Ralph Blumenhagen, Max Brinkmann, Daniel Klaewer, Andriana Makridou, Lorenz Schlechter
备注：
20 pages, 4 figures, contribution to the proceedings of the Corfu Summer Institute 2019 "School and Workshops on Elementary Particle Physics and Gravity", v2: added refs
Recently, various swampland conjectures have been proposed that every UV complete effective field theory should satisfy. In particular, these deal with the properties of AdS and dS solutions arising in theories of quantum gravity. Mainly summarizing the results of our two previous articles arXiv:1902.07724 and arXiv:1910.10185, we confront the string theory based KKLT scenario with these conjectures and argue that if quantum vacua as in the KKLT construction indeed exist, some of the conjectures receive some log-corrections. Furthermore we point out some new aspects not contained in the aforementioned two papers.
The KKLT scenario in a warped throat, if consistent, provides a concrete counterexample to both the AdS scale separation and the dS swampland conjectures. First, we define and analyze the relevant effective field theory for the conifold modulus and the overall Kaehler modulus that both have exponentially small masses. The scalar potential still admits KKLT-like AdS and dS minima. Second, we critically analyze the reliability of the employed Wilsonian effective action by evaluating the masses of light modes localized in the warped throat. The resulting mass spectrum is discussed with respect to…
Taking the anti-de Sitter minimum of KKLT and the large volume scenario at face value, we argue for the existence of logarithmic quantum corrections to AdS swampland conjectures. If these conjectures receive such corrections, it is natural to suspect that they also arise for other swampland conjectures, in particular the dS swampland conjecture. We point out that the proposed $\log$-corrections are in accord with the implications of the recently proposed trans-Planckian censorship conjecture. We also comment on the emergence proposal in the context of both perturbative flux models and the KKLT…
It has recently been conjectured that string theory does not admit de Sitter critical points. This note points out that in several cases, including KKLT or racetrack models, this statement is equivalent to the absence of supersymmetric Minkowski or AdS solutions. This equivalence arises from establishing the positivity of the potential in a large-radius limit, requiring a turnover of the potential before reaching an AdS vacuum. For example, this conjecture is incompatible with the simplest 1-modulus KKLT AdS supersymmetric solution.
In this note we revisit some of the recent 10d and 4d arguments suggesting that uplifting of supersymmetric AdS vacua leads to flattening of the potential, preventing formation of dS vacua. We explain why the corresponding 10d approach is inconclusive and requires considerable modifications. We also show that while the flattening effects may occur for some extreme values of the parameters, they do not prevent the formation of dS vacua within the range of validity of the 4d KKLT models. The KL version of the KKLT scenario based on a racetrack superpotential requires parametrically small uplifti…
We extend the swampland from effective field theories (EFTs) inconsistent with quantum gravity to EFTs inconsistent with quantum supergravity. This enlarges the swampland to include EFTs that become inconsistent when the gravitino is quantized. We propose the Gravitino Swampland Conjecture: the gravitino sound speed must be non-vanishing in all EFTs that are low energy limits of quantum supergravity. This seemingly simple statement has important consequences for both theories and observations. The conjecture is consistent with and supported by the KKLT and LVS scenarios for moduli stabilizatio…
We point out that the de Sitter swampland conjecture would be falsified if classical fluxed Type IIA orientifold vacua with a single non-BPS D7-brane were indeed part of the string theory landscape. In other words, the dS swampland conjecture implies the cancellation of K-theory charges on a compact space.
On the one hand, David Andriot and Christoph Roupec proposed an alternative refined de Sitter conjecture, which gives a natural condition on a combination of the first and second derivatives of the scalar potential. On the other hand, in our previous article, we have found that Palatini Higgs inflation model is in strong tension with the refined de Sitter swampland conjecture. Therefore, following our previous research, in this article we examine if Higgs inflation model and its two variations: Palatini Higgs inflation and Higgs-Dilaton model can satisfy the further refining de Sitter swamplan…
We test the refined swampland distance conjecture in the Kahler moduli space of exotic one-parameter Calabi-Yaus. We focus on examples with pseudo-hybrid points. These points, whose properties are not well-understood, are at finite distance in the moduli space. We explicitly compute the lengths of geodesics from such points to the large volume regime and show that the refined swampland distance conjecture holds. To compute the metric we use the sphere partition function of the gauged linear sigma model. We discuss several examples in detail, including one example associated to a gauged linear …
The Swampland Distance Conjecture claims that effective theories derived from a consistent theory of quantum gravity only have a finite range of validity. This will imply drastic consequences for string theory model building. The refined version of this conjecture says that this range is of the order of the naturally built in scale, namely the Planck scale. It is investigated whether the Refined Swampland Distance Conjecture is consistent with proper field distances arising in the well understood moduli spaces of Calabi-Yau compactification. Investigating in particular the non-geometric phases…
The quantum gravity conjectures that aim to separate the landscape from the swampland among the low energy theories were originally formulated in the context of scalar field spaces spanned by moduli. Because these conjectures have implications for cosmology they have recently been considered in a more general context for scalar field theories with potentials, in particular inflation. From an effective field theory perspective the presence of a potential induces a natural metric that makes the distance measure $D_V$ along scalar field trajectories dependent on the potential. The present paper p…
We analyze AdS and dS swampland conjectures in a three-dimensional higher spin theory with self-interacting matter, which contains conformal gravity and is almost topological. A theory of a similar type was proposed as the effective theory in the high energy phase of non-critical M-theory in 3D. With some details differing from the usual string theory story, it is found that the resulting effective theory, namely topologically massive gravity, fits well into the web of the proposed swampland conjectures. Supporting a recent proposal, in particular we find that this 3D theory gives rise to a qu…
An alternative refined de Sitter conjecture giving rise to a natural combination of the first and second derivatives of the scalar potential was proposed recently by David Andriot and Christoph Roupec (Fortsch. Phys. 67 (2019) no.1-2, 1800105). In this work, we study the inflation models in a general scalar-tensor theory with exponential and hyperbolic tangent forms of potential as well as model with quantum corrected potential and examine whether these three models of inflation can satisfy this further refining de Sitter swampland conjecture or not. Regarding our analysis with proper choices …
We study the weak gravity conjecture, the swampland distance conjecture and the emergence proposal for $\mathcal{N}=1$ orientifold compactifications of type IIB string theory with O3-/O7-planes. We allow for orientifold projections with $h^{2,1}_+\neq 0$ which gives rise to closed-string $U(1)$ gauge fields, and our findings show that certain structures present for $\mathcal N=2$ compactifications are not present for $\mathcal N=1$. In particular, assumptions about stability have to be relaxed and we encounter an ambiguity for the emergence of gauge symmetries associated with the $h^{2,1}_+$ s…
Attempts to construct string derived effective field theory models realizing large field inflation are plagued by control issues. Targeted at a broader audience, in this article we review recent progress in isolating the underlying conceptual reasons for this failure. Special emphasis is given to models of axion monodromy inflation and their relation to the Swampland Distance Conjecture. This discriminates effective actions that admit a UV completion, the landscape, from those that do not, the swampland. Since they are conceptually very similar, we also comment on implied challenges for axioni…
We investigate swampland conjectures for quantum gravity in the context of M-theory compactified on Calabi-Yau threefolds which admit infinite sequences of flops. Naively, the moduli space of such compactifications contains paths of arbitrary geodesic length traversing an arbitrarily large number of Kähler cones, along which the low-energy spectrum remains virtually unchanged. In cases where the infinite chain of Calabi-Yau manifolds involves only a finite number of isomorphism classes, the moduli space has an infinite discrete symmetry which relates the isomorphic manifolds connected by flops…
The Swampland program relies heavily on the conjecture that there can only be a finite number of flux vacua (FFV conjecture). Stipulating this FFV conjecture and applying it to some older work in flux vacua construction we show that within a patch of the landscape the FFV conjecture makes predictions on the non-existence of otherwise viable non-perturbative objects arising from brane recombination. Future gains in direct non-perturbative analysis could therefore not only test this prediction but also test portions of the Swampland program itself. We also discuss implications of a weaker FFV co…
Swampland criteria like the Weak Gravity Conjecture should not only apply to particles, but also to other lower-codimension charged objects in 4d EFTs like strings and membranes. However, the description of the latter is in general subtle due to their large backreaction effects. In the context of 4d $\mathcal{N}=1$ EFTs, we consider $\frac12$BPS strings and membranes which are fundamental, in the sense that they cannot be resolved within the EFT regime. We argue that, if interpreted from the EFT viewpoint, the 4d backreaction of these objects translates into a classical RG flow of their coupli…
We view and provide further evidence for a number of Swampland criteria, including the Weak Gravity Conjecture, Distance Conjecture and bounds on the finiteness of the quantum gravity vacua from the prism of the finiteness of black hole entropy. Furthermore we propose that at least all of these Swampland statements may be more fundamentally a consequence of the finiteness of quantum gravity amplitudes.
We show that constraints on scalar field potentials and towers of light massive states in asymptotic limits of scalar field space (as posited by the de Sitter Conjecture and the Swampland Distance Conjecture, respectively) are correlated with the prospects for defining asymptotic observables in expanding FRW cosmologies. The observations of a "census taker" in an eternally inflating cosmology are further related to the question of whether certain domain walls satisfy a version of the Weak Gravity Conjecture. This suggests that answers to fundamental questions about asymptotic observables in co…
We show that one can find de Sitter critical points (saddle points) in models of flux compactification of Type IIB String Theory without any uplifting terms and in the presence of several moduli. We demonstrate this by giving explicit examples following some of the ideas recently presented by Conlon in [1], as well as more generic situations where one can violate the strong form of the de Sitter Swampland Conjecture. We stabilize the complex structure and the dilaton with fluxes, and we introduce a racetrack potential that fixes the Kähler moduli. The resultant potentials generically exhibit d…
Recently it has been conjectured that string theory does not allow for dS vacua or dS extrema. To scrutinize such a conjecture, it is important to study concrete string theory compactifications and spell out their assumptions and potential shortcomings. We do so for one particular class of string compactifications, namely classical compactifications of type II string theory with fluxes, D-branes and O-planes on manifolds with SU(3) structure. In particular, we revisit previously found dS critical points, construct many new ones and check whether they invalidate the dS swampland conjecture.
The Swampland program aims to determine the constraints that an effective field theory must satisfy to be consistent with a UV embedding in a quantum gravity theory. Different proposals have been formulated in the form of Swampland conjectures. In these lecture notes, we provide a pedagogical introduction to the most important Swampland conjectures, their connections and their realization in string theory compactifications. The notes are based on the series of lectures given by Irene Valenzuela at the online QFT and Geometry summer school in July 2020.
We investigate the swampland distance conjecture (SDC) in the complex moduli space of type II compactifications on one-parameter Calabi-Yau threefolds. This class of manifolds contains hundreds of examples and, in particular, a subset of 14 geometries with hypergeometric differential Picard-Fuchs operators. Of the four principal types of singularities that can occur - specified by their limiting mixed Hodge structure - only the K-points and the large radius points (or more generally the M-points) are at infinite distance and therefore of interest to the SDC. We argue that the conjecture is ful…
We discuss some aspects of swampland constraints - especially the swampland distance conjecture - in a large number of space-time dimensions $D$. We analyze Kaluza-Klein (KK) states at large $D$ and find that some KK spectra possess an interesting dependence on $D$. On the basis of these observations we propose a new large dimension conjecture. We apply it to KK states of compactifications to anti-de Sitter backgrounds where it predicts an upper bound on the dimension of space-time as a function of its characteristic radius. We also apply our conjecture to black hole spacetimes, whose entropie…
In this paper we propose a quantum version of the swampland conjecture. We argue that quantum instabilities of de Sitter space discovered using field theoretical methods, are directly related to the difficulties in finding stringy de Sitter vacua.
We use numerical methods to obtain moduli-dependent Calabi-Yau metrics and from them the moduli-dependent massive tower of Kaluza-Klein states for the one-parameter family of quintic Calabi-Yau manifolds. We then compute geodesic distances in their Kähler and complex structure moduli space using exact expressions from mirror symmetry, approximate expressions, and numerical methods and compare the results. Finally, we fit the moduli-dependence of the massive spectrum to the geodesic distance to obtain the rate at which states become exponentially light. The result is indeed of order one, as sug…
We review the advanced version of the KKLT construction and pure $d=4$ de Sitter supergravity, involving a nilpotent multiplet, with regard to various conjectures that de Sitter state cannot exist in string theory. We explain why we consider these conjectures problematic and not well motivated, and why the recently proposed alternative string theory models of dark energy, ignoring vacuum stabilization, are ruled out by cosmological observations at least at the $3σ$ level, i.e. with more than $99.7\%$ confidence.
We continue the investigation of F-term axion monodromy inflation in string theory, while seriously taking the issue of moduli stabilization into account. For a number of closed and open string models, we show that they suffer from serious control issues once one is trying to realize trans-Planckian field excursions. More precisely, the flux tuning required to delay the logarithmic scaling of the field distance to a trans-Planckian value cannot be done without leaving the regime where the employed effective supergravity theory is under control. Our findings are consistent with the axionic exte…
We study the cobordism conjecture of McNamara and Vafa which asserts that the bordism group of quantum gravity is trivial. In the context of type IIB string theory compactified on a circle, this predicts the presence of D7-branes. On the other hand, the non-Abelian structure of the IIB duality group $SL(2,\mathbb{Z})$ implies the existence of additional $[p,q]$ 7-branes. We find that this additional information is instead captured by the space of closed paths on the moduli space of elliptic curves parameterizing distinct values of the type IIB axio-dilaton. This description allows to recover t…
We make a number of conjectures about the geometry of continuous moduli parameterizing the string landscape. In particular we conjecture that such moduli are always given by expectation value of scalar fields and that moduli spaces with finite non-zero diameter belong to the swampland. We also conjecture that points at infinity in a moduli space correspond to points where an infinite tower of massless states appear, and that near these regions the moduli space is negatively curved. We also propose that there is no non-trivial 1-cycle of minimum length in the moduli space. This leads in particu…
The Ooguri-Vafa Swampland Conjectures claim that in any consistent theory of quantum gravity, when venturing to large distances in scalar field space, a tower of particles will become light at a rate that is exponential in the field space distance. We provide a novel viewpoint on this claim: if we assume that a tower of states becomes light near a particular point in field space, and we further demand that loop corrections drive both gravity and the scalar to strong coupling at a common energy scale, then the requirement that the particles become light exponentially fast in the field-space dis…
In the context of $\mathcal{N}=2$ supergravity without vector multiplets coupled to hypermultiplets, the coupling constant of graviphoton $τ$ is apriori a free parameter. Stringy realization of this and using a mathematical conjecture leads to the statement that $j(τ)\in \mathbb{R}$ so that the $θ$-angle is $0$ or $π$. We conjecture that for any consistent realization of $\mathcal{N}=2$ supergravity theories coupled only to hypermultiplets this is the case and the rest belong to the swampland. This leads to the speculation that the $θ$-angle for QCD or QED may also be fixed to $0$ for quantum …
Recent studies show that there is tension between the de Sitter swampland conjectures proposed by Obeid, et al. and inflationary cosmology. In this paper, we consider an alternative to inflation, `tachyacoustic' cosmology, in light of swampland conjectures. In tachyacoustic models, primordial perturbations are generated by a period of superluminal sound speed instead of accelerating expansion. We show that realizations of tachyacoustic Lagrangians can be consistent with the de Sitter swampland conjectures, and therefore can in principle be consistent with a UV-complete theory. We derive a gene…
Recently, arguments for a refined de Sitter conjecture were put forward in arXiv:1810.05506. Using the large distance conjecture of arXiv:hep-th/0605264, the authors provide evidence for this dS conjecture in asymptotic regimes of field space, where the parametric control of string theory becomes arbitrarily good. Their main tool is Bousso's covariant entropy bound arXiv:hep-th/9905177. Here, we present a simpler way to reach a similar conclusion. The argument is based on the fact that the cutoff of an effective theory with gravity decreases as the number of species grows. We then discuss a lo…
We discuss under which conditions multi-field cold and warm inflationary models with canonical kinetic energy terms are compatible with the swampland conjectures about the emergence of de Sitter solutions in string theory. We find that under quite general conditions the slow-roll conditions for multi-field cold inflation are at odds with the swampland conjectures for an arbitrary number of scalar fields driving inflation. However, slow-roll conditions can be reconciled with the swampland conjectures in the strong dissipative regime of warm inflation.
We consider spacetime-dependent solutions to string theory models with tadpoles for dynamical fields, arising from non-trivial scalar potentials. The solutions have necessarily finite extent in spacetime, and are capped off by boundaries at a finite distance, in a dynamical realization of the Cobordism Conjecture. We show that as the configuration approaches these cobordism walls of nothing, the scalar fields run off to infinite distance in moduli space, allowing to explore the implications of the Swampland Distance Conjecture. We uncover new interesting scaling relations linking the moduli sp…
On the basis of the idea that gravity defines a universal UV-completion and using a form of UV/IR correspondence we revisit some Swampland conjectures, in particular de Sitter and infinite distance conjectures, from the point of view of renormalization group energy flow. The rol and limitations of non perturbative instanton effects to define a metastable cosmological constant are briefly discussed in this context.
The Swampland Distance Conjecture states that at infinite distance in the scalar moduli space an infinite tower of particles become exponentially massless. We study this issue in the context of 4d type IIA and type IIB Calabi-Yau compactifications. We find that for large moduli not only towers of particles but also domain walls and strings become tensionless. We study in detail the case of type IIA and IIB ${\cal N}=1$ CY orientifolds and show how for infinite Kähler and/or complex structure moduli towers of domain walls and strings become tensionless, depending on the particular direction in …
Starting from the swampland distance conjecture, and using the species bound for a large number of weakly-coupled particles, we give a derivation of the recently proposed trans-Planckian censorship conjecture. Our argument demonstrates how a quantum gravity principle requires that trans-Planckian quantum fluctuations should never cross the Hubble horizon. We also comment on how logarithmic corrections to the de-Sitter conjecture arise naturally from such an approach when one relaxes the requirement of traversing parametrically large distances on field space.
The Swampland Distance Conjecture suggests that an infinite tower of modes becomes exponentially light when approaching a point that is at infinite proper distance in field space. In this paper we investigate this conjecture in the Kähler moduli spaces of Calabi-Yau threefold compactifications and further elucidate the proposal that the infinite tower of states is generated by the discrete symmetries associated to infinite distance points. In the large volume regime the infinite tower of states is generated by the action of the local monodromy matrices and encoded by an orbit of D-brane charge…
We consider Type IIB compactifications on an isotropic torus $T^6$ threaded by geometric and non geometric fluxes. For this particular setup we apply supervised machine learning techniques, namely an artificial neural network coupled to a genetic algorithm, in order to obtain more than sixty thousand flux configurations yielding to a scalar potential with at least one critical point. We observe that both stable AdS vacua with large moduli masses and small vacuum energy as well as unstable dS vacua with small tachyonic mass and large energy are absent, in accordance to the Refined de Sitter Con…
One of the main goals of the field of string phenomenology is to describe the properties of our spacetime in low-energy effective models related to and consistent with string theory. It is known that our universe undergoes accelerated expansion, which can be described in Einstein's theory of general relativity as a positive cosmological constant. Within string theory descriptions, this is realized by a scalar field with a positive value of its potential. Oftentimes, this is modeled by having the scalar at a stable, positive minimum. One then obtains a de Sitter spacetime. Constructions of de S…
In this paper, we study various cosmological parameters and quantities in scalar-tensor gravity from inflation and swampland conjecture. Therefore, by selecting different models such as power-law, exponential, and logarithmic in the framework of scalar-tensor theory, we obtain potential, tensor-to-scalar ratio, and the scalar spectral index. Next, we examine new constraints and compare the corresponding results with the latest observable data. Here, we take advantage of the obtained results and determine the compatibility or incompatibility of the corresponding model with the swampland conject…
For any quasi de Sitter background, we show that a recently proposed scalar weak gravity conjecture (sWGC) follows from the swampland distance conjecture, together with the covariant entropy bound. While pointing out the limitations of our argument, we suggest how further generalizations of our result might indicate that the shape of the potential of a scalar field in a low-energy effective field theory gets highly constrained due to the distance conjecture alone, going beyond the refined de Sitter conjecture. We also correct some previous comments regarding cosmological implications of the sW…
In this paper, we studied the phenomenological consequences of recently proposed swampland conjecture on the inflationary models though constraints on reheating. If dark matter is assumed to be produced during reheating, the conjecture will provide further constraints on the dark matter parameter space through its current relic abundance. As has been pointed out already and also analyzed in our present paper any successful inflationary scenario is in clear tension with the aforementioned conjecture in its current form. However considering the swampland parameters to be free and constrained by …
In this contribution, we review a general argument showing that de Sitter critical points of extended supergravity are in tension with the magnetic weak gravity conjecture if the gravitino mass is vanishing. Motivated by this assumption, we review then the gravitino conjecture, which states that the limit of vanishing gravitino mass is pathological for the effective field theory description. Finally, we discuss more in general the fate of de Sitter critical points (with massless gravitini) in supergravity and comment on extensions of these works along various directions. Part of the material h…
Global Asymptotics, the Swampland Conjectures, and Preheating of String Moduli
Center for Theoretical Physics—a Leinweber Institute, Department of Physics, Massachusetts Institute of Technology（麻省理工学院莱因韦伯理论物理中心）；Department of Physics and Astronomy, University of Oklahoma（俄克拉荷马大学物理与天文学系）；Department of Physics, University of Wisconsin, Madison（威斯康星大学麦迪逊分校物理系）
I conjecture an upper bound on the number of possible swampland conjectures by comparing the entropy required by the conjectures themselves to the Beckenstein-Hawking entropy of the cosmological horizon. Assuming of order 100 kilobits of entropy per conjecture, this places an upper bound of order $10^{117}$ on the number of conjectures. I estimate the rate of production of swampland conjectures by the number of papers listed on INSPIRE with the word "swampland" in the title or abstract, which has been showing approximately exponential growth since 2014. At the current rate of growth, the entro…
We argue that any proposed quantum theory of gravity with non-trivial cobordism classes in the space of configurations belongs to the Swampland. The argument is based on the assumption that there are no global symmetries in a consistent theory of quantum gravity. The triviality of the cobordism classes requires the existence of certain stringy defects that trivialize the potential cobordism classes. We provide evidence for this conjecture by identifying those defects demanded by this argument that could preserve supersymmetry, and predict the existence of new non-supersymmetric defects in stri…
