Adoption of the open access business model in scientific journal publishing: A cross-disciplinary study
Bo-Christer Bjork, Timo Korkeamaki
备注：
This is the accepted manuscript version (personal version) of an article to be published in the College and Research Libraries Journal (scheduled for the November 2020 issue). CRL is an Open Access journal
Scientific journal publishers have over the past twenty-five years rapidly converted to predominantly electronic dissemination, but the reader-pays business model continues to dominate the market. Open Access (OA) publishing, where the articles are freely readable on the net, has slowly increased its market share to near 20%, but has failed to fulfill the visions of rapid proliferation predicted by many early proponents. The growth of OA has also been very uneven across fields of science. We report market shares of open access in eighteen Scopus-indexed disciplines ranging from 27% (agriculture) to 7% (business). The differences become far more pronounced for journals published in the four countries, which dominate commercial scholarly publishing (US, UK, Germany and the Netherlands). We present contrasting developments within six academic disciplines. Availability of funding to pay publication charges, pressure from research funding agencies, and the diversity of discipline-specific research communication cultures arise as potential explanations for the observed differences.
The author's productivity is assessed based on publications, which requires a lot of motivation and time. Manuscripts get through several steps before being accepted and published. The purpose of this paper is to understand the time gap between acceptance to the publication of manuscripts in reputed journals of Library and Information Science. This paper is useful to contemporary researchers for knowing the journal publication duration. In this paper, we discussed the refereed and index journals in the field of library and information science. For this study, we collected the data from six LIS…
The SOAP (Study of Open Access Publishing) project has compiled data on the present offer for open access publishing in online peer-reviewed journals. Starting from the Directory of Open Access Journals, several sources of data are considered, including inspection of journal web site and direct inquiries within the publishing industry. Several results are derived and discussed, together with their correlations: the number of open access journals and articles; their subject area; the starting date of open access journals; the size and business models of open access publishers; the licensing mod…
Nature, Science, and PNAS are the three most prestigious general-science journals, and Nature and Science are among the most influential journals overall, based on the journal Impact Factor (IF). In this paper we perform automatic classification of ~50,000 articles in these journals (published in the period 2005-2015) into 14 broad areas, to explore disciplinary profiles and to determine their field-specific IFs. We find that in all three journals the articles from Bioscience, Astronomy, and Geosciences are over-represented, with other areas being under-represented, some of them severely. Disc…
Like the old saying, "a graph is worth a thousand words," the non-verbal language, encapsulated in the concept of inscription, is a fundamental rhetorical device in the construction of knowledge represented by research outputs. As many inscriptions are deeply situated in a scientific and data-driven research paradigm, they can be used to understand the relationships between research traditions involved in the field of digital humanities (DH), a highly cross-disciplinary field that is frequently regarded as a battleground between these distinct research traditions, especially the humanities and…
While the business models used in most segments of the media industry have been profoundly changed by the Internet surprisingly little has been changed in the publishing of scholarly peer reviewed journals. Electronic delivery has become the norm, but the same publishers as before are dominating the market, selling content to subscribers. This article asks the question why Open Access (OA) to the output of mainly publicly funded research hasn't yet become the mainstream business model. OA implies a reversal of business logic from readers paying for content to authors paying fro dissemination v…
A single highly cited article can give a big but temporary lift in its host journal's impact factor evidenced by the striking example of "A short history of SHELX" published in Acta Crystallographica Section A. By using Journal Citation Reports and Web of Science's citation analysis tool, we find a more general and continuous form of this phenomenon in the Particle Physics field. The highly-cited "Review of Particle Physics" series have been published in one of the major Particle Physics journals biennially. This study analyses the effect of these articles on the Impact Factor (IF) of the host…
As most electronic journals available today have been derived from print originals, print journals have become a vital element in the broad development of electronic journals publishing. Further dependence on the print publishing model, however, will be a constraint on the continuing development of e-journals, and a series of conflicts are likely to arise. Making the most of e-journals requires that a distinctive new publishing model is developed. We consider some of the issues that will be fundamental in this new model, starting with user motivations and some reported publisher experiences, b…
An exploratory, descriptive analysis is presented of the national orientation of scientific, scholarly journals as reflected in the affiliations of publishing or citing authors. It calculates for journals covered in Scopus an Index of National Orientation (INO), and analyses the distribution of INO values across disciplines and countries, and the correlation between INO values and journal impact factors. The study did not find solid evidence that journal impact factors are good measures of journal internationality in terms of the geographical distribution of publishing or citing authors, as th…
This study compares publication pattern dynamics in the social sciences and humanities in five European countries. Three are Central and Eastern European countries that share a similar cultural and political heritage (the Czech Republic, Slovakia, and Poland). The other two are Flanders (Belgium) and Norway, representing Western Europe and the Nordics, respectively. We analysed 449,409 publications from 2013-2016 and found that, despite persisting differences between the two groups of countries across all disciplines, publication patterns in the Central and Eastern European countries are becom…
In this article, we analyze the citations to articles published in 11 biological and medical journals from 2003 to 2007 that employ author-choice open access models. Controlling for known explanatory predictors of citations, only 2 of the 11 journals show positive and significant open access effects. Analyzing all journals together, we report a small but significant increase in article citations of 17%. In addition, there is strong evidence to suggest that the open access advantage is declining by about 7% per year, from 32% in 2004 to 11% in 2007.
Empirical evidence shows that co-authored publications achieve higher visibility and impact. The aim of the current work is to test for the existence of a similar correlation for Italian publications. We also verify if such correlation differs: i) by subject category and macro-area; ii) by document type; iii) over the course of time. The results confirm world-level evidence, showing a consistent and significant linear growth in the citability of a publication with number of co-authors, in almost all subject categories. The effects are more remarkable in the fields of Social Sciences and Art & …
Publishing scientific journals governed by editors relying on anonymous peer reviewing is slow (even one round of reviewing involves several communications between authors, editor and reviewers), partial (arguments of authors can hardly overrule those of reviewers) and not using all available scientific material (even the most thorough and insightful reviews remain for the eyes of authors and editors only). Here I propose a new concept for scientific journals that ensures rapid, impartial and comprehensive (RIC) publishing. RIC concept is based on implementation of two novel publishing princip…
Digital advancement in scholarly repositories has led to the emergence of a large number of open access predatory publishers that charge high article processing fees from authors but fail to provide necessary editorial and publishing services. Identifying and blacklisting such publishers has remained a research challenge due to the highly volatile scholarly publishing ecosystem. This paper presents a data-driven approach to study how potential predatory publishers are evolving and bypassing several regularity constraints. We empirically show the close resemblance of predatory publishers agains…
In this transformative world, changes are happening in all the fields, including scholarly communications are trending in the academic area of publication and access to the resources, especially emerging the wave of open access, open science and open research. The study aims to investigate the digital publishing behaviour of manuscript authors. This study applied a quantitative approach and survey questionnaire method. The researcher collected the data from 251 authors, editors, and peer-reviewers from 45 countries worldwide. The research mainly focuses on the importance, need, and author pref…
There are different citation habits in the research fields that influence the obsolescence of the research literature. We analyze the distinctive obsolescence of research literature in disciplinary journals in eight scientific subfields based on cited references distribution, as a synchronous approach. We use both Negative Binomial (NB) and Poisson distributions to capture this obsolescence. The corpus being examined is published in 2019 and covers 22,559 papers citing 872,442 references. Moreover, three measures to analyze the tail of the distribution are proposed: (i) cited reference surviva…
In recent years, increased stakeholder pressure to transition research to Open Access has led to many journals converting, or 'flipping', from a closed access (CA) to an open access (OA) publishing model. Changing the publishing model can influence the decision of authors to submit their papers to a journal, and increased article accessibility may influence citation behaviour. In this paper we aimed to understand how flipping a journal to an OA model influences the journal's future publication volumes and citation impact. We analysed two independent sets of journals that had flipped to an OA m…
Because the Impact Factor (IF) is an average quantity and most journals are small, IFs are volatile. We study how a single paper affects the IF using data from 11639 journals in the 2017 Journal Citation Reports. We define as volatility the IF gain (or loss) caused by a single paper, and this is inversely proportional to journal size. We find high volatilities for hundreds of journals annually due to their top-cited paper: whether it is a highly-cited paper in a small journal, or a moderately (or even low) cited paper in a small and low-cited journal. For example, 1218 journals had their most …
The purpose of this study is to analyze the research article publishing with special reference to preparing to publish and peer reviewing. Peer reviewing is the process required for standardizing any publications. Manuscript writing is an art. Though it appears to be simple there is a lot of effort required. Peer reviewing is the process that eliminates articles that do not meet the standard of the journals and the scope of the journals. The study investigated authors views on manuscript submissions to the publishing process. There are 375 samples selected for this study who have experienced p…
Overlay journals are characterised by their articles being published on open access repositories, often already starting in their initial preprint form as a prerequisite for submission to the journal prior to initiating the peer-review process. In this study we aimed to identify currently active overlay journals and examine their characteristics. We utilised an explorative web search and contacted key service providers for additional information. The final sample consisted of 34 overlay journals. While the results show that new overlay journals have been actively established within recent year…
Which Factors are associated with Open Access Publishing? A Springer Nature Case Study
GESIS – Leibniz Institute for the Social Sciences（GESIS——莱布尼茨社会科学研究所）；Heinrich-Heine-University Düsseldorf（杜塞尔多夫海因里希·海涅大学）；ZBW – Leibniz Information Centre for Economics（ZBW——莱布尼茨经济信息中心）
该研究基于 Springer Nature 的 522,411 篇文章，利用相关、回归与机器学习分类分析 APC 政策、国家收入、资历等因素与 OA 出版选择及引用影响的关系。
Open Access to particle physics literature does not sound particularly new or exciting, since particle physicists have been reading preprints for decades, and arXiv.org for 15 years. However new movements in Europe are attempting to make the peer-reviewed literature of the field fully Open Access. This is not a new movement, nor is it restricted to this field. However, given the field's history of preprints and eprints, it is well suited to a change to a fully Open Access publishing model. Data shows that 90% of HEP published literature is freely available online, meaning that HEP libraries ha…
Current attempts to address the shortfall of female researchers in Science, Technology, Engineering and Mathematics (STEM) have not yet succeeded despite other academic subjects having female majorities. This article investigates the extent to which gender disparities are subject-wide or nation-specific by a first author gender comparison of 30 million articles from all 27 Scopus broad fields within the 31 countries with the most Scopus-indexed articles 2014-18. The results show overall and geocultural patterns as well as individual national differences. Almost half of the subjects were always…
This article offers a personal perspective on the current state of academic publishing, and posits that the scientific community is beset with journals that contribute little valuable knowledge, overload the community's capacity for high-quality peer review, and waste resources. Open access publishing can offer solutions that benefit researchers and other information users, as well as institutions and funders, but commercial journal publishers have influenced open access policies and practices in ways that favor their economic interests over those of other stakeholders in knowledge creation an…
In the same way ecosystems tend to increase maturity by decreasing the flow of energy per unit biomass, we should move towards a more mature science by publishing less but high-quality papers and getting away from joining large teams in small roles. That is, we should decrease our scientific productivity for good.
New thinking needs to emerge about how to reform publishing along lines that best meet two perennial needs of scientific communication. This paper discusses a model that addresses these two needs with respect to physics. Given the considerable barriers that its realization in pristine form faces, the model aspires merely to be a heuristic or guidepost. It provides an analytical framework for criticizing aspects of the current publishing ecosystem, helps diagnose problems in current efforts to reform it, including those emanating from the open access movement, and raises consciousness about cer…
Questionable publications have been accused of "greedy" practices; however, their influence on academia has not been gauged. Here, we probe the impact of questionable publications through a systematic and comprehensive analysis with various participants from academia and compare the results with those of their unaccused counterparts using billions of citation records, including liaisons, i.e., journals and publishers, and prosumers, i.e., authors. Questionable publications attribute publisher-level self-citations to their journals while limiting journal-level self-citations; yet, conventional …
In recent years, increased stakeholder pressure to transition research to Open Access has led to many journals "flipping" from a toll access to an open access publishing model. Changing the publishing model can influence the decision of authors to submit their papers to a journal, and increased article accessibility may influence citation behaviour. The aim of this paper is to show changes in the number of published articles and citations after the flipping of a journal. We analysed a set of 171 journals in the Web of Science (WoS) which flipped to open access. In addition to comparing the num…
Journals were central to Eugene Garfield's research interests. Among other things, journals are considered as units of analysis for bibliographic databases such as the Web of Science (WoS) and Scopus. In addition to disciplinary classifications of journals, journal citation patterns span networks across boundaries to variable extents. Using betweenness centrality (BC) and diversity, we elaborate on the question of how to distinguish and rank journals in terms of interdisciplinarity. Interdisciplinarity, however, is difficult to operationalize in the absence of an operational definition of disc…
Women make up a shrinking portion of physics faculty in senior positions, a phenomenon known as a "leaky pipeline." While fixing this problem has been a priority in academic institutions, efforts have been stymied by the diverse sources of leaks. In this paper we identify a bias potentially contributing to the leaky pipeline. We analyze bibliographic data provided by the American Physical Society (APS), a leading publisher of physics research. By inferring the gender of authors from names, we are able to measure the fraction of women authors over past decades. We show that the more selective, …
We present the results of a large-scale study of potentially predatory journals (PPJ) represented in the Scopus database, which is widely used for research evaluation. Both journal metrics and country, disciplinary data have been evaluated for different groups of PPJ: those listed by Jeffrey Beall and those delisted by Scopus because of "publication concerns". Our results show that even after years of delisting, PPJ are still highly visible in the Scopus database with hundreds of active potentially predatory journals. PPJ papers are continuously produced by all major countries, but with differ…
This chapter focuses on the analysis of current publication trends in gold Open Access (OA). The purpose of the chapter is to develop a full understanding on country patterns, OA journals characteristics and citation differences between gold OA and non-gold OA publications. For this, we will first review current literature regarding Open Access and its relation with its so-called citation advantage. Starting with a chronological perspective we will describe its development, how different countries are promoting OA publishing, and its effects on the journal publishing industry. We will deepen t…
This study provides quantitative evidence on how the use of journal rankings can disadvantage interdisciplinary research in research evaluations. Using publication and citation data, it compares the degree of interdisciplinarity and the research performance of a number of Innovation Studies units with that of leading Business & Management schools in the UK. On the basis of various mappings and metrics, this study shows that: (i) Innovation Studies units are consistently more interdisciplinary in their research than Business & Management schools; (ii) the top journals in the Association of Busi…
Experience plays a critical role in crafting high impact scientific work. This is particularly evident in top multidisciplinary journals, where a scientist is unlikely to appear as senior author if they have not previously published within the same journal. Here, we develop a quantitative understanding of author order by quantifying this 'Chaperone Effect', capturing how scientists transition into senior status within a particular publication venue. We illustrate that the chaperone effect has different magnitude for journals in different branches of science, being more pronounced in medical an…
Stakeholders in the scientific field must always maintain transparency in the process of publishing research results in journals. Unfortunately, although research misconduct has stopped, certain forms of manipulation continue to appear in other forms. As new techniques of scientific publishing develop, science stakeholders need to examine the possibility of inappropriate activity in these new platforms. The National Institute of Polar Research in Japan launched a new data journal Polar Data Journal (PDJ) in 2017 to review the quality of data obtained in the polar region. To maintain transparen…
This paper aims to gain a better understanding of the perspectives of contributors to Spanish academic journals regarding open access, open peer review, and altmetrics. It also explores how age, gender, professional experience, career history, and perception and use of social media influence authors opinions toward these developments in scholarly publishing. A sample of contributors (n-1254) to Spanish academic journals was invited to participate in a survey about the aforementioned topics. The response rate was 24 per cent (n-295). Contributors to Spanish scholarly journals hold a favourable …
A public preprint server such as arXiv allows authors to publish their manuscripts before submitting them to journals for peer review. It offers the chance to establish priority by making the results available upon completion. This article presents the arXiv section Quantitative Biology and investigates the advantages of preprint publications in terms of reception, which can be measured by means of citations. This paper focuses on the publication and citation delay, citation counts and the authors publishing their e-prints on arXiv. Moreover, the paper discusses the benefit for scientists as w…
The popular social media platforms are now making it possible for scholarly articles to be shared rapidly in different forms, which in turn can significantly improve the visibility and reach of articles. Many authors are now utilizing the social media platforms to disseminate their scholarly articles (often as pre- or post- prints) beyond the paywalls of journals. It is however not very well established if the level of social media coverage and attention of scholarly articles is same across all research disciplines or there exist discipline-wise variations. This paper aims to explore the disci…
Scientific research changed profoundly over the last 30 years, in all its aspects. Scientific publishing has changed as well, mainly because of the strong increased number of submitted papers and because of the appearance of Open Access journals and publishers. We propose some reflections on these issues.
This paper describes the growth of Open Access (OA) repositories and journals as reported by monitoring initiatives such as ROAR (Registry of Open Access Repositories), Open DOAR (Open Directory of Open Access Repositories), DOAJ (Directory of Open Access Journals), Directory of Web Ranking of World Repositories by the Cybermetrics Laboratory in Spain and published literature. The performance of Malaysian OA repositories and journals is highlighted. The strength of OA channels in increasing visibility and citations are evidenced by research findings. It is proposed that libraries champion OA i…
