Experimental Demonstration of Dynamic Thermal Regulation using Vanadium Dioxide Thin Films
Ahmed M. Morsy, Michael T. Barako, Vladan Jankovic, Virginia D. Wheeler, Mark W. Knight, Georgia T. Papadakis, Luke A. Sweatlock, Philip W. C. Hon, Michelle L. Povinelli
We present an experimental demonstration of passive, dynamic thermal regulation in a solid-state system with temperature-dependent thermal emissivity switching. We achieve this effect using a multilayered device, comprised of a vanadium dioxide (VO2) thin film on a silicon substrate with a gold back reflector. We experimentally characterize the optical properties of the VO2 film and use the results to optimize device design. Using a calibrated, transient calorimetry experiment we directly measure the temperature fluctuations arising from a time-varying heat load. Under laboratory conditions, we find that the device regulates temperature better than a constant emissivity sample. We use the experimental results to validate our thermal model, which can be used to predict device performance under the conditions of outer space. In this limit, thermal fluctuations are halved with reference to a constant-emissivity sample.
We present an electro-optic modulator exploiting an array of Vanadium dioxide nanorods operating in the epsilon near regime as the active switching material integrated in a silicon waveguide. The modulator takes advantage of the insulator-to-metal transition of Vanadium dioxide to achieve a robust modulation depth of 19.7 dB/micron with a broad wavelength of operation. Using simulations, we demonstrate how the effective permittivity of the metamaterial can be tuned to a near-zero value by varying the nanorod geometry. The paper also proposes a novel hexagonal array design which achieves low in…
We demonstrate the broadband operation of a switchable terahertz quarter-wave plate achieved with an active metasurface employing vanadium dioxide. For this purpose, we utilize anisotropically deformed checkerboard structures, which present broadband characteristics compatible with deep modulation. Moreover, the metasurface is integrated with a current injection circuit to achieve state switching; this injection circuit can also be employed to monitor the electric state of vanadium dioxide. We estimate the Stokes parameters derived from the experimental transmission spectra of the fabricated m…
We present a plasmonic modulator based on hybrid orthogonal silver junctions using vanadium dioxide as the modulating material on the silicon on insulator. The modulator has an ultra-compact footprint of 1.8μm x 1μm with a 100nm x 100nm modulating section based on the orthogonal geometry. We take advantage of large change in the refractive index of vanadium dioxide during its phase transition to achieve a high modulation depth of 46.89dB/μm. We also provide a fabrication strategy for the development of this device. The device geometry has potential applications in the development of next gener…
A limiting optical diode is an asymmetric nonlinear device that is bidirectionally transparent at low power, but becomes opaque when illuminated by sufficiently intense light incident from a particular direction. We explore the use of a phase-transition material, vanadium dioxide (VO2), as an active element of limiting optical diodes. The VO2 phase transition can be triggered by optical absorption, resulting in a change in refractive index orders of magnitude larger than what can be achieved with conventional nonlinearities. As a result, a limiting optical diode based on incident-direction-dep…
High performance metasurfaces for thermal radiative cooling applications can be identified using computational optimization methods. This work has identified an easy-to-fabricate temperature phase transition VO2 nanowire array laid atop dielectric BaF2 Fabry-Perot cavity-on-metal with total coating thickness of 2 um. This optimized structure has ability to self-adaptively switch between high reflectance at low temperature to high emissivity at high temperature in the broad thermal infrared spectrum. This design demonstrates exceptional turn-down figure-of-merit compared to previously realized …
We conceptualized three-array scalable metasurfaces comprising only three thin strip grids and numerically demonstrated their characteristics in the mid-infrared spectral regime for switchable polarization manipulation and related asymmetric diodelike transmission (AT). A few or all of the grids were taken to be made of VO$_2$, a phase-change material. For each proposed metasurface, two effective structures and, therefore, two different functionalities exist, corresponding to the metallic and insulating phases of VO$_2$. The achieved scenarios of functionality switching that depend on the VO$_…
Resonant optical phased arrays are a promising way to reach fully reconfigurable metasurfaces in the optical and NIR regimes with low energy consumption, low footprint and high reliability. Continuously tunable resonant structures suffer from inherent drawbacks such as low phase range, amplitude-phase correlation or extreme sensitivity that makes precise control at the individual element level very challenging. In order to bypass these issues, we use 1-bit (binary) control for beam steering for an innovative nano-resonator antenna and explore the theoretical capabilities of such phased arrays.…
Dynamic radiative cooling with variable emissive power is experimentally demonstrated in this study by a wavelength-selective tunable metafilm emitter, which consists of an opaque aluminum film, a sputtered silicon spacer, and a thermochromic vanadium dioxide (VO2) layer fabricated by a furnace oxidation method. The temperature-dependent spectral emittance, experimentally obtained from spectral reflectance measurements, clearly shows a pronounced emission peak around 10 um wavelength when the VO2 experiences an insulator-to-metal phase transition near 65C. The tunable metafilm emitter achieves…
One route to create tunable metamaterials is through integration with "on-demand" dynamic quantum materials, such as vanadium dioxide (VO2). This enables new modalities to create high performance devices for historically challenging applications. Indeed, dynamic materials have often been integrated with metamaterials to imbue artificial structures with some degree of tunability. Conversely, metamaterials can be used to enhance and extend the natural tuning range of dynamic materials. Utilizing a complementary split ring resonator array deposited on a VO2 film, we demonstrate enhanced terahertz…
Abstract: An induced-transmission filter (ITF) uses an ultrathin layer of metal positioned at an electric-field node within a dielectric thin-film bandpass filter to select one transmission band while suppressing other transmission bands that would have been present without the metal layer. Here, we introduce a switchable mid-infrared ITF where the metal film can be "switched on and off", enabling the modulation of the filter response from single-band to multiband. The switching is enabled by a deeply subwavelength film of vanadium dioxide (VO2), which undergoes a reversible insulator-to-metal…
The insulator-to-metal transition (IMT) in vanadium dioxide (VO2) can enable a variety of optics applications, including switching and modulation, optical limiting, and tuning of optical resonators. Despite the widespread interest in optics, the optical properties of VO2 across its IMT are scattered throughout the literature, and are not available in some wavelength regions. We characterized the complex refractive index of VO2 thin films across the IMT for free-space wavelengths from 300 nm to 30 μm, using broadband spectroscopic ellipsometry, reflection spectroscopy, and the application of ef…
Functional materials can offer new paradigms for miniaturized and energy-efficient electronics, providing a complementary or even alternative platform to metal-oxide-semiconductors. Here we report on electronically accessible long-lived structural states in Vanadium Dioxide that can offer a scheme for data storage and processing. We show that such states can be electrically manipulated and tracked beyond 10,000 seconds after excitation, exhibiting similar features of glasses, which are beyond the classic metastability in Mott systems. Glass-like electronics can potentially overcome some of the…
Long term stability is the most pressing issue that impedes commercialization of Vanadium Dioxide (VO2) based functional films, which show a gradual loss of relative phase transition performance, especially in humid conditions when serving as smart windows. Here, we investigated the impact of different interface on the deterioration process of VO2 films and proposed a novel encapsulation structure for largely extended service life. Hydrophobic and stable hafnium dioxide (HfO2) layers have been incorporated with VO2 films for encapsulated surfaces and cross sections. With modified thickness and…
Sub-milliwatt threshold power and tunable-bias all-optical nonlinear activation function using vanadium dioxide for wavelength-division multiplexing photonic neural networks
Vanadium dioxide is a complex oxide material, which shows large resistivity and optical reflectance change while transitioning from the insulator to metal phase at ~68 °C. In this work, we use a modified atmospheric thermal oxidation method to oxidize RF-sputtered Vanadium films. Structural, surface-morphology and phase-transition properties of the oxidized films as a function of oxidation duration are presented. Phase-pure VO2 films are obtained by oxidizing ~130 nm Vanadium films in short oxidation duration of ~30 seconds. Compared to previous reports on VO2 synthesis using atmospheric oxida…
Phase competition in correlated oxides offers tantalizing opportunities as many intriguing physical phenomena occur near the phase transitions. Owing to a sharp metal-insulator transition (MIT) near room temperature, correlated vanadium dioxide (VO2) exhibits a strong competition between insulating and metallic phases that is important for practical applications. However, the phase boundary undergoes strong modification when strain is involved, yielding complex phase transitions. Here, we report the emergence of the nanoscale M2 phase domains in VO2 epitaxial films under anisotropic strain rel…
In this letter we report and investigate the temperature dependency of various radio frequency parameters (RF) for a fabricated reconfigurable bandstop filter with vanadium dioxide (VO2) switches measured up to 55 GHz. Here the insulator to metal (ITM) and metal to insulator transition (MIT) hysteresis of the VO2 thin film influence on the RF characteristics of the filters is analyzed from 25 °C and 120 °C in heating and cooling. The resonance frequency and maximum insertion loss (IL) stability and sensitivity with temperature variations are explored. It is noticed that increasing the temperat…
In this paper, for the first time, a new generation of ultrafast reprogrammable multi-mission bias encoded metasurface is proposed for dynamic THz wavefront engineering by employing VO2 reversible and fast monoclinic to tetragonal phase transition. The multi-functionality of our designed VO2 based coding metasurface (VBCM) was guaranteed by elaborately designed meta-atom comprising three-patterned VO2 thin films whose operational statuses can be dynamically tuned among four states of "00"- "11" by merely changing the biasing voltage controlled by an external FPGA platform. Capitalizing on such…
We have studied electrical switching with S-shaped I-V characteristics in two-terminal MOM devices based on vanadium dioxide thin films. The switching effect is associated with the metal-insulator phase transition. Relaxation oscillations are observed in circuits with VO2-based switches. Dependences of the oscillator critical frequency Fmax, threshold power and voltage, as well as the time of current rise, on the switching structure size are obtained by numerical simulation. The empirical dependence of the threshold voltage on the switching region dimensions and film thickness is found. It is …
Electrical switching and rectifying properties of the metal-VO2-Si structures, on both p-type and n-type silicon, with vanadium dioxide films obtained by an acetylacetonate sol-gel method, are studied. The switching effect is shown to be due to the semiconductor-to-metal phase transition (SMPT) in vanadium dioxide. The shift of the switching threshold voltage, accompanied by the memory effect, in forward bias of the p-Si-VO2 anisotype heterojunction is observed. To explain this effect, a model is proposed which suggests the existence of an additional series resistance associated with a channel…
We demonstrate spatial modification of the optical properties of thin-film metal oxides, zinc oxide and vanadium dioxide as representatives, using a commercial focused ion beam (FIB) system. Using a Ga+ FIB and thermal annealing, we demonstrated variable doping of a band semiconductor, zinc oxide (ZnO), achieving carrier concentrations from 10^18 cm-3 to 10^20 cm-3. Using the same FIB without subsequent thermal annealing, we defect-engineered a correlated semiconductor, vanadium dioxide (VO2), locally modifying its insulator-to-metal transition (IMT) temperature by range of ~25 degrees C. Such…
Vanadium Dioxide (VO2) is a strongly correlated material, which exhibits insulator to metal transition at ~68 C along with large resistivity and infrared optical reflectance modulation. In this work, we use atmospheric pressure thermal oxidation of Vanadium to synthesize VO2 films on glass and ITO coated glass substrates. With the optimized short oxidation durations of 2 min and 4 min, the synthesized VO2 film shows high optical reflectance switching in long-wavelength infrared on glass substrates and mid-wavelength infrared on ITO coated glass substrates, respectively. Peak reflectance switch…
Vanadium dioxide (VO2) as a phase-change material controls the transferred heat during phase transition process between metal and insulator states. At temperature above 68C, the rutile structure VO2 keeps the heat out and increases the IR radiation reflectivity, while at the lower temperature the monoclinic structure VO2 acts as the transparent material and increase the transmission radiation. In this paper, we first present the metal-insulator phase transition (MIT) of the VO2 in high and low temperatures. Then we simulate the meta-surface VO2 of metamaterial reflector by Ansys HFSS to show t…
Here we make use of vanadium dioxide (VO2) to design a bifunctional metasurface working at the same targeted frequency. With the increase of temperature, the functionality of the designed metasurface can switch from a multi-channel retroreflector to a perfect absorber, caused by the phase transition of VO2 from insulator to conductor. Different from traditional bifunctional metasurfaces designed by simple composition of two functionalities, our proposed bifunctional metasurface is based on the interaction between two functionalities. The device shows good potential for the combination of wavef…
Vanadium dioxide (VO2) is a phase transition material that undergoes a reversible insulator-metal phase transition at ~ 68 C. Atmospheric pressure thermal oxidation (APTO) of vanadium (V) is a simple VO2 synthesis method in which V thin film is oxidized in open air. For an optimum oxidation duration, VO2 films are obtained with good phase transition properties. We recently reported a modified APTO process using a step temperature profile for oxidation (Thin Solid Films 706, 138003 (2020)). We demonstrated an ultra-low thermal budget synthesis of VO2 thin films with good electrical and optical …
Molecular dynamics predictions of transport properties for carbon dioxide hydrates under pre-nucleation conditions using TIP4P/Ice water and EPM2, TraPPE, and Zhang carbon dioxide potentials
Vanadium dioxide (VO2) is one of the most promising materials for developing hybrid photonic integrated devices (PICs). However, despite switching times as low as a few femtoseconds have been reported, the all-optical temporal dynamics of VO2 embedded in a waveguide using an in-plane optical signal remain still hidden. Here, we experimentally investigate this behavior in hybrid VO2/Si waveguides by using pump-probe measurements at telecom wavelengths. Our results show switching times in the micro and nanosecond range, suggesting that the phase transition is triggered thermally from the light a…
Recently, metalenses which consist of metasurface arrays, have attracted attention due to their more condensed size in comparison with conventional lenses. In this paper, we propose a reconfigurable coding metasurface hybridized with vanadium dioxide (VO2) for wavefront manipulation at terahertz (THz) frequencies. At room temperature, the unit-cell can reflect as a "1" bit under linearly y polarized illuminated waves. Besides, when the temperature is increased, VO2 would be in a fully metallic state; therefore, unit-cell can act as a "0" reflection phase. Furthermore, by changing the unit-cell…
We propose a mechanism to substantially rectify radiative heat flow by matching thin films of metal-to-insulator transition materials and polar dielectrics in the electromagnetic near field. By leveraging the distinct scaling behaviors of the local density of states with film thickness for metals and insulators, we theoretically achieve rectification ratios over 140-a 10-fold improvement over the state of the art-with nanofilms of vanadium dioxide and cubic boron nitride in the parallel-plane geometry at experimentally feasible gap sizes (~100 nm). Our rational design offers relative ease of f…
Developing reconfigurable millimeter-wave (mmWave) antennas and devices is an outstanding challenge, with switch technologies being a primary impediment. Recently, it has been shown that vanadium dioxide (VO2), a thermochromic material whose resistance changes with temperature, could provide a path forward in developing reconfigurable mmWave devices. As an initial step towards this vision, we investigate the integration of VO2 switches in reconfigurable components at 15 GHz. In particular, a frequency reconfigurable antenna and a reconfigurable phase shifter are shown. The low loss and minimal…
Thermal runaway occurs when a rise in system temperature results in heat generation rates exceeding dissipation rates. Here we demonstrate that thermal runaway occurs in thermal radiative systems, given a sufficient level of negative differential thermal emission. By exploiting the insulator-to-metal phase transition of vanadium dioxide, we show that a small increase in heat generation (e.g., 10 nW/mm2) can result in a large change in surface temperature (e.g., ~35 K), as the thermal emitter switches from high emissivity to low emissivity. While thermal runaway is typically associated with cat…
Vanadium dioxide (VO2) is a phase change material that can reversibly change between high and low resistivity states through electronic and structural phase transitions. Thus far, VO2 memory devices have essentially been volatile at room temperature, and nonvolatile memory has required non-ambient surroundings (e.g., elevated temperatures, electrolytes) and long write times. Here, we report the first observation of optically addressable nonvolatile memory in VO2 at room temperature with a readout by voltage oscillations. The read and write times had to be kept shorter than about 150 μs. The wr…
