiple-output (MIMO) channels to improve the performance of space-time coded MIMO systems. We derive linear spatial precoding schemes for both coherent (channel is known at the receiver) and non-coherent (channel is un-known at the receiver) space-time coded MIMO systems. Antenna spacing and antenna placement (geometry) are considered as fixed parameters of MIMO channels, which are readily known at the transmitter. These precoding schemes exploit the antenna placement i…
For multi-user multiple-input and multiple-output (MIMO) wireless communications in orthogonal frequency di- vision multiplexing systems, we propose a MIMO precoding scheme providing a desired peak-to-average power ratio (PAR) at the minimum cost that is defined as received SNR degradation. By taking advantage of the concentration of measure, we formulate a convex problem with constraint on the desired PAR. Consequently, the proposed scheme almost exactly achieves the desired PAR on average, and asymptotically attains the desired PAR at the 0.001 point of its complementary cumulative distribut…
We consider zero-forcing equalization of frequency selective MIMO channels by causal and linear time-invariant precoders in the presence of intersymbol interference. Our motivation is twofold. First, we are concerned with the optimal performance of causal precoders from a worst case point of view. Therefore we construct an optimal causal precoder, whereas contrary to other works our construction is not limited to finite or rational impulse responses. Moreover we derive a novel numerical approach to computation of the optimal perfomance index achievable by causal precoders for given channels. T…
This paper develops an efficient procedure for designing low-complexity codebooks for precoding in a full-dimension (FD) multiple-input multiple-output (MIMO) system with a uniform planar array (UPA) antenna at the transmitter (Tx) using tensor learning. In particular, instead of using statistical channel models, we utilize a model-free data-driven approach with foundations in machine learning to generate codebooks that adapt to the surrounding propagation conditions. We use a tensor representation of the FD-MIMO channel and exploit its properties to design quantized version of the channel pre…
In this paper, we consider delay-optimal MIMO precoder and power allocation design for a MIMO Link in wireless fading channels. There are $L$ data streams spatially multiplexed onto the MIMO link with heterogeneous packet arrivals and delay requirements. The transmitter is assumed to have knowledge of the channel state information (CSI) as well as the joint queue state information (QSI) of the $L$ buffers. Using $L$-dimensional Markov Decision Process (MDP), we obtain optimal precoding and power allocation policies for general delay regime, which consists of an online solution and an offline s…
Multi-antenna precoding effectively mitigates the interference in wireless networks. However, the precoding efficiency can be significantly degraded by the overhead due to the required feedback of channel state information (CSI). This paper addresses such an issue by proposing a systematic method of designing precoders for the two-user multiple-input-multiple-output (MIMO) interference channels based on finite-rate CSI feedback from receivers to their interferers, called cooperative feedback. Specifically, each precoder is decomposed into inner and outer precoders for nulling interference and …
This paper investigates the linear precoder design for $K$-user interference channels of multiple-input multiple-output (MIMO) transceivers under finite alphabet inputs. We first obtain general explicit expressions of the achievable rate for users in the MIMO interference channel systems. We study optimal transmission strategies in both low and high signal-to-noise ratio (SNR) regions. Given finite alphabet inputs, we show that a simple power allocation design achieves optimal performance at high SNR whereas the well-known interference alignment technique for Gaussian inputs only utilizes a pa…
Massive multiple-input multiple-output (MIMO) is a key technology for 5G wireless communications with a promise of significant capacity increase. The use of low-resolution data converters is crucial for massive MIMO to make the overall transmission as cost- and energy-efficient as possible. In this work, we consider a downlink millimeter-wave (mmWave) transmission scenario, where multiple users are served simultaneously by massive MIMO with one-bit digital-to-analog (D/A) converters. In particular, we propose a novel precoder design based on signal-to-leakage-plus-noise ratio (SLNR), which min…
In this paper, the problem of designing a linear precoder for Multiple-Input Multiple-Output (MIMO) systems in conjunction with Quadrature Amplitude Modulation (QAM) is addressed. First, a novel and efficient methodology to evaluate the input-output mutual information for a general Multiple-Input Multiple-Output (MIMO) system as well as its corresponding gradients is presented, based on the Gauss-Hermite quadrature rule. Then, the method is exploited in a block coordinate gradient ascent optimization process to determine the globally optimal linear precoder with respect to the MIMO input-outpu…
In this paper, a new multi-cell MMSE precoder is proposed for massive MIMO systems. We consider a multi-cell network where each cell has $K$ users and $B$ orthogonal pilot sequences are available, with $B = βK$ and $β\ge 1$ being the pilot reuse factor over the network. In comparison with conventional single-cell precoding which only uses the $K$ intra-cell channel estimates, the proposed multi-cell MMSE precoder utilizes all $B$ channel directions that can be estimated locally at a base station, so that the transmission is designed spatially to suppress both parts of the inter-cell and intra-…
We propose a hierarchical interference mitigation scheme for massive MIMO cellular networks. The MIMO precoder at each base station (BS) is partitioned into an inner precoder and an outer precoder. The inner precoder controls the intra-cell interference and is adaptive to local channel state information (CSI) at each BS (CSIT). The outer precoder controls the inter-cell interference and is adaptive to channel statistics. Such hierarchical precoding structure reduces the number of pilot symbols required for CSI estimation in massive MIMO downlink and is robust to the backhaul latency. We study …
This paper is devoted to the design of precoders maximizing the ergodic mutual information (EMI) of bi-correlated flat fading MIMO systems equiped with MMSE receivers. The channel state information and the second order statistics of the channel are assumed available at the receiver side and at the transmitter side respectively. As the direct maximization of the EMI needs the use of non attractive algorithms, it is proposed to optimize an approximation of the EMI, introduced recently, obtained when the number of transmit and receive antennas $t$ and $r$ converge to $\infty$ at the same rate. It…
In this paper, we consider the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. The proposed precoding scheme is based on simultaneous triangularization and decomposes the MIMO-NOMA channels of the two users into multiple single-input single-output NOMA channels, assuming low-complexity self-interference cancellation at the users. In contrast to the precoding schemes based on simultaneous diagonalization (SD), the proposed scheme avoids inverting the MIMO channels of the users, thereby enhancing the ergodic …
We address the problem of the bit error rate (BER) performance gap between the sub-optimal and optimal linear precoder (LP) for a multiuser (MU) multiple input and multiple output (MIMO) broadcast systems in this paper. Particularly, mobile users suffer noise enhancement effect due to a sub-optimal LP that can be suppressed by an optimal LP matrix. A sub-optimal LP matrix such as a linear zero-forcing (LZF) precoder performs in high signal to noise ratio (SNR) regime only, in contrast, an optimal precoder for instance a linear minimum mean-square-error (LMMSE) precoder outperforms in both low …
Although the hybrid of cell-free (CF) massive multiple-input multiple-output (MIMO) and non-orthogonal multiple access (NOMA) promises massive spectral efficiency gains, the type of precoders employed at the access points (APs) impacts the gains. In this paper, we thus comprehensively evaluate the system performance with maximum ratio transmission (MRT), full-pilot zero-forcing (fpZF) and modified regularized ZF (mRZF) precoders. We derive their closed-form sum rate expressions by considering Rayleigh fading channels, the effects of intra-cluster pilot contamination, inter-cluster interference…
This paper investigates the linear precoder design that maximizes the average mutual information of multiple-input multiple-output channels with finite-alphabet inputs and statistical channel state information known at the transmitter. This linear precoder design is an important open problem and is extremely difficult to solve: First, average mutual information lacks closed-form expression and involves complicated computations; Second, the optimization problem over precoder is nonconcave. This study explores the solution to this problem and provides the following contributions: 1) A closed-for…
Precoding with block diagonalization is an attractive scheme for approaching sum capacity in multiuser multiple input multiple output (MIMO) broadcast channels. This method requires either global channel state information at every receiver or an additional training phase, which demands additional system planning. In this paper we propose a lattice based multi-user precoder that uses block diagonalization combined with pre-equalization and perturbation for the multiuser MIMO broadcast channel. An achievable sum rate of the proposed scheme is derived and used to show that the proposed technique …
In this paper, we consider secure downlink transmission in a multi-cell massive multiple-input multiple-output (MIMO) system where the numbers of base station (BS) antennas, mobile terminals, and eavesdropper antennas are asymptotically large. The channel state information of the eavesdropper is assumed to be unavailable at the BS and hence, linear precoding of data and artificial noise (AN) are employed for secrecy enhancement. Four different data precoders (i.e., selfish zero-forcing (ZF)/regularized channel inversion (RCI) and collaborative ZF/RCI precoders) and three different AN precoders…
Millimeter wave (mmWave) communications have been considered as a key technology for next generation cellular systems and Wi-Fi networks because of its advances in providing orders-of-magnitude wider bandwidth than current wireless networks. Economical and energy efficient analog/digial hybrid precoding and combining transceivers have been often proposed for mmWave massive multiple-input multiple-output (MIMO) systems to overcome the severe propagation loss of mmWave channels. One major shortcoming of existing solutions lies in the assumption of infinite or high-resolution phase shifters (PSs)…
This paper studies the large-system performance of Least Square Error (LSE) precoders which~minimize~the~input-output distortion over an arbitrary support subject to a general penalty function. The asymptotics are determined via the replica method in a general form which encloses the Replica Symmetric (RS) and Replica Symmetry Breaking (RSB) ansätze. As a result, the "marginal decoupling property" of LSE precoders for $b$-steps of RSB is derived. The generality of the studied setup enables us to address special cases in which the number of active transmit antennas are constrained. Our numerica…
We consider linear precoder design for a multiple-input multiple-output (MIMO) Gaussian wiretap channel, which comprises two legitimate nodes, i.e., Alice and Bob, operating in Full-Duplex (FD) mode and exchanging confidential messages in the presence of a passive eavesdropper. Using the sum secrecy degrees of freedoms (sum S.D.o.F.) as reliability measure, we formulate an optimization problem with respect to the precoding matrices. In order to solve this problem, we first propose a cooperative secrecy transmission scheme, and prove that its feasible set is sufficient to achieve the maximum su…
Multi-antenna precoding effectively mitigates the interference in wireless networks. However, the resultant performance gains can be significantly compromised in practice if the precoder design fails to account for the inaccuracy in the channel state information (CSI) feedback. This paper addresses this issue by considering finite-rate CSI feedback from receivers to their interfering transmitters in the two-user multiple-input-multiple-output (MIMO) interference channel, called cooperative feedback, and proposing a systematic method for designing transceivers comprising linear precoders and eq…
