A nonzero non-Hermitian winding number indicates that a gapped system is in a nontrivial topological class due to the non-Hermiticity of its Hamiltonian. While for Hermitian systems nontrivial topological quantum numbers are reflected by the existence of edge states, a nonzero non-Hermitian winding number impacts a system's bulk response. To establish this relation, we introduce the bulk Green function, which describes the response of a gapped system to an external perturbation on timescales where the induced excitations have not propagated to the boundary yet, and show that it will grow in space if the non-Hermitian winding number is nonzero. Such spatial growth explains why the response of non-Hermitian systems on longer timescales, where excitations have been reflected at the boundary repeatedly, may be highly sensitive to boundary conditions. This exponential sensitivity to boundary conditions explains the breakdown of the bulk-boundary correspondence in non-Hermitian systems: topological invariants computed for periodic boundary conditions no longer predict the presence or absence of boundary states for open boundary conditions.
The non-trivial topological features in the energy band of non-Hermitian systems provide promising pathways to achieve robust physical behaviors in classical or quantum open systems. A key topological feature, unique to non-Hermitian systems, is the non-trivial winding of the energy band in the complex energy plane. Here we provide direct experimental demonstrations of such non-trivial winding, by implementing non-Hermitian lattice Hamiltonians along a frequency synthetic dimension formed in a ring resonator undergoing simultaneous phase and amplitude modulations, and by directly characterizin…
We unveil the geometrical meaning of winding number and utilize it to characterize the topological phases in one-dimensional chiral non-Hermitian systems. While chiral symmetry ensures the winding number of Hermitian systems being integers, it can take half integers for non-Hermitian systems. We give a geometrical interpretation of the half integers by demonstrating that the winding number $ν$ of a non-Hermitian system is equal to half of the summation of two winding numbers $ν_1$ and $ν_2$ associated with two exceptional points respectively. The winding numbers $ν_1$ and $ν_2$ represent the t…
We establish exact relations between the winding of "energy" (eigenvalue of Hamiltonian) on the complex plane as momentum traverses the Brillouin zone with periodic boundary condition, and the presence of "skin modes" with open boundary condition in non-hermitian systems. We show that the nonzero winding with respect to any complex reference energy leads to the presence of skin modes, and vice versa. We also show that both the nonzero winding and the presence of skin modes share the common physical origin that is the non-vanishing current through the system.
Non-Hermitian skin effects and exceptional points are topological phenomena characterized by integer winding numbers. In this study, we give methods to theoretically detect skin effects and exceptional points by generalizing inversion symmetry. The generalization of inversion symmetry is unique to non-Hermitian systems. We show that parities of the winding numbers can be determined from energy eigenvalues on the inversion-invariant momenta when generalized inversion symmetry is present. The simple expressions for the winding numbers allow us to easily analyze skin effects and exceptional point…
The Aubry-André-Harper (AAH) model with a self-dual symmetry plays an important role in studying the Anderson localization. Here we find a self-dual symmetry determining the quantum phase transition between extended and localized states in a non-Hermitian AAH model and show that the eigenenergies of these states are characterized by two types of winding numbers. By constructing and studying a non-Hermitian generalized AAH model, we further generalize the notion of the mobility edge, which separates the localized and extended states in the energy spectrum of disordered systems, to the non-Hermi…
Higher-winding phases in one-dimensional non-Hermitian topological superconductors
Institute of Physics, Academia Sinica（中央研究院物理研究所）；Department of Physics, National Taiwan University（国立台湾大学物理系）；Yukawa Institute for Theoretical Physics, Kyoto University（京都大学汤川理论物理研究所）；Physics Division, National Center for Theoretical Sciences（国家理论科学中心物理组）
Quantized response is one distinguishing feature of a topological system. In non-Hermitian systems, the spectral winding topology yields quantized steady-state response. By considering two weakly coupled non-Hermitian chains, we discover that the spectral winding topology of one chain can be probed by a steady-state response defined solely on the other chain, even when other important properties, e.g., {energetics} and entanglement entropy, indicate that eigen-solutions are effectively {not hybridized} between the two chains. This intriguing phenomenon, as carefully investigated in a large par…
Non-Hermitian generalizations of the Su-Schrieffer-Heeger (SSH) models with higher periods of the hopping coefficients, called the SSH3 and SSH4 models, are analyzed. The conventional construction of the winding number fails for the Hermitian SSH3 model, but the non-Hermitian generalization leads to a topological system due to a point gap on the complex plane. The non-Hermitian SSH3 model thus has a winding number and exhibits the non-Hermitian skin effect. Moreover, the SSH3 model has two types of localized states and a zero-energy state associated with special symmetries. The total Zak phase…
Both theoretical and experimental studies of topological phases in non-Hermitian systems have made a remarkable progress in the last few years of research. In this article, we review the key concepts pertaining to topological phases in non-Hermitian Hamiltonians with relevant examples and realistic model setups. Discussions are devoted to both the adaptations of topological invariants from Hermitian to non-Hermitian systems, as well as origins of new topological invariants in the latter setup. Unique properties such as exceptional points and complex energy landscapes lead to new topological in…
This work unveils how geometric features of two-band non-Hermitian Hamiltonians can completely classify the topology of their eigenstates and energy manifolds. Our approach generalizes the Bloch sphere visualization of Hermitian systems to a ``Bloch torus'' picture for non-Hermitian systems, where a singularity ring (SR) captures the degeneracy structure of generic exceptional points. The SR picture affords convenient visualization of various symmetry constraints and reduces their topological characterization to the classification of simple intersection or winding behavior, as detailed by our …
Topological states of matter in non-Hermitian systems have attracted a lot of attention due to their intriguing dynamical and transport properties. In this study, we propose a periodically driven non-Hermitian lattice model in one-dimension, which features rich Floquet topological phases. The topological phase diagram of the model is derived analytically. Each of its non-Hermitian Floquet topological phases is characterized by a pair of integer winding numbers, counting the number of real 0- and π-quasienergy edge states at the boundaries of the lattice. Non-Hermiticity induced Floquet topolog…
Bulk-boundary correspondence, connecting the bulk topology and the edge states, is an essential principle of the topological phases. However, the bulk-boundary correspondence is broken down in general non-Hermitian systems. In this paper, we construct one-dimensional non-Hermitian Su-Schrieffer-Heeger model with periodic driving that exhibits non-Hermitian skin effect: all the eigenstates are localized at the boundary of the systems, whether the bulk states or the zero and the $π$ modes. To capture the topological properties, the non-Bloch winding numbers are defined by the non-Bloch periodize…
Symmetry-protected spectral topology in non-Hermitian systems has interesting manifestations such as dynamically anomalous chiral currents and skin effect. We study the interplay between symmetries and disorder in a paradigmatic model for spectral topology - the non-reciprocal Su-Schrieffer-Heeger model. We numerically study the effect of disorder in on-site and non-reciprocal hopping terms. Using a real-space winding number, we investigate the impact of disorder on the spectral topology and the anomalous chiral modes under periodic boundary conditions. We discover a remarkable robustness of c…
Topological characterization of non-Hermitian band structures demands more than a straightforward generalization of the Hermitian cases. Even for one-dimensional tight-binding models with nonreciprocal hopping, the appearance of point gaps and the skin effect leads to the breakdown of the usual bulk-boundary correspondence. Luckily, the correspondence can be resurrected by introducing a winding number for the generalized Brillouin zone for systems with even number of bands and chiral symmetry. Here, we analyze the topological phases of a nonreciprocal hopping model on the stub lattice, where o…
Majorana edge modes are candidate elements of topological quantum computing. In this work, we purpose a Floquet engineering approach to generate arbitrarily many non-Hermitian Majorana zero and $π$ modes at the edges of a one-dimensional topological superconductor. Focusing on a Kitaev chain with periodically kicked superconducting pairings and gain/losses in the chemical potential or nearest neighbor hopping terms, we found rich non-Hermitian Floquet topological superconducting phases, which are originated from the interplay between drivings and non-Hermitian effects. Each of the phases is ch…
We classify topological phases of non-Hermitian systems in the Altland-Zirnbauer classes with an additional reflection symmetry in all dimensions. By mapping the non-Hermitian system into an enlarged Hermitian Hamiltonian with an enforced chiral symmetry, our topological classification is thus equivalent to classifying Hermitian systems with both chiral and reflection symmetries, which effectively change the classifying space and shift the periodical table of topological phases. According to our classification tables, we provide concrete examples for all topologically nontrivial non-Hermitian …
For topological characterization of non-Hermitian multiband systems, Majorana's stellar representation (MSR) is applied to 1D multiband models consisting of asymmetric nearest-neighbor hopping and imaginary on-site potentials. The number of edge states isolated from the continuous bulk bands in the complex energy plane is successfully linked with a topological invariant constructed from MSR. Specifically, the number of isolated edge states can be obtained from a winding number defined for the Majorana stars, which also allows for a geometric visualization of the topology related to the isolate…
We show that non-Hermiticity enables topological phases with unidirectional transport in one-dimensional Floquet chains. The topological signatures of these phases are non-contractible loops in the spectrum of the Floquet propagator that are separated by an imaginary gap. Such loops occur exclusively in non-Hermitian Floquet systems. We define the corresponding topological invariant as the winding number of the Floquet propagator relative to the imaginary gap. To relate topology to transport, we introduce the concept of regularized dynamics of non-Hermitian chains. We establish that, under the…
Non-Hermiticity is expected to add far more physical features to the already rich Floquet topological phases of matter. Nevertheless, a systematic approach to characterize non-Hermitian Floquet topological matter is still lacking. In this work we introduce a dual scheme to characterize the topology of non-Hermitian Floquet systems in momentum space and in real space, using a piecewise quenched nonreciprocal Su-Schrieffer-Heeger model for our case studies. Under the periodic boundary condition, topological phases are characterized by a pair of experimentally accessible winding numbers that make…
Curvature-Flux Representation of Local Dirac-Node Topology from Non-Hermitian Zeeman Quantum Geometry
College of Physics and Optoelectronic Engineering, Shenzhen University（深圳大学物理与光电工程学院）；Quantum Science Center of Guangdong-Hongkong-Macao Greater Bay Area（粤港澳大湾区量子科学中心）；Department of Physics, The University of Hong Kong（香港大学物理系）
Genuinely non-Hermitian topological phases can be realized in open systems with sufficiently strong gain and loss; in such phases, the Hamiltonian cannot be deformed into a gapped Hermitian Hamiltonian without energy bands touching each other. Comparing Green functions for periodic and open boundary conditions we find that, in general, there is no correspondence between topological invariants computed for periodic boundary conditions, and boundary eigenstates observed for open boundary conditions. Instead, we find that the non-Hermitian winding number in one dimension signals a topological pha…
The bulk-boundary correspondence is among the central issues of non-Hermitian topological states. We show that a previously overlooked `non-Hermitian skin effect' necessitates redefinition of topological invariants in a generalized Brillouin zone. The resultant phase diagrams dramatically differ from the usual Bloch theory. Specifically, we obtain the phase diagram of non-Hermitian Su-Schrieffer-Heeger model, whose topological zero modes are determined by the non-Bloch winding number instead of the Bloch-Hamiltonian-based topological number. Our work settles the issue of the breakdown of conve…
The discovery of topological phases in non-Hermitian open classical and quantum systems challenges our current understanding of topological order. Non-Hermitian systems exhibit unique features with no counterparts in topological Hermitian models, such as failure of the conventional bulk-boundary correspondence and non-Hermitian skin effect. Advances in the understanding of the topological properties of non-Hermitian lattices with translational invariance have been reported in several recent studies, however little is known about non-Hermitian quasicrystals. Here we disclose topological phases …
We propose a two-dimensional non-Hermitian Chern insulator with inversion symmetry, which is anisotropic and has staggered gain and loss in both x and y directions. In this system, conventional bulk-boundary correspondence holds. The Chern number is a topological invariant that accurately predicts the topological phase transition and the existence of helical edge states in the topologically nontrivial gapped phase. In the gapless phase, the band touching points are isolated and protected by the symmetry. The degenerate points alter the system topology, and the exceptional points can destroy th…
We study a new class of non-Hermitian topological phases in three dimension in the absence of any symmetry, where the topological robust band degeneracies are Hopf-link exceptional lines. As a concrete example, we investigate the non-Hermitian band structures of nodal line semimetals under non-Hermitian perturbations, where the Fermi surfaces can transit from 1d nodal lines to 2d twisting surfaces with Hopf-link boundaries when the winding number defined along the nodal line is $\pm 1$. The linking numbers of these linked exceptional line phases are also proposed, based on the integral of Cher…
We show that two-dimensional non-Hermitian photonic crystals made of lossy material can exhibit non-trivial point gap topology in terms of topological winding in its complex frequency band structure. Such crystals can be either made of lossy isotropic media which is reciprocal, or lossy magneto-optical media which is non-reciprocal. We discuss the effects of reciprocity on the properties of the point gap topology. We also show that such a non-trivial point gap topology leads to non-Hermitian skin effect when the photonic crystal is truncated. In contrast to most previous studies on point gap t…
We characterize non-Hermitian band structures by symmetry indicator topological invariants. Enabled by crystalline inversion symmetry, these indicators allow us to short-cut the calculation of conventional non-Hermitian topological invariants. In particular, we express the three-dimensional winding number of point-gapped non-Hermitian systems, which is defined as an integral over the whole Brillouin zone, in terms of symmetry eigenvalues at high-symmetry momenta. Furthermore, for time-reversal symmetric non-Hermitian topological insulators, we find that symmetry indicators characterize the ass…
We construct a two-dimensional, discrete-time quantum walk exhibiting non-Hermitian skin effects under open-boundary conditions. As a confirmation of the non-Hermitian bulk-boundary correspondence, we show that the emergence of topological edge states are consistent with Floquet winding numbers calculated using a non-Bloch band theory invoking time-dependent generalized Billouin zones. Further, the non-Bloch topological invariants associated with quasienergy bands are captured by a non-Hermitian local Chern marker in real space, defined through local biorthogonal eigen wave functions of the no…
Recent experimental advances in controlling dissipation have brought about unprecedented flexibility in engineering non-Hermitian Hamiltonians in open classical and quantum systems. A particular interest centers on the topological properties of non-Hermitian systems, which exhibit unique phases with no Hermitian counterparts. However, no systematic understanding in analogy with the periodic table of topological insulators and superconductors has been achieved. In this paper, we develop a coherent framework of topological phases of non-Hermitian systems. After elucidating the physical meaning a…
Non-Hermitian topological phases have gained widespread interest due to their unconventional properties, which have no Hermitian counterparts. In this work, we propose to use machine learning to identify and predict non-Hermitian topological phases, based on their winding number. We consider two examples -- non-Hermitian Su-Schrieffer-Heeger model and its generalized version in one dimension and non-Hermitian nodal line semimetal in three dimensions -- to demonstrate the use of neural networks to accurately characterize the topological phases. We show that for the one dimensional model, a full…
In spatially periodic Hermitian systems, such as electronic systems in crystals, the band structure is described by the band theory in terms of the Bloch wave functions, which reproduce energy levels for large systems with open boundaries. In this paper, we establish a generalized Bloch band theory in one-dimensional spatially periodic tight-binding models. We show how to define the Brillouin zone in non-Hermitian systems. From this Brillouin zone, one can calculate continuum bands, which reproduce the band structure in an open chain. As an example, we apply our theory to the non-Hermitian Su-…
We study the geometric response of three-dimensional non-Hermitian crystalline systems with nontrivial point-gap topology. For systems with fourfold rotation symmetry, we show that in the presence of disclination lines with a total Frank angle which is an integer multiple of $2π$, there can be nontrivial one-dimensional point-gap topology along the direction of the disclination lines. This results in disclination-induced non-Hermitian skin effects. By doubling a non-Hermitian Hamiltonian to a Hermitian three-dimensional chiral topological insulator, we show that the disclination-induced skin m…
