In this thesis, we investigate the low-energy expansion of scattering amplitudes of closed strings at one-loop level (i.e. at genus one) in a ten-dimensional Minkowski background using a special class of functions called modular graph forms. These allow for a systematic evaluation of the low-energy expansion and satisfy many non-trivial algebraic and differential relations. We study these relations in detail, leading to basis decompositions for a large number of modular graph forms which greatly reduce the complexity of the expansions of the integrals appearing in the amplitude. One of the results of this thesis is a Mathematica package which automatizes these simplifications. We use these techniques to compute the leading low-energy orders of the scattering amplitude of four gluons in the heterotic string at one-loop level.
Furthermore, we study a generating function which conjecturally contains the torus integrals of all perturbative closed-string theories. We write this generating function in terms of iterated integrals of holomorphic Eisenstein series and use this approach to arrive at a more rigorous characterization of the space of modular graph forms than was possible before.
For tree-level string amplitudes, the single-valued map of multiple zeta values maps open-string amplitudes to closed-string amplitudes. The definition of a suitable one-loop generalization, a so-called elliptic single-valued map, is an active area of research and we provide a new perspective on this topic using our generating function of torus integrals.
The original version of this thesis, as submitted in June 2020 to the Humboldt University Berlin, is available under the DOI 10.18452/21829. The present text contains minor updates compared to this version, reflecting further developments in the literature, in particular concerning the construction of an elliptic single-valued map.
We investigate one-loop four-point scattering of non-abelian gauge bosons in heterotic string theory and identify new connections with the corresponding open-string amplitude. In the low-energy expansion of the heterotic-string amplitude, the integrals over torus punctures are systematically evaluated in terms of modular graph forms, certain non-holomorphic modular forms. For a specific torus integral, the modular graph forms in the low-energy expansion are related to the elliptic multiple zeta values from the analogous open-string integrations over cylinder boundaries. The detailed correspond…
The goal of these lectures is to present an informal but precise introduction to a body of concepts and methods of interest in number theory and string theory revolving around modular forms and their generalizations. Modular invariance lies at the heart of conformal field theory, string perturbation theory, Montonen-Olive duality, Seiberg-Witten theory, and S-duality in Type IIB superstring theory. Automorphic forms with respect to higher arithmetic groups as well as mock modular forms enter in toroidal string compactifications and the counting of black hole microstates. After introducing the …
We relate one-loop scattering amplitudes of massless open- and closed-string states at the level of their low-energy expansion. The modular graph functions resulting from integration over closed-string punctures are observed to follow from symmetrized open-string integrals through a tentative generalization of the single-valued projection known from genus zero.
We investigate generating functions for the integrals over world-sheet tori appearing in closed-string one-loop amplitudes of bosonic, heterotic and type-II theories. These closed-string integrals are shown to obey homogeneous and linear differential equations in the modular parameter of the torus. We spell out the first-order Cauchy-Riemann and second-order Laplace equations for the generating functions for any number of external states. The low-energy expansion of such torus integrals introduces infinite families of non-holomorphic modular forms known as modular graph forms. Our results gene…
It is known that the L-function of an elliptic curve defined over Q is given by the Mellin transform of a modular form of weight 2. Does that modular form have anything to do with string theory? In this article, we address a question along this line for elliptic curves that have complex multiplication defined over number fields. So long as we use diagonal rational N=(2,2) superconformal field theories for the string-theory realizations of the elliptic curves, the weight-2 modular form turns out to be the Boltzmann-weighted (q^{L_0-c/24}-weighted) sum of U(1) charges with F e^{ πi F} insertion …
I construct a complete 1-loop partition function of a bosonic closed string on orbifolds. Furthermore, I derive sufficient conditions for the modular invariance of the partition function.
Target space modular symmetries relevant to string loop threshold corrections are studied for $Z_N$ orbifold compactified string theories containing Wilson line background fields.
The concept and the construction of modular graph functions are generalized from genus-one to higher genus surfaces. The integrand of the four-graviton superstring amplitude at genus-two provides a generating function for a special class of such functions. A general method is developed for analyzing the behavior of modular graph functions under non-separating degenerations in terms of a natural real parameter $t$. For arbitrary genus, the Arakelov Green function and the Kawazumi-Zhang invariant degenerate to a Laurent polynomial in $t$ of degree $(1,1)$ in the limit $t\to\infty$. For genus two…
We relate the low-energy expansions of world-sheet integrals in genus-one amplitudes of open- and closed-string states. The respective expansion coefficients are elliptic multiple zeta values in the open-string case and non-holomorphic modular forms dubbed "modular graph forms" for closed strings. By inspecting the differential equations and degeneration limits of suitable generating series of genus-one integrals, we identify formal substitution rules mapping the elliptic multiple zeta values of open strings to the modular graph forms of closed strings. Based on the properties of these rules, …
The B-model topological string theory on a Calabi-Yau threefold X has a symmetry group Gamma, generated by monodromies of the periods of X. This acts on the topological string wave function in a natural way, governed by the quantum mechanics of the phase space H^3(X). We show that, depending on the choice of polarization, the genus g topological string amplitude is either a holomorphic quasi-modular form or an almost holomorphic modular form of weight 0 under Gamma. Moreover, at each genus, certain combinations of genus g amplitudes are both modular and holomorphic. We illustrate this for the …
We show that the single trace heterotic N-point tree-level gauge amplitude A_HET can be obtained from the corresponding type I amplitude A_I by the single-valued (sv) projection: A_HET=sv(A_I). This projection maps multiple zeta values to single-valued multiple zeta values. The latter represent a subclass of multiple zeta values originating from single-valued multiple polylogarithms at unity. Similar relations between open and closed string amplitudes or amplitudes of different string vacua can be established. As a consequence the alpha'-expansion of a closed string amplitude is dictated by th…
A number theoretic approach to string compactification is developed for Calabi-Yau hypersurfaces in arbitrary dimensions. The motivic strategy involved is illustrated by showing that the Hecke eigenforms derived from Galois group orbits of the holomorphic two-form of a particular type of K3 surfaces can be expressed in terms of modular forms constructed from the worldsheet theory. The process of deriving string physics from spacetime geometry can be reversed, allowing the construction of K3 surface geometry from the string characters of the partition function. A general argument for K3 modular…
We consider four-parameter $D=4,N=2$ string models with Hodge numbers $(4,214- 12n)$ and $(4,148)$, and we express their perturbative Wilsonian gravitational coupling $F_1$ in terms of Siegel modular forms.
Tests of duality between heterotic strings on $K3\times T^2$ (restricted on certain Narain moduli subspaces) and type IIA strings on K3-fibered Calabi-Yau threefolds are attempted in the weak coupling regime on the heterotic side by identifying pertinent modular forms related to the computations of string threshold corrections. Concretely we discuss in parallel the three cases associated with Calabi-Yau manifolds $(A):X(6,2,2,1,1)_{2}^{-252}$, $(B):X(12,8,2,1,1)_{3}^{-480}$ and $(C):X(10,3,3,2,2)_{4}^{-132}$ on the type IIA side.
In this article we show that finite perturbative corrections in non-supersymmetric strings can be understood via an interplay between modular invariance and misaligned supersymmetry. While modular invariance is known to be crucial in closed-string models, its presence and role for open strings is more subtle. Nevertheless, we argue that it leads to cancellations in physical quantities such as the one-loop cosmological constant and prevents them from diverging. In particular, we show that if the sector-averaged number of states does not grow exponentially, as predicted by misaligned supersymmet…
We investigate the generic distribution of bosonic and fermionic states at all mass levels in non-supersymmetric string theories, and find that a hidden ``misaligned supersymmetry'' must always appear in the string spectrum. We show that this misaligned supersymmetry is ultimately responsible for the finiteness of string amplitudes in the absence of full spacetime supersymmetry, and therefore the existence of misaligned supersymmetry provides a natural constraint on the degree to which spacetime supersymmetry can be broken in string theory without destroying the finiteness of string amplitudes…
We study the modular invariance of strings on pp-waves with RR-flux. We explicitly show that the one-loop partition functions of the maximally supersymmetric pp-waves and their orbifolds can be modular invariant in spite of the mass terms in the light-cone gauge. From this viewpoint, we also determine the spectrum of type 0B theory on pp-wave and discuss its gauge theory dual. Furthermore, we investigate the spectrum of a non-supersymmetric orbifold and point out its supersymmetry enhancement in the Penrose limit.
We consider double scaled little string theory on $K3$. These theories are labelled by a positive integer $k \ge 2$ and an $ADE$ root lattice with Coxeter number $k$. We count BPS fundamental string states in the holographic dual of this theory using the superconformal field theory $K3 \times \left( \frac{SL(2,\mathbb{R})_k}{U(1)} \times \frac{SU(2)_k}{U(1)} \right) \big/ \mathbb{Z}_k$. We show that the BPS fundamental string states that are counted by the second helicity supertrace of this theory give rise to weight two mixed mock modular forms. We compute the helicity supertraces using two s…
This Ph.D. thesis collects results obtained investigating two different aspects of modern unifying theories. In the first part I summarized results achieved investigating simplicial aspects of string dualities. Exploiting Boundary Conformal Field Theory techniques, I investigated the coupling between random Regge triangulations and open string theory, discussing its implications in gauge/gravity correspondence. The second part reports results obtained in the paper hep-th/0309237, devoted to look for cosmological backgrounds of superstring theories.
We derive the potential modular symmetries of heterotic string theory. For a toroidal compactification with Wilson line modulus, we obtain the Siegel modular group $\mathrm{Sp}(4,\mathbb{Z})$ that includes the modular symmetries $\mathrm{SL}(2,\mathbb{Z})_T$ and $\mathrm{SL}(2,\mathbb{Z})_U$ (of the "geometric" moduli $T$ and $U$) as well as mirror symmetry. In addition, string theory provides a candidate for a CP-like symmetry that enhances the Siegel modular group to $\mathrm{GSp}(4,\mathbb{Z})$.
We consider a class of four parameter D=4, N=2 string models, namely heterotic strings compactified on K3 times T2 together with their dual type II partners on Calabi-Yau three-folds. With the help of generalized modular forms (such as Siegel and Jacobi forms), we compute the perturbative prepotential and the perturbative Wilsonian gravitational coupling F1 for each of the models in this class. We check heterotic/type II duality for one of the models by relating the modular forms in the heterotic description to the known instanton numbers in the type II description. We comment on the relation …
We discuss the modular invariance of the SL(2,R) WZW model. In particular, we discuss in detail the modular invariants using the \hat{sl}(2,R) characters based on the discrete unitary series of the SL(2,R) representations. The explicit forms of the corresponding characters are known when no singular vectors appear. We show, for example, that from such characters modular invariants can be obtained only when the level k < 2 and infinitely large spins are included. In fact, we give a modular invariant with three variables Z(z,τ, u) in this case. We also argue that the discrete series characters a…
We study the differential polynomial rings which are defined using the special geometry of the moduli spaces of Calabi-Yau threefolds. The higher genus topological string amplitudes are expressed as polynomials in the generators of these rings, giving them a global description in the moduli space. At particular loci, the amplitudes yield the generating functions of Gromov-Witten invariants. We show that these rings are isomorphic to the rings of quasi modular forms for threefolds with duality groups for which these are known. For the other cases, they provide generalizations thereof. We furthe…
The low-energy expansion of one-loop amplitudes in type II string theory generates a series of world-sheet integrals whose integrands can be represented by world-sheet Feynman diagrams. These integrands are modular invariant and understanding the structure of the action of the modular Laplacian on them is important for determining their contribution to string scattering amplitudes. In this paper we study a particular infinite family of such integrands associated with three-loop scalar vacuum diagrams of tetrahedral topology and find closed forms for the action of the Laplacian. We analyse the …
We study the modular symmetry in magnetized D-brane models on $T^2$. Non-Abelian flavor symmetry $D_4$ in the model with magnetic flux $M=2$ (in a certain unit) is a subgroup of the modular symmetry. We also study the modular symmetry in heterotic orbifold models. The $T^2/Z_4$ orbifold model has the same modular symmetry as the magnetized brane model with $M=2$, and its flavor symmetry $D_4$ is a subgroup of the modular symmetry.
A spectrum generating algebra is constructed and used to find all the physical states of the $W_3$ string with standard ghost number. These states are shown to have positive norm and their partition function is found to involve the Ising model characters corresponding to the weights 0 and 1/16. The theory is found to be modular invariant if , in addition, one includes states that correspond to the Ising character of weight 1/2. It is shown that these additional states are indeed contained in the cohomology of $Q$.
Modular graph functions (MGFs) are $\mathrm{SL}(2,\mathbb{Z})$-invariant functions on the Poincaré upper half-plane associated with Feynman graphs of a conformal scalar field on a torus. The low-energy expansion of genus-one superstring amplitudes involves suitably regularized integrals of MGFs over the fundamental domain for $\mathrm{SL}(2,\mathbb{Z})$. In earlier work, these integrals were evaluated for all MGFs up to two loops and for higher loops up to weight six. These results led to the conjectured uniform transcendentality of the genus-one four-graviton amplitude in Type II superstring …
In this article we discuss the limit $p$ approaches to one of tree-level $p$-adic open string amplitudes and its connections with the topological zeta functions. There is empirical evidence that $p$-adic strings are related to the ordinary strings in the $p \to 1$ limit. Previously, we established that $p$-adic Koba-Nielsen string amplitudes are finite sums of multivariate Igusa's local zeta functions, consequently, they are convergent integrals that admit meromorphic continuations as rational functions. The meromorphic continuation of local zeta functions has been used for several authors to …
For an elliptic curve E over an abelian extension k/K with CM by K of Shimura type, the L-functions of its [k:K] Galois representations are Mellin transforms of Hecke theta functions; a modular parametrization (surjective map) from a modular curve to E pulls back the 1-forms on E to give the Hecke theta functions. This article refines the study of our earlier work and shows that certain class of chiral correlation functions in Type II string theory with [E]_C (E as real analytic manifold) as a target space yield the same Hecke theta functions as objects on the modular curve. The Kahler paramet…
In this note we study $SL(2,\mathbb{Z})$-invariant functions such as modular graph functions or coefficient functions of higher derivative corrections in type IIB string theory. The functions solve inhomogeneous Laplace equations and we choose to represent them as Poincaré series. In this way we can combine different methods for asymptotic expansions and obtain the perturbative and non-perturbative contributions to their zero Fourier modes. In the case of the higher derivative corrections, these terms have an interpretation in terms of perturbative string loop effects and pairs of instantons/a…
We discuss the appearance of modular functions at the one-loop gauge and gravitational couplings in (0,2) non-decomposable N=1 four dimensional orbifold compactifications of the heterotic string. We define the limits for the existence of states causing singularities in the moduli space in the perturbative regime for a generic vacuum of the heterotic string. The "proof" provides evidence for the explanation of the stringy Higgs effect.
The modular properties of some higher dimensional varieties of special Fano type are analyzed by computing the L-function of their $Ω-$motives. It is shown that the emerging modular forms are string theoretic in origin, derived from the characters of the underlying rational conformal field theory. The definition of the class of Fano varieties of special type is motivated by the goal to find candidates for a geometric realization of the mirrors of rigid Calabi-Yau varieties. We consider explicitly the cubic sevenfold and the quartic fivefold, and show that their motivic L-functions agree with t…
Multi-loop superstring amplitude are calculated in the convenient gauge where Grassmann moduli are carried by the 2D gravitino field. Generally, instead of the modular symmetry, the amplitudes hold the symmetry under modular transformations added by relevant transformations of the 2D local supersymmetry. If a number of loops is larger than 3, the integration measures are not modular forms. In this case the expression for the amplitude contains an integral over the bound of the fundamental region of the modular group.
We compare two classes of functions arising from genus-one superstring amplitudes: modular and holomorphic graph functions. We focus on their analytic properties, we recall the known asymptotic behaviour of modular graph functions and we refine the formula for the asymptotic behaviour of holomorphic graph functions. Moreover, we give new evidence of a conjecture which relates these two asymptotic expansions.
We investigate the interplay between the enumerative geometry of Calabi-Yau fourfolds with fluxes and the modularity of elliptic genera in four-dimensional string theories. We argue that certain contributions to the elliptic genus are given by derivatives of modular or quasi-modular forms, which encode BPS invariants of Calabi-Yau or non-Calabi-Yau threefolds that are embedded in the given fourfold. As a result, the elliptic genus is only a quasi-Jacobi form, rather than a modular or quasi-modular one in the usual sense. This manifests itself as a holomorphic anomaly of the spectral flow symme…
We review the theory and phenomenology of effective supergravity theories based on orbifold compactifications of the weakly-coupled heterotic string. In particular, we consider theories in which the four-dimensional theory displays target space modular invariance and where the dilatonic mode undergoes Kahler stabilization. A self-contained exposition of effective Lagrangian approaches to gaugino condensation and heterotic string theory is presented, leading to the development of the models of Binetruy, Gaillard and Wu. Various aspects of the phenomenology of this class of models are considered…
We compare the N=1 F-theory compactification of Donagi, Grassi and Witten with modular superpotential - and some closely related models - to dual heterotic models. We read of the F-theory spectrum from the cohomology of the fourfold and discuss on the heterotic side the gauge bundle moduli sector (including the spectral surface) and the necessary fivebranes. Then we consider the N=1 superpotential and show how a heterotic superpotential matching the F-theory computation is built up by worldsheet instantons. Finally we discuss how the original modular superpotential should be corrected by an ad…
In this PhD thesis we study holomorphic and non-holomorphic elliptic analogues of multiple zeta values, namely elliptic multiple zeta values and modular graph functions. Both classes of functions have been discovered very recently, and are involved in the computation of genus one superstring amplitudes. In particular, we obtain new results on the asymptotic expansion of these functions that allow us to perform explicit computations and point out analogies between genus zero and genus one amplitudes.
We study generic one-loop (string) amplitudes where an integration over the fundamental region F of the modular group is needed. We show how the known lattice-reduction technique used to unfold F to a more suitable region S can be modified to rearrange generic modular invariant amplitudes. The main aim is to unfold F to the strip and, at the same time, to simplify the form of the integrand when it is a sum over a finite number of terms, like in one-loop amplitudes for closed strings compactified on orbifolds. We give a general formula and a recipe to compute modular invariant amplitudes. As an…
The topological string partition function Z=exp(lambda^{2g-2} F_g) is calculated on a compact Calabi-Yau M. The F_g fulfill the holomorphic anomaly equations, which imply that Z transforms as a wave function on the symplectic space H^3(M,Z). This defines it everywhere in the moduli space of M along with preferred local coordinates. Modular properties of the sections F_g as well as local constraints from the 4d effective action allow us to fix Z to a large extend. Currently with a newly found gap condition at the conifold, regularity at the orbifold and the most naive bounds from Castelnuovos t…
The restrictions of target--space duality are imposed at the perturbative level on the holomorphic Wilsonian couplings that encode certain higher-order gravitational interactions in $N=2, D=4$ heterotic string compactifications. A crucial role is played by non-holomorphic corrections. The requirement of symplectic covariance and an associated symplectic anomaly equation play an important role in determining their form. For models which also admit a type-II description, this equation coincides with the holomorphic anomaly equation for type-II compactifications in the limit that a specific Kähle…
The modular invariance of the one-loop partition function of the closed bosonic string in four dimensions in the presence of certain homogeneous exact pp-wave backgrounds is studied. In the absence of an axion field the partition function is found to be modular invariant. In the presence of an axion field modular invariace is broken. This can be attributed to the light-cone gauge which breaks the symmetry in the $σ$-, $t$-directions. Recovery of this broken modular invariance suggests the introduction of twists in the world-sheet directions. However, one needs to go beyond the light-cone gauge…
We show, using a theorem of Milnor and Margulis, that string theory on compact negatively curved spaces grows new effective dimensions as the space shrinks, generalizing and contextualizing the results in hep-th/0510044. Milnor's theorem relates negative sectional curvature on a compact Riemannian manifold to exponential growth of its fundamental group, which translates in string theory to a higher effective central charge arising from winding strings. This exponential density of winding modes is related by modular invariance to the infrared small perturbation spectrum. Using self-consistent a…
Modular and quasimodular forms have played an important role in gravity and string theory. Eisenstein series have appeared systematically in the determination of spectrums and partition functions, in the description of non-perturbative effects, in higher-order corrections of scalar-field spaces, ... The latter often appear as gravitational instantons i.e. as special solutions of Einstein's equations. In the present lecture notes we present a class of such solutions in four dimensions, obtained by requiring (conformal) self-duality and Bianchi IX homogeneity. In this case, a vast range of confi…
We study a proposal of D'Hoker and Phong for the chiral superstring measure for genus three. A minor modification of the constraints they impose on certain Siegel modular forms leads to a unique solution. We reduce the problem of finding these modular forms, which depend on an even spin structure, to finding a modular form of weight 8 on a certain subgroup of the modular group. An explicit formula for this form, as a polynomial in the even theta constants, is given. We checked that our result is consistent with the vanishing of the cosmological constant. We also verified a conjecture of D'Hoke…
Spectra of a string in $ SL(2,R) $ and three dimensional (BTZ) black hole geometry are discussed. We consider a free field realization of ^sl (2,R) different from the standard ones in treatment of zero-modes. Applying this to the string model in SL(2,R), we show that the spectrum is ghost-free. The essence of the argument is the same as Bars' resolution to the ghost problem, but there are differences; for example, the currents do not contain logarithmic cuts. Moreover, we obtain a modular invariant partition function. This realization is also applicable to the analysis of the string in the thr…
In this note we derive an explicit modular invariant formula for the two loop 4-point amplitude in superstring theory in terms of a multiple integral (7 complex integration variables) over the complex plane which is shown to be convergent. We consider in particular the case of the leading term for vanishing momenta of the four graviton amplitude, which would correspond to the two-loop correction of the R^4 term in the effective Action. The resulting expression is not positive definite and could be zero, although we cannot see that it vanishes.
This article reviews some results of the SAGEX programme that have developed in the understanding of the interplay of supersymmetry and modular covariance of scattering amplitudes in type IIB superstring theory and its holographic image in $\mathcal{N}=4$ supersymmetric Yang-Mills theory (SYM). The first section includes the determination of exact expressions for BPS interactions in the low-energy expansion of type IIB superstring amplitudes. The second section concerns properties of a certain class of integrated correlators in $\mathcal{N}=4$ SYM with arbitrary classical gauge group that are …
We review and present new results for a string moving on an $SU(1,1)$ group manifold. We discuss two classes of theories which use discrete representations. For these theories the representations forbidden by unitarity decouple and, in addition, one can construct modular invariant partition functions. The partion functions do, however, contain divergencies due to the time-like direction of the $SU(1,1)$ manifold. The two classes of theories have the corresponding central charges $c=9,6,5,9/2,\ldots$ and $c=9,15,21,27,\ldots$. Subtracting two from the latter series of central charges we get the…
We discuss partition functions of N=(4,4) type IIA string theory on the pp-wave background. This theory is shown to be modular invariant. The boundary states are constructed and possible D-brane instantons are classified. Then we calculate cylinder amplitudes in both closed and open string descriptions and check the open/closed string duality. Furthermore we consider general properties of modular invariant partition functions in the case of pp-waves.
We investigate gauge invariant operators corresponding to on-shell closed string states in open string field theory. Using both oscillator representation and conformal mapping techniques, we calculate a two closed string tachyon amplitude that connects two gauge invariant operators by an open string propagator.We find that this amplitude is in a complete agreement with the usual disc amplitude.
KLT relations almost factorize closed string amplitudes on $S_2$ by two open string tree amplitudes which correspond to the left- and the right- moving sectors. In this paper, we investigate string amplitudes on $D_2$ and $RP_2$. We find that KLT factorization relations do not hold in these two cases. The relations between closed and open string amplitudes have new forms. On $D_2$ and $RP_2$, the left- and the right- moving sectors are connected into a single sector. Then an amplitude with closed strings on $D_2$ or $RP_2$ can be given by one open string tree amplitude except for a phase facto…
