At millimeter wave (mmWave) frequencies, the higher cost and power consumption of hardware components in multiple-input multiple output (MIMO) systems do not allow beamforming entirely at the baseband with a separate radio frequency (RF) chain for each antenna. In such scenarios, to enable spatial multiplexing, hybrid beamforming, which uses phase shifters to connect a fewer number of RF chains to a large number of antennas is a cost effective and energy-saving alternative. This paper describes our research on fully adaptive transceivers that adapt their behaviour on a frame-by-frame basis, so that a mmWave hybrid MIMO system always operates in the most energy efficient manner. Exhaustive search based brute force approach is computationally intensive, so we study fractional programming as a low-cost alternative to solve the problem which maximizes energy efficiency. The performance results indicate that the resulting mmWave hybrid MIMO transceiver achieves significantly improved energy efficiency results compared to the baseline cases involving analogue-only or digital-only signal processing solutions, and shows performance trade-offs with the brute force approach.
This paper presents an evaluation of distortion and interference sources, namely, the harmonic distortion and antenna crosstalk, originating within a 2 x 2 millimeter-wave (mm-wave) multiple-input-multiple-output (MIMO) testbed. The experience gained through the insight into the built testbed could be fed into the design of future mm-wave massive MIMO testbeds.
In this paper, over-the-air experiments with external and internal interferences were performed using Chalmers millimeter-wave multiple-input-multiple-output testbed MATE. The resulting SINR for both interference experiments are compared and discussed.
Millimeter-wave (MMW) imaging has a wide prospect in application of concealed weapons detection. We propose a circular-arc multiple-input multiple-output (MIMO) array scheme with uniformly spaced transmit and receive antennas along the horizontal-arc direction, while scanning along the vertical direction. The antenna beams of the circular-arc MIMO array can provide more uniform coverage of the imaging scene than those of the linear or planar MIMO arrays. Further, a near-field three-dimensional (3-D) imaging algorithm, based on the spatial frequency domain processing, is presented with analysis…
Millimeter wave multiple-input multiple-output (MIMO) communication systems must operate over sparse wireless links and will require large antenna arrays to provide high throughput. To achieve sufficient array gains, these systems must learn and adapt to the channel state conditions. However, conventional MIMO channel estimation can not be directly extended to millimeter wave due to the constraints on cost-effective millimeter wave operation imposed on the number of available RF chains. Sparse subspace scanning techniques that search for the best subspace sample from the sounded subspace sampl…
Herein, an atomic norm based method for accurately estimating the location and orientation of a target from millimeter-wave multi-input-multi-output (MIMO) orthogonal frequency-division multiplexing (OFDM) signals is presented. A novel virtual channel matrix is introduced and an algorithm to extract localization-relevant channel parameters from its atomic norm decomposition is designed. Then, based on the extended invariance principle, a weighted least squares problem is proposed to accurately recover the location and orientation using both line-of-sight and non-line-of-sight channel informati…
This paper considers the problem of estimating the sparse mmWave massive multiple input - multiple output (MIMO) OFDM channel from one-bit quantized measurements. Unlike previous grid-based one-bit compressive sensing approaches, we present a gridless convex method to recover sparse channel form one-bit measurements via Binary Atomic Norm Minimization (BiANM) and Reweighted Binary Atomic Norm Minimization (ReBiANM). Simulation results verify the accuracy of the binary and reweighted binary atomic norm minimization techniques.
We consider the channel estimation problem in point-to-point reconfigurable intelligent surface (RIS)-aided millimeter-wave (mmWave) MIMO systems. By exploiting the low-rank nature of mmWave channels in the angular domains, we propose a non-iterative Two-stage RIS-aided Channel Estimation (TRICE) framework, where every stage is formulated as a multidimensional direction-of-arrival (DOA) estimation problem. As a result, our TRICE framework is very general in the sense that any efficient multidimensional DOA estimation solution can be readily used in every stage to estimate the associated channe…
Beamspace multi-input multi-output (MIMO) relying on lens antenna arrays can significantly reduce the number of radio-frequency chains in millimeter-wave (mmWave) communication systems through beam selection. However, the beamforming gain is actually frequency-dependent in wideband mmWave MIMO systems. This phenomenon is called beam squint, which will deteriorate the system's performance when traditional beam selection methods are used. To solve this problem, we propose a wideband beam selection method for mmWave MIMO systems relying on lens antenna arrays. Firstly, we select one beam with the…
The rate loss is an important issue for multi-user beamspace multiple-input multiple-output (MIMO) millimeter-wave systems. In such systems, multi-cluster channel propagation leads as a function of the quantization error and, as a result, each active user suffers a significant rate loss. Particularly, a conventional single beam selection (SBS) scheme is used in an equivalent beamspace MIMO channel to reduce the required number of radio frequency (RF) chains, but this scheme does not properly mitigate the quantization error due to the limited number of the channel propagation clusters per-user.…
The high path loss associated with millimeter wave (mmWave) frequency communication can be compensated by large scale antenna arrays such as multiple-input multiple-output (MIMO) systems. The hybrid beamforming architecture which uses fewer radio frequency chains is implemented to reduce power consumption and hardware complexity, while still supporting multi-stream communication. We propose an efficient expectation-maximization (EM)-based mmWave channel estimator for a lens-based hybrid MIMO system with low resolution sampling at the receiver. The lens-based beamformer is investigated to provi…
Millimeter wave (mmWave) bands have been utilized for the fifth generation (5G) communication systems and will no doubt continue to be deployed for beyond 5G (B5G). However, the underlying channels are not fully investigated at multifrequency bands and in multi-scenarios by using the same channel sounder, especially for the outdoor, multiple-input multiple-output (MIMO), and vehicle-to-vehicle (V2V) conditions. In this paper, we conduct multi-frequency multi-scenario mmWave MIMO channel measurements with 4*4 antennas at 28, 32, and 39 GHz bands for three cases, i.e., the human body and vehicle…
This paper presents a 2 x 2 millimeter wave (mm-wave) multiple-input-multiple-output (MIMO) testbed that operates at around 30 GHz. The link assessment of the system operating at 26.25 GHz was carried out on a test bench, with a short communication distance between the transmitting and receiving antennas. A user-programmable, reconfigurable and real-time signal processing field-programmable gate arrays (FPGAs)-based software defined radio (SDR) system was employed as part of the testbed to validate the system-level performance for a downlink time division long-term evolution (TD-LTE) duplex sc…
Hybrid beamforming (HB) has emerged as a promising technology to support ultra high transmission capacity and with low complexity for Millimeter Wave (mmWave) multiple-input and multiple-output (MIMO) system. However, the design of digital and analog beamformer is a challenge task with non-convex optimization, especially for the multi-user scenario. Recently, the blooming of deep learning research provides a new vision for the signal processing of communication system. In this work, we propose a deep neural network based HB for the multi-User mmWave massive MIMO system, referred as DNHB. The H…
In this letter, we investigate the millimeter wave (mmWave) downlink multiuser multiple-input multiple-output (MU-MIMO) system, adopting the dynamic subarray architecture at the base station and considering the multi-stream communication for each user. Aiming at maximizing the system spectral efficiency, we propose a novel hybrid beamforming design. First, assuming no inter-user interference (IUI), we easily get the optimal fully-digital beamformers and combiners using the singular value decomposition of each user channel and the waterfilling algorithm. Then, based on the obtained fullydigital…
Millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) has been regarded to be an emerging solution for the next generation of communications, in which hybrid analog and digital precoding is an important method for reducing the hardware complexity and energy consumption associated with mixed signal components. However, the fundamental limitations of the existing hybrid precoding schemes is that they have high computational complexity and fail to fully exploit the spatial information. To overcome these limitations, this paper proposes, a deep-learning-enabled mmWave massive MIMO…
Hybrid beamforming is considered a key enabler to realize millimeter wave (mmWave) multiple-input multiple-output (MIMO) communications due to its capability of considerably reducing the number of costly and power-hungry radio frequency chains in the transceiver. However, in mmWave MIMO orthogonal frequency-division multiplexing (MIMO-OFDM) systems, hybrid beamforming design is challenging because the analog precoder and combiner are required to be shared across the whole employed bandwidth. In this paper, we propose closed-form solutions to the problem of designing the analog precoder/combine…
Exploiting Out-of-Band Information for Millimeter-Wave MIMO Channel Estimation: Performance in Static and Dynamic Scenarios
Institute of Telecommunications, TU Wien（维也纳工业大学电信研究所）；Christian Doppler Laboratory for Digital Twin assisted AI for sustainable Radio Access Networks（可持续无线电接入网络数字孪生辅助人工智能克里斯蒂安·多普勒实验室）
This paper investigates the hybrid precoding design for millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems with finite-alphabet inputs. The precoding problem is a joint optimization of analog and digital precoders, and we treat it as a matrix factorization problem with power and constant modulus constraints. Our work presents three main contributions: First, we present a sufficient condition and a necessary condition for hybrid precoding schemes to realize unconstrained optimal precoders exactly when the number of data streams Ns satisfies Ns = minfrank(H);Nrfg, where H rep…
This article investigates beam alignment for multi-user millimeter wave (mmWave) massive multi-input multi-output system. Unlike the existing works using machine learning (ML), an alignment method with partial beams using ML (AMPBML) is proposed without any prior knowledge such as user location information. The neural network (NN) for the AMPBML is trained offline using simulated environments according to the mmWave channel model and is then deployed online to predict the beam distribution vector using partial beams. Afterwards, the beams for all users are all aligned simultaneously based on t…
Millimeter-wave (30-300 GHz) and Terahertz-band communications (0.3-10 THz) are envisioned as key wireless technologies to satisfy the demand for Terabit-per-second (Tbps) links in the 5G and beyond eras. The very large available bandwidth in this ultra-broadband frequency range comes at the cost of a very high propagation loss, which combined with the low power of mm-wave and THz-band transceivers limits the communication distance and data-rates. In this paper, the concept of intelligent communication environments enabled by Ultra-Massive MIMO platforms is proposed to increase the communicati…
This paper considers the problem of estimating the sparse millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) OFDM channel from 1-bit quantized measurements. Unlike previous quantized on-grid approaches to compressive sensing, we introduce an off-grid convex scheme which uses binary atomic norm minimization (BiANM) to estimate sparse channel form 1-bit measurements. Moreover, in this paper, we propose a decoupled angle-delay version of BiANM called decoupled binary atomic norm minimization (DeBiANM) in order to reduce complexity. Further, for improving the accuracy of the es…
Network densification, massive multiple-input multiple-output (MIMO) and millimeter-wave (mmWave) bands have recently emerged as some of the physical layer enablers for the future generations of wireless communication networks (5G and beyond). Grounded on prior work on sub-6~GHz cell-free massive MIMO architectures, a novel framework for cell-free mmWave massive MIMO systems is introduced that considers the use of low-complexity hybrid precoders/decoders while factors in the impact of using capacity-constrained fronthaul links. A suboptimal pilot allocation strategy is proposed that is grounde…
Herein, an atomic norm based method for accurately estimating the location and orientation of a target from millimeter-wave multi-input-multi-output (MIMO) orthogonal frequency-division multiplexing (OFDM) signals is presented. A novel virtual channel matrix is introduced and an algorithm to extract localization-relevant channel parameters from its atomic norm decomposition is designed. Then, based on the extended invariance principle, a weighted least squares problem is proposed to accurately recover the location and orientation using both line-of-sight and non-line-of-sight channel informati…
Millimeter-wave (mmWave) and Terahertz (THz)-band communications exploit the abundant bandwidth to fulfill the increasing data rate demands of 6G wireless communications. To compensate for the high propagation loss with reduced hardware costs, ultra-massive multiple-input multiple-output (UM-MIMO) with a hybrid beamforming structure is a promising technology in the mmWave and THz bands. However, channel estimation (CE) is challenging for hybrid UM-MIMO systems, which requires recovering the high-dimensional channels from severely few channel observations. In this paper, a Pruned Approximate Me…
In this work, we consider both channel estimation and reflection design problems in point-to-point reconfigurable intelligent surface (RIS)-aided millimeter-wave (mmWave) MIMO communication systems. First, we show that by exploiting the low-rank nature of mmWave MIMO channels, the received training signals can be written as a low-rank multi-way tensor admitting a canonical polyadic CP decomposition. Utilizing such a structure, a tensor-based RIS channel estimation method (termed TenRICE) is proposed, wherein the tensor factor matrices are estimated using an alternating least squares method. Us…
Coordinated weighted sum-rate maximization in multicell MIMO networks with intra- and intercell interference and local channel state at the base stations is recognized as an important yet difficult problem. A classical, locally optimal solution is obtained by the weighted minimum mean squared error (WMMSE) algorithm which facilitates a distributed implementation in multicell networks. However, it often suffers from slow convergence and therefore large communication overhead. To obtain more practical solutions, the unrolling/unfolding of traditional iterative algorithms gained significant atten…
This paper develops efficient channel estimation techniques for millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems under practical hardware limitations, including an arbitrary array geometry and a hybrid hardware structure. Taking on an angle-based approach, this work adopts a generalized array manifold separation approach via Jacobi-Anger approximation, which transforms a non-ideal, non-uniform array manifold into a virtual array domain with a desired uniform geometric structure to facilitate super-resolution angle estimation and channel acquisition. Accordingly, s…
In this letter, we investigate the secrecy rate of an reconfigurable intelligent surface (RIS)-aided millimeter-wave (mmWave) system with hardware limitations. Compared to the RIS-aided systems in most existing works, we consider the case of the RIS-aided mmWave system with low-resolution digital-to-analog converters (LDACs). We formulate a secrecy rate maximization problem hardware constraints. Then by optimizing the RIS phase shift and the transmit beamforming to maximize the secrecy rate. Due to the nonconvexity of the problem, the formulated problem is intractable. To handle the problem, a…
In this work, we consider the design of hybrid analog-digital (HAD) multi-carrier MIMO-OFDM two-way relaying systems, where the relay station is equipped with a HAD amplify-and-forward architecture and every mobile station is equipped with a fully-digital beamforming architecture. We propose a sub-optimal solution by reformulating the original non-convex problem as a constrained Tucker2 decomposition with the objective of minimizing the sum Euclidean-norm between the HAD amplification matrices and their fully-digital counterparts. For the fully-digital amplification matrix design, we use a Fro…
Low resolution analog-to-digital converters (ADCs) can be employed to improve the energy efficiency (EE) of a wireless receiver since the power consumption of each ADC is exponentially related to its sampling resolution and the hardware complexity. In this paper, we aim to jointly optimize the sampling resolution, i.e., the number of ADC bits, and analog/digital hybrid combiner matrices which provides highly energy efficient solutions for millimeter wave multiple-input multiple output systems. A novel decomposition of the hybrid combiner to three parts is introduced: the analog combiner matrix…
Security and energy efficiency have become crucial features in the modern-era wireless communication. In this paper, we consider an energy-efficient design for intelligent reflecting surface (IRS)-assisted multiple-input multiple-output multiple-eavesdropper (MIMOME) wiretap channels (WTC). Our objective is to jointly optimize the transmit covariance matrix and the IRS phase-shifts to maximize the secrecy energy efficiency (SEE) of the considered system subject to a secrecy rate constraint at the legitimate receiver. To tackle this challenging non-convex problem in which the design variables a…
In this paper, a two-step codeword design approach for millimeter wave (mmWave) massive MIMO systems is presented. Ideal codewords are first designed, which ignores the hardware constraints in terms of phase shifter resolution and the number of RF chains. Based on the ideal codewords, practical codewords are then obtained taking the hardware constraints into consideration. For the ideal codeword design in the first step, additional phase is introduced to the beam gain to provide extra degree of freedom. We develop a phase-shifted ideal codeword design (PS-ICD) method, which is based on alterna…
Full Duplex (FD) communication can revolutionize wireless communications as it avoids using independent channels for bi-directional communications. This work generalizes the point-to-point FD communication in millimeter wave (mmWave) band consisting of K-pairs of massive MIMO FD nodes operating simultaneously. We present a novel joint hybrid beamforming (HYBF) and combining scheme for weighted sum-rate (WSR) maximization to enable the coexistence of massive MIMO FD links cost-efficiently. The proposed algorithm relies on alternative optimization based on the minorization-maximization method. M…
The densely packed antennas of millimeter-Wave (mmWave) MIMO systems are often blocked by the rain, snow, dust and even by fingers, which will change the channel's characteristics and degrades the system's performance. In order to solve this problem, we propose a cross-entropy inspired antenna array diagnosis detection (CE-AAD) technique by exploiting the correlations of adjacent antennas, when blockages occur at the transmitter. Then, we extend the proposed CE-AAD algorithm to the case, where blockages occur at transmitter and receiver simultaneously. Our simulation results show that the prop…
Wireless backhaul is considered to be the key part of the future wireless network with dense small cell traffic and high capacity demand. In this paper, we focus on the design of a high spectral efficiency line-of-sight (LoS) multiple-input multiple-output (MIMO) system for millimeter wave (mmWave) backhaul using dual-polarized frequency division duplex (FDD). High spectral efficiency is very challenging to achieve for the system due to various physical impairments such as phase noise (PHN), timing offset (TO) as well as the poor condition number of the LoS MIMO. In this paper, we propose a ho…
Hybrid beamforming (HBF) design is a crucial stage in millimeter wave (mmWave) multi-user multi-input multi-output (MU-MIMO) systems. However, conventional HBF methods are still with high complexity and strongly rely on the quality of channel state information. We propose an extreme learning machine (ELM) framework to jointly optimize transmitting and receiving beamformers. Specifically, to provide accurate labels for training, we first propose an factional-programming and majorization-minimization based HBF method (FP-MM-HBF). Then, an ELM based HBF (ELM-HBF) framework is proposed to increase…
Adopting one-bit analog-to-digital convertors (ADCs) for massive multiple-input multiple-output (MIMO) implementations has great potential in reducing the hardware cost and power consumption. However, distortions caused by quantization raise great challenges. In MIMO orthogonal frequency-division modulation (OFDM) detection, coarse quantization renders the orthogonal separation among subcarriers inapplicable, forcing us to deal with a problem that has a very large problem size. In this paper we study the expectation-maximization (EM) approach for one-bit MIMO-OFDM detection. The idea is to ite…
Beam training based on hierarchical codebook for millimeter wave (mmWave) massive MIMO is investigated. Unlike the existing work using the same hierarchical codebook to estimate different multi-path components (MPCs), dynamic hierarchical codebooks which are updated according to the estimated MPCs are adopted. Firstly, a generalized hierarchical codebook design method is proposed. Then based on this method, a beam training method which dynamically updates the hierarchical codebook by removing the contribution of the estimated MPCs from the codebook is proposed. Simulation results verify the ef…
City University of Hong Kong（香港城市大学）；The University of Kansas（堪萨斯大学）；Telecom-ParisTech（巴黎高等电信学院）
We present an enhancement to the problem of beam alignment in millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems, based on a modification of the machine learning-based criterion, called Kolmogorov model (KM), previously applied to the beam alignment problem. Unlike the previous KM, whose computational complexity is not scalable with the size of the problem, a new approach, centered on discrete monotonic optimization (DMO), is proposed, leading to significantly reduced complexity. We also present a Kolmogorov-Smirnov (KS) criterion for the advanced hypothesis testing, which …
We analyze the diversity gain for a distributed antenna subarray employing orthogonal frequency-division multiplexing (OFDM) in millimeter-wave (mm-Wave) massive multiple-input multiple-output (MIMO) systems. We show that the diversity gain depends on the number of transmitted data streams, the number of remote antenna units, and the number of propagation paths between RAUs. Furthermore, we show that by using bit-interleaved coded multiple beamforming (BICMB), one can achieve the maximum diversity gain in a distributed antenna subarray system. The assumption in both scenarios is that the numbe…
Measurement results for millimeter wave LOS MIMO systems are presented with a focus on time variation and multipath propagation. Different system setups are used, including 2x2 and 3x3 MIMO, and involving different synchronization procedures and front-ends. Furthermore, different propagation scenarios are evaluated, covering a wide area of applications. The results show that the LOS component carries significantly more power than the NLOS components, and that frequency selectivity from front-ends should be taken into account when designing these high bandwidth systems. Frequency offsets and ot…
Massive multiple-input multiple-out (MIMO) technology is vital in millimeter-wave (mmWave) bands to obtain large array gains. However, there are practical challenges, such as high hardware cost and power consumption in such systems. A promising solution to these problems is to adopt a hybrid beamforming architecture. This architecture has a much lower number of transceiver (TRx) chains than the total antenna number, resulting in cost- and energy-efficient systems. In this paper, we present a real-time mmWave (28 GHz) massive MIMO testbed with hybrid beamforming. This testbed has a 64-antenna/1…
Millimeter-wave (mmWave) channels, which occupy frequency ranges much higher than those being used in previous wireless communications systems, are utilized to meet the increased throughput requirements that come with 5G communications. The high levels of attenuation experienced by electromagnetic waves in these frequencies causes MIMO channels to have high spatial correlation. To attain desirable error performances, systems require knowledge about the channel correlations. In this thesis, a deep neural network aided method is proposed for the parametric estimation of the channel covariance ma…
Millimeter-wave (mmWave) multiple-input multiple-output (MIMO) system for the fifth generation (5G) cellular communications can also enable single-anchor positioning and object tracking due to its large bandwidth and inherently high angular resolution. In this paper, we introduce the newly invented concept, large intelligent surface (LIS), to mmWave positioning systems, study the theoretical performance bounds (i.e., Cramér-Rao lower bounds) for positioning, and evaluate the impact of the number of LIS elements and the value of phase shifters on the position estimation accuracy compared to the…
Reducing computational complexity is crucial in optimizing the phase shifts of Intelligent Reflecting Surface (IRS) systems since IRS-assisted communication systems are generally deployed with a large number of reflecting elements (REs). This letter proposes a low-complexity algorithm, designated as Dimension-wise Sinusoidal Maximization (DSM), to obtain the optimal IRS phase shifts that maximize the sum capacity of a MIMO network. The algorithm exploits the fact that the objective function for the optimization problem is sinusoidal w.r.t. the phase shift of each RE. The numerical results show…
In this paper, a framework of beamspace channel estimation in millimeter wave (mmWave) massive MIMO system is proposed. The framework includes the design of hybrid precoding and combining matrix as well as the search method for the largest entry of over-sampled beamspace receiving matrix. Then based on the framework, three channel estimation schemes including identity matrix approximation (IA)-based scheme, scattered zero off-diagonal (SZO)-based scheme and concentrated zero off-diagonal (CZO)-based scheme are proposed. These schemes together with the existing channel estimation schemes are co…
Intelligent reflecting surfaces (IRSs) are regarded as promising enablers for future millimeter wave (mmWave) wireless communication, due to their ability to create favorable line-of-sight (LoS) propagation environments. In this paper, we investigate channel estimation in downlink IRS-assisted mmWave multiple-input multiple-output (MIMO) systems. By leveraging the sparsity of mmWave channels, we formulate the channel estimation problem as a fixed-rank constrained non-convex optimization problem. To tackle the non-convexity, an efficient algorithm is proposed by capitalizing on alternating mini…
This paper presents LuMaMi28, a real-time 28 GHz massive multiple-input multiple-output (MIMO) testbed. In this testbed, the base station has 16 transceiver chains with a fully-digital beamforming architecture (with different pre-coding algorithms) and simultaneously supports multiple user equipments (UEs) with spatial multiplexing. The UEs are equipped with a beam-switchable antenna array for real-time antenna selection where the one with the highest channel magnitude, out of four pre-defined beams, is selected. For the beam-switchable antenna array, we consider two kinds of UE antennas, with…
Aiming at maximizing the achievable sum-rate of wideband multiuser mmWave massive MIMO systems, the hybrid precoding is studied. Since each computation of the achievable sum-rate can be performed only after the analog precoder and digital precoder are both determined, the maximization of the achievable sum-rate has intractable computational complexity. By introducing the interference free (IF) achievable sum-rate, the design of the analog and digital precoders can be decoupled. To avoid the beam conflict and maximize the IF achievable sum-rate, a Hungarian-based codeword selection algorithm is…
Reconfigurable multiple-input multiple-output can provide performance gains over traditional MIMO by reshaping the channels, i.e., introducing more channel realizations. In this paper, we focus on the achievable rate maximization pattern design for reconfigurable MIMO systems. Firstly, we introduce the matrix representation of pattern reconfigurable MIMO (PR-MIMO), based on which a pattern design problem is formulated. To further reveal the effect of the radiation pattern on the wireless channel, we consider pattern design for both the single-pattern case where the optimized radiation pattern …
