We discuss how to calculate Yukawa couplings in string-derived orbifold GUTs. As an application we investigate the quark mass hierarchies in these models. An interplay of different mechanisms derived from string theory leads to an interesting pattern. We discuss concrete examples in the context of heterotic orbifold compactifications.
The E6 grand unified theory is an attractive candidate intermediate theory between the standard model and string theory. However, only one E6 grand unified model with three generations and at least one adjoint Higgs field has been derived from string theory in the literature, and this model is phenomenologically unsatisfactory. Recently, in arXiv:1012.1690, we have constructed two new such E6 grand unified models in heterotic asymmetric orbifolds. Although our new models themselves cannot resolve the unsatisfactory point in the previous model, our discovery raises hopes that one can construct …
I discuss an evolution of SUSY GUT model building, starting with the construction of 4d GUTs, to orbifold GUTs and finally to orbifold GUTs within the heterotic string. This evolution is an attempt to obtain realistic string models, perhaps relevant for the LHC. This review is in memory of the sudden loss of Julius Wess, a leader in the field, who will be sorely missed.
We introduce a new string-inspired approach to the subject of grand unification which allows the GUT scale to be small, \lesssim 200 TeV, so that it is within the reach of {\em conceivable} laboratory accelerated colliding beam devices. The key ingredient is a novel use of the heterotic string symmetry group physics ideas to render baryon number violating effects small enough to have escaped detection to date. This part of the approach involves new unknown parameters to be tested experimentally. A possible hint at the existence of these new parameters may already exist in the EW precision data…
With the apparent discovery of the Higgs boson, the Standard Model has been confirmed as the theory accounting for all sub-atomic phenomena. This observation lends further credence to the perturbative unification in Grand Unified Theories (GUTs) and string theories. The free fermionic formalism yielded fertile ground for the construction of quasi--realistic heterotic--string models, which correspond to toroidal Z2xZ2 orbifold compactifications. In this paper we study a new class of heterotic-string models in which the GUT group is SU(6)xSU(2) at the string level. We use our recently developed …
In this talk we argue that a certain class of heterotic orbifolds can be the underlying fundamental theory for recently studied field theory GUTs. In addition we demonstrate that symmetric heterotic Z2 times Z2 orbifolds can give rise to three generation models if quantised Wilson lines are switched on.
We consider 5 dimensional E_6 and E_7 supersymmetric grand unified theories (GUTs) on an orbifold S^1/Z_2, in which the Higgs fields arise from the 5th components of the 5D gauge fields. We introduce matter fields in 5 dimensions, then the Yukawa interactions are induced from the gauge interactions among the 5th component of gauge fields and the bulk hyper-multiplets. The adjoint and fundamental representations of bulk matter fields can induce all Yukawa interactions of the standard model in E_6 GUT. Furthermore, realistic fermion mass hierarchies and flavor mixings with the CP violating phase…
Standard (level one) heterotic string models with standard model gauge group predict the unification of $SU(3)$ and $SU(2)$ gauge couplings whereas the $U(1)$ factor is unified modulo an unknown normalization factor $k_1$. On the other hand the unification mass is known. I argue that this situation is quite analogous (though opposite) to that in SUSY-GUTs in which the $U(1)$ normalization is known ($k_1=5/3$) but the unification mass $M_X$ is unknown. I emphasize that $k_1$ should be taken as a free parameter in the string approach (quite in the same way as $M_X$ is taken as a free parameter i…
In supersymmetric grand unified theories (GUTs) based on S^1/(Z_2 x Z'_2) orbifold constructions in 5 dimensions, Standard Model (SM) matter and Higgs fields can be realized in terms of 5d hypermultiplets. These hypermultiplets can naturally have large bulk masses, leading to a localization of the zero modes at one of the two branes or to an exponential suppression of the mass of the lowest-lying non-zero mode. We demonstrate that these dynamical features allow for the construction of an elegant 3-generation SU(5) model in 5 dimensions that explains all the hierarchies between fermion masses a…
We study the possibility of realizing the neutrino seesaw mechanism in the E8XE8 heterotic string. In particular, we consider its Z_6 orbifold compactifications leading to the supersymmetric standard model gauge group and matter content. We find that these models possess all the necessary ingredients for the seesaw mechanism, including the required Dirac Yukawa couplings and large Majorana mass terms. We argue that this situation is quite common in heterotic orbifolds. In contrast to the conventional seesaw of grand unified theories (GUTs), no large GUT representations are needed to generate t…
E6 grand unification combines the Standard Model matter and Higgs states in the single 27 representation. I discuss how the E6 structure underlies the quasi-realistic free fermion heterotic-string models. E6 -> SO(10) X U(1) breaking is obtained by a GSO phase in the N=1 partition function. The equivalence of this symmetry breaking phase with a particular choice of a boundary condition basis vector, which is used in the quasi-realistic models, is demonstrated in several cases. As a result matter states in the spinorial 16 representation of SO(10) arise from the twisted sectors, whereas the Hig…
The possibility of appearance of GUT precursors near the TeV scale (suggested by Dienes-Dudas-Gherghetta) is addressed within 5D GUTs compactified on an $S^{(1)}/Z_2\tm Z_2'$ orbifold. For a low compactification scale (large radius), there is a significant non universal logarithmic contribution in the relative running of gauge couplings. This within 5D SU(5), with the minimal field content, gives wrong prediction for $\al_3(M_Z)$ unless one goes beyond the minimal setting. The realization of the light precursors' idea thus requires some specific extensions. As a scenario alternative to SU(5) w…
We show that the recently constructed 5-dimensional supersymmetric $S^1/(Z_2\times Z_2')$ orbifold GUT models allow an appealing explanation of the observed hierarchical structure of the quark and lepton masses and mixing angles. Flavor hierarchies arise from the geometrical suppression of some couplings when fields propagate in different numbers of dimensions, or on different fixed branes. Restrictions arising from locality in the extra dimension allow interesting texture zeroes to be easily generated. In addition the detailed nature of the SU(5)-breaking orbifold projections lead to simple t…
We consider the neutrino masses and mixing in the framework of SO(10) GUTs with hidden sector consisting of fermionic and bosonic SO(10) singlets and flavor symmetries. The framework allows to disentangle the CKM physics responsible for the CKM mixing and different mass hierarchies of quarks and leptons and the neutrino new physics which produces smallness of neutrino masses and large lepton mixing. The framework leads naturally to the relation $U_{PMNS} \sim V_{CKM}^{\dagger} U_0$, where structure of $U_0$ is determined by the flavor symmetry. The key feature of the framework is that apart fr…
We consider the methods by which higher-level and non-simply laced gauge symmetries can be realized in free-field heterotic string theory. We show that all such realizations have a common underlying feature, namely a dimensional truncation of the charge lattice, and we identify such dimensional truncations with certain irregular embeddings of higher-level and non-simply laced gauge groups within level-one simply-laced gauge groups. This identification allows us to formulate a direct mapping between a given subgroup embedding, and the sorts of GSO constraints that are necessary in order to real…
Grand unification groups (GUTs) are constructed from SO(32) heterotic string via $\Z_{12-I}$ orbifold compactification. So far, most phenomenological studies from string compactification relied on $\EE8$ heterotic string, and this invites the SO(32) heterotic string very useful for future phenomenological studies. Here, spontaneous symmetry breaking is achieved by Higgsing of the anti-symmetric tensor representations of SU($N$). The anti-SU($N$) presented in this paper is a completely different class from the flipped-SU($N$)s from the spinor representations of SO($2N$). Here, we realize chiral…
In this talk I outline work done in collaboration with R.J. Zhang and T. Kobayashi. We show how to construct the equivalent of three family orbifold GUTs in five dimensions from the heterotic string. I focus on one particular model with E(6) gauge symmetry in 5D, the third family and Higgs doublet coming from the 5D bulk and the first two families living on 4D SO(10) branes. Note the E(6) gauge symmetry is broken to Pati-Salam in 4D which subsequently breaks to the Standard Model gauge symmetry via the Higgs mechanism. The model has two flaws, one fatal and one perhaps only unaesthetic. The mo…
We consider 5-dimensional supersymmetric field theories where supersymmetry is broken by the Scherk-Schwarz mechanism (or, equivalently, by the F-term VEV of the radion). In such models, the radion effective potential is calculable in terms of the 5d gauge coupling, the UV cutoff of the 5d field theory, and the field content. We provide simple, explicit formulae for the leading part of the two-loop effective potential. Our analysis applies in particular to 5d orbifold GUTs motivated by heterotic orbifold models. We focus on potentially realistic models of this type and make the additional assu…
We present realistic models of flavor in SU(5) and SO(10) grand unified theories (GUTs). The models are renormalizable and do not require any exotic representations in order to accommodate the necessary GUT breaking effects in the Yukawa couplings. They are based on a simple clockwork Lagrangian whose structure is enforced with just two (one) vectorlike U(1) symmetries in the case of SU(5) and SO(10) respectively. The inter-generational hierarchies arise spontaneously from products of matrices with order one random entries.
We examine the structure of the Yukawa couplings in the 11 dimensional Horava-Witten M-theory based on non-standard embeddings. We find that the CKM and quark mass hierarchies can be explained in M Theory without introducing undue fine tuning. A phenomenological example is presented satisfying all CKM and quark mass data requiring the 5-branes cluster near the second orbifold plane, and that the instanton charges of the physical orbifold plane vanish. The latter condition is explicitly realized on a Calabi-Yau manifold with del Pezzo base dP_7.
Local SU(5) F-theory models lead naturally to Yukawa couplings for the third generation of quarks and leptons, but inducing Yukawas for the lighter generations has proven elusive. Corrections coming from gauge fluxes fail to generate the required couplings, and naively the same applies to instanton effects. We nevertheless revisit the effect of instantons in F-theory GUT constructions and find that contributions previously ignored in the literature induce the leading non-perturbative corrections to the Yukawa couplings. We apply our results to the case of 10 x 5* x 5* couplings in local SU(5) …
We consider realizations of GUT models in F-theory. Adopting a bottom up approach, the assumption that the dynamics of the GUT model can in principle decouple from Planck scale physics leads to a surprisingly predictive framework. An internal U(1) hypercharge flux Higgses the GUT group directly to the MSSM or to a flipped GUT model, a mechanism unavailable in heterotic models. This new ingredient automatically addresses a number of puzzles present in traditional GUT models. The internal U(1) hyperflux allows us to solve the doublet-triplet splitting problem, and explains the qualitative featur…
We analyse the structure of Yukawa couplings in local SU(5) F-theory models with $E_8$ enhancement. In this setting the $E_8$ symmetry is broken down to SU(5) by a 7-brane configuration described by T-branes, all the Yukawa couplings are generated in the vicinity of a point and only one family of quarks and leptons is massive at tree-level. The other two families obtain their masses when non-perturbative effects are taken into account, being hierarchically lighter than the third family. However, and contrary to previous results, we find that this hierarchy of fermion masses is not always appro…
We give an overview of recent progress in the study of fermion mass and flavor mixing phenomena. Mass matrix ansatze are considered within the SM and SUSY GUTs where some predictive frameworks based on SU(5) and SO(10) are reviewed. We describe a variety of schemes to construct quark mass matrices in extra dimensions focusing on four major classes: models with the SM residing on 3-brane, models with universal extra dimensions, models with split fermions and models with warped extra dimensions. We outline how realistic patterns of quark mass matrices could be derived from orbifold models in het…
If the expectation value of the right-handed (rhd) sneutrino comes to dominate the universe, its decay naturally leads to successful leptogenesis, as well as significant dilution of dangerous inflationary relics, such as the gravitino. The resulting baryon asymmetry is independent of other cosmological initial conditions. This attractive variant of leptogenesis requires at least one of the rhd neutrinos to have small Yukawa coupling and to have mass ~ 10^6 GeV, much smaller than the grand unified (GUT) scale. We show that these features naturally arise in the context of independently motivated…
It is well-known that heterotic string compactifications have, in spite of their conceptual simplicity and aesthetic appeal, a serious problem with precision gauge coupling unification in the perturbative regime of string theory. Using both a duality-based and a field-theoretic definition of the boundary of the perturbative regime, we reevaluate the situation in a quantitative manner. We conclude that the simplest and most promising situations are those where some of the compactification radii are exceptionally large, corresponding to highly anisotropic orbifold models. Thus, one is led to con…
We suggest a new mechanism for naturally suppressing dimension five baryon number violating in supersymmetric SU(5+N) (N=0, 1,...) GUTs. The mechanism is realized through suppression of qqT type couplings, and is implemented by introducing new `matter' multiplets belonging to symmetric representations of SU(5+N). Together with the suppression of nucleon decay, these multiplets also enable one to avoid the unwanted asymptotic mass relations $m_s=m_μ$, $\frac{m_d}{m_s}=\frac{m_e}{m_μ}$. As an example, we consider a SU(6) model with pseudo-Goldstone Higgs. By supplementing the model with an anoma…
Recently, we presented the first non-Abelian flat directions that produce from a heterotic string model solely the three-generation MSSM states as the massless spectrum in the observable sector of the low energy effective field theory. In this paper we continue to develop the systematic techniques for the analysis of nonrenormalizable superpotential terms and non-Abelian flat direction in realistic string models. Some of our non-Abelian directions were F-flat to all finite orders in the superpotential. We study for the same string model the varying phenomenologies resulting from a large set of…
Eclectic flavor groups arising from string compactifications combine the power of modular and traditional flavor symmetries to address the flavor puzzle. This top-down scheme determines the representations and modular weights of all matter fields, imposing strict constraints on the structure of the effective potential, which result in controlled corrections. We study the lepton and quark flavor phenomenology of an explicit, potentially realistic example model based on a T6/Z3xZ3 orbifold compactification of the heterotic string that gives rise to an Omega(2) eclectic flavor symmetry. We find t…
We show that the observed structure of quark and lepton masses and mixing angles can arise entirely geometrically from superstring constructions, at the renormalizable level. The model we consider is a $Z_3$ orbifold compactification of heterotic string with two Wilson lines, where three families of particles of $SU(3)_c\times SU(2)_L\times U(1)_Y$, including Higgses, are automatically present. In orbifold models, Yukawa couplings can be calculated explicitly, and it is known that they get exponential supression factors depending on the distance between the fixed points to which the fields are…