We present our work on Track 4 in the Dialogue System Technology Challenges 8 (DSTC8). The DSTC8-Track 4 aims to perform dialogue state tracking (DST) under the zero-shot settings, in which the model needs to generalize on unseen service APIs given a schema definition of these target APIs. Serving as the core for many virtual assistants such as Siri, Alexa, and Google Assistant, the DST keeps track of the user's goal and what happened in the dialogue history, mainly including intent prediction, slot filling, and user state tracking, which tests models' ability of natural language understanding. Recently, the pretrained language models have achieved state-of-the-art results and shown impressive generalization ability on various NLP tasks, which provide a promising way to perform zero-shot learning for language understanding. Based on this, we propose a schema-guided paradigm for zero-shot dialogue state tracking (SGP-DST) by fine-tuning BERT, one of the most popular pretrained language models. The SGP-DST system contains four modules for intent prediction, slot prediction, slot transfer prediction, and user state summarizing respectively. According to the official evaluation results, our SGP-DST (team12) ranked 3rd on the joint goal accuracy (primary evaluation metric for ranking submissions) and 1st on the requsted slots F1 among 25 participant teams.
University of Washington（华盛顿大学）；Microsoft Research（微软研究院）
Task-oriented conversational systems often use dialogue state tracking to represent the user's intentions, which involves filling in values of pre-defined slots. Many approaches have been proposed, often using task-specific architectures with special-purpose classifiers. Recently, good results have been obtained using more general architectures based on pretrained language models. Here, we introduce a new variation of the language modeling approach that uses schema-driven prompting to provide task-aware history encoding that is used for both categorical and non-categorical slots. We further im…
Retrieval-based dialogue systems select the best response from many candidates. Although many state-of-the-art models have shown promising performance in dialogue response selection tasks, there is still quite a gap between R@1 and R@10 performance. To address this, we propose to leverage linguistic coordination (a phenomenon that individuals tend to develop similar linguistic behaviors in conversation) to rerank the N-best candidates produced by BERT, a state-of-the-art pre-trained language model. Our results show an improvement in R@1 compared to BERT baselines, demonstrating the utility of …
Contextualized word embeddings can lead to state-of-the-art performances in natural language understanding. Recently, a pre-trained deep contextualized text encoder such as BERT has shown its potential in improving natural language tasks including abstractive summarization. Existing approaches in dialogue summarization focus on incorporating a large language model into summarization task trained on large-scale corpora consisting of news articles rather than dialogues of multiple speakers. In this paper, we introduce self-supervised methods to compensate shortcomings to train a dialogue summari…
National Engineering Laboratory for Speech and Language Information Processing, University of Science and Technology of China（中国科学技术大学语音及语言信息处理国家工程实验室）；State Key Laboratory of Cognitive Intelligence, iFLYTEK Research（科大讯飞研究院认知智能国家重点实验室）
In this paper, we study the problem of employing pre-trained language models for multi-turn response selection in retrieval-based chatbots. A new model, named Speaker-Aware BERT (SA-BERT), is proposed in order to make the model aware of the speaker change information, which is an important and intrinsic property of multi-turn dialogues. Furthermore, a speaker-aware disentanglement strategy is proposed to tackle the entangled dialogues. This strategy selects a small number of most important utterances as the filtered context according to the speakers' information in them. Finally, domain adapta…
University of Pittsburgh（匹兹堡大学）；Google Research（谷歌研究院）；Kuaishou Technology（快手科技）；Google Brain（谷歌大脑）
Pretrained language models like BERT have achieved good results on NLP tasks, but are impractical on resource-limited devices due to memory footprint. A large fraction of this footprint comes from the input embeddings with large input vocabulary and embedding dimensions. Existing knowledge distillation methods used for model compression cannot be directly applied to train student models with reduced vocabulary sizes. To this end, we propose a distillation method to align the teacher and student embeddings via mixed-vocabulary training. Our method compresses BERT-LARGE to a task-agnostic model …
School of Intelligence Science and Technology, Peking University（北京大学智能科学与技术学院）；Xiaomi AI Lab（小米人工智能实验室）；School of Psychological and Cognitive Sciences and Beijing Key Laboratory of Behavior and Mental Health, Peking University（北京大学心理与认知科学学院及行为与心理健康北京市重点实验室）
Previous works on emotion recognition in conversation (ERC) follow a two-step paradigm, which can be summarized as first producing context-independent features via fine-tuning pretrained language models (PLMs) and then analyzing contextual information and dialogue structure information among the extracted features. However, we discover that this paradigm has several limitations. Accordingly, we propose a novel paradigm, i.e., exploring contextual information and dialogue structure information in the fine-tuning step, and adapting the PLM to the ERC task in terms of input text, classification s…
We present an annotation schema as part of an effort to create a manually annotated corpus for Arabic dialogue language understanding including spoken dialogue and written "chat" dialogue for inquiry-answer domain. The proposed schema handles mainly the request and response acts that occurs frequently in inquiry-answer debate conversations expressing request services, suggests, and offers. We applied the proposed schema on 83 Arabic inquiry-answer dialogues.
The University of Hong Kong（香港大学）；Shanghai University of Finance and Economics（上海财经大学）；Huawei Noah’s Ark Lab（华为诺亚方舟实验室）
By introducing a small set of additional parameters, a probe learns to solve specific linguistic tasks (e.g., dependency parsing) in a supervised manner using feature representations (e.g., contextualized embeddings). The effectiveness of such probing tasks is taken as evidence that the pre-trained model encodes linguistic knowledge. However, this approach of evaluating a language model is undermined by the uncertainty of the amount of knowledge that is learned by the probe itself. Complementary to those works, we propose a parameter-free probing technique for analyzing pre-trained language mo…
The schema-guided paradigm overcomes scalability issues inherent in building task-oriented dialogue (TOD) agents with static ontologies. Instead of operating on dialogue context alone, agents have access to hierarchical schemas containing task-relevant natural language descriptions. Fine-tuned language models excel at schema-guided dialogue state tracking (DST) but are sensitive to the writing style of the schemas. We explore methods for improving the robustness of DST models. We propose a framework for generating synthetic schemas which uses tree-based ranking to jointly optimise lexical dive…
Zero/few-shot transfer to unseen services is a critical challenge in task-oriented dialogue research. The Schema-Guided Dialogue (SGD) dataset introduced a paradigm for enabling models to support any service in zero-shot through schemas, which describe service APIs to models in natural language. We explore the robustness of dialogue systems to linguistic variations in schemas by designing SGD-X - a benchmark extending SGD with semantically similar yet stylistically diverse variants for every schema. We observe that two top state tracking models fail to generalize well across schema variants, m…
This paper introduces one of our group's work on the Dialog System Technology Challenges 8 (DSTC8), the SPPD system for Schema Guided dialogue state tracking challenge. This challenge, named as Track 4 in DSTC8, provides a brand new and challenging dataset for developing scalable multi-domain dialogue state tracking algorithms for real world dialogue systems. We propose a zero-shot dialogue state tracking system for this task. The key components of the system is a number of BERT based zero-shot NLU models that can effectively capture semantic relations between natural language descriptions of …
Building universal dialogue systems that operate across multiple domains/APIs and generalize to new ones with minimal overhead is a critical challenge. Recent works have leveraged natural language descriptions of schema elements to enable such systems; however, descriptions only indirectly convey schema semantics. In this work, we propose Show, Don't Tell, which prompts seq2seq models with a labeled example dialogue to show the semantics of schema elements rather than tell the model through descriptions. While requiring similar effort from service developers as generating descriptions, we show…
POSTECH（浦项科技大学）；Graduate School of Artificial Intelligence（人工智能研究生院）
Dialogue state tracking (DST) is an essential sub-task for task-oriented dialogue systems. Recent work has focused on deep neural models for DST. However, the neural models require a large dataset for training. Furthermore, applying them to another domain needs a new dataset because the neural models are generally trained to imitate the given dataset. In this paper, we propose Schema Encoding for Transferable Dialogue State Tracking (SETDST), which is a neural DST method for effective transfer to new domains. Transferable DST could assist developments of dialogue systems even with few dataset …
The underlying difference of linguistic patterns between general text and task-oriented dialogue makes existing pre-trained language models less useful in practice. In this work, we unify nine human-human and multi-turn task-oriented dialogue datasets for language modeling. To better model dialogue behavior during pre-training, we incorporate user and system tokens into the masked language modeling. We propose a contrastive objective function to simulate the response selection task. Our pre-trained task-oriented dialogue BERT (TOD-BERT) outperforms strong baselines like BERT on four downstream…
EmplifAI: a Fine-grained Dataset for Japanese Empathetic Medical Dialogues in 28 Emotion Labels
Kyoto Institute of Technology, Japan（京都技术大学）；National Institute of Information and Communications Technology (NICT), Japan（信息通信技术国家研究所）；Kyoto University, Japan（京都大学）；Nara Institute of Science and Technology, Japan（奈良科学技术大学）
xDial-Eval: A Multilingual Open-Domain Dialogue Evaluation Benchmark
National University of Singapore（新加坡国立大学）；Universidad Politécnica de Madrid（马德里理工大学）；Tencent AI Lab（腾讯人工智能实验室）；Shenzhen Research Institute of Big Data（深圳大数据研究院）；The Chinese University of Hong Kong, Shenzhen（香港中文大学（深圳））
WeChat AI, Tencent Inc（腾讯公司微信人工智能实验室）；Institute of Computing Technology, Chinese Academy of Sciences（中国科学院计算技术研究所）；Peking University（北京大学）；University of Chinese Academy of Sciences（中国科学院大学）
We participate in the DSTC9 Interactive Dialogue Evaluation Track (Gunasekara et al. 2020) sub-task 1 (Knowledge Grounded Dialogue) and sub-task 2 (Interactive Dialogue). In sub-task 1, we employ a pre-trained language model to generate topic-related responses and propose a response ensemble method for response selection. In sub-task2, we propose a novel Dialogue Planning Model (DPM) to capture conversation flow in the interaction with humans. We also design an integrated open-domain dialogue system containing pre-process, dialogue model, scoring model, and post-process, which can generate flu…
Ensuring that generated utterances are faithful to dialogue actions is crucial for Task-Oriented Dialogue Response Generation. Slot Error Rate (SER) only partially measures generation quality in that it solely assesses utterances generated from non-categorical slots whose values are expected to be reproduced exactly. Utterances generated from categorical slots, which are more variable, are not assessed by SER. We propose Schema-Guided Semantic Accuracy (SGSAcc) to evaluate utterances generated from both categorical and non-categorical slots by recognizing textual entailment. We show that SGSAc…
ESAinsTOD: A Unified End-to-End Schema-Aware Instruction-Tuning Framework for Task-Oriented Dialog Modeling
Research Center for Social Computing and Information Retrieval, Harbin Institute of Technology（社会科学与信息检索研究中心，哈尔滨工业大学）；School of Computer Science and Engineering, Central South University（计算机科学与工程学院，中南大学）
With the rapid development of artificial intelligence, conversational bots have became prevalent in mainstream E-commerce platforms, which can provide convenient customer service timely. To satisfy the user, the conversational bots need to understand the user's intention, detect the user's emotion, and extract the key entities from the conversational utterances. However, understanding dialogues is regarded as a very challenging task. Different from common language understanding, utterances in dialogues appear alternately from different roles and are usually organized as hierarchical structures…
Virtual assistants such as Google Assistant, Alexa and Siri provide a conversational interface to a large number of services and APIs spanning multiple domains. Such systems need to support an ever-increasing number of services with possibly overlapping functionality. Furthermore, some of these services have little to no training data available. Existing public datasets for task-oriented dialogue do not sufficiently capture these challenges since they cover few domains and assume a single static ontology per domain. In this work, we introduce the the Schema-Guided Dialogue (SGD) dataset, conta…
Goal-oriented dialogue systems typically communicate with a backend (e.g. database, Web API) to complete certain tasks to reach a goal. The intents that a dialogue system can recognize are mostly included to the system by the developer statically. For an open dialogue system that can work on more than a small set of well curated data and APIs, this manual intent creation will not scalable. In this paper, we introduce a straightforward methodology for intent creation based on semantic annotation of data and services on the web. With this method, the Natural Language Understanding (NLU) module o…
This paper gives an overview of the Schema-Guided Dialogue State Tracking task of the 8th Dialogue System Technology Challenge. The goal of this task is to develop dialogue state tracking models suitable for large-scale virtual assistants, with a focus on data-efficient joint modeling across domains and zero-shot generalization to new APIs. This task provided a new dataset consisting of over 16000 dialogues in the training set spanning 16 domains to highlight these challenges, and a baseline model capable of zero-shot generalization to new APIs. Twenty-five teams participated, developing a ran…
Modern spoken language understanding (SLU) systems rely on sophisticated semantic notions revealed in single utterances to detect intents and slots. However, they lack the capability of modeling multi-turn dynamics within a dialogue particularly in long-term slot contexts. Without external knowledge, depending on limited linguistic legitimacy within a word sequence may overlook deep semantic information across dialogue turns. In this paper, we propose to equip a BERT-based joint model with a knowledge attention module to mutually leverage dialogue contexts between two SLU tasks. A gating mecha…
International Digital Economy Academy（国际数字经济学院）；South China University of Technology（华南理工大学）
Even as pre-trained language models share a semantic encoder, natural language understanding suffers from a diversity of output schemas. In this paper, we propose UBERT, a unified bidirectional language understanding model based on BERT framework, which can universally model the training objects of different NLU tasks through a biaffine network. Specifically, UBERT encodes prior knowledge from various aspects, uniformly constructing learning representations across multiple NLU tasks, which is conducive to enhancing the ability to capture common semantic understanding. By using the biaffine to …
An important yet rarely tackled problem in dialogue state tracking (DST) is scalability for dynamic ontology (e.g., movie, restaurant) and unseen slot values. We focus on a specific condition, where the ontology is unknown to the state tracker, but the target slot value (except for none and dontcare), possibly unseen during training, can be found as word segment in the dialogue context. Prior approaches often rely on candidate generation from n-gram enumeration or slot tagger outputs, which can be inefficient or suffer from error propagation. We propose BERT-DST, an end-to-end dialogue state t…
University College London（伦敦大学学院）；Zhejiang University（浙江大学）
Dialogue State Tracking (DST) aims to keep track of users' intentions during the course of a conversation. In DST, modelling the relations among domains and slots is still an under-studied problem. Existing approaches that have considered such relations generally fall short in: (1) fusing prior slot-domain membership relations and dialogue-aware dynamic slot relations explicitly, and (2) generalizing to unseen domains. To address these issues, we propose a novel \textbf{D}ynamic \textbf{S}chema \textbf{G}raph \textbf{F}usion \textbf{Net}work (\textbf{DSGFNet}), which generates a dynamic schema…
State Key Laboratory of Media Convergence Production Technology and Systems（媒体融合生产技术与系统国家重点实验室）；MoE Key Lab of Artificial Intelligence, AI Institute, Shanghai Jiao Tong University（上海交通大学人工智能研究院人工智能教育部重点实验室）；SpeechLab, Department of Computer Science and Engineering（计算机科学与工程系语音实验室）；Shanghai Jiao Tong University（上海交通大学）
Dialogue state tracking (DST) aims at estimating the current dialogue state given all the preceding conversation. For multi-domain DST, the data sparsity problem is a major obstacle due to increased numbers of state candidates and dialogue lengths. To encode the dialogue context efficiently, we utilize the previous dialogue state (predicted) and the current dialogue utterance as the input for DST. To consider relations among different domain-slots, the schema graph involving prior knowledge is exploited. In this paper, a novel context and schema fusion network is proposed to encode the dialogu…
Maintaining consistent personas is essential for dialogue agents. Although tremendous advancements have been brought, the limited-scale of annotated persona-dense data are still barriers towards training robust and consistent persona-based dialogue models. In this work, we show how the challenges can be addressed by disentangling persona-based dialogue generation into two sub-tasks with a novel BERT-over-BERT (BoB) model. Specifically, the model consists of a BERT-based encoder and two BERT-based decoders, where one decoder is for response generation, and another is for consistency understandi…
Carnegie Mellon University（卡内基梅隆大学）；University of Massachusetts Lowell（马萨诸塞大学洛厄尔分校）
Recent advancements in dialogue response selection (DRS) are based on the \textit{task-adaptive pre-training (TAP)} approach, by first initializing their model with BERT~\cite{devlin-etal-2019-bert}, and adapt to dialogue data with dialogue-specific or fine-grained pre-training tasks. However, it is uncertain whether BERT is the best initialization choice, or whether the proposed dialogue-specific fine-grained learning tasks are actually better than MLM+NSP. This paper aims to verify assumptions made in previous works and understand the source of improvements for DRS. We show that initializing…
Dialogue state tracking is an essential part of goal-oriented dialogue systems, while most of these state tracking models often fail to handle unseen services. In this paper, we propose SGD-QA, a simple and extensible model for schema-guided dialogue state tracking based on a question answering approach. The proposed multi-pass model shares a single encoder between the domain information and dialogue utterance. The domain's description represents the query and the dialogue utterance serves as the context. The model improves performance on unseen services by at least 1.6x compared to single-pas…
Unsupervised dialogue structure learning is an important and meaningful task in natural language processing. The extracted dialogue structure and process can help analyze human dialogue, and play a vital role in the design and evaluation of dialogue systems. The traditional dialogue system requires experts to manually design the dialogue structure, which is very costly. But through unsupervised dialogue structure learning, dialogue structure can be automatically obtained, reducing the cost of developers constructing dialogue process. The learned dialogue structure can be used to promote the di…
National Technical University of Athens（雅典国立技术大学）；Athena Research Center（雅典娜研究中心）
Task-oriented dialogue systems often employ a Dialogue State Tracker (DST) to successfully complete conversations. Recent state-of-the-art DST implementations rely on schemata of diverse services to improve model robustness and handle zero-shot generalization to new domains [1], however such methods [2, 3] typically require multiple large scale transformer models and long input sequences to perform well. We propose a single multi-task BERT-based model that jointly solves the three DST tasks of intent prediction, requested slot prediction and slot filling. Moreover, we propose an efficient and …
Machine learning approaches for building task-oriented dialogue systems require large conversational datasets with labels to train on. We are interested in building task-oriented dialogue systems from human-human conversations, which may be available in ample amounts in existing customer care center logs or can be collected from crowd workers. Annotating these datasets can be prohibitively expensive. Recently multiple annotated task-oriented human-machine dialogue datasets have been released, however their annotation schema varies across different collections, even for well-defined categories …
A schema-guided approach to dialogue management has been shown in recent work to be effective in creating robust customizable virtual agents capable of acting as friendly peers or task assistants. However, successful applications of these methods in open-ended, mixed-initiative domains remain elusive -- particularly within medical domains such as virtual standardized patients, where such complex interactions are commonplace -- and require more extensive and flexible dialogue management capabilities than previous systems provide. In this paper, we describe a general-purpose schema-guided dialog…
CoDial: Interpretable Task-Oriented Dialogue Systems Through Dialogue Flow Alignment
Department of Electrical and Computer Engineering & Ingenuity Labs, Queen’s University（电气与计算机工程系及Ingenuity实验室，女王大学）；Conflict Analytics Lab, Queen’s University（冲突分析实验室，女王大学）；Cornell Law School（康奈尔法学院）；Vector Institute for AI（人工智能向量研究所）
