In this paper, we propose a novel joint hybrid precoder and combiner design for maximizing the average achievable sum-rate of single-user orthogonal frequency division multiplexing millimeter wave massive MIMO systems. We formulate the analog precoder and combiner design as a constrained Tucker2 decomposition and solve it by using the projected alternate least square method. Such a formulation allows maximizing the sum of the effective baseband gains over all subcarriers, while suppressing the interference among the data streams in the same subcarrier. In turn, the digital precoder and combiner are obtained from the effective baseband channel's singular value decomposition on a per-subcarrier basis. Numerical simulation results show that the proposed method outperforms other existing designs.
In this letter, we investigate time-domain channel estimation for wideband millimeter wave (mmWave) MIMO OFDM system. By transmitting frequency-domain pilot symbols as well as different beamforming vectors, we observe that the time-domain mmWave MIMO channels exhibit channel delay sparsity and especially block sparsity among different spatial directions. Then we propose a time-domain channel estimation exploiting block sparsity (TDCEBS) scheme, which always aims at finding the best nonzero block achieving the largest projection of the residue at each iterations. In particular, we evaluate the …
This paper investigates the problem of hybrid precoder and combiner design for multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) systems operating in millimeter-wave (mmWave) bands. We propose a novel iterative scheme to design the codebook-based analog precoder and combiner in forward and reverse channels. During each iteration, we apply compressive sensing (CS) technology to efficiently estimate the equivalent MIMO-OFDM mmWave channel. Then, the analog precoder or combiner is obtained based on the orthogonal matching pursuit (OMP) algorithm to alleviate …
This paper proposes and analyzes a mmWave sparse channel estimation technique for OFDM systems that uses the Orthogonal Matching Pursuit (OMP) algorithm. This greedy algorithm retrieves one additional multipath component (MPC) per iteration until a stop condition is met. We obtain an analytical approximation for the OMP estimation error variance that grows with the number of retrieved MPCs (iterations). The OMP channel estimator error variance outperforms a classic maximum-likelihood (ML) non-sparse channel estimator by a factor of approximately $2\hat{L}/M$ where $\hat{L}$ is the number of re…
Intelligent reflecting surface (IRS) has been considered as a promising technology to alleviate the blockage effect and enhance coverage in millimeter wave (mmWave) communication. To explore the impact of IRS on the performance of mmWave communication, we investigate a multi-IRS assisted mmWave communication network and formulate a sum rate maximization problem by jointly optimizing the active and passive beamforming and the set of IRSs for assistance. The optimization problem is intractable due to the lack of convexity of the objective function and the binary nature of the IRS selection varia…
This paper presents a comparative study on millimeter wave (mmWave) location-based analog beamforming (BF) techniques based on channel estimation. Localization and compressive sensing (CS) effectively reduces mmWave BF complexity and enhance the performance of mmWave system comparable to the conventional mmWave analog BF techniques. BF techniques based on channel state information (CSI) has high complexity in constructing mmWave channel sensing matrix using CS. Location services based techniques highly reduce this complexity by defining the area within which the user equipment (UE) mostly prob…
This paper analyzes Hybrid Beamforming (HBF) and Multi-User Multiple-Input Multiple-Output (MU-MIMO) in millimeter wave (mmWave) 5th generation (5G) cellular networks considering the full protocol stack with TCP/IP traffic and MAC scheduling. Prior work on HBF and MU-MIMO has assumed full-buffer transmissions and studied link-level performance. We report non-trivial interactions between the HBF technique, the front-loaded channel estimation pilot scheme in NR, and the constraints of MU-MIMO scheduling. We also report that joint multi-user beamforming design is imperative, in the sense that the…
In this letter, we optimize the channel estimator of the cascaded channel in an intelligent reflecting surface (IRS)-assisted millimeter wave (mmWave) multi-antenna system. In this system, the receiver is equipped with a hybrid architecture adopting quantized beamforming. Different from traditional multiple-input multiple-output (MIMO) systems, the design of channel estimation is challenging since the IRS is usually a passive array with limited signal processing capability. We derive the optimized channel estimator in a closed form by reformulating the problem of cascaded channel estimation in…
Hybrid precoding is a cost-effective approach to support directional transmissions for millimeter wave (mmWave) communications. While existing works on hybrid precoding mainly focus on single-user single-carrier transmission, in practice multicarrier transmission is needed to combat the much increased bandwidth, and multiuser MIMO can provide additional spatial multiplexing gains. In this paper, we propose a new hybrid precoding structure for multiuser OFDM mmWave systems, which greatly simplifies the hybrid precoder design and is able to approach the performance of the fully digital precoder.…
As communication systems that employ millimeter wave (mmWave) frequency bands must use large antenna arrays to overcome the severe propagation loss of mmWave signals, hybrid beamforming has been considered as an integral component of mmWave communications. Recently, intelligent reflecting surface (IRS) has been proposed as an innovative technology that can significantly improve the performance of mmWave communication systems through the use of low-cost passive reflecting elements. In this paper, we study IRS-aided mmWave multiple-input multiple-output (MIMO) systems with hybrid beamforming arc…
Orthogonal frequency division multiplexing (OFDM) has been widely used in communication systems operating in the millimeter wave (mmWave) band to combat frequency-selective fading and achieve multi-Gbps transmissions, such as IEEE 802.15.3c and IEEE 802.11ad. For mmWave systems with ultra high sampling rate requirements, the use of low-resolution analog-to-digital converters (ADCs) (i.e., 1-3 bits) ensures an acceptable level of power consumption and system costs. However, orthogonality among sub-channels in the OFDM system cannot be maintained because of the severe non-linearity caused by low…
The combination of millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems and index modulation (IM) technique has recently constituted a novel form of mmWave hybrid beamforming. Lots of studies have been conducted to show that such system has the potential to outperform conventional mmWave-MIMOs with respect to spectral efficiency (SE). Most of the current works only focused on designing hybrid beamforming structures to empirically achieve higher SE performance. However, a fundamental question that whether IM technique can truly improve the SE of current mmWave hybrid beamformi…
Reconfigurable intelligent surface (RIS) is considered as an extraordinarily promising technology to solve the blockage problem of millimeter wave (mmWave) communications owing to its capable of establishing a reconfigurable wireless propagation. In this paper, we focus on a RIS-assisted mmWave communication network consisting of multiple base stations (BSs) serving a set of user equipments (UEs). Considering the BS-RIS-UE association problem which determines that the RIS should assist which BS and UEs, we joint optimize BS-RIS-UE association and passive beamforming at RIS to maximize the sum-…
Millimeter wave (mmWave) full-duplex (FD) is a promising technique for improving capacity by maximizing the utilization of both time and the rich mmWave frequency resources. Still, it has restrictions due to FD self-interference (SI) and mmWave's limited coverage. Therefore, this study dives into FD mmWave MIMO with the assistance of reconfigurable intelligent surfaces (RIS) for capacity improvement. First, we demonstrate the angular-domain reciprocity of FD antenna arrays under the far-field planar wavefront assumption. Accordingly, a strategy for joint downlink-uplink (DL-UL) channel estimat…
This paper develops a new genetic algorithm based resource allocation (GA-RA) technique for energy-efficient throughout maximization in multi-user massive multiple-input multiple-output (MU-mMIMO) systems using orthogonal frequency division multiplexing (OFDM) based transmission. We employ a hybrid precoding (HP) architecture with three stages: (i) radio frequency (RF) beamformer, (ii) baseband (BB) precoder, (iii) resource allocation (RA) block. First, a single RF beamformer block is built for all subcarriers via the slow time-varying angle-of-departure (AoD) information. For enhancing the en…
The problem of radio resource allocation for global energy efficiency (GEE) maximization in mmWaves large-scale multiple-input multiple-output (MIMO) systems using hybrid-beamforming with spatial modulation is addressed. The theoretical properties of the optimization problem at hand are analyzed and two provably convergent optimization algorithms with affordable complexity are proposed. The former achieves the global optimum, while the latter trades off optimality with a lower computational complexity. Nevertheless, numerical results show that both algorithms attain global optimality in practi…
This paper proposes a reconfigurable intelligent surface (RIS)-aided and angular-based hybrid beamforming (AB-HBF) technique for the millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems. The proposed RIS-AB-HBF architecture consists of three stages: (i) RF beamformer, (ii) baseband (BB) precoder/combiner, and (iii) RIS phase shift design. First, in order to reduce the number of RF chains and the channel estimation overhead, RF beamformers are designed based on the 3D geometry-based mmWave channel model using slow time-varying angular parameters of the channel. Second,…
Hybrid beamforming (HB) has been widely studied for reducing the number of costly radio frequency (RF) chains in massive multiple-input multiple-output (MIMO) systems. However, previous works on HB are limited to a single user equipment (UE) or a single group of UEs, employing the frequency-flat first-level analog beamforming (AB) that cannot be applied to multiple groups of UEs served in different frequency resources in an orthogonal frequency-division multiplexing (OFDM) system. In this paper, a novel HB algorithm with unified AB based on the spatial covariance matrix (SCM) knowledge of all …
Opportunistic scheduling and beamforming schemes with reduced feedback are proposed for MIMO-OFDMA downlink systems. Unlike the conventional beamforming schemes in which beamforming is implemented solely by the base station (BS) in a per-subcarrier fashion, the proposed schemes take advantages of a novel channel decomposition technique to perform beamforming jointly by the BS and the mobile terminal (MT). The resulting beamforming schemes allow the BS to employ only {\em one} beamforming matrix (BFM) to form beams for {\em all} subcarriers while each MT completes the beamforming task for each …
In millimeter wave (mmWave) communication systems, existing hybrid beamforming solutions generally require a large number of high-resolution phase shifters (PSs) to realize analog beamformers, which still suffer from high hardware complexity and power consumption. Targeting at this problem, this article introduces a novel hardware-efficient hybrid precoding/combining architecture, which only employs a limited number of simple phase over-samplers (POSs) and a switch (SW) network to achieve maximum hardware efficiency while maintaining satisfactory spectral efficiency performance. The POS can be…
The omnipresence of IoT devices in Industry 4.0 is expected to foster higher reliability, safety, and efficiency. However, interconnecting a large number of wireless devices without jeopardizing the system performance proves challenging. To address the requirements of future industries, we investigate the cross-layer design of beamforming and scheduling for layered-division multiplexing (LDM) systems in millimeter-wave bands. Scheduling is crucial as the devices in industrial settings are expected to proliferate rapidly. Also, highly performant beamforming is necessary to ensure scalability. B…
Tsinghua University（清华大学）；Beijing National Research Center for Information Science and Technology（北京信息科学与技术国家研究中心）
Hybrid beamforming is widely recognized as an important technique for millimeter wave (mmWave) multiple input multiple output (MIMO) systems. Generalized spatial modulation (GSM) is further introduced to improve the spectrum efficiency. However, most of the existing works on beamforming assume the perfect channel state information (CSI), which is unrealistic in practical systems. In this paper, joint optimization of downlink pilot training, channel estimation, CSI feedback, and hybrid beamforming is considered in GSM aided frequency division duplexing (FDD) mmWave MIMO systems. With the help o…
The use of millimeter waves for wireless communications is one of the main technological innovations of 5G systems with respect to previous generations of cellular systems. Their consideration, however, has been up to now mainly restricted to the case in which analog or, at most, hybrid analog-digital beamforming structures were used, thus posing a limitation on the multiplexing capabilities and peak data rates that could be theoretically achieved at these frequencies. Recent progress in the field of electronics, however, has made the energy consumption of digital beamforming structures at lea…
Most prior works on intelligent reflecting surface (IRS) merely consider point-to-point communications, including a single user, for ease of analysis. Nevertheless, a practical wireless system needs to accommodate multiple users simultaneously. Due to the lack of frequency-selective reflection, namely the set of phase shifts cannot be different across frequency subchannels, the integration of IRS imposes a fundamental challenge to frequency-multiplexing approaches such as frequency-division multiple access (FDMA) and the widely adopted technique called orthogonal FDMA (OFDMA). It motivates us …
In this letter, we propose a blockwise phase rotation-aided analog transmit beamforming (BPR-ATB) scheme to improve the spectral efficiency and the bit-error-rate (BER) performance in millimeter wave (mmWave) communication systems. Due to the phase angle optimization issues of the conventional analog beamforming, we design the BPR-ATB for reducing the rotated beamspace of the equivalent channel and improving the minimum Euclidean distance. To verify the effectiveness of the proposed BPR-ATB scheme, we employ an Alamouti coding technique at the transmitter and evaluate the bit-error-rate perfor…
Hybrid analog and digital beamforming is a promising candidate for large-scale mmWave MIMO systems because of its ability to significantly reduce the hardware complexity of the conventional fully-digital beamforming schemes while being capable of approaching the performance of fully-digital schemes. Most of the prior work on hybrid beamforming considers narrowband channels. However, broadband systems such as mmWave systems are frequency-selective. In broadband systems, it is desirable to design common analog beamformer for the entire band while employing different digital beamformers in differ…
Dual-function radar-communication (DFRC) systems, which can efficiently utilize the congested spectrum and costly hardware resources by employing one common waveform for both sensing and communication (S&C), have attracted increasing attention. While the orthogonal frequency division multiplexing (OFDM) technique has been widely adopted to support high-quality communications, it also has great potentials of improving radar sensing performance and providing flexible S&C. In this paper, we propose to jointly design the dual-functional transmit signals occupying several subcarriers to realize mul…
We propose a low-resolution analog-to-digital converter (ADC) module assisted hybrid beamforming architecture for millimeter-wave (mmWave) communications. We prove that the proposed low-cost and flexible architecture can reduce the beam training time and complexity dramatically without degradation in the data transmission performance. In addition, we design a fast beam training method which is suitable for the proposed system architecture. The proposed beam training method requires only L + 1 (where L is the number of paths) time slots which is smaller compared to the state-of-the-art.
This paper develops a location based analog beamforming (BF) technique using compressive sensing (CS) to be feasible for millimeter wave (mmWave) wireless communication systems. The proposed scheme is based on exploiting the benefits of CS and localization to reduce mmWave beamforming (BF) complexity and enhance its performance compared with conventional mmWave analog BF techniques. CS theory is used to exploit the sparse nature of the mmWave propagation channel to estimate both the angle of departures (AoDs) and the angle of arrivals (AoAs) of the mmWave channel, and knowing the node location…
The requirement of high data-rate in the fifth generation wireless systems (5G) calls for the ultimate utilization of the wide bandwidth in the mmWave frequency band. Researchers seeking to compensate for mmWave's high path loss and to achieve both gain and directivity have proposed that mmWave multiple-input multiple-output (MIMO) systems make use of beamforming systems. Hybrid beamforming in mmWave demonstrates promising performance in achieving high gain and directivity by using phase shifters at the analog processing block. What remains a problem, however, is the actual implementation of m…
In pursuance of the unused spectrum in higher frequencies, millimeter wave (mmWave) bands have a pivotal role. However, the high path-loss and poor scattering associated with mmWave communications highlight the necessity of employing effective beamforming techniques. In order to efficiently search for the beam to serve a user and to jointly serve multiple users it is often required to use a composite beam which consists of multiple disjoint lobes. A composite beam covers multiple desired angular coverage intervals (ACIs) and ideally has maximum and uniform gain (smoothness) within each desired…
This paper investigates the coexistence between two key enabling technologies for the fifth generation (5G) mobile networks, non-orthogonal multiple access (NOMA) and millimeter-wave (mmWave) communications. Particularly, the application of random beamforming to the addressed mmWave-NOMA scenario is considered in this paper, in order to avoid the requirement that the base station knows all the users' channel state information. Stochastic geometry is used to characterize the performance of the proposed mmWave-NOMA transmission scheme, by using the key features of mmWave systems, e.g., mmWave tr…
With the increasing scale of antenna arrays in wideband millimeter-wave (mmWave) communications, the physical propagation delays of electromagnetic waves traveling across the whole array will become large and comparable to the time-domain sample period, which is known as the spatial-wideband effect. In this case, different subcarriers in an orthogonal frequency division multiplexing (OFDM) system will "see" distinct angles of arrival (AoAs) for the same path. This effect is known as beam squint, resulting from the spatial-wideband effect, and makes the approaches based on the conventional mult…
In this paper, we consider hybrid beamforming designs for multiuser massive multiple-input multiple-output (MIMO)-orthogonal frequency division multiplexing (OFDM) systems. Aiming at maximizing the weighted spectral efficiency, we propose one alternating maximization framework where the analog precoding is optimized by Riemannian manifold optimization. If the digital precoding is optimized by a locally optimal algorithm, we obtain a locally optimal alternating maximization algorithm. In contrast, if we use a weighted minimum mean square error (MMSE)-based iterative algorithm for digital precod…
This paper considers a reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) downlink communication system where hybrid analog-digital beamforming is employed at the base station (BS). We formulate a power minimization problem by jointly optimizing hybrid beamforming at the BS and the response matrix at the RIS, under signal-to-interference-plus-noise ratio (SINR) constraints. The problem is highly challenging due to the non-convex SINR constraints as well as the non-convex unit-modulus constraints for both the phase shifts at the RIS and the analog beamforming at the BS. A p…
In this paper, we investigate the combination of non-orthogonal multiple access and millimeter-Wave communications (mmWave-NOMA). A downlink cellular system is considered, where an analog phased array is equipped at both the base station and users. A joint Tx-Rx beamforming and power allocation problem is formulated to maximize the achievable sum rate (ASR) subject to a minimum rate constraint for each user. As the problem is non-convex, we propose a sub-optimal solution with three stages. In the first stage, the optimal power allocation with a closed form is obtained for an arbitrary fixed Tx…
Millimeter-wave (mmWave) communications rely on directional transmissions to overcome severe path loss. Nevertheless, the use of narrow beams complicates the initial access procedure and increase the latency as the transmitter and receiver beams should be aligned for a proper link establishment. In this paper, we investigate the feasibility of random beamforming for the cell-search phase of initial access. We develop a stochastic geometry framework to analyze the performance in terms of detection failure probability and expected latency of initial access as well as total data transmission. Mea…
Hybrid precoding design can be challenging for broadband millimeter-wave (mmWave) massive MIMO due to the frequency-flat analog precoder in radio frequency (RF). Prior broadband hybrid precoding work usually focuses on fully-connected array (FCA), while seldom considers the energy-efficient partially-connected subarray (PCS) including the fixed subarray (FS) and dynamic subarray (DS). Against this background, this paper proposes a machine learning based broadband hybrid precoding for mmWave massive MIMO with DS. Specifically, we first propose an optimal hybrid precoder based on principal compo…
Opportunistic scheduling and beamforming schemes have been proposed previously by the authors for reduced-feedback MIMO-OFDMA downlink systems where the MIMO channel of each subcarrier is decomposed into layered spatial subchannels. It has been demonstrated that significant feedback reduction can be achieved by returning information about only one beamforming matrix (BFM) for all subcarriers from each MT, compared to one BFM for each subcarrier in the conventional schemes. However, since the previously proposed channel decomposition was derived based on singular value decomposition, the result…
Hybrid analog-digital precoding architectures and low-resolution analog-to-digital converter (ADC) receivers are two solutions to reduce hardware cost and power consumption for millimeter wave (mmWave) multiple-input multiple-output (MIMO) communication systems with large antenna arrays. In this study, we consider a mmWave MIMO-OFDM receiver with a generalized hybrid architecture in which a small number of radio-frequency (RF) chains and low-resolution ADCs are employed simultaneously. Owing to the strong nonlinearity introduced by low-resolution ADCs, the task of data detection is challenging…
In this letter, we investigate the robust and secure beamforming (RSBF) in an intelligent reflecting surface (IRS) aided millimeter wave (mmWave) multiple input single output (MISO) system, where multiple single antenna eavesdroppers (Eves) are arbitrarily distributed nearby the legitimate receiver. Considering the channel state information (CSI) of Eves' channels is imperfectly known at the legitimate transmitter, the RSBF design problems to maximize the worst case of achievable secrecy rate (ASR) are formulated under the total transmission power and unit-modulus constraints. Since the proble…
This paper introduces a low complexity method for antenna sector selection in mmWave Hybrid MIMO communication systems like the IEEE 802.11ay amendment for Wireless LANs. The method is backwards compatible to the methods already defined for the released mmWave standard IEEE 802.11ad. We introduce an extension of the 802.11ad channel model to support common Hybrid MIMO configurations. The proposed method is evaluated and compared to the theoretical limit of transmission rates found by exhaustive search. In contrast to state-of-the-art solutions, the presented method requires sparse channel info…
We propose a hybrid architecture that integrates RF (i.e., sub-6 GHz) and millimeter wave (mmWave) technologies for 5G cellular systems. In particular, communications in the mmWave band faces significant challenges due to variable channels, intermittent connectivity, and high energy usage. On the other hand, speeds for electronic processing of data is of the same order as typical rates for mmWave interfaces which makes the use of complex algorithms for tracking channel variations and adjusting resources accordingly impractical. Our proposed architecture integrates the RF and mmWave interfaces …
Millimeter wave (mmWave) communication links for 5G cellular technology require high beamforming gain to overcome channel impairments and achieve high throughput. While much work has focused on estimating mmWave channels and designing beamforming schemes, the time dynamic nature of mmWave channels quickly renders estimates stale and increases sounding overhead. We model the underlying time dynamic state space of mmWave channels and design sounding beamformers suitable for tracking in a Kalman filtering framework. Given an initial channel estimate, filtering efficiently leads to refined estimat…
In this paper, we study how to jointly design the phase shift of cascaded multi-IRSs and the precoding vector of the BS to improve the coverage in dense urban areas. We aim to maximize the signal-to-noise ratio (SNR) of the user equipment (UE) received signal by employing this method. However, it is a constrained non-convex optimization problem and is NP-hard. In order to solve this problem, we simplify it by utilizing the characteristic of the mmWave wireless system to decompose the optimization problem into multiple sub-optimization problems. By employing the asymptotic orthogonality of wire…
A novel transmission protocol is conceived for a multi-user, multi-relay, multiple-input--multiple-output orthogonal frequency-division multiple-access (MIMO-OFDMA) cellular network based on joint transmit and receive beamforming. More specifically, the network's MIMO channels are mathematically decomposed into several effective multiple-input--single-output (MISO) channels, which are spatially multiplexed for transmission. For the sake of improving the attainable capacity, these MISO channels are grouped using a pair of novel grouping algorithms, which are then evaluated in terms of their per…
With finite-rate feedback, we propose two feedback methods for transmit beamforming in a point-to-point MISO-OFDM channel. For the first method, a receiver with perfect channel information, quantizes and feeds back the optimal transmit beamforming vectors of a few selected subcarriers, which are equally spaced. Based on those quantized vectors, the transmitter applies either constant, linear, or higher-order interpolation with the remaining beamforming vectors. With constant interpolation, we derive the approximate sum achievable rate and the optimal cluster size that maximizes the approximate…
Multiple input multiple output (MIMO) precoding is an efficient scheme that may significantly enhance the communication link. However, this enhancement comes with a cost. Many precoding schemes require channel knowledge at the transmitter that is obtained through feedback from the receiver. Focusing on the natural common fusion of orthogonal frequency division multiplexing (OFDM) and MIMO, we exploit the channel correlation in the frequency and spatial domain to reduce the required feedback rate in a frequency division duplex (FDD) system. The proposed feedback method is based on Huffman codin…
In this paper, we propose a sequential hybrid beamforming design for multi-link transmission over mmwave frequency bands. As a starting point, a baseline data communication link is established via traditional analog beamforming at both the BS and UE. If an extra RF chain is available at the UE, it can continue to probe the propagation environment at the same frequencies. In case the environment is favorable and system resources allow, a secondary data communication link is established to enable multi-stream transmission. In principle, the secondary link could be served by the same BS and/or on…
