To exploit massive amounts of data generated at mobile edge networks, federated learning (FL) has been proposed as an attractive substitute for centralized machine learning (ML). By collaboratively training a shared learning model at edge devices, FL avoids direct data transmission and thus overcomes high communication latency and privacy issues as compared to centralized ML. To improve the communication efficiency in FL model aggregation, over-the-air computation has been introduced to support a large number of simultaneous local model uploading by exploiting the inherent superposition property of wireless channels. However, due to the heterogeneity of communication capacities among edge devices, over-the-air FL suffers from the straggler issue in which the device with the weakest channel acts as a bottleneck of the model aggregation performance. This issue can be alleviated by device selection to some extent, but the latter still suffers from a tradeoff between data exploitation and model communication. In this paper, we leverage the reconfigurable intelligent surface (RIS) technology to relieve the straggler issue in over-the-air FL. Specifically, we develop a learning analysis framework to quantitatively characterize the impact of device selection and model aggregation error on the convergence of over-the-air FL. Then, we formulate a unified communication-learning optimization problem to jointly optimize device selection, over-the-air transceiver design, and RIS configuration. Numerical experiments show that the proposed design achieves substantial learning accuracy improvement compared with the state-of-the-art approaches, especially when channel conditions vary dramatically across edge devices.
Federated learning (FL), as a disruptive machine learning paradigm, enables the collaborative training of a global model over decentralized local datasets without sharing them. It spans a wide scope of applications from Internet-of-Things (IoT) to biomedical engineering and drug discovery. To support low-latency and high-privacy FL over wireless networks, in this paper, we propose a reconfigurable intelligent surface (RIS) empowered over-the-air FL system to alleviate the dilemma between learning accuracy and privacy. This is achieved by simultaneously exploiting the channel propagation reconf…
Internet of Things (IoT) have widely penetrated in different aspects of modern life and many intelligent IoT services and applications are emerging. Recently, federated learning is proposed to train a globally shared model by exploiting a massive amount of user-generated data samples on IoT devices while preventing data leakage. However, the device, statistical and model heterogeneities inherent in the complex IoT environments pose great challenges to traditional federated learning, making it unsuitable to be directly deployed. In this article we advocate a personalized federated learning fram…
In this report, we summarize the end-to-end signal-to-noise ratio and the rate of half-duplex, full-duplex, amplify-and-forward, and decode-and-forward relay-aided communications, and well as the signal-to-noise ratio and the rate of the emerging technology known as reconfigurable intelligent surfaces.
In this paper, we survey state-of-the-art research outcomes in the burgeoning field of reconfigurable intelligent surface (RIS) in view of its potential for significant performance enhancement for next generation wireless communication networks by means of adapting the propagation environment. Emphasis has been placed on several aspects gating the commercially viability of a future network deployment. Comprehensive summaries are provided for practical hardware design considerations and broad implications of artificial intelligence techniques, so are in-depth outlooks on salient aspects of syst…
A reconfigurable intelligent surface (RIS) enhanced non-orthogonal multiple access assisted backscatter communication (RIS-NOMABC) system is considered. A joint optimization problem over power reflection coefficients and phase shifts is formulated. To solve this non-convex problem, a low complexity algorithm is proposed by invoking the alternative optimization, successive convex approximation and manifold optimization algorithms. Numerical results corroborate that the proposed RIS-NOMABC system outperforms the conventional non-orthogonal multiple access assisted backscatter communication (NOMA…
This work considers a point-to-point link where a reconfigurable intelligent surface assists the communication between transmitter and receiver. The system rate, energy efficiency, and their trade-off are optimized with respect to the number of individually tunable elements of the intelligent surface. The resource allocation accounts for the communication phase and for the overhead due to channel estimation and to reporting the optimized resource allocation to the intelligent surface. Numerical results confirm the optimality of the proposed methods and show the potential gains of reconfigurabl…
This paper investigates the maximal achievable rate for a given average error probability and blocklength for the reconfigurable intelligent surface (RIS) assisted multiple-input and multiple-output (MIMO) system. The result consists of a finite blocklength channel coding achievability bound and a converse bound based on the Berry-Esseen theorem, the Mellin transform and the mutual information. Numerical evaluation shows fast speed of convergence to the maximal achievable rate as the blocklength increases and also proves that the channel variance is a sound measurement of the backoff from the …
Reconfigurable intelligent surface (RIS)-based transmission technology offers a promising solution to enhance wireless communication performance cost-effectively through properly adjusting the parameters of a large number of passive reflecting elements. This letter proposes a cosine similarity theorem-based low-complexity algorithm for adapting the phase shifts of an RIS that assists a multiple-input multiple-output (MIMO) transmission system. A semi-analytical probabilistic approach is developed to derive the theoretical average bit error probability (ABEP) of the system. Furthermore, the val…
Network-controlled repeater (NCR) has been recently considered as a study-item in 3GPP Release 18, and the discussions are continuing in a work-item. In this paper, we introduce the concept of NCRs, as a possible low-complexity device to support for network densification and compare the performance of the NCRs with those achieved by reconfigurable intelligent surfaces (RISs). The results are presented for the cases with different beamforming methods and hardware impairment models of the RIS. Moreover, we introduce the objectives of the 3GPP Release 18 NCR work-item and study the effect of diff…
We propose a novel reconfigurable intelligent surface (RIS) encoded information transmission scheme for a line-of-sight environment. A RIS fed with data modulates the information on impinging waves emitted from an external source in the states of polarization (SoP) of the scattered waves by performing a novel differential polarization shift keying. In particular, the information is encoded in the change of the SoP over two successive scattering slots. The proposed scheme is immune to the SoP fluctuations in the wireless channel which allows for non-coherent detection at the receiver.
In this letter, we investigate joint application of reconfigurable intelligent surface (RIS) and vertical beamforming in cognitive radio networks (CRN). After properly modeling the network, an optimization problem is formed to jointly design the beamforming vector and tilt angle at the secondary base station (BS) as well as the phase shifts at the RIS with the objective of maximizing spectral efficiency of the secondary network. The optimization problem is non-convex; thus, we propose an efficient solution method for it. Numerical results show that adding a RIS and optimizing the radiation ori…
What is a reconfigurable intelligent surface? What is a smart radio environment? What is a metasurface? How do metasurfaces work and how to model them? How to reconcile the mathematical theories of communication and electromagnetism? What are the most suitable uses and applications of reconfigurable intelligent surfaces in wireless networks? What are the most promising smart radio environments for wireless applications? What is the current state of research? What are the most important and challenging research issues to tackle? These are a few of the many questions that we investigate in this …
This paper exploits the potential of reconfigurable intelligent surface (RIS) to improve radar sensing in a non-orthogonal multiple access (NOMA) empowered integrated sensing and communication (NOMA-ISAC) network. The objective is to maximize the minimum radar beampattern gain by jointly optimizing the active beamforming, power allocation coefficients and passive beamforming. To tackle the formulated non-convex problem, we propose an efficient joint optimization algorithm by invoking alternating optimization, successive convex approximation (SCA) and sequential rank-one constraint relaxation (…
The extra degrees of freedom resulting from the consideration of Reconfigurable Intelligent Surfaces (RISs) for smart signal propagation can be exploited for high accuracy localization and tracking. In this paper, capitalizing on a recent RIS hardware architecture incorporating a single receive Radio Frequency (RF) chain for measurement collection, we present a user localization method with multiple RISs. The proposed method includes an initial step for direction estimation at each RIS, followed by maximum likelihood position estimation, which is initialized with a least squares line intersect…
Reconfigurable intelligent surface~(RIS) has drawn a great attention worldwide as it can create favorable propagation conditions by controlling the phase shifts of the reflected signals at the surface to enhance the communication quality. However, the practical RIS only has limited phase shifts, which will lead to the performance degradation. In this letter, we evaluate the performance of an uplink RIS assisted communication system by giving an approximation of the achievable data rate, and investigate the effect of limited phase shifts on the data rate. In particular, we derive the required n…
Reconfigurable intelligent surface (RIS) is an emerging technique employing metasurface to reflect the signal from the source node to the destination node. By smartly reconfiguring the electromagnetic (EM) properties of the metasurface and adjusting the EM parameters of the reflected radio waves, RIS can turn the uncontrollable propagation environment into an artificially reconfigurable space, and thus, can significantly increase the communications capacity and improve the coverage of the system. In this paper, we investigate the far field channel in which the line-of-sight (LOS) propagation i…
İstanbul Technical University（伊斯坦布尔理工大学）；Polytechnique Montréal（蒙特利尔理工学院）；Oak Ridge National Laboratory（橡树岭国家实验室）；Carleton University（卡尔顿大学）
Next-generation communication technology will be made possible by cooperation between terrestrial networks with non-terrestrial networks (NTN) comprised of high-altitude platform stations and satellites. Further, as humanity embarks on the long road to establish new habitats on other planets, cooperation between NTN and deep-space networks (DSN) will be necessary. In this regard, we propose the use of reconfigurable intelligent surfaces (RIS) to improve coordination between these networks given that RIS perfectly match the size, weight, and power restrictions of operating in space. A comprehen…
Reconfigurable intelligent surfaces (RISs) are regarded as a promising emerging hardware technology to improve the spectrum and energy efficiency of wireless networks by artificially reconfiguring the propagation environment of electromagnetic waves. Due to the unique advantages in enhancing wireless channel capacity, RISs have recently become a hot research topic. In this article, we focus on three fundamental physical-layer challenges for the incorporation of RISs into wireless networks, namely, channel state information acquisition, passive information transfer, and low-complexity robust sy…
Reconfigurable intelligent surfaces (RISs) are typically used in multi-user systems to mitigate interference among active transmitters. In contrast, this paper studies a setting with a conventional active encoder as well as a passive encoder that modulates the reflection pattern of the RIS. The RIS hence serves the dual purpose of improving the rate of the active encoder and of enabling communication from the second encoder. The capacity region is characterized, and information-theoretic insights regarding the trade-offs between the rates of the two encoders are derived by focusing on the high…
A realistic performance assessment of any wireless technology requires the use of a channel model that reflects its main characteristics. The independent and identically distributed Rayleigh fading channel model has been (and still is) the basis of most theoretical research on multiple antenna technologies in scattering environments. This letter shows that such a model is not physically appearing when using a reconfigurable intelligent surface (RIS) with rectangular geometry and provides an alternative physically feasible Rayleigh fading model that can be used as a baseline when evaluating RIS…
Reconfigurable intelligent surface (RIS)-assisted communication appears as one of the potential enablers for sixth generation (6G) wireless networks by providing a new way to optimize the communication system performance. This paper aims to fill an important gap in the open literature by providing an accurate, source, and widely applicable RIS channel model for mmWave frequencies. Our model is not only applicable in various indoor and outdoor environments but also includes the physical aspects of wireless propagation in the presence of an RIS as well as various practical 5G channel modeling is…
A two-user downlink network aided by a reconfigurable intelligent surface is considered. The weighted sum signal to interference plus noise ratio maximization and the sum rate maximization models are presented, where the precoding vectors and the RIS matrix are jointly optimized. Since the optimization problem is non-convex and difficult, new approximation models are proposed. The upper bounds of the corresponding objective functions are derived and maximized. Two new algorithms based on the alternating direction method of multiplier are proposed. It is proved that the proposed algorithms conv…
We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift…
This paper investigates the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with direct links, and the phase shifts of the RIS are designed based on the statistical channel state information (CSI). We first derive the closed-form expression of the uplink ergodic data rate. Then, based on the derived expression, we use the genetic algorithm (GA) to solve the sum data rate maximization problem. With low-complexity maximal-ratio combination (MRC) and low-overhead statistical CSI-based scheme, we validate that the RIS can still br…
The future of mobile communications looks exciting with the potential new use cases and challenging requirements of future 6th generation (6G) and beyond wireless networks. Since the beginning of the modern era of wireless communications, the propagation medium has been perceived as a randomly behaving entity between the transmitter and the receiver, which degrades the quality of the received signal due to the uncontrollable interactions of the transmitted radio waves with the surrounding objects. The recent advent of reconfigurable intelligent surfaces in wireless communications enables, on t…
This article aims to reduce huge pilot overhead when estimating the reconfigurable intelligent surface (RIS) relayed wireless channel. Motivated by the compelling grasp of deep learning in tackling nonlinear mapping problems, the proposed approach only activates a part of RIS elements and utilizes the corresponding cascaded channel estimate to predict another part. Through a synthetic deep neural network (DNN), the direct channel and active cascaded channel are first estimated sequentially, followed by the channel prediction for the inactive RIS elements. A three-stage training strategy is dev…
Sixth generation (6G) mobile networks may include new passive technologies, such as ambient backscatter communication or the use of reconfigurable intelligent surfaces, to avoid the emission of waves and the corresponding energy consumption. On the one hand, a reconfigurable intelligent surface improves the network performance by adding electronically controlled reflected paths in the radio propagation channel. On the other hand, in an ambient backscatter system, a device, named tag, communicates towards a reader by backscattering the waves of an ambient source (such as a TV tower). However, t…
Reconfigurable intelligent surfaces (RISs) are an emerging technology for future wireless communication. The vast majority of recent research on RIS has focused on system level optimizations. However, developing straightforward and tractable electromagnetic models that are suitable for RIS aided communication modeling remains an open issue. In this paper, we address this issue and derive communication models by using rigorous scattering parameter network analysis. We also propose new RIS architectures based on group and fully connected reconfigurable impedance networks that can adjust not only…
In this paper, we introduce a theoretical framework for analyzing the performance of multi-reconfigurable intelligence surface (RIS) empowered terahertz (THz) wireless systems subject to turbulence and stochastic beam misalignment. In more detail, we extract a closed-form expression for the outage probability that quantifies the joint impact of turbulence and misalignment as well as the effect of transceivers' hardware imperfections. Our results highlight the importance of accurately modeling both turbulence and misalignment when assessing the performance of multi-RIS-empowered THz wireless sy…
The reconfigurable intelligent surface (RIS) has arose an upsurging research interest recently due to its promising outlook in 5G-and-beyond wireless networks. With the assistance of RIS, the wireless propagation environment is no longer static and could be customized to support diverse service requirements. In this paper, we will approach the rate maximization problems in RIS-aided wireless networks by considering the beamforming and reflecting design jointly. Three representative design problems from different system settings are investigated based on a proposed unified algorithmic framework…
In this work, we consider the target detection problem in a sensing architecture where the radar is aided by a reconfigurable intelligent surface (RIS), that can be modeled as an array of sub-wavelength small reflective elements capable of imposing a tunable phase shift to the impinging waves and, ultimately, of providing the radar with an additional echo of the target. A theoretical analysis is carried out for closely- and widely-spaced (with respect to the target) radar and RIS and for different beampattern configurations, and some examples are provided to show that large gains can be achiev…
Recent research provides an approximation on the performance for reconfigurable intelligent surface (RIS) assisted systems over generalized fading channels with phase noise resulting from imperfect phase compensation at the RIS. In this paper, we developed exact analysis and upper bounds on the performance of RIS-assisted vehicular communication system considering phase noise with mobility over asymmetric fading channels by coherently combining received signals reflected by RIS elements and direct transmissions from the source terminal. We employ a novel approach to represent the PDF and CDF o…
We introduce a phase hopping scheme for reconfigurable intelligent surfaces (RISs) in which the phases of the individual RIS elements are randomly varied with each transmitted symbol. This effectively converts slow fading into fast fading. We show how this can be leveraged to significantly improve the outage performance especially for small outage probabilities without channel state information (CSI) at the transmitter and RIS. Furthermore, the same result can be accomplished even if only two possible phase values are available. Since we do not require perfect CSI at the transmitter or RIS, th…
In this letter, the joint power control of D2D users and the passive beamforming of reconfigurable intelligent surfaces (RIS) for a RIS-aided device-to-device (D2D) communication network is investigated to maximize energy efficiency. This non-convex optimization problem is divided into two subproblems, which are passive beamforming and power control. The two subproblems are optimized alternately. We first decouple the passive beamforming at RIS based on the Lagrangian dual transform. This problem is solved by using fractional programming. Then we optimize the power control by using the Dinkelb…
This paper proposes a novel relay-aided intelligent reconfigurable surface (IRS) architecture for future wireless communication systems. The proposed architecture, which consists of two side-by-side intelligent surfaces connected via a full-duplex relay, has the potential of achieving the promising gains of intelligent surfaces while requiring much smaller numbers of reflecting elements. Consequently, the proposed IRS architecture needs significantly less channel estimation and beam training overhead and provides higher robustness compared to classical IRS approaches. Further, thanks to dividi…
This paper presents a quantified assessment of the physical layer security capabilities of reconfigurable intelligent surface (RIS)-aided wireless systems under eavesdropping. Specifically, we derive a closed-form expression for the ergodic secrecy capacity (ESC) that is adaptable to different types of fading and RIS size. The channels between the transmitter (TX) and RIS, the RIS and legitimate receiver as well as the TX and eavesdropper are assumed to follow independent mixture Gamma (MG) distributions. Note that MG is capable of modeling a large variety of well-known distributions, includin…
By activating blocked users and altering successive interference cancellation (SIC) sequences, reconfigurable intelligent surfaces (RISs) become promising for enhancing non-orthogonal multiple access (NOMA) systems. This work investigates the downlink performance of RIS-aided NOMA networks via stochastic geometry. We first introduce the unique path loss model for RIS reflecting channels. Then, we evaluate the angle distributions based on a Poisson cluster process (PCP) framework, which theoretically demonstrates that the angles of incidence and reflection are uniformly distributed. Lastly, we …
Reconfigurable intelligent surfaces have emerged as a promising technology for future wireless networks. Given that a large number of reflecting elements is typically used, and that the surface has no signal processing capabilities, a major challenge is to cope with the overhead that is required to estimate the channel state information and to report the optimized phase shifts to the surface. This issue has not been addressed by previous works, which do not explicitly consider the overhead during the resource allocation phase. This work aims at filling this gap, developing an overhead-aware re…
The channel estimation overhead of reconfigurable intelligent surface (RIS) assisted communication systems can be prohibitive. Prior works have demonstrated via simulations that grouping neighbouring RIS elements can help to reduce the pilot overhead and improve achievable rate. In this paper, we present an analytical study of RIS element grouping. We derive a tight closed-form upper bound for the achievable rate and then maximize it with respect to the group size. Our analysis reveals that more coarse-grained grouping is important-when the channel coherence time is low (high mobility scenario…
Reconfigurable intelligent surfaces (RISs) have emerged as a promising technique to enhance the system spectral efficiency. This paper investigates the ergodic channel capacity (ECC) of an RIS-aided multiple-input multiple-output channel under the assumption that the transmitter-RIS, RIS-receiver, and transmitter-receiver channels contain deterministic line-of-sight paths. Novel expressions are derived to characterize the upper and lower bounds of the ECC. To unveil more system insights, asymptotic analyses are performed to the system ECC in the limit of large signal-to-noise ratio (SNR) and n…
In this paper, we introduce a variant of reconfigurable intelligent surfaces (RISs) called omni-digital-RISs (DRISs), which allow multiple physical processes, with application to optical wireless communications systems. The proposed omni-DRIS contains both reflectors and refractive elements, as well as elements that perform both simultaneously. We describe and explain the concept of omni-DRIS, suggest and analyze an omni-DRIS coding structure, discuss metamaterials to be used, and provide a design example. Furthermore, we demonstrate that the achievable rate of an omni-DRIS system depends on t…
Reconfigurable intelligent surface (RIS) constitutes an essential and promising paradigm that relies programmable wireless environment and provides capability for space-intensive communications, due to the use of low-cost massive reflecting elements over the entire surfaces of man-made structures. However, accurate channel estimation is a fundamental technical prerequisite to achieve the huge performance gains from RIS. By leveraging the low rank structure of RIS channels, three practical residual neural networks, named convolutional blind denoising network, convolutional denoising generative …
This paper focuses on studying orthogonal and non-orthogonal multiple access in intelligent reflecting surface (IRS)-aided systems. Unlike most prior works assuming continuous phase shifts, we employ the practical setup where only a finite number of discrete phase shifts are available. To maximize the sum rate, active beamforming and discrete reflection need to be jointly optimized. We therefore propose an alternative optimization method to get the optimal continuous phase shifts iteratively, and then quantize each phase shift to its nearest discrete value. The sum-rate maximization of differe…
In this work, we consider the deployment of reconfigurable intelligent surfaces (RISs) to extend the coverage of a millimeter-wave (mmWave) network in indoor dense spaces. We first integrate RIS into ray-tracing simulations to realistically capture the propagation characteristics, then formulate a non-convex optimization problem that minimizes the number of RISs under rate constraints. We propose a feasible point pursuit and successive convex approximation-based algorithm, which solves the problem by jointly selecting the RIS locations, optimizing the RIS phase-shifts, and allocating time reso…
Exploiting wavefront curvature enables localization with limited infrastructure and hardware complexity. With the introduction of reconfigurable intelligent surfaces (RISs), new opportunities arise, in particular when the RIS is functioning as a lens receiver. We investigate the localization of a transmitter using a RIS-based lens in close proximity to a single receive antenna element attached to reception radio frequency chain. We perform a Fisher information analysis, evaluate the impact of different lens configurations, and propose a two-stage localization algorithm. Our results indicate th…
