We derive optimal-order homogenization rates for random nonlinear elliptic PDEs with monotone nonlinearity in the uniformly elliptic case. More precisely, for a random monotone operator on $\mathbb{R}^d$ with stationary law (i.e. spatially homogeneous statistics) and fast decay of correlations on scales larger than the microscale $\varepsilon>0$, we establish homogenization error estimates of the order $\varepsilon$ in case $d\geq 3$, respectively of the order $\varepsilon |\log \varepsilon|^{1/2}$ in case $d=2$. Previous results in nonlinear stochastic homogenization have been limited to a small algebraic rate of convergence $\varepsilon^δ$. We also establish error estimates for the approximation of the homogenized operator by the method of representative volumes of the order $(L/\varepsilon)^{-d/2}$ for a representative volume of size $L$. Our results also hold in the case of systems for which a (small-scale) $C^{1,α}$ regularity theory is available.
Corrector estimates constitute a key ingredient in the derivation of optimal convergence rates via two-scale expansion techniques in homogenization theory of random uniformly elliptic equations. The present work follows up - in terms of corrector estimates - on the recent work of Fischer and Neukamm (arXiv:1908.02273) which provides a quantitative stochastic homogenization theory of nonlinear uniformly elliptic equations under a spectral gap assumption. We establish optimal-order estimates (with respect to the scaling in the ratio between the microscopic and the macroscopic scale) for higher-o…
This article establishes an algebraic error estimate for the stochastic homogenization of fully nonlinear uniformly parabolic equations in stationary ergodic spatio-temporal media. The approach is similar to that of Armstrong and Smart in the study of quantitative stochastic homogenization of uniformly elliptic equations.
We study homogenization for fully nonlinear uniformly parabolic equations in stationary ergodic spatio-temporal media from the qualitative and quantitative perspective. We show that under suitable hypotheses, solutions to fully nonlinear uniformly parabolic equations in spatio-temporal media homogenize almost surely. In addition, we obtain a rate of convergence for this homogenization in measure, assuming that the environment is strongly mixing with a prescribed rate. A general methodology to study the stochastic homogenization of uniformly elliptic equations was introduced by Caffarelli, Soug…
Operator-type estimates of homogenization are obtained for elliptic operators of arbitrary even order equal or greater than two. Operators under consideration are non-selfadjoint with lower-order terms.
We give a simplified presentation of the obstacle problem approach to stochastic homogenization for elliptic equations in nondivergence form. Our argument also applies to equations which depend on the gradient of the unknown function. In the latter case, we overcome difficulties caused by a lack of estimates for the first derivatives of approximate correctors by modifying the perturbed test function argument to take advantage of the spreading of the contact set.
The focus in this paper is on elliptic homogenization of a certain kind of possibly non-periodic problems. A non-periodic and two-dimensional example is studied, where we numerically illustrate the homogenized matrix.
We study the homogenization of elliptic systems of equations in divergence form where the coefficients are compositions of periodic functions with a random diffeomorphism with stationary gradient. This is done in the spirit of scalar stochastic homogenization by Blanc, Le Bris and P.-L. Lions. An application of the abstract result is given for Maxwell's equations in random dissipative bianisotropic media.
We prove regularity and stochastic homogenization results for certain degenerate elliptic equations in nondivergence form. The equation is required to be strictly elliptic, but the ellipticity may oscillate on the microscopic scale and is only assumed to have a finite $d$th moment, where $d$ is the dimension. In the general stationary-ergodic framework, we show that the equation homogenizes to a deterministic, uniformly elliptic equation, and we obtain an explicit estimate of the effective ellipticity, which is new even in the uniformly elliptic context. Showing that such an equation behaves l…
A central question in numerical homogenization of partial differential equations with multiscale coefficients is the accurate computation of effective quantities, such as the homogenized coefficients. Computing homogenized coefficients requires solving local corrector problems followed by upscaling relevant local data. The most naive way of computing homogenized coefficients is by solving a local elliptic problem, which is known to suffer from the so-called resonance error dominating all other errors inherent in multiscale computations. A far more efficient modelling strategy, based on adding …
We study the averaging behavior of nonlinear uniformly elliptic partial differential equations with random Dirichlet or Neumann boundary data oscillating on a small scale. Under conditions on the operator, the data and the random media leading to concentration of measure, we prove an almost sure and local uniform homogenization result with a rate of convergence in probability.
This work is devoted to the asymptotic behavior of eigenvalues of an elliptic operator with rapidly oscillating random coefficients on a bounded domain with Dirichlet boundary conditions. A sharp convergence rate is obtained for isolated eigenvalues towards eigenvalues of the homogenized problem, as well as a quantitative two-scale expansion result for eigenfunctions. Next, a quantitative central limit theorem is established for eigenvalue fluctuations; more precisely, a pathwise characterization of eigenvalue fluctuations is obtained in terms of the so-called homogenization commutator, in par…
We consider an homogenization problem for the second order elliptic equation $- Δu^{\varepsilon} + \dfrac{1}{\varepsilon} V(./\varepsilon) u^{\varepsilon} + νu^{\varepsilon} =f$ when the highly oscillatory potential $V$ belongs to a particular class of non-periodic potentials. We show the existence of an adapted corrector and prove the convergence of $u^{\varepsilon}$ to its homogenized limit.
This paper is concerned with periodic homogenization of second-order elliptic systems in divergence form with oscillating Dirichlet data or Neumann data of first order. We prove that the homogenized boundary data belong to $W^{1, p}$ for any $1<p<\infty$. In particular, this implies that the boundary layer tails are Hölder continuous of order $α$ for any $α\in (0,1)$.
It is shown by means of reiterated two-scale convergence in the Sobolev-Orlicz setting, that the sequence of solutions of a class of highly oscillatory problems involving nonlinear elliptic operators with nonstandard growth, converges to a solution of a suitable homogeneous nonlinear elliptic equation associated to an operator with nonstandard growth.
The main purpose of this work is to study uniform regularity estimates for a family of elliptic operators $\{\mathcal{L}_\varepsilon, \varepsilon>0\}$, arising in the theory of homogenization, with rapidly oscillating periodic coefficients. We establish sharp $W^{1,p}$ estimates, Lipschitz estimates, and nontangential maximal function estimates, which are uniform in the parameter $\varepsilon$, on solutions with Neumann boundary conditions in $C^{1,α}$ domains.
The paper is mainly concerned with an approximate three-ball inequality for solutions in elliptic periodic homogenization. We consider a family of second order operators $\mathcal{L}_ε$ in divergence form with rapidly oscillating and periodic coefficients. It is the first time such an approximate three-ball inequality for homogenization theory is obtained. It implies an approximate quantitative propagation of smallness. The proof relies on a representation of the solution by the Poisson kernel and the Lagrange interpolation technique. Another full propagation of smallness result is also shown.
We study the limiting probability distribution of the homogenization error for second order elliptic equations in divergence form with highly oscillatory periodic conductivity coefficients and highly oscillatory stochastic potential. The effective conductivity coefficients are the same as those of the standard periodic homogenization, and the effective potential is given by the mean. We show that in the short range correlation setting, the limiting distribution of the random part of the homogenization error, as random elements in proper Hilbert spaces, is Gaussian and can be characterized by t…
We study the rate of convergence for (variational) eigenvalues of several non-linear problems involving oscillating weights and subject to different kinds of boundary conditions in bounded domains.
We introduce a new method for studying stochastic homogenization of elliptic equations in nondivergence form. The main application is an algebraic error estimate, asserting that deviations from the homogenized limit are at most proportional to a power of the microscopic length scale, assuming a finite range of dependence. The results are new even for linear equations. The arguments rely on a new geometric quantity which is controlled in part by adapting elements of the regularity theory for the Monge-Ampère equation.
We introduce a new constructive method for establishing lower bounds on convergence rates of periodic homogenization problems associated with divergence type elliptic operators. The construction is applied in two settings. First, we show that solutions to boundary layer problems for divergence type elliptic equations set in halfspaces and with infinitely smooth data, may converge to their corresponding boundary layer tails as slow as one wish depending on the position of the hyperplane. Second, we construct a Dirichlet problem for divergence type elliptic operators set in a bounded domain, and…
In the whole space $R^d$, $d\ge 2$, we study homogenization of a divergence form elliptic operator $A_\varepsilon$ of order $2m\ge 4$ with measurable $\varepsilon$-periodic coefficients, where $\varepsilon$ is a small parameter. For the resolvent $(A_\varepsilon+1)^{-1}$, we construct an approximation with the remainder term of order $\varepsilon^2$ in the operator $(L^2{\to}H^m)$-norm, using the resolvent of the homogenized operator, solutions of several auxiliary periodic problems on the unit cube, and smoothing operators. The homogenized operator here differs from the one commonly employed …
In the whole space $R^d$ ($d\ge 2$), we study homogenization of a divergence-form matrix elliptic operator $L_\varepsilon$ of an arbitrary even order larger than 2 with measurable $\varepsilon$-periodic coefficients, where $\varepsilon$ is a small parameter. We constuct an approximation for the resolvent of $L_\varepsilon$ with the remainder term of order $\varepsilon^2$ in the operator $L^2$-norm. We impose no regularity conditions on the operator beyond ellipticity and boundedness of coefficients. We use two scale expansions with correctors regularized by the Steklov smoothing.
This paper is concerned with uniform measure estimates for nodal sets of solutions in elliptic homogenization. We consider a family of second-order elliptic operators $\{ \mathcal{L}_\e\}$ in divergence form with rapidly oscillating and periodic coefficients. We show that the $(d-1)$-dimensional Hausdorff measures of the nodal sets of solutions to $\mathcal{L}_\e (u_\e)=0$ in a ball in $\R^d$ are bounded uniformly in $\e>0$. The proof relies on a uniform doubling condition and approximation of $u_\e$ by solutions of the homogenized equation.
We consider the corrector equation from the stochastic homogenization of uniformly elliptic finite-difference equations with random, possibly non-symmetric coefficients. Under the assumption that the coefficients are stationary and ergodic in the quantitative form of a Logarithmic Sobolev inequality (LSI), we obtain optimal bounds on the corrector and its gradient in dimensions $d \geq 2$. Similar estimates have recently been obtained in the special case of diagonal coefficients making extensive use of the maximum principle and scalar techniques. Our new method only invokes arguments that are …
We approximate the homogenization of fully nonlinear, convex, uniformly elliptic Partial Differential Equations in the periodic setting, using a variational formula for the optimal invariant measure, which may be derived via Legendre-Fenchel duality. The variational formula expresses $\bar H$ as an average of the operator against the optimal invariant measure, generalizing the linear case. Several nontrivial analytic formulas for $\bar H$ are obtained. These formulas are compared to numerical simulations, using both PDE and variational methods. We also perform a numerical study of convergence …
We consider a strongly nonlinear elliptic problem with the homogeneous Dirichlet boundary condition. The growth and the coercivity of the elliptic operator is assumed to be indicated by an inhomogeneous anisotropic $\mathcal{N}$-function. First, an existence result is shown under the assumption that the $\mathcal{N}$-function or its convex conjugate satisfies $Δ_2$-condition. The second result concerns the homogenization process for families of strongly nonlinear elliptic problems with the homogeneous Dirichlet boundary condition under above stated conditions on the elliptic operator, which is…
In this paper, for a family of second-order elliptic equations with rapidly oscillating periodic coefficients, we are interested in a Carleman-type inequality for these solutions satisfying an additional growth condition in elliptic periodic homogenization, which implies a three-ball inequality without an error term at a macroscopic scale. Moreover, if we replace the additional growth condition by the doubling condition at a macroscopic scale, then the three-ball inequality without an error term holds at any scale. The proof relies on the convergence of $H^1$-norm for the solution and the comp…
For a family of second-order elliptic systems of Maxwell's type with rapidly oscillating periodic coefficients in a $C^{1, α}$ domain $Ω$, we establish uniform estimates of solutions $u_\varep$ and $\nabla \times u_\varep$ in $L^p(Ω)$ for $1<p\le \infty$. The proof relies on the uniform $W^{1,p}$ and Lipschitz estimates for solutions of scalar elliptic equations with periodic coefficients.
In this paper we use the method of layer potentials to study $L^2$ boundary value problems in a bounded Lipschitz domain $Ω$ for a family of second order elliptic systems with rapidly oscillating periodic coefficients, arising in the theory of homogenization. Let $\mathcal{L}_\varepsilon=-\text{div}\big(A(\varepsilon^{-1}X)\nabla \big)$. Under the assumption that $A(X)$ is elliptic, symmetric, periodic and Hölder continuous, we establish the solvability of the $L^2$ Dirichlet, regularity, and Neumann problems for $\mathcal{L}_\varepsilon (u_\varepsilon)=0$ in $Ω$ with optimal estimates uniform…
We prove quantitative estimates for the stochastic homogenization of linear uniformly elliptic equations in nondivergence form. Under strong independence assumptions on the coefficients, we obtain optimal estimates on the subquadratic growth of the correctors with stretched exponential-type bounds in probability. Like the theory of Gloria and Otto \cite{GO1,GO2} for divergence form equations, the arguments rely on nonlinear concentration inequalities combined with certain estimates on the Green's functions and derivative bounds on the correctors. We obtain these analytic estimates by developin…
This Note aims at presenting a simple and efficient procedure to derive the structure of high-order corrector estimates for the homogenization limit applied to a semi-linear elliptic equation posed in perforated domains. Our working technique relies on monotone iterations combined with formal two-scale homogenization asymptotics. It can be adapted to handle more complex scenarios including for instance nonlinearities posed at the boundary of perforations and the vectorial case, when the model equations are coupled only through the nonlinear production terms.
In this work we study the homogenization problem for (nonlinear) eigenvalues of quasilinear elliptic operators. We prove convergence of the first and second eigenvalues and, in the case where the operator is independent of $\varepsilon$, convergence of the full (variational) spectrum together whit an explicit in $k$ and in $\varepsilon$ order of convergence.
We consider an elliptic equation with purely imaginary, highly heterogeneous, and large random potential with a sufficiently rapidly decaying correlation function. We show that its solution is well approximated by the solution to a homogeneous equation with a real-valued homogenized potential as the correlation length of the random medium $\varepsilon\rightarrow 0$ and estimate the size of the random fluctuations in the setting $d\geq3$.
This paper deals with the homogenization of fully nonlinear second order equation with an oscillating Dirichlet boundary data when the operator and boundary data are $\e$-periodic. We will show that the solution $u_\e$ converges to some function $\bar u(x)$ uniformly on every compact subset $K$ of the domain $D$. Moreover, $\bar u$ is a solution to some boundary value problem. For this result, we assume that the boundary of the domain has no (rational) flat spots and the ratio of elliptic constants $Λ/ λ$ is sufficiently large.
We study the homogenization process for families of strongly nonlinear elliptic systems with the homogeneous Dirichlet boundary conditions. The growth and the coercivity of the elliptic operator is assumed to be indicated by a general inhomogeneous anisotropic $N-$function, which may be possibly also dependent on the spatial variable, i.e., the homogenization process will change the characteristic function spaces at each step. Such a problem is well known and there exists many positive results for the function satisfying $Δ_2$ and $\nabla_2$ conditions an being in addition Hölder continuous wi…
For a family of second-order elliptic systems in divergence form with rapidly oscillating almost-periodic coefficients, we obtain estimates for approximate correctors in terms of a function that quantifies the almost periodicity of the coefficients. The results are used to investigate the problem of convergence rates. We also establish uniform Hölder estimates for the Dirichlet problem in a bounded $C^{1, α}$ domain.
In this paper we investigate homogenization results for the principal eigenvalue problem associated to $1$-homogeneous, uniformly elliptic, second-order operators. Under rather general assumptions, we prove that the principal eigenpair associated to an oscillatory operator converges to the eigenpair associated to the effective one. This includes the case of fully nonlinear operators. Rates of convergence for the eigenvalues are provided for linear and nonlinear problems, under extra regularity/convexity assumptions. Finally, a linear rate of convergence (in terms of the oscillation parameter) …
We consider homogenization problems for linear elliptic equations in divergence form. The coecients are assumed to be a local perturbation of some periodic background. We prove $W^{1,p}$ and Lipschitz convergence of the two-scale expansion, with explicit rates. For this purpose, we use a corrector adapted to this particular setting, and dened in [10, 11], and apply the same strategy of proof as Avellaneda and Lin in [1]. We also propose an abstract setting generalizing our particular assumptions for which the same estimates hold.
Periodic operators over a component domain and homogenization of some class of quasi-linear elliptic problems in two-component domain with interfacial resistance
In this paper we establish periodic homogenization for Hamilton-Jacobi-Bellman (HJB) equations, associated to nonlocal operators of integro-differential type. We consider the case when the fractional diffusion has the same order as the drift term, and is weakly elliptic. The outcome of the paper is twofold. One one hand, we provide Lipschitz regularity results for weakly elliptic non-local HJB, extending the results previously obtained in [8]. On the other hand, we establish a convergence result, based on half relaxed limits and a comparison principle for the effective problem. The latter stro…
This paper investigates quantitative estimates in elliptic homogenization of non-divergence form with unbounded drift and an interface, which continues the study of the previous work by Hairer and Manson [Ann. Probab. 39(2011) 648-682], where they investigated the limiting long time/large scale behavior of such a process under diffusive rescaling. We determine the effective equation and obtain the size estimates of the gradient of Green functions as well as the optimal (in general) convergence rates. The proof relies on transferring the non-divergence form into the divergence-form with the coe…
Homogenization of a scalar elliptic equation in a bounded domain with Neuman boundary condition is studied. Coefficients of the operator are oscillating over two different groups of variables with different small periods $\varepsilon$ and $δ=δ(\varepsilon)$. We assume that $δ/{\varepsilon}$ tends to zero as $\varepsilon$ tends to zero. It is known that the limit problem is obtained through reiterated homogenization procedure and corresponds to an elliptic equation with constant coefficients. The difference for resolvents of the initial and the limit problems is estimated in operator $(L^2\to L…
For a class of linear elliptic equations of general type with rapidly oscillating coefficients, we use the sigma-convergence method to prove the homogenization result and a corrector-type result. In the case of asymptotic periodic coefficients we derive the optimal convergence rates for the zero order approximation of the solution with no smoothness on the coefficients, in contrast to what has been done up to now in the literature. This follows as a result of the existence of asymptotic periodic correctors for general nonsmooth coefficients. The homogenization process is achieved through a com…
This paper is concerned with the quantitative homogenization of $2m$-order elliptic systems with bounded measurable, rapidly oscillating periodic coefficients. We establish the sharp $O(\varepsilon)$ convergence rate in $W^{m-1, p_0}$ with $p_0=\frac{2d}{d-1}$ in a bounded Lipschitz domain in $\mathbb{R}^d$ as well as the uniform large-scale interior $C^{m-1, 1}$ estimate. With additional smoothness assumptions, the uniform interior $C^{m-1, 1}$, $W^{m,p}$ and $C^{m-1, α}$ estimates are also obtained. As applications of the regularity estimates, we establish asymptotic expansions for fundament…
Consider an elliptic operator in divergence form with symmetric coefficients.If the diffusion coefficients are periodic, the Bloch theorem allows one to diagonalize the elliptic operator, which is key to the spectral properties of the elliptic operator and the usual starting point for the study of its long-time homogenization.When the coefficients are not periodic (say, quasi-periodic, almost periodic, or random with decaying correlations at infinity), the Bloch theorem does not hold and both the spectral properties and the long-time behavior of the associatedoperator are unclear.At low freque…
In this paper, we extend the nontangential maximal function estimate obtained by C. Kenig, F. Lin and Z. Shen in \cite{KFS1} to the nonhomogeneous elliptic operators with rapidly oscillating periodic coefficients. The result relies on the previous work \cite{X2}, and optimal boundary estimates which is based upon certain estimates on convergence rates. Compared to the homogeneous case, the additional bootstrap process seems inevitable, and the Neumann boundary corrector caused by the lower order term are still useful here.
In this note we study periodic homogenization of Dirichlet problem for divergence type elliptic systems when both the coefficients and the boundary data are oscillating. One of the key difficulties here is the determination of the fixed boundary data corresponding to the limiting (homogenized) problem. This issue has been addressed in recent papers by D. Gérard-Varet and N. Masmoudi, and by C. Prange, however, not much is known about the regularity of this fixed data. The main objective of this note is to initiate a study of this problem, and to prove several regularity results in this connect…
