We address the computational spectral theory of Jacobi operators that are compact perturbations of the free Jacobi operator via the asymptotic properties of a connection coefficient matrix. In particular, for finite-rank perturbation we show that the computation of the spectrum can be reduced to a polynomial root finding problem, from a polynomial that is derived explicitly from the entries of a connection coefficient matrix. A formula for the spectral measure of the operator is also derived explicitly from these entries. The analysis is extended to trace-class perturbations. We address issues of computability in the framework of the Solvability Complexity Index, proving that the spectrum of compact perturbations of the free Jacobi operator is computable in finite time with guaranteed error control in the Hausdorff metric on sets.
We study spectrum inclusion regions for complex Jacobi matrices which are compact perturbations of real periodic Jacobi matrices. The condition sufficient for the lack of discrete spectrum for such matrices is given
The paper contains two results on the equivalence classes of block Jacobi matrices: first, that the Jacobi matrix of type 2 in the Nevai class has A_n coefficients converging to 1, and second, that under an L1-type condition on the Jacobi coefficients, equivalent Jacobi matrices of type 1, 2 and 3 are pairwise asymptotic.
We study spectrum inclusion regions for complex Jacobi matrices which are compact perturbations of the discrete laplacian. The condition sufficient for the lack of discrete spectrum for such matrices is given.
We compute the asymptotics of eigenvalues of Jacobi matrices with the zero coefficients on the main diagonal and the off-diagonal coefficients which converge to zero.
We prove that on the spectrum the integrated density of states (IDS for short) of periodic Jacobi matrices is related to the discriminant. The method is to count the number of generalized zeros of Bloch wave solutions.
This is the second part of the paper arXiv:1309.0959v2 on the theory of SMP (Strong Moment Problem) matrices and their relation to the Killip-Simon problem on two disjoint intervals. In this part we define and study the Jacobi flow on SMP matrices.
We develop relative oscillation theory for Jacobi matrices which, rather than counting the number of eigenvalues of one single matrix, counts the difference between the number of eigenvalues of two different matrices. This is done by replacing nodes of solutions associated with one matrix by weighted nodes of Wronskians of solutions of two different matrices.
We look at periodic Jacobi matrices on trees. We provide upper and lower bounds on the gap of such operators analogous to the well known gap in the spectrum of the Laplacian on the upper half-plane with hyperbolic metric. We make some conjectures about antibound states and make an interesting observation for what [3] calls the rg-model.
We study stability of spectral types for semi-infinite self-adjoint tridiagonal matrices under random decaying perturbations. We show that absolutely continuous spectrum associated with bounded eigenfunctions is stable under Hilbert-Schmidt random perturbations. We also obtain some results for singular spectral types.
We study spectral properties of unbounded Jacobi matrices with periodically modulated or blended entries. Our approach is based on uniform asymptotic analysis of generalized eigenvectors. We determine when the studied operators are self-adjoint. We identify regions where the point spectrum has no accumulation points. This allows us to completely describe the essential spectrum of these operators.
Jacobi matrices probably are the most classical object in spectral theory, while CMV matrices are a comparably fresh one, although they are related to a very classical topic, namely to orhtogonal polynomials on the unit circle (in the same way as Jacobi matrices are related to orhogonal polynomials on the real axis). We will discuss the third member of this family. Our matrices are generated by the orthonormal systems of functions related to the so-called Strong Moment Problem. For this reason we call them SMP matrices. For instance, one can describe the spectral sets of periodic SMP matrices.…
A result of Borg--Hochstadt in the theory of periodic Jacobi matrices states that such a matrix has constant diagonals as long as all gaps in its spectrum are closed (have zero length). We suggest a quantitative version of this result by proving the two-sided bounds between oscillations of the matrix entries along the diagonals and the length of the maximal gap in the spectrum.
We study spectral properties of bounded and unbounded complex Jacobi matrices. In particular, we formulate conditions assuring that the spectrum of the studied operators is continuous on some subsets of the complex plane and we provide uniform asymptotics of their generalised eigenvectors. We illustrate our results by considering complex perturbations of real Jacobi matrices belonging to several classes: asymptotically periodic, periodically modulated and the blend of these two. Moreover, we provide conditions implying existence of a unique closed extension. The method of the proof is based on…
The discrete spectrum of complex Jacobi matrices that are compact perturbations of the discrete laplacian is under consideration. The rate of stabilization for the the matrix entries which provides finiteness of the discrete spectrum and is sharp in the sense of order is found. The Jacobi matrix with the discrete spectrum having a single limit point is constructed. The results can be viewed as the discrete analogs of the well known theorems by B.S. Pavlov about Schrödinger operators on the half line with a complex potential.
We introduce a class of Jacobi operators with discrete spectra which is characterized by a simple convergence condition. With any operator J from this class we associate a characteristic function as an analytic function on a suitable domain, and show that its zero set actually coincides with the set of eigenvalues of J in that domain. Further we derive sufficient conditions under which the spectrum of J is approximated by spectra of truncated finite-dimensional Jacobi matrices. As an application we construct several examples of Jacobi matrices for which the characteristic function can be expre…
We recall criteria on the spectrum of Jacobi matrices such that the corresponding isospectral torus consists of periodic operators. Motivated by those known results for Jacobi matrices, we define a new class of operators called GMP matrices. They form a certain Generalization of matrices related to the strong Moment Problem. This class allows us to give a parametrization of almost periodic finite gap Jacobi matrices by periodic GMP matrices. Moreover, due to their structural similarity we can carry over numerous results from the direct and inverse spectral theory of periodic Jacobi matrices to…
We consider the inverse dynamical problem for the dynamical system with discrete time associated with the semi-infinite Jacobi matrix. We solve the inverse problem for such a system and answer a question on the characterization of the inverse data. As a by-product we give a necessary and sufficient condition for the measure on the real line line to be the spectral measure of semi-infinite discrete Schrodinger operator.
A discrete analogue of a Schrodinger type operator proposed by J. Bellissard has a singular continuous spectrum. In this remark we answer the conjecture formulated by D. Bessis, M. Mehta and P. Moussa on the coefficients of that operator. It turns out that the coefficients have a more complicated behavior than it was conjectured.
We introduce a class of doubly infinite complex Jacobi matrices determined by a simple convergence condition imposed on the diagonal and off-diagonal sequences. For each Jacobi matrix belonging to this class, an analytic function, called a characteristic function, is associated with it. It is shown that the point spectrum of the corresponding Jacobi operator restricted to a suitable domain coincides with the zero set of the characteristic function. Also, coincidence regarding the order of a zero of the characteristic function and the algebraic multiplicity of the corresponding eigenvalue is pr…
For ergodic 1d Jacobi operators we prove that the random singular components of any spectral measure are almost surely mutually disjoint as long as one restricts to the set of positive Lyapunov exponent. In the context of extended Harper's equation this yields the first rigorous proof of the Thouless' formula for the Lyapunov exponent in the dual regions.
We provide a complete spectral analysis of all self-adjoint operators acting on $\ell^{2}(\mathbb{Z})$ which are associated with two doubly infinite Jacobi matrices with entries given by $$ q^{-n+1}δ_{m,n-1}+q^{-n}δ_{m,n+1} $$ and $$ δ_{m,n-1}+αq^{-n}δ_{m,n}+δ_{m,n+1}, $$ respectively, where $q\in(0,1)$ and $α\in\mathbb{R}$. As an application, we derive orthogonality relations for the Ramanujan entire function and the third Jackson $q$-Bessel function.
Cut a Jacobi matrix into two pieces by removing the n-th column and n-th row. We give neccessary and sufficient conditions for the spectra of the original matrix plus the spectra of the two submatrices to uniqely determine the original matrix. Our result contains Hostadt's original result as a special case.
The paper concerns with infinite symmetric block Jacobi matrices $\bf J$ with $p\times p$-matrix entries. We present new conditions for general block Jacobi matrices to be selfadjoint and have discrete spectrum. In our previous papers there was established a close relation between a class of such matrices and symmetric $2p\times 2p$ Dirac operators $\mathrm{\bf D}_{X,α}$ with point interactions in $L^2(\Bbb R; \Bbb C^{2p})$. In particular, their deficiency indices are related by $n_\pm(\mathrm{\bf D}_{X,α})= n_\pm({\bf J}_{X,α})$. For block Jacobi matrices of this class we present several cond…
We consider a class of Jacobi matrices with periodically modulated diagonal in a critical hyperbolic ("double root") situation. For the model with "non-smooth" matrix entries we obtain the asymptotics of generalized eigenvectors and analyze the spectrum. In addition, we reformulate a very helpful theorem from a paper of Janas and Moszynski in its full generality in order to serve the needs of our method.
We study spaces of reflectionless Jacobi matrices. The main theme is the following type of question: Given a reflectionless Jacobi matrix, is it possible to approximate it by other reflectionless and, typically, simpler Jacobi matrices of a special type? For example, can we approximate by periodic operators?
This paper investigates the spectral properties of Jacobi matrices with limit-periodic coefficients. We show that for a residual set of such matrices, the spectrum is a Cantor set of zero Lebesgue measure, and the spectral measures are purely singular continuous. For a dense set of limit-periodic Jacobi matrices we can strengthen the result and show that the spectrum is a Cantor set of zero lower box counting dimension, and hence in particular of zero Hausdorff dimension, while still retaining the singular continuity of the spectral type. We also show how results of this nature can be establis…
A complete characterization is provided of Hankel matrices commuting with Jacobi matrices which correspond to hypergeometric orthogonal polynomials from the Askey scheme. It follows, as the main result of the paper, that the generalized Hilbert matrix is the only prominent infinite-rank Hankel matrix which, if regarded as an operator on $\ell^{2}(\mathbb{N}_{0})$, is diagonalizable by application of the commutator method with Jacobi matrices from the mentioned families.
By combining some ideas of Lubinsky with some soft analysis, we prove that universality and clock behavior of zeros for OPRL in the a.c. spectral region is implied by convergence of $\frac{1}{n} K_n(x,x)$ for the diagonal CD kernel and boundedness of the analog associated to second kind polynomials. We then show that these hypotheses are always valid for ergodic Jacobi matrices with a.c. spectrum and prove that the limit of $\frac{1}{n} K_n(x,x)$ is $ρ_\infty(x)/w(x)$ where $ρ_\infty$ is the density of zeros and $w$ is the a.c. weight of the spectral measure.
We show that the parameters $a_n, b_n$ of a Jacobi matrix have a complete asymptotic series $ a_n^2 -1 &= \sum_{k=1}^{K(R)} p_k(n) μ_k^{-2n} + O(R^{-2n}) b_n &= \sum_{k=1}^{K(R)} p_k(n) μ_k^{-2n+1} + O(R^{-2n}) $ where $1 < |μ_j| < R$ for $j\leq K(R)$ and all $R$ if and only if the Jost function, $u$, written in terms of $z$ (where $E=z+z^{-1}$) is an entire meromorphic function. We relate the poles of $u$ to the $μ_j$'s.
A problem of determining zeroes of the Gauss hypergeometric function goes back to Klein, Hurwitz, and Van Vleck. In this very short note we show how ratios of hypergeometric functions arise as m-functions of Jacobi matrices and we then revisit the problem based on the recent developments of the spectral theory of non-Hermitian Jacobi matrices.
We study asymptotics of generalized eigenvectors associated with Jacobi matrices. Under weak conditions on the coefficients we identify when the matrices are self-adjoint and show that they satisfy strong non-subordinacy condition.
We show that the Hausdorff dimension of the spectral measure of a class of deterministic, i. e. nonrandom, block-Jacobi matrices may be determined exactly, improving a result of Zlatos (J. Funct. Anal. 207, 216-252 (2004)).
In this paper it is considered a spectral density for a class of Jacobi matrices with absolutely continuous spectrum that was examined first by Moszynski. It is shown that the corresponding spectral density is equivalent to the positive continuous function everywhere except maybe the point $x=0$.
We consider Jacobi matrices whose essential spectrum is a finite union of closed intervals. We focus on Szego's theorem, Jost solutions, and Szego asymptotics for this situation. This announcement describes talks the authors gave at OPSFA 2007.
We establish Lieb-Thirring power bounds on discrete eigenvalues of Jacobi operators for Schatten class complex perturbations of periodic and more generally finite gap Jacobi matrices.
Some inverse problems for semi-infinite periodic generalized Jacobi matrices are considered. In particular, a generalization of the Abel criterion is presented. The approach is based on the fact that the solvability of the Pell-Abel equation is equivalent to the existence of a certainly normalized $J$-unitary $2\times 2$-matrix polynomial (the monodromy matrix).
Symmetric Jacobi matrices on one sided homogeneous trees are studied. Essential selfadjointness of these matrices turns out to depend on the structure of the tree. If a tree has one end and infinitely many origin points the matrix is always essentially selfadjoint independently of the growth of its coefficients. In case a tree has one origin and infinitely many ends, the essential selfadjointness is equivalent to that of an ordinary Jacobi matrix obtained by the restriction to the so called radial functions. For nonselfadjoint matrices the defect spaces are described in terms of the Poisson ke…
Our main result asserts that a certain natural non-linear operator on Jacobi matrices built by a hyperbolic polynomial with real Julia set is a contraction in operator norm if the polynomial is sufficiently hyperbolic. This allows us to get for such polynomials the solution of a problem of Bellissard, in other words, to prove the limit periodicity of the limit Jacobi matrix. This fact does not require the iteration of the same fixed polynomial, and therefore it gives a wide class of limit periodic Jacobi matrices with singular continuous spectrum.
An explicit formula for the mean spectral measure of a random Jacobi matrix is derived. The matrix may be regarded as the limit of Gaussian beta ensemble (G$β$E) matrices as the matrix size $N$ tends to infinity with the constraint that $N β$ is a constant.
In this work we build a certain machine that allows to construct almost periodic Jacobi matrices with singularly continuous spectrum a prescribed p-adic hull.
We present an unified framework to identify spectra of Jacobi matrices. We give applications to long-standing conjecture of Chihara concerning one-quarter class of orthogonal polynomials, to the conjecture posed by Roehner and Valent concerning continuous spectra of generators of birth and death processes and to spectral properties of operators studied by Janas, Moszyński and Pedersen.
We obtain various versions of classical Lieb--Thirring bounds for one- and multi-dimensional complex Jacobi matrices. Our method is based on Fan-Mirski Lemma and seems to be fairly general.
We prove general comparison theorems for eigenvalues of perturbed Schrodinger operators that allow proof of Lieb--Thirring bounds for suitable non-free Schrodinger operators and Jacobi matrices.
We consider continuous cocycles arising from CMV and Jacobi matrices. Assuming the Verblunsky and Jacobi coefficients arise from generalized skew-shifts, we prove that uniform hyperbolicity of the associated cocycles is $C^0$-dense. This implies that the associated CMV and Jacobi matrices have Cantor spectrum for a generic continuous sampling map.
This paper is essentially derived from the observation that some results used for improving constants in the Lieb-Thirring inequalities for Schrodinger operators in L2(-\infty,\infty) can be translated to the discrete Schrodinger op- erators and more generally to Jacobi matrices. Some results were previ- ously proved by D. Hundertmark and B. Simon and the aim of this article is to improve the constants obtained in their article [7].
We construct a functional model (direct integral expansion) and study the spectra of certain periodic block-operator Jacobi matrices, in particular, of general 2D partial difference operators of the second order. We obtain the upper bound, optimal in a sense, for the Lebesgue measure of their spectra. The examples of the operators for which there are several gaps in the spectrum are given.
We consider the 1D periodic Jacobi matrices. The spectrum of this operator is purely absolutely continuous and consists of intervals separated by gaps. We solve the inverse problem (including characterization) in terms of vertical slits on the quasimomentum domain . Furthermore, we obtain a priori two-sided estimates for vertical slits in terms of Jacoby matrices.
Prüfer variables are a standard tool in spectral theory, developed originally for perturbations of the free Schrödinger operator. They were generalized by Kiselev, Remling, and Simon to perturbations of an arbitrary Schrödinger operator. We adapt these generalized Prufer variables to the setting of Jacobi and Szegő recursions. We present an application to random $L^2$ perturbations of Jacobi and CMV matrices, and an application to decaying oscillatory perturbations of periodic Jacobi and CMV matrices.
We consider a class of Jacobi matrices with unbounded coefficients. This class is known to exhibit a first-order phase transition in the sense that, as a parameter is varied, one has purely discrete spectrum below the transition point and purely absolutely continuous spectrum above the transition point. We determine the spectral type and solution asymptotics at the transition point.
We continue studying the connection between Jacobi matrices defined on a tree and multiple orthogonal polynomials (MOPs) that was discovered previously by the authors. In this paper, we consider Angelesco systems formed by two analytic weights and obtain asymptotics of the recurrence coefficients and strong asymptotics of MOPs along all directions (including the marginal ones). These results are then applied to show that the essential spectrum of the related Jacobi matrix is the union of intervals of orthogonality.
