The Hopf insulator is a three-dimensional topological insulator outside the standard classification of topological insulators. Here we consider two types of non-Hermitian Hopf insulators, one without and one with the non-Hermitian skin effect. The isolated gapless points of the Hermitian model are broadened into finite regimes in the non-Hermitian models. However, the modulus of the Hopf index remains quantized in the gapped regions. The model without the non-Hermitian skin effect allows an accurate evaluation of its generalized Hopf index and energy spectrum, showing an agreement between the gapless-regime estimations from the systems with periodic- and open- boundary conditions. Near the zero-energy plane, Fermi rings can be observed whenever the Hopf index is quantized at nonzero values, and there is a bulk-boundary correspondence between the modulus of the Hopf index and the number of Fermi rings. The other model manifests the non-Hermitian skin effect in the generalized Brillouin zone and shows the skewed profiles of the bulk states. The Hopf index and energy spectrum are shown to be sensitive to the boundary condition in the presence of the non-Hermitian skin effect.
Three-dimensional (3D) two-band Hopf insulators are a paradigmatic example of topological phases beyond the topological classifications based on powerful methods like $K$-theory and symmetry indicators.Since this class of topological insulating phases was theoretically proposed in 2008, they have attracted significant interest owing to their conceptual novelty, connection to knot theory, and many fascinating physical properties. However, because their realization requires special forms of long-range spin-orbit coupling (SOC), they have not been achieved in any 3D system yet. Here we report the…
We study a new class of non-Hermitian topological phases in three dimension in the absence of any symmetry, where the topological robust band degeneracies are Hopf-link exceptional lines. As a concrete example, we investigate the non-Hermitian band structures of nodal line semimetals under non-Hermitian perturbations, where the Fermi surfaces can transit from 1d nodal lines to 2d twisting surfaces with Hopf-link boundaries when the winding number defined along the nodal line is $\pm 1$. The linking numbers of these linked exceptional line phases are also proposed, based on the integral of Cher…
Three-dimensional (3D) topological insulators in general need to be protected by certain kinds of symmetries other than the presumed $U(1)$ charge conservation. A peculiar exception is the Hopf insulators which are 3D topological insulators characterized by an integer Hopf index. To demonstrate the existence and physical relevance of the Hopf insulators, we construct a class of tight-binding model Hamiltonians which realize all kinds of Hopf insulators with arbitrary integer Hopf index. These Hopf insulator phases have topologically protected surface states and we numerically demonstrate the r…
Eigenenergies of a non-Hermitian system without parity-time symmetry are complex in general. Here, we show that the chiral boundary states of higher-dimensional (two-dimensional and three-dimensional) non-Hermitian topological insulators without parity-time symmetry can be Hermitian with real eigenenergies under certain conditions. Our approach allows one to construct Hermitian chiral edge and hinge states from non-Hermitian two-dimensional Chern insulators and three-dimensional second-order topological insulators, respectively. Such Hermitian chiral boundary channels have perfect transmission…
Line excitations in topological phases are a subject of particular interest because their mutual linking structures encode robust topological information of matter. It has been recently shown that the linking and winding of complex eigenenergy strings can classify one-dimensional non-Hermitian topological matter. However, in higher dimensions, bundles of linked strings can emerge such that every string is mutually linked with all the other strings. Interestingly, despite being an unconventional topological structure, a non-Hermitian Hopf bundle has not been experimentally clarified. Here, we m…
We introduce new three-dimensional topological phases of two-band models using the Pontryagin-Thom construction. In symmetry class A these are the infinitely many Hopf-Chern topological insulators, which are hybrids of layered Chern insulators and the Hopf insulator. In symmetry class C, there is a $\mathbb{Z}_2$-classification with the non-trivial topological phase, the Hopf superconductor, being realized by a construction that doubles the usual Hopf insulator in momentum space. For these new topological phases we investigate the energy spectrum in the presence of a boundary and find gapless …
Hopf insulators are topological insulators whose topological behavior arises from the nontrivial mapping from a 3D sphere to a 2D sphere, known as the Hopf map. The Hopf map, typically encountered in the study of spinor and skyrmion systems, is classified topologically by an integer invariant called the Hopf index. Here we show that due to the periodic circulation of light inside each microring, a 2D lattice of microring resonators can emulate an $N$-band photonic Hopf insulator with nontrivial Hopf index. In particular, we show by numerical computation and direct analytical proof that the $N$…
We study the generalization of the three-dimensional two-band Hopf insulator to the case of many bands, where all the bands are separated from each other by band gaps. The obtained $\mathbb{Z}$ classification of such a $N$-band Hopf insulator is related to the quantized isotropic magnetoelectric coefficient of its bulk. The boundary of a $N$-band Hopf insulator can be fully gapped, and we find that there is no unique way of dividing a finite system into bulk and boundary. Despite this non-uniqueness, we find that the magnetoelectric coefficient of the bulk and the anomalous Hall conductivity o…
The Hopf insulators are characterized by a topological invariant called Hopf index which classifies maps from three-sphere to two-sphere, instead of a Chern number or a Chern parity. In contrast to topological insulator, the Hopf insulator is not protected by any kind of symmetry. By dimensional reduction, we argue that there exists a new type of $\mathbb{Z}_2$ index for 2D Hamiltonian with vanishing Chern number. Specific model Hamiltonian with this nontrivial $\mathbb{Z}_2$ index is constructed. We also numerically calculate the topological protected edge modes of this dimensional reduced Ho…
Hopf insulators are intriguing three-dimensional topological insulators characterized by an integer topological invariant. They originate from the mathematical theory of Hopf fibration and epitomize the deep connection between knot theory and topological phases of matter, which distinguishes them from other classes of topological insulators. Here, we implement a model Hamiltonian for Hopf insulators in a solid-state quantum simulator and report the first experimental observation of their topological properties, including fascinating topological links associated with the Hopf fibration and the …
We study a non-Hermitian non-Abelian topological insulator preserving $PT$ symmetry, where the non-Hermitian term represents nonreciprocal hoppings. As it increases, a spontaneous $PT$ symmetry breaking transition occurs in the perfect-flat band model from a real-line-gap topological insulator into an imaginary-line-gap topological insulator. By introducing a band bending term, we realize two phase transitions, where a metallic phase emerges between the above two topological insulator phases. We discuss an electric-circuit realization of non-Hermitian non-Abelian topological insulators. We fin…
In two-dimensional anomalous Floquet insulators, non-Hermitian boundary state engineering can be used to completely separate chiral boundary states from bulk bands in the quasienergy spectrum. The topological properties of such spectrally separated boundary states are no longer restricted by the strict bulk-boundary correspondence of Hermitian systems. We show that this additional topological freedom enables one to faithfully transfer the topological properties of a boundary attached to a Floquet insulator to a non-Hermitian Floquet chain obtained by physically cutting off the boundary from th…
We propose a non-Hermitian topological system protected by the generalized rotational symmetry which invokes rotation in space and Hermitian conjugation. The system, described by the tight-binding model with nonreciprocal hopping, is found to host two pairs of in-gap edge modes in the gapped topological phase and is characterized by the non-Hermitian (NH) Chern number $C_{NH}=2$. The quantization of the non-Hermitian Chern number is shown to be protected by the generalized rotational symmetry $Ĥ^{+}=ÛĤÛ^{+}$ of the system. Our finding paves the way towards novel non-Hermitian topological syste…
In this letter we study the Hall conductance for a non-Hermitian Chern insulator and quantitatively describe how the Hall conductance deviates from a quantized value. We show the effects of the non-Hermitian terms on the Hall conductance are two folds. On one hand, it broadens the density-of-state of each band, because of which there always exists a non-universal bulk contribution. On the other hand, it adds decay term to the edge state, because of which the topological contribution also deviates from the quantized Chern number. We provides a simple formula for the topological contribution for…
We consider a 3-dimensional (3D) non-Hermitian exceptional line semimetal model and take open boundary conditions in x, y, and z directions separately. In each case, we calculate the parameter regions where the bulk-boundary correspondence is broken. The breakdown of the bulk-boundary correspondence is manifested by the deviation from unit circles of generalized Brillouin zones (GBZ) and the discrepancy between spectra calculated with open boundary conditions (OBC) and periodic boundary conditions (PBC). The consistency between OBC and PBC spectra can be recovered if the PBC spectra are calcul…
The generalized bulk-boundary correspondence predicts the existence of the chiral hinge states in three-dimensional second-order topological insulators (3DSOTIs), resulting in a quantized Hall effect in three dimensions. Chiral hinge states in Hermitian 3DSOTIs are characterized by the quantized transmission coefficients with zero fluctuations, even in the presence of disorders. Here, we show that chiral hinge transport in disordered non-Hermitian systems deviates from the paradigm of the Hermitian case. Our numerical calculations prove the robustness of hinge states of disordered non-Hermitia…
We predict the existence of a novel Floquet topological insulator in three-dimensional two-band systems, the Floquet Hopf insulator, which possesses two distinct topological invariants. One is the Hopf $\mathbb{Z}$ invariant, a linking number characterizing the (non-driven) Hopf topological insulator. The second invariant is an intrinsically Floquet $\mathbb{Z}_2$ invariant, and represents a condensed matter realization of the topology underlying the Witten anomaly in particle physics. Both invariants arise from topological defects in the system's time-evolution, subject to a process in which …
A non-Hermitian Chern insulator with gain/loss-type non-Hermiticity shows a peculiar gap closing; when a nontrivial Chern insulator phase changes to a gapless phase, conduction and valence bands are combined into one band owing to destabilization of chiral edge states. A previous recipe of non-Hermitian bulk-boundary correspondence is insufficient for this system since such a gap closing is beyond its scope. Here, we revise the recipe by taking the peculiar gap closing into account and apply it to the non-Hermitian Chern insulator. We demonstrate that the bulk-boundary correspondence holds in …
We study the characterization and realization of higher-order topological Anderson insulator (HOTAI) in non-Hermitian systems, where the non-Hermitian mechanism ensures extra symmetries as well as gain and loss disorder.We illuminate that the quadrupole moment $Q_{xy}$ can be used as the real space topological invariant of non-Hermitian higher-order topological insulator (HOTI). Based on the biorthogonal bases and non-Hermitian symmetries, we prove that $Q_{xy}$ can be quantized to $0$ or $0.5$. Considering the disorder effect, we find the disorder-induced phase transition from normal insulato…
Breaking Hermiticity in topological systems gives rise to intriguing phenomena, such as the exceptional topology and the non-Hermitian skin effect. In this work, we study a non-Hermitian topological crystalline insulator sitting on the Kekulé-modulated honeycomb lattice with balanced gain and loss. We find that the gaplessness of the topological edge states in the non-Hermitian system is insensitive to edge geometries under moderate strength of gain and loss, unlike the cases of Hermitian topological crystalline insulators that depend on edge geometries crucially. We focus on two types of gain…
A scenario of non-Hermitian bulk--boundary correspondence proposed for one-dimensional topological insulators is adapted to a non-Hermitian Chern insulator to examine its applicability to two-dimensional systems. This scenario employs bulk geometry under a modified periodic boundary condition and boundary geometry under an open boundary condition. The bulk geometry is used to define a topological number, whereas the boundary geometry is used to observe the presence or absence of a topological boundary state. It is demonstrated that the bulk--boundary correspondence holds in a two-dimensional C…
A non-Hermitian extension of a Chern insulator and its bulk-boundary correspondence are investigated. It is shown that in addition to the robust chiral edge states that reflect the nontrivial topology of the bulk (nonzero Chern number), anomalous helical edge states localized only at one edge can appear, which are unique to the non-Hermitian Chern insulator.
Knots and links are fascinating and intricate topological objects. Their influence spans from DNA and molecular chemistry to vortices in superfluid helium, defects in liquid crystals and cosmic strings in the early universe. Here, we find that knotted structures also exist in a peculiar class of three-dimensional topological insulators---the Hopf insulators. In particular, we demonstrate that the momentum-space spin textures of Hopf insulators are twisted in a nontrivial way, which implies the presence of various knot and link structures. We further illustrate that the knots and nontrivial spi…
We investigate the Hall conductance of a two-dimensional Chern insulator coupled to an environment causing gain and loss. Introducing a biorthogonal linear response theory, we show that sufficiently strong gain and loss lead to a characteristic non-analytical contribution to the Hall conductance. Near its onset, this contribution exhibits a universal power-law with a power 3/2 as a function of Dirac mass, chemical potential and gain strength. Our results pave the way for the study of non-Hermitian topology in electronic transport experiments.
Three-dimensional, crystalline Hopf insulators are generic members of unitary Wigner-Dyson class, which can break all global discrete symmetries and point group symmetries. In the absence of first Chern number for any two-dimensional plane of Brillouin zone, the Hopf invariant $N_H \in \mathbb{Z}$. But in the presence of Chern number $N_H \in \mathbb{Z}_{2q}$, where $q$ is the greatest common divisor of Chern numbers for $xy$, $yz$, and $xz$ planes of Brillouin zone. How does $N_H$ affect topological quantization of isotropic, magneto-electric coefficient? We answer this question with calculat…
We present a topological characterization of time-periodically driven two-band models in 2+1 dimensions as Hopf insulators. The intrinsic periodicity of the Floquet system with respect to both time and the underlying two-dimensional momentum space constitutes a map from a three dimensional torus to the Bloch sphere. As a result, we find that the driven system can be understood by appealing to a Hopf map that is directly constructed from the micromotion of the drive. Previously found winding numbers are shown to correspond to Hopf invariants, which are associated with linking numbers describing…
Spectra of bulk or edges in topological insulators are often made complex by non-Hermiticity. Here, we show that symmetry protection enables entirely real spectra for both bulk and edges even in non-Hermitian topological insulators. In particular, we demonstrate entirely real spectra without non-Hermitian skin effects due to a combination of pseudo-Hermiticity and Kramers degeneracy. This protection relies on nonspatial fundamental symmetry and has stability against disorder. As an illustrative example, we investigate a non-Hermitian extension of the Bernevig-Hughes-Zhang model. The helical ed…
Hopf insulators are exotic topological states of matter outside the standard ten-fold way classification based on discrete symmetries. Its topology is captured by an integer invariant that describes the linking structures of the Hamiltonian in the three-dimensional momentum space. In this paper, we investigate the quantum dynamics of Hopf insulators across a sudden quench and show that the quench dynamics is characterized by a $\mathbb{Z}_2$ invariant $ν$ which reveals a rich interplay between quantum quench and static band topology. We construct the $\mathbb{Z}_2$ topological invariant using …
In Hermitian topological systems, the bulk-boundary correspondence strictly constraints boundary transport to values determined by the topological properties of the bulk. We demonstrate that this constraint can be lifted in non-Hermitian Floquet insulators. Provided that the insulator supports an anomalous topological phase, non-Hermiticity allows us to modify the boundary states independently of the bulk, without sacrificing their topological nature. We explore the ensuing possibilities for a Floquet topological insulator with non-Hermitian time-reversal symmetry, where the helical transport …
Recent work has extended topological band theory to open, non-Hermitian Hamiltonians, yet little is understood about how non-Hermiticity alters the topological quantization of associated observables. We address this problem by studying the quantum anomalous Hall effect (QAHE) generated in the Dirac surface states of a 3D time-reversal-invariant topological insulator (TI) that is proximity-coupled to a metallic ferromagnet. By constructing a contact self-energy for the ferromagnet, we show that in addition to generating a mass gap in the surface spectrum, the ferromagnet can introduce a non-Her…
Anomalous Non-Hermitian Topological Anderson Insulator
Shanghai Normal University（上海师范大学）；MOE Key Laboratory of Advanced Micro-Structured Materials, School of Physics Science and Engineering, Tongji University（同济大学物理科学与技术学院教育部先进微结构材料重点实验室）
We study a non-Hermitian and non-unitary version of the two-dimensional Chalker-Coddington network model with balanced gain and loss. This model belongs to the class D^dagger with particle-hole symmetry^dagger and hosts both the non-Hermitian skin effect as well as exceptional points. By calculating its two-terminal transmission, we find a novel contact effect induced by the skin effect, which results in a non-quantized transmission for chiral edge states. In addition, the model exhibits an insulator to 'supermetal' transition, across which the transmission changes from exponentially decaying …
Ocean University of China（中国海洋大学）；Qingdao Key Laboratory of Advanced Optoelectronics（青岛先进光电学重点实验室）；Engineering Research Center of Advanced Marine Physical Instruments and Equipment of MOE（教育部海洋高端物理仪器和设备工程研究中心）
The quantized conductance plateaus and zero conductance fluctuation are the general consequence of electron transport in chiral edge states of Hermitian Chern insulators. Here we show that the physics of electron transport through chiral or helical edge channels becomes much richer when the non-Hermicity is allowed. In the presence of an unbalanced non-Hermicity where the chiral edge states have finite-lifetime, the conductance of the edge channels is not quantized, but its conductance fluctuation is zero. For the balanced non-Hermicity, however, the chiral edge states have infinite-lifetime, …
We propose to uncover the topology of a pseudo-Hermitian Chern insulator by quantum quench dynamics. The Bloch Hamiltonian of the pseudo-Hermitian Chern insulator is defined in the basis of the q-deformed Pauli matrices, which are related to the representation of the deformed algebras. We show the bulk-surface duality of the pseudo-Hermitian phases, then further build a concrete relation between the static band topology and quench dynamics, in terms of the time-averaged spin textures. The results are also generalized into a fully nonequilibrium case where the postquench evolution is governed b…
The interplay between non-Hermiticity and topology opens an exciting avenue for engineering novel topological matter with unprecedented properties. While previous studies have mainly focused on one-dimensional systems or Chern insulators, here we investigate topological phase transitions to/from quantum spin Hall (QSH) insulators driven by non-Hermiticity. We show that a trivial to QSH insulator phase transition can be induced by solely varying non-Hermitian terms, and there exists exceptional edge arcs in QSH phases. We establish two topological invariants for characterizing the non-Hermitian…
Topology plays a central role in nearly all disciplines of physics, yet its applications have so far been restricted to closed, lossless systems in thermodynamic equilibrium. Given that many physical systems are open and may include gain and loss mechanisms, there is an eminent need to reexamine topology within the context of non-Hermitian theories that describe open, lossy systems. The recent generalization of the Chern number to non-Hermitian Hamiltonians initiated this reexamination; however, there is so far no established connection between a non-Hermitian topological invariant and the qua…
We analyze the non-Hermitian Haldane model where the spin-orbit interaction is made non-Hermitian. The Dirac mass becomes complex. We propose to realize it by an $LC$ circuit with operational amplifiers. A topological phase transition is found to occur at a critical point where the real part of the bulk spectrum is closed. The Chern number changes its value when the real part of the mass becomes zero. In the topological phase of a nanoribbon, two non-Hermitian chiral edges emerge connecting well separated conduction and valence bands. The emergence of the chiral edge states is signaled by a st…
We investigate the ground state and quantum dynamics of an interacting bosonic chain with the nonreciprocal hopping. In sharp contrast to its Hermitian counterpart, the ground state can support Mott insulators in systems with noninteger filling due to the competition between nonreciprocal hopping and the on-site interaction. For the quantum dynamics, conservation laws for non-Hermitian systems manifest a stark difference from their Hermitian counterpart. In particular, for any Hermitian operator that commutes with the Hamiltonian operator, its expectation value is guaranteed to be nonconserved…
Topological metal-insulator transitions in one-dimensional non-Hermitian quasicrystals: beyond PT-symmetry
College of Physics and Optoelectronic Engineering, Ocean University of China（中国海洋大学物理与光电工程学院）；Qingdao Key Laboratory of Advanced Optoelectronics（青岛先进光电子重点实验室）；Engineering Research Center of Advanced Marine Physical Instruments and Equipment of MOE（教育部海洋高端装备工程研究中心）；Department of Physics, National University of Singapore（新加坡国立大学物理系）；Centre for Quantum Technologies, National University of Singapore（新加坡国立大学量子技术中心）；MajuLab, CNRS-UCA-SU-NUS-NTU International Joint Research Unit（马久实验室，CNRS-南法大学-苏黎世联邦理工学院-新加坡国立大学-南洋理工大学国际联合研究单位）；Center for Phononics and Thermal Energy Science, China-EU Joint Lab on Nanophononics, Shanghai Key Laboratory of Special Artificial Microstructure Materials and Technology, School of Physics Science and Engineering, Tongji University（同济大学物理科学与技术学院，声子学与热能科学中心，中欧纳米声子学联合实验室，上海市特殊人工微结构材料与技术重点实验室）
Non-Hermiticity alters topology with the presence of non-Hermitian factors in topological systems. Most existing non-Hermitian topological systems derive their topological phases from Hermitian components, that is, the gain and loss of the system are considered simultaneously. In this work, we reveal two-dimensional non-Hermitian high-order topological insulator based on one-dimensional SSH chain, the nontrivial topology of which induced by total-loss. By introducing the loss of a specific configuration, we get a band gap with corner and edge states whose topology is characterized by the gappe…
It was known that for non-Hermitian topological systems due to the non-Hermitian skin effect, the bulk-edge correspondence is broken down. In this paper, by using one-dimensional Su-SchriefferHeeger model and two-dimensional (deformed) Qi-Wu-Zhang model as examples, we focus on a special type of non-Hermitian topological system without non-Hermitian skin effect-topological systems under non-Hermitian similarity transformation. In these non-Hermitian systems, the defective edge states and the breakdown of bulk-edge correspondence are discovered. To characterize the topological properties, we in…
We show that topological phases of the Dirac system in arbitral even dimensional space are simulated by $LC$ electric circuits with operational amplifiers. The lattice Hamiltonian for the hypercubic lattice in $2n$ dimensional space is characterized by the $n$-th Chern number. The boundary state is described by the Weyl theory in $2n-1$ dimensional space. They are well observed by measuring the admittance spectrum. They are different from the disentangled $n$-th Chern insulators previously reported, where the $n$-th Chern number is a product of the first Chern numbers. The results are extended…
