In the practical radar with multiple antennas, the antenna imperfections degrade the system performance. In this paper, the problem of estimating the direction of arrival (DOA) in multiple-input and multiple-output (MIMO) radar system with unknown mutual coupling effect between antennas is investigated. To exploit the target sparsity in the spatial domain, the compressed sensing (CS)-based methods have been proposed by discretizing the detection area and formulating the dictionary matrix, so an \emph{off-grid} gap is caused by the discretization processes. In this paper, different from the present DOA estimation methods, both the off-grid gap due to the sparse sampling and the unknown mutual coupling effect between antennas are considered at the same time, and a novel sparse system model for DOA estimation is formulated. Then, a novel sparse Bayesian learning (SBL)-based method named sparse Bayesian learning with the mutual coupling (SBLMC) is proposed, where an expectation-maximum (EM)-based method is established to estimate all the unknown parameters including the noise variance, the mutual coupling vectors, the off-grid vector and the variance vector of scattering coefficients. Additionally, the prior distributions for all the unknown parameters are theoretically derived. With regard to the DOA estimation performance, the proposed SBLMC method can outperform state-of-the-art methods in the MIMO radar with unknown mutual coupling effect, while keeping the acceptable computational complexity.
Multiple-input multiple-output (MIMO) systems play an essential role in direction-of-arrival (DOA) estimation. A large number of antennas used in a MIMO system imposes a huge complexity burden on the popular DOA estimation algorithms, such as MUSIC and ESPRIT due to the implementation of eigenvalue decomposition. This renders those algorithms impractical in applications requiring quick DOA estimation. Consequently, we theoretically derive several useful noise subspace vectors when the number of signal sources is less than the number of elements in both the transmitter and receiver sides. Those…
This paper focuses on the gridless direction-of-arrival (DoA) estimation for data acquired by non-uniform linear arrays (NLAs) in automotive applications. Atomic norm minimization (ANM) is a promising gridless sparse recovery algorithm under the Toeplitz model and solved by convex relaxation, thus it is only applicable to uniform linear arrays (ULAs) with array manifolds having a Vandermonde structure. In automotive applications, it is essential to apply the gridless DoA estimation to NLAs with arbitrary geometry with efficiency. In this paper, a fast ANM-based gridless DoA estimation algorith…
Direction-of-arrival (DOA) information is vital for multiple-input-multiple-output (MIMO) systems to complete localization and beamforming tasks. Switched antenna arrays have recently emerged as an effective solution to reduce the cost and power consumption of MIMO systems. Switch-based array architectures connect a limited number of radio frequency chains to a subset of the antenna elements forming a subarray. This paper addresses the problem of antenna selection to optimize DOA estimation performance. We first perform a subarray layout alignment process to remove subarrays with identical bea…
In this paper, an algorithm of multiple signal classification (MUSIC) is proposed for two-dimensional (2-D) direction of- arrival (DOA) and polarization estimation of non-circular signal in three-dimensional (3-D) millimeter wave polarized largescale/ massive multiple-input-multiple-output (MIMO) systems. The traditional MUSIC-based algorithms can estimate either the DOA and polarization for circular signal or the DOA for non-circular signal by using spectrum search. By contrast, in the proposed algorithm only the DOA estimation needs spectrum search, and the polarization estimation has a clos…
In this paper, the underdetermined 2D-DOD and 2D-DOA estimation for bistatic coprime EMVS-MIMO radar is considered. Firstly, a 5-D tensor model was constructed by using the multi-dimensional space-time characteristics of the received data. Then, an 8-D tensor has been obtained by using the auto-correlation calculation. To obtain the difference coarrays of transmit and receive EMVS, the de-coupling process between the spatial response of EMVS and the steering vector is inevitable. Thus, a new 6-D tensor can be constructed via the tensor permutation and the generalized tensorization of the canon…
DOA estimation for massive multiple-input multiple-output (MIMO) system can provide ultra-high-resolution angle estimation. However, due to the high computational complexity and cost of all digital MIMO systems, a hybrid analog digital (HAD) structure MIMO was proposed. In this paper, a fast ambiguous phase elimination method is proposed to solve the problem of direction-finding ambiguity caused by the HAD MIMO. Only two-data-blocks are used to realize DOA estimation. Simulation results show that the proposed method can greatly reduce the estimation delay with a slight performance loss.
Massive multiple input multiple output(MIMO)-based fully-digital receive antenna arrays bring huge amount of complexity to both traditional direction of arrival(DOA) estimation algorithms and neural network training, which is difficult to satisfy high-precision and low-latency applications in future wireless communications. To address this challenge, two estimators called OPSC and OSAP-CBAM-CNN are proposed in this paper. The computational complexity of the traditional DOA algorithm is first considered to be reduced by dividing the total set of antennas into multiple overlapped subarrays unifo…
To improve the accuracy of direction-of-arrival (DOA) estimation, a deep learning (DL)-based method called CDAE-DNN is proposed for hybrid analog and digital (HAD) massive MIMO receive array with overlapped subarray (OSA) architecture in this paper. In the proposed method, the sample covariance matrix (SCM) is first input to a convolution denoise autoencoder (CDAE) to remove the approximation error, then the output of CDAE is imported to a fully-connected (FC) network to get the estimation result. Based on the simulation results, the proposed CDAE-DNN has great performance advantages over trad…
The near-field effect of short-range multiple-input multiple-output (MIMO) systems imposes many challenges on direction-of-arrival (DoA) estimation. Most conventional scenarios assume that the far-field planar wavefronts hold. In this paper, we investigate the DoA estimation problem in short-range MIMO communications, where the effect of near-field spherical wave is non-negligible. By converting it into a regression task, a novel DoA estimation framework based on complex-valued deep learning (CVDL) is proposed for the near-field region in short-range MIMO communication systems. Under the assum…
For a sub-connected hybrid multiple-input multiple-output (MIMO) receiver with $K$ subarrays and $N$ antennas, there exists a challenging problem of how to rapidly remove phase ambiguity in only single time-slot. First, a DOA estimator of maximizing received power (Max-RP) is proposed to find the maximum value of $K$-subarray output powers, where each subarray is in charge of one sector, and the center angle of the sector corresponding to the maximum output is the estimated true DOA. To make an enhancement on precision, Max-RP plus quadratic interpolation (Max-RP-QI) method is designed. In the…
Distributed MIMO radar is known to achieve superior sensing performance by employing widely separated antennas. However, it is challenging to implement a low-complexity distributed MIMO radar due to the complex operations at both the receivers and the fusion center. This work proposed a low-bit quantized distributed MIMO (LiQuiD-MIMO) radar to significantly reduce the burden of signal acquisition and data transmission. In the LiQuiD-MIMO radar, the widely-separated receivers are restricted to operating with low-resolution ADCs and deliver the low-bit quantized data to the fusion center. At the…
We address the problem of tensor decomposition in application to direction-of-arrival (DOA) estimation for transmit beamspace (TB) multiple-input multiple-output (MIMO) radar. A general 4-order tensor model that enables computationally efficient DOA estimation is designed. Whereas other tensor decomposition-based methods treat all factor matrices as arbitrary, the essence of the proposed DOA estimation method is to fully exploit the Vandermonde structure of the factor matrices to take advantage of the shift-invariance between and within different subarrays. Specifically, the received signal of…
Recently, several array radar structures combined with sub-Nyquist techniques and corresponding algorithms have been extensively studied. Carrier frequency and direction-of-arrival (DOA) estimations of multiple narrow-band signals received by array radars at the sub-Nyquist rates are considered in this paper. We propose a new sub-Nyquist array radar architecture (a binary array radar separately connected to a multi-coset structure with M branches) and an efficient joint estimation algorithm which can match frequencies up with corresponding DOAs. We further come up with a delay pattern augmenti…
In order to improve the accuracy and resolution for transmit beamspace multiple-input multiple-output (MIMO) radar, a search-free direction-of-arrival (DOA) estimation method based on tensor decomposition and polynomial rooting is proposed. In the proposed method, a 3-order tensor is firstly designed to model the received signal of MIMO radar on the basis of the multi-linear property. Then, the factor matrix with target DOA information is obtained by the tensor decomposition via alternating least squares (ALS) algorithm, and subsequently the DOA estimation is converted into the independent min…
Eigen-decomposition-based direction finding methods of using large-scale/ultra-large-scale fully-digital receive antenna arrays lead to a high or ultra-high complexity. To address the complexity dilemma, in this paper, three low-complexity estimators are proposed: partitioned subarray auto-correlation combining (PSAC), partitioned subarray cross-correlation combining (PSCC) and power iteration max correlation successive convex approximation (PI-Max-CSCA). Compared with the conventional no-partitioned direction finding method like root multiple signal classification (Root-MUSIC), in the PSAC me…
Multiple signal classification (MUSIC) has been widely applied in multiple-input multiple-output (MIMO) receivers for direction-of-arrival (DOA) estimation. To reduce the cost of radio frequency (RF) chains operating at millimeter-wave bands, hybrid analog-digital structure has been adopted in massive MIMO transceivers. In this situation, the received signals at the antennas are unavailable to the digital receiver, and as a consequence, the spatial covariance matrix (SCM), which is essential in MUSIC algorithm, cannot be obtained using traditional sample average approach. Based on our previous…
Future wireless communication systems are expected to explore spectral bands typically used by radar systems, in order to overcome spectrum congestion of traditional communication bands. Since in many applications radar and communication share the same platform, spectrum sharing can be facilitated by joint design as dual function radar-communications system. In this paper, we propose a joint transmit beamforming model for a dual-function multiple-input-multiple-output (MIMO) radar and multiuser MIMO communication transmitter sharing the spectrum and an antenna array. The proposed dual-function…
Millimeter-wave radars are being increasingly integrated into commercial vehicles to support advanced driver-assistance system features. A key shortcoming for present-day vehicular radar imaging is poor azimuth resolution (for side-looking operation) due to the form factor limits on antenna size and placement. In this paper, we propose a solution via a new multiple-input and multiple-output synthetic aperture radar (MIMO-SAR) imaging technique, that applies coherent SAR principles to vehicular MIMO radar to improve the side-view (angular) resolution. The proposed 2-stage hierarchical MIMO-SAR …
Institute of Digital Communication Systems, Ruhr University Bochum（鲁尔大学波鸿数字通信系统研究所）；Department of Electrical and Computer Engineering, Purdue University（普渡大学电气与计算机工程系）
We present a MUSIC-based Direction of Arrival (DOA) estimation strategy using small antenna arrays, via employing deep learning for reconstructing the signals of a virtual large antenna array. Not only does the proposed strategy deliver significantly better performance than simply plugging the incoming signals into MUSIC, but surprisingly, the performance is also better than directly using an actual large antenna array with MUSIC for high angle ranges and low test SNR values. We further analyze the best choice for the training SNR as a function of the test SNR, and observe dramatic changes in …
High hardware cost and high power consumption of massive multiple-input and multiple output (MIMO) are two challenges for the future wireless communications including beyond fifth generation (B5G) and sixth generation (6G). Adopting the low-resolution analog-to-digital converter (ADC) is viewed as a promising solution. Additionally, the direction of arrival (DOA) estimation is an indispensable technology for beam alignment and tracking in massive MIMO systems. Thus, in this paper, the performance of DOA estimation with mixed-ADC structure is firstly investigated. The Cramer-Rao lower bound (CR…
Dual-function radar-communication (DFRC) based on frequency hopping (FH) MIMO radar (FH-MIMO DFRC) achieves symbol rate much higher than radar pulse repetition frequency. Such DFRC, however, is prone to eavesdropping due to the spatially uniform illumination of FH-MIMO radar. How to enhance the physical layer security of FH-MIMO DFRC is vital yet unsolved. In this paper, we reveal the potential of using permutations of hopping frequencies to achieve secure and high-speed FH-MIMO DFRC. Detecting permutations at a communication user is challenging due to the dependence on spatial angle. We propo…
The impact of spatial correlation on mutual information (MI) is analyzed for MIMO radar. Unlike the work done in literature for statistical MIMO radar, we consider the spatial correlation of the target matrix elements to study the correlated MIMO radar performance. There is a trade-off between coherent processing gain in correlated MIMO radar and spatial diversity gain of target scatterers in uncorrelated MIMO radar. We address how the MI between the received signal and target channel matrix is affected by spatial correlation. Using majorization theory and the notion of Schur-convexity, we pro…
Multiple-input multiple-output (MIMO) radar has several advantages with respect to the traditional radar array systems in terms of performance and flexibility. However, in order to achieve high angular resolution, a MIMO radar requires a large number of transmit and receive antennas, which increases hardware design and computational complexities. Although spatial compressive sensing (CS) has been recently considered for a pulsed-waveform MIMO radar with sparse random arrays, such methods for the frequency-modulated continuous wave (FMCW) radar remain largely unexplored. In this context, we pro…
Recently, huge attention is attracted to the concept of integrating communication and radar missions within the same platform. Joint radar-communications (JRC) system gives an important opportunity to reduce spectrum usage and product cost while doing concurrent operation, as target sensing via radar processing and establishing communication links. A JRC-capable coherent MIMO radar system have been proposed recently in the literature. Several methods are introduced to reach dual goal as a notable null level towards the direction of interest of the radar and MIMO radar waveform orthogonality. D…
The spherically invariant random process (SIRP) clutter model is commonly used in scenarios where the radar clutter cannot be correctly modeled as a Gaussian process. In this short communication, we devise a novel Maximum-Likelihood (ML)-based iterative estimator for direction-of-departure and direction-of-arrival estimation in the Multiple-input multiple-output (MIMO) radar context in the presence of SIRP clutter. The proposed estimator employs a stepwise numerical concentration approach w.r.t. the objective function related to the marginal likelihood of the observation data. Our estimator le…
This paper proposes compressed domain signal processing (CSP) multiple input multiple output (MIMO) radar, a MIMO radar approach that achieves substantial sample complexity reduction by exploiting the idea of CSP. CSP MIMO radar involves two levels of data compression followed by target detection at the compressed domain. First, compressive sensing is applied at the receive antennas, followed by a Capon beamformer which is designed to suppress clutter. Exploiting the sparse nature of the beamformer output, a second compression is applied to the filtered data. Target detection is subsequently c…
Joint radar and communications (JRC) can realize two radio frequency (RF) functions using one set of resources, greatly saving hardware, energy and spectrum for wireless systems needing both functions. Frequency-hopping (FH) MIMO radar is a popular candidate for JRC, as the achieved communication symbol rate can greatly exceed radar pulse repetition frequency. However, practical transceiver imperfections can fail many existing theoretical designs. In this work, we unveil for the first time the non-trivial impact of hardware imperfections on FH-MIMO JRC and analytically model the impact. We als…
In this paper, we present a new scenario of direction of arrival (DOA) estimation using massive multiple-input multiple-output (MIMO) receive array with low-resolution analog-to-digital convertors (ADCs), which can strike a good balance between performance and circuit cost. Based on the linear additive quantization noise model (AQNM), the effect of low-resolution ADCs on the methods, such as Root-MUSIC method, is analyzed. Also, the closed-form expression of Cramer-Rao lower bound (CRLB) is derived to evaluate the performance loss caused by the low-resolution ADCs. The simulation results show …
Designing unimodular waveforms with a desired beampattern, spectral occupancy and orthogonality level is of vital importance in the next generation Multiple-Input Multiple-Output (MIMO) radar systems. Motivated by this fact, in this paper, we propose a framework for shaping the beampattern in MIMO radar systems under the constraints simultaneously ensuring unimodularity, desired spectral occupancy and orthogonality of the designed waveform. In this manner, the proposed framework is the most comprehensive approach for MIMO radar waveform design focusing on beampattern shaping. The problem formu…
Recent years have witnessed growing interest in reduced cost radar systems operating with low power. Multiple-input multiple-output (MIMO) radar technology is known to achieve high performance sensing by probing with multiple orthogonal waveforms. However, implementing a low cost low power MIMO radar is challenging. One of the reasons for this difficulty stems from the increased cost and power consumption required by analog-to-digital convertors (ADCs) in acquiring the multiple waveforms at the radar receiver. In this work we study reduced cost MIMO radar receivers restricted to operate with l…
Frequency-hopping (FH) MIMO radar-based dual-function radar communication (FH-MIMO DFRC) enables communication symbol rate to exceed radar pulse repetition frequency, which requires accurate estimations of timing offset and channel parameters. The estimations, however, are challenging due to unknown, fast-changing hopping frequencies and the multiplicative coupling between timing offset and channel parameters. In this paper, we develop accurate methods for a single-antenna communication receiver to estimate timing offset and channel for FH-MIMO DFRC. First, we design a novel FH-MIMO radar wave…
We consider the channel estimation problem in point-to-point reconfigurable intelligent surface (RIS)-aided millimeter-wave (mmWave) MIMO systems. By exploiting the low-rank nature of mmWave channels in the angular domains, we propose a non-iterative Two-stage RIS-aided Channel Estimation (TRICE) framework, where every stage is formulated as a multidimensional direction-of-arrival (DOA) estimation problem. As a result, our TRICE framework is very general in the sense that any efficient multidimensional DOA estimation solution can be readily used in every stage to estimate the associated channe…
Cognitive multiple-input multiple-output (MIMO) radar is capable of adjusting system parameters adaptively by sensing and learning in complex dynamic environment. Beamforming performance of MIMO radar is guided by both beamforming weight coefficients and the transceiver configuration. We propose a cognitive-driven MIMO array design where both the beamforming weights and the transceiver configuration are adaptively and concurrently optimized under different environmental conditions. The perception-action cycle involves data collection of full virtual array, covariance reconstruction and joint d…
We develop a direction of arrival (DoA) and channel estimation algorithm for the one-bit quantized millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) system. By formulating the estimation problem as a noisy one-bit compressed sensing problem, we propose a computationally efficient gridless solution based on the expectation-maximization generalized approximate message passing (EMGAMP) approach. The proposed algorithm does not need the prior knowledge about the number of DoAs and outperforms the existing methods in distinguishing extremely close DoAs for the case of one-bit q…
Millimeter-wave (mmWave) radars are being increasingly integrated in commercial vehicles to support new Adaptive Driver Assisted Systems (ADAS) features that require accurate location and Doppler velocity estimates of objects, independent of environmental conditions. To explore radar-based ADAS applications, we have updated our test-bed with Texas Instrument's 4-chip cascaded FMCW radar (TIDEP-01012) that forms a non-uniform 2D MIMO virtual array. In this paper, we develop the necessary received signal models for applying different direction of arrival (DoA) estimation algorithms and experimen…
Controlling the radar beam-pattern by optimizing the transmit covariance matrix is a well-established approach for performance enhancement in multiple-input-multiple-output (MIMO) radars. In this paper, we investigate the joint optimization of the waveform covariance matrix and the antenna position vector for a MIMO radar system to approximate a given transmit beam-pattern, as well as to minimize the cross-correlation between the probing signals at a number of given target locations. We formulate this design task as a non-convex optimization problem and then propose a cyclic optimization appro…
This paper addresses robust waveform design for multiple-input-multiple-output (MIMO) radar detection. A probabilistic model is proposed to describe the target uncertainty. Considering that waveform design based on maximizing the probability of detection is intractable, the relative entropy between the distributions of the observations under two hypotheses (viz., the target is present/absent) is employed as the design metric. To tackle the resulting non-convex optimization problem, an efficient algorithm based on minorization-maximization (MM) is derived. Numerical results demonstrate that the…
