Convolutional Neural Networks (CNNs) are state-of-the-art models for document image classification tasks. However, many of these approaches rely on parameters and architectures designed for classifying natural images, which differ from document images. We question whether this is appropriate and conduct a large empirical study to find what aspects of CNNs most affect performance on document images. Among other results, we exceed the state-of-the-art on the RVL-CDIP dataset by using shear transform data augmentation and an architecture designed for a larger input image. Additionally, we analyze the learned features and find evidence that CNNs trained on RVL-CDIP learn region-specific layout features.
Valeo India Pvt. Ltd.（法雷奥印度私人有限公司）；University of Bonn（波恩大学）；Indian Statistical Institute（印度统计研究所）
In this work, a region-based Deep Convolutional Neural Network framework is proposed for document structure learning. The contribution of this work involves efficient training of region based classifiers and effective ensembling for document image classification. A primary level of `inter-domain' transfer learning is used by exporting weights from a pre-trained VGG16 architecture on the ImageNet dataset to train a document classifier on whole document images. Exploiting the nature of region based influence modelling, a secondary level of `intra-domain' transfer learning is used for rapid train…
Document image classification remains a popular research area because it can be commercialized in many enterprise applications across different industries. Recent advancements in large pre-trained computer vision and language models and graph neural networks has lent document image classification many tools. However using large pre-trained models usually requires substantial computing resources which could defeat the cost-saving advantages of automatic document image classification. In the paper we propose an efficient document image classification framework that uses graph convolution neural …
This paper presents a new state-of-the-art for document image classification and retrieval, using features learned by deep convolutional neural networks (CNNs). In object and scene analysis, deep neural nets are capable of learning a hierarchical chain of abstraction from pixel inputs to concise and descriptive representations. The current work explores this capacity in the realm of document analysis, and confirms that this representation strategy is superior to a variety of popular hand-crafted alternatives. Experiments also show that (i) features extracted from CNNs are robust to compression…
Classification of document images is a critical step for archival of old manuscripts, online subscription and administrative procedures. Computer vision and deep learning have been suggested as a first solution to classify documents based on their visual appearance. However, achieving the fine-grained classification that is required in real-world setting cannot be achieved by visual analysis alone. Often, the relevant information is in the actual text content of the document. We design a multimodal neural network that is able to learn from word embeddings, computed on text extracted by OCR, an…
Successful fine-grained image classification methods learn subtle details between visually similar (sub-)classes, but the problem becomes significantly more challenging if the details are missing due to low resolution. Encouraged by the recent success of Convolutional Neural Network (CNN) architectures in image classification, we propose a novel resolution-aware deep model which combines convolutional image super-resolution and convolutional fine-grained classification into a single model in an end-to-end manner. Extensive experiments on the Stanford Cars and Caltech-UCSD Birds 200-2011 benchm…
University of Kaiserslautern（凯撒斯劳滕大学）；Insiders Technologies GmbH（Insiders Technologies股份有限公司）；University of Fribourg（弗里堡大学）
This paper presents an approach for real-time training and testing for document image classification. In production environments, it is crucial to perform accurate and (time-)efficient training. Existing deep learning approaches for classifying documents do not meet these requirements, as they require much time for training and fine-tuning the deep architectures. Motivated from Computer Vision, we propose a two-stage approach. The first stage trains a deep network that works as feature extractor and in the second stage, Extreme Learning Machines (ELMs) are used for classification. The proposed…
The main focus of this paper is document image classification and retrieval, where we analyze and compare different parameters for the RunLeght Histogram (RL) and Fisher Vector (FV) based image representations. We do an exhaustive experimental study using different document image datasets, including the MARG benchmarks, two datasets built on customer data and the images from the Patent Image Classification task of the Clef-IP 2011. The aim of the study is to give guidelines on how to best choose the parameters such that the same features perform well on different tasks. As an example of such n…
MindGarage, University of Kaiserslautern（凯泽斯劳滕大学MindGarage）；DFKI, Kaiserslautern（凯泽斯劳滕德国人工智能研究中心）；Insiders Technologies GmbH, Kaiserslautern（凯泽斯劳滕Insiders技术有限公司）；University of Fribourg（弗里堡大学）
We present an exhaustive investigation of recent Deep Learning architectures, algorithms, and strategies for the task of document image classification to finally reduce the error by more than half. Existing approaches, such as the DeepDocClassifier, apply standard Convolutional Network architectures with transfer learning from the object recognition domain. The contribution of the paper is threefold: First, it investigates recently introduced very deep neural network architectures (GoogLeNet, VGG, ResNet) using transfer learning (from real images). Second, it proposes transfer learning from a …
Convolutional Neural Networks demonstrate high performance on ImageNet Large-Scale Visual Recognition Challenges contest. Nevertheless, the published results only show the overall performance for all image classes. There is no further analysis why certain images get worse results and how they could be improved. In this paper, we provide deep performance analysis based on different types of images and point out the weaknesses of convolutional neural networks through experiment. We design a novel multiple paths convolutional neural network, which feeds different versions of images into separated…
We investigate multiple techniques to improve upon the current state of the art deep convolutional neural network based image classification pipeline. The techiques include adding more image transformations to training data, adding more transformations to generate additional predictions at test time and using complementary models applied to higher resolution images. This paper summarizes our entry in the Imagenet Large Scale Visual Recognition Challenge 2013. Our system achieved a top 5 classification error rate of 13.55% using no external data which is over a 20% relative improvement on the p…
In this paper, we propose a convolutional neural network with mapping layers (MCNN) for hyperspectral image (HSI) classification. The proposed mapping layers map the input patch into a low dimensional subspace by multilinear algebra. We use our mapping layers to reduce the spectral and spatial redundancy and maintain most energy of the input. The feature extracted by our mapping layers can also reduce the number of following convolutional layers for feature extraction. Our MCNN architecture avoids the declining accuracy with increasing layers phenomenon of deep learning models for HSI classifi…
In this paper, we investigate the use of Convolutional Neural Networks for counting the number of records in historical handwritten documents. With this work we demonstrate that training the networks only with synthetic images allows us to perform a near perfect evaluation of the number of records printed on historical documents. The experiments have been performed on a benchmark dataset composed by marriage records and outperform previous results on this dataset.
National University of Computer & Emerging Sciences (NUCES-FAST)（国立计算机与新兴科学大学）
Removing perspective distortion from hand held camera captured document images is one of the primitive tasks in document analysis, but unfortunately, no such method exists that can reliably remove the perspective distortion from document images automatically. In this paper, we propose a convolutional neural network based method for recovering homography from hand-held camera captured documents. Our proposed method works independent of document's underlying content and is trained end-to-end in a fully automatic way. Specifically, this paper makes following three contributions: Firstly, we intro…
University of Chinese Academy of Sciences（中国科学院大学）；Institute of Automation of Chinese Academy of Sciences（中国科学院自动化研究所）；CAS Center for Excellence of Brain Science and Intelligence Technology（中国科学院脑科学与智能技术卓越创新中心）
As camera-based documents are increasingly used, the rectification of distorted document images becomes a need to improve the recognition performance. In this paper, we propose a novel framework for both rectifying distorted document image and removing background finely, by estimating pixel-wise displacements using a fully convolutional network (FCN). The document image is rectified by transformation according to the displacements of pixels. The FCN is trained by regressing displacements of synthesized distorted documents, and to control the smoothness of displacements, we propose a Local Smoo…
In recent years, deep convolutional neural networks have achieved state of the art performance in various computer vision task such as classification, detection or segmentation. Due to their outstanding performance, CNNs are more and more used in the field of document image analysis as well. In this work, we present a CNN architecture that is trained with the recently proposed PHOC representation. We show empirically that our CNN architecture is able to outperform state of the art results for various word spotting benchmarks while exhibiting short training and test times.
Deep Convolutional Neural Networks (DCNNs) have recently been applied successfully to a variety of vision and multimedia tasks, thus driving development of novel solutions in several application domains. Document analysis is a particularly promising area for DCNNs: indeed, the number of available digital documents has reached unprecedented levels, and humans are no longer able to discover and retrieve all the information contained in these documents without the help of automation. Under this scenario, DCNNs offers a viable solution to automate the information extraction process from digital do…
Detecting and extracting information from Machine-Readable Zone (MRZ) on passports and visas is becoming increasingly important for verifying document authenticity. However, computer vision methods for performing similar tasks, such as optical character recognition (OCR), fail to extract the MRZ given digital images of passports with reasonable accuracy. We present a specially designed model based on convolutional neural networks that is able to successfully extract MRZ information from digital images of passports of arbitrary orientation and size. Our model achieved 100% MRZ detection rate an…
Binarization of degraded historical manuscript images is an important pre-processing step for many document processing tasks. We formulate binarization as a pixel classification learning task and apply a novel Fully Convolutional Network (FCN) architecture that operates at multiple image scales, including full resolution. The FCN is trained to optimize a continuous version of the Pseudo F-measure metric and an ensemble of FCNs outperform the competition winners on 4 of 7 DIBCO competitions. This same binarization technique can also be applied to different domains such as Palm Leaf Manuscripts …
University of Chile（智利大学）；Orand S.A.（奥兰德股份公司）；Normandie Univ（诺曼底大学）；UNIROUEN（鲁昂大学）；UNIHAVRE（勒阿弗尔大学）；INSA Rouen（鲁昂国立应用科学学院）
Pattern spotting consists of searching in a collection of historical document images for occurrences of a graphical object using an image query. Contrary to object detection, no prior information nor predefined class is given about the query so training a model of the object is not feasible. In this paper, a convolutional neural network approach is proposed to tackle this problem. We use RetinaNet as a feature extractor to obtain multiscale embeddings of the regions of the documents and also for the queries. Experiments conducted on the DocExplore dataset show that our proposal is better at lo…
We propose a high-performance fully convolutional neural network (FCN) for historical document segmentation that is designed to process a single page in one step. The advantage of this model beside its speed is its ability to directly learn from raw pixels instead of using preprocessing steps e. g. feature computation or superpixel generation. We show that this network yields better results than existing methods on different public data sets. For evaluation of this model we introduce a novel metric that is independent of ambiguous ground truth called Foreground Pixel Accuracy (FgPA). This pixe…
Xuzhou Medical University（徐州医科大学）；Ping An Property & Casualty Insurance Company（平安产险公司）
Computer vision with state-of-the-art deep learning models has achieved huge success in the field of Optical Character Recognition (OCR) including text detection and recognition tasks recently. However, Key Information Extraction (KIE) from documents as the downstream task of OCR, having a large number of use scenarios in real-world, remains a challenge because documents not only have textual features extracting from OCR systems but also have semantic visual features that are not fully exploited and play a critical role in KIE. Too little work has been devoted to efficiently make full use of b…
The University of Sydney（悉尼大学）；The University of Western Australia（西澳大学）
Recognizing the layout of unstructured digital documents is crucial when parsing the documents into the structured, machine-readable format for downstream applications. Recent studies in Document Layout Analysis usually rely on computer vision models to understand documents while ignoring other information, such as context information or relation of document components, which are vital to capture. Our Doc-GCN presents an effective way to harmonize and integrate heterogeneous aspects for Document Layout Analysis. We first construct graphs to explicitly describe four main aspects, including synt…
The Pennsylvania State University（宾夕法尼亚州立大学）；Adobe Research（Adobe研究院）；Adobe Document Cloud（Adobe文档云）
We present an end-to-end, multimodal, fully convolutional network for extracting semantic structures from document images. We consider document semantic structure extraction as a pixel-wise segmentation task, and propose a unified model that classifies pixels based not only on their visual appearance, as in the traditional page segmentation task, but also on the content of underlying text. Moreover, we propose an efficient synthetic document generation process that we use to generate pretraining data for our network. Once the network is trained on a large set of synthetic documents, we fine-tu…
Page classification is a crucial component to any document analysis system, allowing for complex branching control flows for different components of a given document. Utilizing both the visual and textual content of a page, the proposed method exceeds the current state-of-the-art performance on the RVL-CDIP benchmark at 93.03% test accuracy.
Thapar University（塔帕尔大学）；L3i, University of La-Rochelle（拉罗谢尔大学L3i实验室）
In this work, we adhere to explore a Multi-Tasking learning (MTL) based network to perform document attribute classification such as the font type, font size, font emphasis and scanning resolution classification of a document image. To accomplish these tasks, we operate on either segmented word level or on uniformed size patches randomly cropped out of the document. Furthermore, a hybrid convolution neural network (CNN) architecture "MTL+MI", which is based on the combination of MTL and Multi-Instance (MI) of patch and word is used to accomplish joint learning for the classification of the sam…
Extracting key information from documents, such as receipts or invoices, and preserving the interested texts to structured data is crucial in the document-intensive streamline processes of office automation in areas that includes but not limited to accounting, financial, and taxation areas. To avoid designing expert rules for each specific type of document, some published works attempt to tackle the problem by learning a model to explore the semantic context in text sequences based on the Named Entity Recognition (NER) method in the NLP field. In this paper, we propose to harness the effective…
We present a deep learning approach to the ISIC 2017 Skin Lesion Classification Challenge using a multi-scale convolutional neural network. Our approach utilizes an Inception-v3 network pre-trained on the ImageNet dataset, which is fine-tuned for skin lesion classification using two different scales of input images.
Hasso Plattner Institute（哈索·普拉特纳研究所）；University of Potsdam（波茨坦大学）
Digitized archives contain and preserve the knowledge of generations of scholars in millions of documents. The size of these archives calls for automatic analysis since a manual analysis by specialists is often too expensive. In this paper, we focus on the analysis of handwriting in scanned documents from the art-historic archive of the WPI. Since the archive consists of documents written in several languages and lacks annotated training data for the creation of recognition models, we propose the task of handwriting classification as a new step for a handwriting OCR pipeline. We propose a hand…
This paper presents a Convolutional Neural Network (CNN) based page segmentation method for handwritten historical document images. We consider page segmentation as a pixel labeling problem, i.e., each pixel is classified as one of the predefined classes. Traditional methods in this area rely on carefully hand-crafted features or large amounts of prior knowledge. In contrast, we propose to learn features from raw image pixels using a CNN. While many researchers focus on developing deep CNN architectures to solve different problems, we train a simple CNN with only one convolution layer. We show…
This paper presents a method for text line segmentation of challenging historical manuscript images. These manuscript images contain narrow interline spaces with touching components, interpenetrating vowel signs and inconsistent font types and sizes. In addition, they contain curved, multi-skewed and multi-directed side note lines within a complex page layout. Therefore, bounding polygon labeling would be very difficult and time consuming. Instead we rely on line masks that connect the components on the same text line. Then these line masks are predicted using a Fully Convolutional Network (FC…
This paper describes a system prepared at Brno University of Technology for ICDAR 2021 Competition on Historical Document Classification, experiments leading to its design, and the main findings. The solved tasks include script and font classification, document origin localization, and dating. We combined patch-level and line-level approaches, where the line-level system utilizes an existing, publicly available page layout analysis engine. In both systems, neural networks provide local predictions which are combined into page-level decisions, and the results of both systems are fused using lin…
Karnatak Arts, Science and Commerce College（卡纳塔克艺术、科学与商业学院）；INRIA Nancy-Grand Est（法国国家信息与自动化研究所南锡-大东部分部）；LORIA（洛林计算机科学及其应用研究所）
In this paper, we use statistical texture features for handwritten and printed text classification. We primarily aim for word level classification in south Indian scripts. Words are first extracted from the scanned document. For each extracted word, statistical texture features are computed such as mean, standard deviation, smoothness, moment, uniformity, entropy and local range including local entropy. These feature vectors are then used to classify words via k-NN classifier. We have validated the approach over several different datasets. Scripts like Kannada, Telugu, Malayalam and Hindi i.e.…
Signatures present on corporate documents are often used in investigations of relationships between persons of interest, and prior research into the task of offline signature verification has evaluated a wide range of methods on standard signature datasets. However, such tasks often benefit from prior human supervision in the collection, adjustment and labelling of isolated signature images from which all real-world context has been removed. Signatures found in online document repositories such as the United Kingdom Companies House regularly contain high variation in location, size, quality an…
Austrian Institute of Technology（奥地利技术研究所）；Vienna University of Technology（维也纳工业大学）；MonStyle
We present an empirical study of applying deep Convolutional Neural Networks (CNN) to the task of fashion and apparel image classification to improve meta-data enrichment of e-commerce applications. Five different CNN architectures were analyzed using clean and pre-trained models. The models were evaluated in three different tasks person detection, product and gender classification, on two small and large scale datasets.
Escola Politécnica de Pernambuco, Universidade de Pernambuco（伯南布哥大学伯南布哥理工学院）；Centro de Informática, Universidade Federal de Pernambuco（伯南布哥联邦大学信息中心）；Montreal Institute for Learning Algorithms, University of Montreal（蒙特利尔大学蒙特利尔学习算法研究所）；Department of Chemical and Biological Engineering, Northwestern University（西北大学化学与生物工程系）
The Know Your Customer (KYC) and Anti Money Laundering (AML) are worldwide practices to online customer identification based on personal identification documents, similarity and liveness checking, and proof of address. To answer the basic regulation question: are you whom you say you are? The customer needs to upload valid identification documents (ID). This task imposes some computational challenges since these documents are diverse, may present different and complex backgrounds, some occlusion, partial rotation, poor quality, or damage. Advanced text and document segmentation algorithms were…
Deutsches Medizinrechenzentrum GmbH & Co KG（德国医学计算中心有限两合公司）
Baseline detection is still a challenging task for heterogeneous collections of historical documents. We present a novel approach to baseline extraction in such settings, turning out the winning entry to the ICDAR 2017 Competition on Baseline detection (cBAD). It utilizes deep convolutional nets (CNNs) for both, the actual extraction of baselines, as well as for a simple form of layout analysis in a pre-processing step. To the best of our knowledge it is the first CNN-based system for baseline extraction applying a U-net architecture and sliding window detection, profiting from a high local ac…
University of Kaiserslautern（凯泽斯劳滕大学）；Insiders Technologies GmbH（Insiders科技有限公司）；University of Fribourg（弗里堡大学）
This paper introduces a very challenging dataset of historic German documents and evaluates Fully Convolutional Neural Network (FCNN) based methods to locate handwritten annotations of any kind in these documents. The handwritten annotations can appear in form of underlines and text by using various writing instruments, e.g., the use of pencils makes the data more challenging. We train and evaluate various end-to-end semantic segmentation approaches and report the results. The task is to classify the pixels of documents into two classes: background and handwritten annotation. The best model ac…
We present an approach for adapting convolutional neural networks for object recognition and classification to scientific literature layout detection (SLLD), a shared subtask of several information extraction problems. Scientific publications contain multiple types of information sought by researchers in various disciplines, organized into an abstract, bibliography, and sections documenting related work, experimental methods, and results; however, there is no effective way to extract this information due to their diverse layout. In this paper, we present a novel approach to developing an end-t…
In this paper, we propose to exploit the side-tuning framework for multimodal document classification. Side-tuning is a methodology for network adaptation recently introduced to solve some of the problems related to previous approaches. Thanks to this technique it is actually possible to overcome model rigidity and catastrophic forgetting of transfer learning by fine-tuning. The proposed solution uses off-the-shelf deep learning architectures leveraging the side-tuning framework to combine a base model with a tandem of two side networks. We show that side-tuning can be successfully employed al…
One major drawback of state of the art Neural Networks (NN)-based approaches for document classification purposes is the large number of training samples required to obtain an efficient classification. The minimum required number is around one thousand annotated documents for each class. In many cases it is very difficult, if not impossible, to gather this number of samples in real industrial processes. In this paper, we analyse the efficiency of NN-based document classification systems in a sub-optimal training case, based on the situation of a company document stream. We evaluated three diff…
PSGR Krishnammal College for Women（PSGR克里希南马尔女子学院）；GR Govindarajulu School Of Applied Computer Technology（GR Govindarajulu应用计算机技术学院）
Document segmentation is a method of rending the document into distinct regions. A document is an assortment of information and a standard mode of conveying information to others. Pursuance of data from documents involves ton of human effort, time intense and might severely prohibit the usage of data systems. So, automatic information pursuance from the document has become a big issue. It is been shown that document segmentation will facilitate to beat such problems. This paper proposes a new approach to segment and classify the document regions as text, image, drawings and table. Document ima…
Samsung R&D Institute India-Bangalore（三星印度班加罗尔研发院）
From small screenshots to large videos, documents take up a bulk of space in a modern smartphone. Documents in a phone can accumulate from various sources, and with the high storage capacity of mobiles, hundreds of documents are accumulated in a short period. However, searching or managing documents remains an onerous task, since most search methods depend on meta-information or only text in a document. In this paper, we showcase that a single modality is insufficient for classification and present a novel pipeline to classify documents on-device, thus preventing any private user data transfer…
McGill University（麦吉尔大学）；Universitat Politècnica de València（瓦伦西亚理工大学）；University of Alicante（阿利坎特大学）
Binarization plays a key role in the automatic information retrieval from document images. This process is usually performed in the first stages of documents analysis systems, and serves as a basis for subsequent steps. Hence it has to be robust in order to allow the full analysis workflow to be successful. Several methods for document image binarization have been proposed so far, most of which are based on hand-crafted image processing strategies. Recently, Convolutional Neural Networks have shown an amazing performance in many disparate duties related to computer vision. In this paper we dis…
We propose a new approach for paragraph recognition in document images by spatial graph convolutional networks (GCN) applied on OCR text boxes. Two steps, namely line splitting and line clustering, are performed to extract paragraphs from the lines in OCR results. Each step uses a beta-skeleton graph constructed from bounding boxes, where the graph edges provide efficient support for graph convolution operations. With only pure layout input features, the GCN model size is 3~4 orders of magnitude smaller compared to R-CNN based models, while achieving comparable or better accuracies on PubLayNe…
University of California, San Diego（加州大学圣地亚哥分校）；Google Research（谷歌研究院）
We formulate the task of detecting lines and paragraphs in a document into a unified two-level clustering problem. Given a set of text detection boxes that roughly correspond to words, a text line is a cluster of boxes and a paragraph is a cluster of lines. These clusters form a two-level tree that represents a major part of the layout of a document. We use a graph convolutional network to predict the relations between text detection boxes and then build both levels of clusters from these predictions. Experimentally, we demonstrate that the unified approach can be highly efficient while still …
Indian Institute of Technology Gandhinagar（甘地纳加尔印度理工学院）
Knowledge of source smartphone corresponding to a document image can be helpful in a variety of applications including copyright infringement, ownership attribution, leak identification and usage restriction. In this letter, we investigate a convolutional neural network-based approach to solve source smartphone identification problem for printed text documents which have been captured by smartphone cameras and shared over messaging platform. In absence of any publicly available dataset addressing this problem, we introduce a new image dataset consisting of 315 images of documents printed in th…
We study classifiers operating under severe classification time constraints, corresponding to 1-1000 CPU microseconds, using Convolutional Tables Ensemble (CTE), an inherently fast architecture for object category recognition. The architecture is based on convolutionally-applied sparse feature extraction, using trees or ferns, and a linear voting layer. Several structure and optimization variants are considered, including novel decision functions, tree learning algorithm, and distillation from CNN to CTE architecture. Accuracy improvements of 24-45% over related art of similar speed are demons…
In this paper, a Multi-Scale Fully Convolutional Network (MSFCN) with multi-scale convolutional kernel is proposed to exploit discriminative representations from two-dimensional (2D) satellite images.
We propose introspective convolutional networks (ICN) that emphasize the importance of having convolutional neural networks empowered with generative capabilities. We employ a reclassification-by-synthesis algorithm to perform training using a formulation stemmed from the Bayes theory. Our ICN tries to iteratively: (1) synthesize pseudo-negative samples; and (2) enhance itself by improving the classification. The single CNN classifier learned is at the same time generative --- being able to directly synthesize new samples within its own discriminative model. We conduct experiments on benchmark…
