Using Roelcke formula for the Green function, we explicitly construct a basis in the kernel of the adjoint Laplacian on a compact polyhedral surface $X$ and compute the $S$-matrix of $X$ at the zero value of the spectral parameter. We apply these results to study various self-adjoint extensions of a symmetric Laplacian on a compact polyhedral surface of genus two with a single conical point. It turns out that the behaviour of the $S$-matrix at the zero value of the spectral parameter is sensitive to the geometry of the polyhedron.
We study the Gaffney Laplacian on a vector bundle equipped with a compatible metric and connection over a Riemannian manifold that is possibly geodesically incomplete. Under the hypothesis that the Cauchy boundary is polar, we demonstrate the self-adjointness of this Laplacian. Furthermore, we show that negligible boundary is a necessary and sufficient condition for the self-adjointness of this operator.
We consider a non self-adjoint Laplacian on a directed graph with non symmetric edge weights. We analyse spectral properties of this Laplacian under a Kirchhoff assumption. Moreover we establish isoperimet-ric inequalities in terms of the numerical range to show the absence of the essential spectrum of the Laplacian on heavy end directed graphs.
In this note self-adjoint extensions of symmetric operators are investigated by using the abstract technique of quasi boundary triples and their Weyl functions. The main result is an extension of Theorem 2.6 in [5] which provides sufficient conditions on the parameter in the boundary space to induce self-adjoint realizations. As an example self-adjoint Robin Laplacians on the half-space with boundary conditions involving an unbounded coefficient are considered.
We consider a non self-adjoint Laplacian on a directed graph with non symmetric edge weights. We give necessary conditions for this Laplacian to be sectorial. We introduce a special self-adjoint operator and compare its essential spectrum with that of the non self-adjoint Laplacian considered.
We prove a general essential self-adjointness criterion for sub-Laplacians on complete sub-Riemannian manifolds, defined with respect to singular measures. As a consequence, we show that the intrinsic sub-Laplacian (i.e. defined w.r.t. Popp's measure) is essentially self-adjoint on the equiregular connected components of a sub-Riemannian manifold. This result holds under mild regularity assumptions on the singular region, and when the latter does not contain characteristic points.
We study the Laplacian in a smooth bounded domain, with a varying Robin boundary condition singular at one point. The associated quadratic form is not semi-bounded from below, and the corresponding Laplacian is not self-adjoint, it has the residual spectrum covering the whole complex plane. We describe its self-adjoint extensions and exhibit a physically relevant skew-symmetric one. We approximate the boundary condition, giving rise to a family of self-adjoint operators, and we describe their eigenvalues by the method of matched asymptotic expansions. These eigenvalues acquire a strange behavi…
We give a sufficient condition for the essential self-adjointness of a perturbation of the square of the magnetic Laplacian on an infinite weighted graph. The main result is applicable to graphs whose degree function is not necessarily bounded. The result allows perturbations that are not necessarily bounded from below by a constant.
This is an expository paper about self-adjoint extensions of the Laplacian on R^d, initially defined on functions supported away from a point. Let L be the Laplacian with domain smooth functions with compact support away from the origin. We determine all the self-adjoint extensions of L by calculating the deficiency subspaces of the closure of L. In the case d=3, the self-adjoint extensions are parametrized by a circle, or equivalently by the real line plus a point at infinity. We show that the non-Friedrichs extensions have either a single eigenvalue or a single resonance. This is of some int…
We study comparison formulas for $ζ$-regularized determinants of self-adjoint extensions of the Laplacian on flat conical surfaces of genus $g\geq 2$. The cases of trivial and non-trivial holonomy of the metric turn out to differ significantly.
The notions of magnetic difference operator defined on weighted graphs or magnetic exterior derivative are discrete analogues of the notionof covariant derivative on sections of a fibre bundle and its extension on differential forms. In this paper, we extend this notion to certain 2-simplicial complexes called triangulations, in a manner compatible with changes of gauge. Then we study the magnetic Gauss-Bonnet operator naturally defined in this context and introduce the geometric hypothesis of $χ-$completeness which ensures the essential self-adjointness of this operator. This gives also the e…
This paper has two main goals. First, we are concerned with the classification of self-adjoint extensions of the Laplacian $-Δ\big|_{C^\infty_0(Ω)}$ in $L^2(Ω; d^n x)$. Here, the domain $Ω$ belongs to a subclass of bounded Lipschitz domains (which we term quasi-convex domains), which contain all convex domains, as well as all domains of class $C^{1,r}$, for $r\in(1/2,1)$. Second, we establish Krein-type formulas for the resolvents of the various self-adjoint extensions of the Laplacian in quasi-convex domains and study the properties of the corresponding Weyl--Titchmarsh operators (or energy-d…
Let X be a compact Riemannian manifold of dimension two or three and let P be a point of X. We derive comparison formulas relating the zeta-regularized determinant of an arbitrary self-adjoint extension of (symmetric) Laplace operator with domain, consisting of smooth functions with compact supports which does not contain P, to the zeta-regularized determinant of the self-adjoint Laplacian on X.
By developing the method of multipliers, we establish sufficient conditions which guarantee the total absence of eigenvalues of the Laplacian in the half-space, subject to variable complex Robin boundary conditions. As a further application of this technique, uniform resolvent estimates are derived under the same assumptions on the potential. Some of the results are new even in the self-adjoint setting, where we obtain quantum-mechanically natural conditions.
We consider a non self-adjoint Laplacian on a directed graph with non symmetric weights on edges. We give a criterion for the m-accretiveness and the m-sectoriality of this Laplacian. Our results are based on a comparison of this operator with its symmetric part for which we can apply dierent results concerning essential self-adjointness of a symmetric Laplace operator on an innite graph. This gives results on the heat operator related to our non-symmetric Laplacian.
We study the relationship between the adjacency matrix and the discrete Laplacian acting on 1-forms. We also prove that if the adjacency matrix is bounded from below it is not necessarily essentially self-adjoint. We discuss the question of essential self-adjointness and the notion of completeness.
Let $G$ be a Métivier group and let $N$ be any homogeneous norm on $G$. For $α>0$ denote by $w_α$ the function $e^{-N^α}$ and consider the weighted sub-Laplacian $\mathcal{L}^{w_α}$ associated with the Dirichlet form $ϕ\mapsto \int_{G} |\nabla_\mathcal{H}ϕ(y)|^2 w_α(y)\, dy$, where $\nabla_\mathcal{H}$ is the horizontal gradient on $G$. Consider $\mathcal{L}^{w_α}$ with domain $C_c^\infty$. We prove that $\mathcal{L}^{w_α}$ is essentially self-adjoint when $α\geq 1$. For a particular $N$, which is the norm appearing in $\mathcal{L}$'s fundamental solution when $G$ is an H-type group, we prove …
In this article we prove a generalization of Weyl's criterion for the essential spectrum of a self-adjoint operator on a Hilbert space. We then apply this criterion to the Laplacian on functions over open manifolds and get new results for its essential spectrum.
In this article we prove a generalization of Weyl's criterion for the spectrum of a self-adjoint nonnegative operator on a Hilbert space. We will apply this new criterion in combination with Cheeger-Fukaya-Gromov and Cheeger-Colding theory to study the $k$-form essential spectrum over a complete manifold with vanishing curvature at infinity or asymptotically nonnegative Ricci curvature. In addition, we will apply the generalized Weyl criterion to study the variation of the spectrum of a self-adjoint operator under continuous perturbations of the operator. In the particular case of the Laplacia…
We study multiplicity of the eigenvalues of the Hodge Laplacian on smooth, compact Riemannian manifolds of dimension five for generic families of metrics. We prove that generically the Hodge Laplacian, restricted to the subspace of co-exact two-forms, has nonzero eigenvalues of multiplicity two. The proof is based on the fact that Hodge Laplacian restricted to the subspace of co-exact two-forms is minus the square of the Beltrami operator, a first-order operator. We prove that for generic metrics the spectrum of the Beltrami operator is simple. Because the Beltrami operator in this setting is …
Let $(G,c)$ be an infinite network, and let $\mathcal{E}$ be the canonical energy form. Let $Δ_2$ be the Laplace operator with dense domain in $\ell^2(G)$ and let $Δ_{\mathcal{E}}$ be the Laplace operator with dense domain in the Hilbert space $\mathcal{H}_\mathcal{E}$ of finite energy functions on $G$. It is known that $Δ_2$ is essentially self-adjoint, but that $Δ_{\mathcal{E}}$ is \emph{not}. In this paper, we characterize the Friedrichs extension of $Δ_{\mathcal{E}}$ in terms of $Δ_2$ and show that the spectral measures of the two operators are mutually absolutely continuous with Radon-Nik…
We introduce the weighted graph Laplacian and the notion of Schrödinger operator on a locally finite weighted graph. Concerning essential self-adjointness, we extend Wojciechowski's and Dodziuk's results for graphs with vertex constant weight. The main result in this work states that on any metrically complete weighted graph with bounded degree, the weighted graph Laplacian is essentially self-adjoint and the same holds for the Schrödinger operator provided the associated quadratic form is bounded from below. We construct for the proof a strictly positive and harmonic function which allows us …
On finite metric graphs we consider Laplace operators, subject to various classes of non-self-adjoint boundary conditions imposed at graph vertices. We investigate spectral properties, existence of a Riesz basis of projectors and similarity transforms to self-adjoint Laplacians. Among other things, we describe a simple way how to relate the similarity transforms between Laplacians on certain graphs with elementary similarity transforms between matrices defining the boundary conditions.
Let $Ω_-$ and $Ω_+$ be two bounded smooth domains in $\mathbb{R}^n$, $n\ge 2$, separated by a hypersurface $Σ$. For $μ>0$, consider the function $h_μ=1_{Ω_-}-μ1_{Ω_+}$. We discuss self-adjoint realizations of the operator $L_μ=-\nabla\cdot h_μ\nabla$ in $L^2(Ω_-\cupΩ_+)$ with the Dirichlet condition at the exterior boundary. We show that $L_μ$ is always essentially self-adjoint on the natural domain (corresponding to transmission-type boundary conditions at the interface $Σ$) and study some properties of its unique self-adjoint extension $\mathcal{L}_μ:=\overline{L_μ}$. If $μ\ne 1$, then $\mat…
On an infinite, radial metric tree graph we consider the corresponding Laplacian equipped with self-adjoint vertex conditions from a large class including $δ$- and weighted $δ'$-couplings. Assuming the numbers of different edge lengths, branching numbers and different coupling conditions to be finite, we prove that the presence of absolutely continuous spectrum implies that the sequence of geometric data of the tree as well as the coupling conditions are eventually periodic. On the other hand, we provide examples of self-adjoint, non-periodic couplings which admit absolutely continuous spectru…
A generalization of Robin boundary conditions leading to self-adjoint operators is developed for the second derivative operator on metric graphs with compact completion and totally disconnected boundary. Harmonic functions and their properties play an essential role.
We investigate the relationship between one of the classical notions of boundaries for infinite graphs, \emph{graph ends}, and self-adjoint extensions of the minimal Kirchhoff Laplacian on a metric graph. We introduce the notion of \emph{finite volume} for ends of a metric graph and show that finite volume graph ends is the proper notion of a boundary for Markovian extensions of the Kirchhoff Laplacian. In contrast to manifolds and weighted graphs, this provides a transparent geometric characterization of the uniqueness of Markovian extensions, as well as of the self-adjointness of the Gaffney…
It is shown the stability of the essential self-adjointness, and an inclusion of the essential spectra of Laplacians under the change of Riemannian metric on a subset K of M. The set K may have infinite volume measured with the new metric and its completion may contain a singular set such as fractal, to which the metric is not extendable.
In this paper, we derive from the supersymmetry of the Witten Laplacian Brascamp-Lieb's type inequalities for general differential forms on compact Riemannian manifolds with boundary. In addition to the supersymmetry, our results essentially follow from suitable decompositions of the quadratic forms associated with the Neumann and Dirichlet self-adjoint realizations of the Witten Laplacian. They moreover imply the usual Brascamp-Lieb's inequality and its generalization to compact Riemannian manifolds without boundary.
We introduce the weighted graph Laplacian and the notion of Schrödinger operator on a locally finite weighted graph . Concerning essential self-adjointness, we extend Wojciechowski's and Dodziuk's results for graphs with vertex constant weight. The main result in this work states that on any metrically complete weighted graph with bounded degree, the Laplacian is essentially self-adjoint and the same holds for the Schrödinger operator provided the associated quadratic form is bounded from below. We construct for the proof a strictly positive and harmonic function which allows us to write any S…
This paper deals with spectral graph theory issues related to questions of monotonicity and comparison of eigenvalues. We consider finite directed graphs with non symmetric edge weights and we introduce a special self-adjoint operator as the sum of two non self-adjoint Laplacians. We investigate how the perturbation of the graph can affect the eigenvalues. Our approach is to take well known techniques from finite dimensional matrix analysis and show how they can be generalized for graph Laplacians.
For non-self-adjoint almost-periodic Schrödinger operators, a criterion is given to guarantee that they have both the same spectrum and same Lyapunov exponents with the discrete free Laplacian. As a byproduct, we show that the Moser-Pöschel argument for opening gaps may not be valid for non-self-adjoint operators.
We study the trace class perturbations of the half-line, discrete Laplacian and obtain a new bound for the perturbation determinant of the corresponding non-self-adjoint Jacobi operator. Based on this bound, we obtain the Lieb--Thirring inequalities for such operators. The spectral enclosure for the discrete spectrum and embedded eigenvalues are also discussed.
We study the trace class perturbations of the whole-line, discrete Laplacian and obtain a new bound for the perturbation determinant of the corresponding non-self-adjoint Jacobi operator. Based on this bound, we refine the Lieb--Thirring inequality due to Hansmann--Katriel. The spectral enclosure for such operators is also discussed.
We discuss connections between the essential self-adjointness of a symmetric operator and the constancy of functions which are in the kernel of the adjoint of the operator. We then illustrate this relationship in the case of Laplacians on both manifolds and graphs. Furthermore, we discuss the Green's function and when it gives a non-constant harmonic function which is square integrable.
For a self--adjoint Laplace operator on a finite, not necessarily compact, metric graph lower and upper bounds on each of the negative eigenvalues are derived. For compact finite metric graphs Poincaré type inequalities are given.
In this paper we study the self-adjoint Krein-von Neumann realization $A_K$ of the perturbed Laplacian $-Δ+V$ in a bounded Lipschitz domain $Ω\subset\mathbb{R}^n$. We provide an explicit and self-contained description of the domain of $A_K$ in terms of Dirichlet and Neumann boundary traces, and we establish a Weyl asymptotic formula for the eigenvalues of $A_K$.
In this paper we develop certain aspects of perturbation theory for self-adjoint operators subject to small variations of their domains. We use the abstract theory of boundary triplets to quantify such perturbations and give the second order asymptotic analysis for resolvents, spectral projections, discrete eigenvalues of the corresponding self-adjoint operators. In particular, we derive explicit formulas for the first variation and the Hessian of the eigenvalue curves bifurcating from a discrete eigenvalue of an unperturbed operator. An application is given to a matrix valued Robin Laplacian …
We consider Laplacians with non unitary twists acting on sections of flat vector bundles over compact hyperbolic surfaces. These non self-adjoint Laplacians have discrete spectrum inside a parabola in the complex plane. For representations of the fundamental group of the base surface which are of Teichmüller type, we investigate the high energy limit and give a precise description of the bulk of the spectrum where Weyl's law is satisfied in terms of critical exponents of the representations which are completely determined by the Manhattan curve associated to the Teichmüller deformation. Our ma…
We consider a class of self-adjoint extensions using the boundary triple technique. Assuming that the associated Weyl function has the special form $M(z)=\big(m(z)\Id-T\big) n(z)^{-1}$ with a bounded self-adjoint operator $T$ and scalar functions $m,n$ we show that there exists a class of boundary conditions such that the spectral problem for the associated self-adjoint extensions in gaps of a certain reference operator admits a unitary reduction to the spectral problem for $T$. As a motivating example we consider differential operators on equilateral metric graphs, and we describe a class of …
In this expository article some spectral properties of self-adjoint differential operators are investigated. The main objective is to illustrate and (partly) review how one can construct domains or potentials such that the essential or discrete spectrum of a Schrödinger operator of a certain type (e.g. the Neumann Laplacian) coincides with a predefined subset of the real line. Another aim is to emphasize that the spectrum of a differential operator on a bounded domain or bounded interval is not necessarily discrete, that is, eigenvalues of infinite multiplicity, continuous spectrum, and eigenv…
We give a proof that in settings where Von Neumann deficiency indices are finite the spectral counting functions of two different self-adjoint extensions of the same symmetric operator differ by a uniformly bounded term (see also Birman-Solomjak's 'Spectral Theory of Self-adjoint operators in Hilbert Space') >. We apply this result to quantum graphs, pseudo-laplacians and surfaces with conical singularities.
We consider boundary conditions of self-adjoint banded Toeplitz matrices. We ask if boundary conditions exist for banded self-adjoint Toeplitz matrices which satisfy operator inequalities of Dirichlet-Neumann bracketing type. For a special class of banded Toeplitz matrices including integer powers of the discrete Laplacian we find such boundary conditions. Moreover, for this class we give a lower bound on the spectral gap above the lowest eigenvalue.
Using simple commutator relations, we obtain several trace identities involving eigenvalues and eigenfunctions of an abstract self-adjoint operator acting in a Hilbert space. Applications involve abstract universal estimates for the eigenvalue gaps. As particular examples, we present simple proofs of the classical universal estimates for eigenvalues of the Dirichlet Laplacian (Payne-Polya-Weinberger, Hile-Protter, etc.), as well as of some known and new results for other differential operators and systems. We also suggest an extension of the methods to the case of non-self-adjoint operators.
We consider Dirac, Pauli and Schrödinger quantum magnetic Hamiltonians of full rank in ${\rm L}^2 \big(\mathbb{R}^{2d} \big)$, $d \ge 1$, perturbed by non-self-adjoint (matrix-valued) potentials. On the one hand, we show the existence of non-self-adjoint perturbations, generating near each point of the essential spectrum of the operators, infinitely many (complex) eigenvalues. In particular, we establish point spectrum analogous of Bögli results [Bög17] obtained for non-magnetic Laplacians, and hence showing that classical Lieb-Thirring inequalities cannot hold for our magnetic models. On the …
On finite metric graphs the set of all realizations of the Laplace operator in the edgewise defined $L^2$-spaces are studied. These are defined by coupling boundary conditions at the vertices most of which define non-self-adjoint operators. In [Hussein, Krejčiř\'ık, Siegl, Trans. Amer. Math. Soc., 367(4):2921--2957, 2015] a notion of regularity of boundary conditions by means of the Cayley transform of the parametrizing matrices has been proposed. The main point presented here is that not only the existence of this Cayley transform is essential for basic spectral properties, but also its poles…
Motivated by potential theory on discrete spaces, we study a family of unbounded Hermitian operators in Hilbert space which generalize the usual graph-theoretic discrete Laplacian. These operators are discrete analogues of the classical conformal Laplacians and Hamiltonians from statistical mechanics. For an infinite discrete set $X$, we consider operators acting on Hilbert spaces of functions on $X$, and their representations as infinite matrices; the focus is on $\ell^2(X)$, and the energy space $\mathcal{H}_{\mathcal E}$. In particular, we prove that these operators are always essentially s…
In this paper the spectral and scattering properties of a family of self-adjoint Dirac operators in $L^2(Ω; \mathbb{C}^4)$, where $Ω\subset \mathbb{R}^3$ is either a bounded or an unbounded domain with a compact $C^2$-smooth boundary, are studied in a systematic way. These operators can be viewed as the natural relativistic counterpart of Laplacians with Robin boundary conditions. Among the Dirac operators treated here is also the so-called MIT bag operator, which has been used by physicists and more recently was discussed in the mathematical literature. Our approach is based on abstract bound…
We provide a limiting absorption principle for the self-adjoint realizations of Laplace operators corresponding to boundary conditions on (relatively open parts $Σ$ of) compact hypersurfaces $Γ=\partialΩ$, $Ω\subset{\mathbb{R}}^{n}$. For any of such self-adjoint operators we also provide the generalized eigenfunctions and the scattering matrix; both these objects are written in terms of operator-valued Weyl functions. We make use of a Krein-type formula which provides the resolvent difference between the operator corresponding to self-adjoint boundary conditions on the hypersurface and the fre…
