We study topological phases in one-dimensional open Floquet systems driven by chiral symmetric nonunitary time evolution. We derive a procedure to calculate topological numbers from nonunitary time-evolution operators with chiral symmetry. While the procedure has been applied to open Floquet systems described by nonunitary time-evolution operators, we give the microscopic foundation and clarify its validity for the first time. We construct a model of chiral symmetric nonunitary quantum walks classified into class BDI$^\dagger$ or AIII, which is one of enlarged symmetry classes for topological phases in open systems, based on experiments of discrete-time quantum walks. Then, we confirm that the topological numbers obtained from the derived procedure give correct predictions of the emergent edge states. We also show that the model retains $\mathcal{PT}$ symmetry in certain cases and its dynamics is crucially affected by the presence or absence of $\mathcal{PT}$ symmetry.
Periodically driven systems with internal and spatial symmetries can exhibit a variety of anomalous boundary behaviors at both the zero and $π$ quasienergies despite the trivial bulk Floquet bands. These phenomena are called anomalous Floquet topology (AFT) as they are unconnected from their static counterpart, arising from the winding of the time evolution unitary rather than the bulk Floquet bands at the end of the driving period. In this paper, we systematically derive the first and inversion-symmetric second-order AFT bulk-boundary correspondence for Altland-Zirnbauer (AZ) classes BDI, D, …
Periodically-driven or Floquet systems can realize anomalous topological phenomena that do not exist in any equilibrium states of matter, whose classification and characterization require new theoretical ideas that are beyond the well-established paradigm of static topological phases. In this work, we provide a general framework to understand anomalous Floquet higher-order topological insulators (AFHOTIs), the classification of which has remained a challenging open question. In two dimensions (2D), such AFHOTIs are defined by their robust, symmetry-protected corner modes pinned at special quas…
Exploiting the possibility of temporal variation of the winding number, we have prepared a SSH chain in its {\it stroboscopic} topological state, starting from the trivial one, by application of a periodic perturbation. The periodic driving, we employ here, is adiabatically switched on to break the particle-hole symmetry and generate a chiral mass term in the effective Floquet Hamiltonian; consequently the Floquet Hamiltonian also gets deformed without crossing the gapless quantum critical point. The particle hole symmetry is subsequently restored in the Floquet Hamiltonian by adiabatically sw…
Floquet topological insulators describe independent electrons on a lattice driven out of equilibrium by a time-periodic Hamiltonian, beyond the usual adiabatic approximation. In dimension two such systems are characterized by integer-valued topological indices associated to the unitary propagator, alternatively in the bulk or at the edge of a sample. In this paper we give new definitions of the two indices, relying neither on translation invariance nor on averaging, and show that they are equal. In particular weak disorder and defects are intrinsically taken into account. Finally indices can b…
Entanglement is one of the most fundamental features of quantum systems. In this work, we obtain the entanglement spectrum and entropy of Floquet noninteracting fermionic lattice models and build their connections with Floquet topological phases. Topological winding and Chern numbers are introduced to characterize the entanglement spectrum and eigenmodes. Correspondences between the spectrum and topology of entanglement Hamiltonians under periodic boundary conditions and topological edge states under open boundary conditions are further established. The theory is applied to Floquet topological…
We introduce $\mathbb Z_2$-valued bulk invariants for symmetry-protected topological phases in $2+1$ dimensional driven quantum systems. These invariants adapt the $W_3$-invariant, expressed as a sum over degeneracy points of the propagator, to the respective symmetry class of the Floquet-Bloch Hamiltonian. The bulk-boundary correspondence that holds for each invariant relates a non-zero value of the bulk invariant to the existence of symmetry-protected topological boundary states. To demonstrate this correspondence we apply our invariants to a chiral Harper, time-reversal Kane-Mele, and parti…
Floquet states of periodically driven systems could exhibit rich topological properties. Many of them are absent in their static counterparts. One such example is the chiral edge states in anomalous Floquet topological insulators, whose description requires a new topological invariant and a novel type of bulk-edge correspondence. In this work, we propose a prototypical quenched lattice model, whose two Floquet bands could exchange their Chern numbers periodically and alternatively via touching at quasienergies 0 and $π$ under the change of a single system parameter. This process in principle a…
We study one-dimensional (1D) Floquet topological insulators with chiral symmetry going beyond the standard rotating wave approximation. The occurrence of many anticrossings between Floquet replicas leads to a dramatic extension of phase diagram regions with stable topological edge states (TESs). We present an explicit construction of all TESs in terms of a truncated Floquet Hamiltonian in frequency space, prove the bulk-boundary correspondence, and analyze the stability of the TESs in terms of their localization lengths. We propose experimental tests of our predictions in curved bilayer graph…
Higher-order topological phases (HOTPs) are characterized by symmetry-protected bound states at the corners or hinges of the system. In this work, we reveal a momentum-space counterpart of HOTPs in time-periodic driven systems, which are demonstrated in a two-dimensional extension of the quantum double-kicked rotor. The found Floquet HOTPs are protected by chiral symmetry and characterized by a pair of topological invariants, which could take arbitrarily large integer values with the increase of kicking strengths. These topological numbers can also be measured from the chiral dynamics of wave …
In Hermitian topological systems, the bulk-boundary correspondence strictly constraints boundary transport to values determined by the topological properties of the bulk. We demonstrate that this constraint can be lifted in non-Hermitian Floquet insulators. Provided that the insulator supports an anomalous topological phase, non-Hermiticity allows us to modify the boundary states independently of the bulk, without sacrificing their topological nature. We explore the ensuing possibilities for a Floquet topological insulator with non-Hermitian time-reversal symmetry, where the helical transport …
In two-dimensional anomalous Floquet insulators, non-Hermitian boundary state engineering can be used to completely separate chiral boundary states from bulk bands in the quasienergy spectrum. The topological properties of such spectrally separated boundary states are no longer restricted by the strict bulk-boundary correspondence of Hermitian systems. We show that this additional topological freedom enables one to faithfully transfer the topological properties of a boundary attached to a Floquet insulator to a non-Hermitian Floquet chain obtained by physically cutting off the boundary from th…
Bulk-boundary correspondence is a fundamental principle for topological phases where bulk topology determines gapless boundary states. On the other hand, it has been known that corner or hinge modes in higher order topological insulators may appear due to "extrinsic" topology of the boundaries even when the bulk topological numbers are trivial. In this paper, we find that Floquet anomalous boundary states in quantum walks have similar extrinsic topological natures. In contrast to higher order topological insulators, the extrinsic topology in quantum walks is manifest even for first-order topol…
Periodically driven non-Hermitian systems can exhibit rich topological band structure and non-Hermitian skin effect, without analogs in their static or Hermitian counterparts. In this work we investigate the exceptional band-touching points in the Floquet quasi-energy bands, the topological characterization of such exceptions points and the Floquet non-Hermitian skin effect (FNHSE). Specifically, we exploit the simplicity of periodically quenched two-band systems in one dimension or two dimensions to analytically obtain the Floquet effective Hamiltonian as well as locations of the many excepti…
Topology and edge modes surviving criticality in non-Hermitian Floquet systems
College of Physics and Optoelectronic Engineering, Ocean University of China（中国海洋大学物理与光电工程学院）；Qingdao Key Laboratory of Advanced Optoelectronics（青岛先进光学重点实验室）；Engineering Research Center of Advanced Marine Physical Instruments and Equipment of MOE（教育部海洋高端装备工程研究中心）
The non-Hermiticity caused breakdown of the bulk-boundary correspondence (BBC) in topological phase transition was cured by the skin effect for the systems with chiral symmetry and translation invariance. However, periodic driving, as an active tool in engineering exotic topological phases, breaks the chiral symmetry, and the inevitable disorder destroys the translation invariance. Here, we propose a scheme to retrieve the BBC and establish a complete description of the topological phases of the periodically driven non-Hermitian system both with and without the translation invariance. The demo…
We construct a two-dimensional, discrete-time quantum walk exhibiting non-Hermitian skin effects under open-boundary conditions. As a confirmation of the non-Hermitian bulk-boundary correspondence, we show that the emergence of topological edge states are consistent with Floquet winding numbers calculated using a non-Bloch band theory invoking time-dependent generalized Billouin zones. Further, the non-Bloch topological invariants associated with quasienergy bands are captured by a non-Hermitian local Chern marker in real space, defined through local biorthogonal eigen wave functions of the no…
It is of theoretical and experimental interest to engineer topological phases with very large topological invariants via periodic driving. As advocated by this work, such Floquet engineering can be elegantly achieved by the particle swarm optimization (PSO) technique from the swarm intelligence family. With the recognition that conventional gradient-based optimization approaches are not suitable for directly optimizing topological invariants as integers, the highly effective PSO route yields new promises in the search for exotic topological phases, requiring limited physical resource. Our resu…
Floquet engineering provides a toolbox for the realization of novel quantum phases without static counterparts, while conventionally the realization may rely on the manipulation of complex temporal evolution. Here we propose a systematic and high-precision scheme to realize unconventional Floquet topological phases by engineering local band structures in particular momentum subspace called band inversion surfaces (BISs). This scheme is based on a new bulk-boundary correspondence that for a class of generic $d$-dimensional periodically driven systems, the local topological structure formed in e…
We predict the existence of a novel Floquet topological insulator in three-dimensional two-band systems, the Floquet Hopf insulator, which possesses two distinct topological invariants. One is the Hopf $\mathbb{Z}$ invariant, a linking number characterizing the (non-driven) Hopf topological insulator. The second invariant is an intrinsically Floquet $\mathbb{Z}_2$ invariant, and represents a condensed matter realization of the topology underlying the Witten anomaly in particle physics. Both invariants arise from topological defects in the system's time-evolution, subject to a process in which …
Floquet engineering has the advantage of generating new phases with large topological invariants and many edge states by simple driving protocols. In this work, we propose an approach to obtain Floquet edge states with fourfold degeneracy and even-integer topological characterizations in a spinful Creutz ladder model, which is realizable in current experiments. Putting the ladder under periodic quenches, we found rich Floquet topological phases in the system, which belong to the symmetry class CII. Each of these phases is characterized by a pair of even integer topological invariants $(w_{0},w…
Electronic bands featuring nontrivial bulk topological invariant manifest through robust gapless modes at the boundaries, e.g., edges and surfaces. As such this bulk-boundary correspondence is also operative in driven quantum materials. For example, a suitable periodic drive can convert a trivial insulator into a Floquet topological insulator (FTI) that accommodates nondissipative dynamic gapless modes at the interfaces with vacuum. Here we theoretically demonstrate that dislocations, ubiquitous lattice defects in crystals, can probe FTIs as well as unconventional $π$-trivial insulator in the …
We study the strong disorder regime of Floquet topological systems in dimension two, that describe independent electrons on a lattice subject to a periodic driving. In the spectrum of the Floquet propagator we assume the existence of an interval in which all states are localized--a mobility gap. First we generalize the relative construction from spectral to mobility gap, define a bulk index for an infinite sample and an edge index for the half-infinite one and prove the bulk-edge correspondence. Second, we consider completely localized systems where the mobility gap is the whole circle, and de…
Akin to zero-mode anomalies, such as the chiral anomaly of edge states in quantum Hall effect, in this work, a pi-mode anomaly is proposed in a 1+1 dimensional periodically-driven topological/normal insulator (TI/NI) heterostructure. Usually, when coupling in a background gauge field, the zero modes on domain walls would provide an anomalous current term that is eventually canceled by additional boundary contributions from the topological bulk, via the Callan-Harvey mechanism. This anomaly cancellation associated with the generalization of bulk-boundary correspondence is called anomaly inflow.…
We study the topological phase transitions induced in spin-orbit coupled materials with buckling like silicene, germanene, stanene, etc, by circularly polarised light, beyond the high frequency regime, and unearth many new topological phases. These phases are characterised by the spin-resolved topological invariants, $C_0^\uparrow$, $C_0^\downarrow$, $C_π^\uparrow$ and $C_π^\downarrow$, which specify the spin-resolved edge states traversing the gaps at zero quasi-energy and the Floquet zone boundaries respectively. We show that for each phase boundary, and independently for each spin sector, t…
Adiabatic realization of anomalous Floquet topological systems
Kyoto University（京都大学）；University of Hamburg（汉堡大学）；TU Dortmund University（多特蒙德工业大学）；Technische Universität Berlin（柏林工业大学）；The Hamburg Centre for Ultrafast Imaging（汉堡超快成像中心）
Liouvillian topology and nonreciprocal dynamics in open Floquet chains
Max Planck Institute for the Physics of Complex Systems（马克斯·普朗克复杂系统物理研究所）；Institute of Theoretical Physics, Technische Universität Dresden and Würzburg-Dresden Cluster of Excellence ctd.qmat（德累斯顿工业大学理论物理学院和维尔茨堡-德累斯顿卓越集群ctd.qmat）
Micromotion area as proxy for anomalous Floquet topological systems
Kyoto University（京都大学）；University of Hamburg（汉堡大学）；The Hamburg Centre for Ultrafast Imaging（汉堡超快成像中心）；Technische Universität Berlin（柏林工业大学）；TU Dortmund University（多特蒙德工业大学）
Being motivated by intriguing phenomena such as the breakdown of conventional bulk boundary correspondence and emergence of skin modes in the context of non-Hermitian (NH) topological insulators, we here propose a NH second-order topological superconductor (SOTSC) model that hosts Majorana zero modes (MZMs). Employing the non-Bloch form of NH Hamiltonian, we topologically characterize the above modes by biorthogonal nested polarization and resolve the apparent breakdown of the bulk boundary correspondence. Unlike the Hermitian SOTSC, we notice that the MZMs inhabit only one corner out of four …
Bulk-boundary correspondence, connecting the bulk topology and the edge states, is an essential principle of the topological phases. However, the bulk-boundary correspondence is broken down in general non-Hermitian systems. In this paper, we construct one-dimensional non-Hermitian Su-Schrieffer-Heeger model with periodic driving that exhibits non-Hermitian skin effect: all the eigenstates are localized at the boundary of the systems, whether the bulk states or the zero and the $π$ modes. To capture the topological properties, the non-Bloch winding numbers are defined by the non-Bloch periodize…
We investigate the effects of dissipation and driving on topological order in superconducting nanowires. Rather than studying the non-equilibrium steady state, we propose a method to classify and detect dynamical signatures of topological order in open quantum systems. Bulk winding numbers for the Lindblad generator $\hat{\mathcal{L}}$ of the dissipative Kitaev chain are found to be linked to the presence of Majorana edge master modes -- localized eigenmodes of $\hat{\mathcal{L}}$. Despite decaying in time, these modes provide dynamical fingerprints of the topological phases of the closed syst…
Topological multipole insulators are a class of higher order topological insulators (HOTI) in which robust fractional corner charges appear due to a quantized electric multipole moment of the bulk. This bulk-corner correspondence has been expressed in terms of a topological invariant computed using the eigenstates of the Wilson loop operator, a so called "nested Wilson loop" procedure. We show that, similar to the unitary Floquet operator describing periodically driven systems, the unitary Wilson loop operator can realize "anomalous" phases, that are topologically non-trivial despite having a …
Quantum anomalous Hall (QAH) effect generates quantized electric charge Hall conductance without external magnetic field. It requires both nontrivial band topology and time-reversal symmetry (TRS) breaking. In most cases, one could break the TRS of time-reversal invariant topological materials to yield QAH effect, which is essentially a topological phase transition. Conventional topological phase transition induced by external field/stimulus needs a route along which the bandgap closes and re-opens. Hence, the phase transition occurs only when the magnitude of field/stimulus is larger than a c…
