In a multiple transmit antenna, single antenna per receiver downlink channel with limited channel state feedback, we consider the following question: given a constraint on the total system-wide feedback load, is it preferable to get low-rate/coarse channel feedback from a large number of receivers or high-rate/high-quality feedback from a smaller number of receivers? Acquiring feedback from many receivers allows multi-user diversity to be exploited, while high-rate feedback allows for very precise selection of beamforming directions. We show that there is a strong preference for obtaining high-quality feedback, and that obtaining near-perfect channel information from as many receivers as possible provides a significantly larger sum rate than collecting a few feedback bits from a large number of users.
In this paper, we consider the uplink and downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. We propose novel uplink and downlink precoding and decoding schemes that lower the decoding complexity at the receiver by decomposing the MIMO-NOMA channels of the users into multiple single-input single-output (SISO)-NOMA channels via simultaneous triangularization (ST) of the MIMO channels of the users and a low-complexity self-interference cancellation at the receiver. The proposed ST MIMO-NOMA schemes avoid channel…
To get channel state information (CSI) at a base station (BS), most of researches on massive multiple-input multiple-output (MIMO) systems consider time division duplexing (TDD) to get benefit from the uplink and downlink channel reciprocity. Even in TDD, however, the BS still needs to transmit downlink training signals, which are referred to as channel state information reference signals (CSI-RSs) in the 3GPP standard, to support spatial multiplexing in practice. This is because there are many cases that the number of transmit antennas is less than the number of receive antennas at a user equ…
Massive multiple-input multiple-output (MIMO) is recognized as a promising technology for the next generation of wireless networks because of its potential to increase the spectral efficiency. In initial studies of massive MIMO, the system has been considered to be perfectly synchronized throughout the entire cells. However, perfect synchronization may be hard to attain in practice. Therefore, we study a massive MIMO system whose cells are not synchronous to each other, while transmissions in a cell are still synchronous. We analyze an asynchronous downlink massive MIMO system in terms of the …
Equivalence of SLNR Precoder and RZF Precoder in Downlink MU-MIMO Systems
信号泄漏噪声比（Signal to Leakage-and-Noise Ratio，SLNR）预编码器在许多工作中被广泛用于MU-MIMO系统，并且被观察到与迫零（Zero Forging，ZF）预编码器相比具有改进的性能。我们的工作证明了SLNR预编码器是完全等效于传统的调节ZF（RZF）预编码器，它有显着的增益比ZF预编码器在低信噪比。因此，我们的结论，现有的性能分析RZF预编码器可以很容易地适用于SLNR预编码器。
The application of multiple-input multiple-output (MIMO) techniques to non-orthogonal multiple access (NOMA) systems is important to enhance the performance gains of NOMA. In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, such as fixed power allocation and cognitive radio …
Massive multiuser (MU) multiple-input multiple- output (MIMO) is foreseen to be a key technology in future wireless communication systems. In this paper, we analyze the downlink performance of an orthogonal frequency division multiplexing (OFDM)-based massive MU-MIMO system in which the base station (BS) is equipped with 1-bit digital-to-analog converters (DACs). Using Bussgang's theorem, we characterize the performance achievable with linear precoders (such as maximal-ratio transmission and zero forcing) in terms of bit error rate (BER). Our analysis accounts for the possibility of oversampli…
In this paper, downlink (DL) precoding and power allocation strategies are identified for a time-division-duplex (TDD) multi-cell multi-user massive Full-Dimension MIMO (FD-MIMO) network. Utilizing channel reciprocity, DL channel state information (CSI) feedback is eliminated and the DL multi-user MIMO precoding is linked to the uplink (UL) direction of arrival (DoA) estimation through estimation of signal parameters via rotational invariance technique (ESPRIT). Assuming non-orthogonal/non-ideal spreading sequences of the UL pilots, the performance of the UL DoA estimation is analytically char…
In this letter, we investigate the downlink performance of massive multiple-input multiple-output (MIMO) systems where the base station is equipped with one-bit analogto-digital/digital-to-analog converters (ADC/DACs). Considering training-based transmission, we assume the base station (BS) employs the linear minimum mean-squared-error (LMMSE) channel estimator and treats the channel estimate as the true channel to precode the data symbols. We derive an expression for the downlink achievable rate for matched-filter (MF) precoding. A detailed analysis of the resulting power efficiency is pursue…
This paper investigates downlink channel estimation in frequency-division duplex (FDD)-based massive multiple-input multiple-output (MIMO) systems. To reduce the overhead of downlink channel estimation and uplink feedback in FDD systems, cascaded precoding has been used in massive MIMO such that only a low-dimensional effective channel needs to be estimated and fed back. On the other hand, traditional channel estimations can hardly achieve the minimum mean-square-error (MMSE) performance due to lack of the a priori knowledge of the channels. In this paper, we design and analyze a strategy for …
We consider the massive MIMO downlink with time-division duplex (TDD) operation and conjugate beamforming transmission. To reliably decode the desired signals, the users need to know the effective channel gain. In this paper, we propose a blind channel estimation method which can be applied at the users and which does not require any downlink pilots. We show that our proposed scheme can substantially outperform the case where each user has only statistical channel knowledge, and that the difference in performance is particularly large in certain types of channel, most notably keyhole channels.…
In massive MIMO, most precoders result in downlink signals that suffer from high PAR, independently of modulation order and whether single-carrier or OFDM transmission is used. The high PAR lowers the power efficiency of the base station amplifiers. To increase power efficiency, low-PAR precoders have been proposed. In this article, we compare different transmission schemes for massive MIMO in terms of the power consumed by the amplifiers. It is found that (i) OFDM and single-carrier transmission have the same performance over a hardened massive MIMO channel and (ii) when the higher amplifier …
This paper compares centralized and distributed methods to solve the power minimization problem with quality-of-service (QoS) constraints in the downlink (DL) of multi-cell Massive multiple-input multiple-output (MIMO) systems. In particular, we study the computational complexity, number of parameters that need to be exchanged between base stations (BSs), and the convergence of iterative implementations. Although a distributed implementation based on dual decomposition (which only requires statistical channel knowledge at each BS) typically converges to the global optimum after a few iteration…
Even if massive multiple-input multiple-output (MIMO) can theoretically bring huge benefits, it incurs substantial hardware complexity and expensive hardware costs. To address these issues while maintaining the system performance simultaneously, we develop an asymmetrical transceiver architecture for massive MIMO systems in this paper by releasing the shackles on radio frequency (RF) chains. Specifically, we first develop the architecture for the asymmetrical transceiver where the number of receive RF chains is different from that of the transmit RF chains. Due to this unequal number of RF cha…
Large-scale multiple-input multiple-output (MIMO) with high spectrum and energy efficiency is a very promising key technology for future 5G wireless communications. For large-scale MIMO systems, accurate channel state information (CSI) acquisition is a challenging problem, especially when each user has to distinguish and estimate numerous channels coming from a large number of transmit antennas in the downlink. Unlike the conventional orthogonal pilots whose pilot overhead prohibitively increases with the number of transmit antennas, we propose a spectrum-efficient superimposed pilot design fo…
Non-Orthogonal Multiple Access (NOMA) is a multiplexing technique for future wireless, which when combined with Multiple-Input Multiple-Output (MIMO) unlocks higher capacities for systems where users have varying channel strength. NOMA utilises the channel differences to increase the throughput, while MIMO exploits the additional degrees of freedom (DoF) to enhance this. This work analyses the secrecy capacity, demonstrating the robustness of a combined MIMO-NOMA scheme at physical layer, when in the presence of a passive eavesdropper. We present bounds on the eavesdropper performance and show…
We consider the Massive Multiple-Input Multiple-Output (MIMO) downlink with maximum-ratio and zero-forcing processing and time-division duplex (TDD) operation. To decode, the terminals must know their instantaneous effective channel gain. Conventionally, it is assumed that by virtue of channel hardening, this instantaneous gain is close to its average and hence that terminals can rely on knowledge of that average (also known as statistical channel information). However, in some propagation environments, such as keyhole channels, channel hardening does not hold. We propose a blind algorithm to …
This work investigates the downlink performance of a multi-cell massive multiple-input multiple-output (MIMO) system that employs one-bit analog-to-digital converters (ADCs) and digital-to-analog converters (DACs) in the receiving and transmitting radio frequency (RF) chains at each base station (BS) in order to reduce the power consumption. We utilize Bussgang decomposition to derive the minimum mean squared error (MMSE) channel estimates at each BS based on the quantized received uplink training signals, and the asymptotic closed-form expressions of the achievable downlink rates under one-bi…
Quantized massive multiple-input-multiple-output (MIMO) systems are gaining more interest due to their power efficiency. We present a new precoding technique to mitigate the multi-user interference and the quantization distortions in a downlink multi-user (MU) multiple-input-single-output (MISO) system with 1-bit quantization at the transmitter. This work is restricted to PSK modulation schemes. The transmit signal vector is optimized for every desired received vector taking into account the 1-bit quantization. The optimization is based on maximizing the safety margin to the decision threshold…
Although the combination of the orthogonal time frequency space (OTFS) modulation and the massive multiple-input multiple-output (MIMO) technology can make communication systems perform better in high-mobility scenarios, there are still many challenges in downlink channel estimation owing to inaccurate modeling and high pilot overhead in practical systems. In this paper, we propose a channel state information (CSI) acquisition scheme for downlink massive MIMO-OTFS in presence of the fractional Doppler, including deterministic pilot design and channel estimation algorithm. First, we analyze the…
In this paper, we investigate optimal downlink power allocation in massive multiple-input multiple-output (MIMO) networks with distributed antenna arrays (DAAs) under correlated and uncorrelated channel fading. In DAA massive MIMO, the base station (BS) consists of multiple antenna sub-arrays. Notably, the antenna sub-arrays are deployed in arbitrary locations within a DAA massive MIMO cell. Consequently, the distance-dependent large-scale propagation coefficients are different from a user to these different antenna sub-arrays, which makes power control a challenging problem. We assume that th…
In this paper, we analyze the benefits of including downlink pilots in a cell-free massive MIMO system. We derive an approximate per-user achievable downlink rate for conjugate beamforming processing, which takes into account both uplink and downlink channel estimation errors, and power control. A performance comparison is carried out, in terms of per-user net throughput, considering cell-free massive MIMO operation with and without downlink training, for different network densities. We take also into account the performance improvement provided by max-min fairness power control in the downlin…
Compressed sensing has been employed to reduce the pilot overhead for channel estimation in wireless communication systems. Particularly, structured turbo compressed sensing (STCS) provides a generic framework for structured sparse signal recovery with reduced computational complexity and storage requirement. In this paper, we consider the problem of massive multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) channel estimation in a frequency division duplexing (FDD) downlink system. By exploiting the structured sparsity in the angle-frequency domain (AFD) a…
This paper proposes a flexible pilot assignment method to jointly optimize the uplink and downlink data transmission in multi-cell Massive multiple input multiple output (MIMO) systems with correlated Rayleigh fading channels. By utilizing a closed-form expression of the ergodic spectral efficiency (SE) achieved with maximum ratio processing, we formulate an optimization problem for maximizing the minimum weighted sum of the uplink and downlink SEs subject to the transmit powers and pilot assignment sets. This combinatiorial optimization problem is solved by two sequential algorithms: a heuris…
In this paper, we study the beamforming design problem in frequency-division duplexing (FDD) downlink massive MIMO systems, where instantaneous channel state information (CSI) is assumed to be unavailable at the base station (BS). We propose to extract the information of the angle-of-departures (AoDs) and the corresponding large-scale fading coefficients (a.k.a. spatial information) of the downlink channel from the uplink channel estimation procedure, based on which a novel downlink beamforming design is presented. By separating the subpaths for different users based on the spatial information…
Massive multiple-input multiple-output (MIMO) systems deploying a large number of antennas at the base station considerably increase the spectrum efficiency by serving multiple users simultaneously without causing severe interference. However, the advantage relies on the availability of the downlink channel state information (CSI) of multiple users, which is still a challenge in frequency-division-duplex transmission systems. This paper aims to solve this problem by developing a full transceiver framework that includes downlink channel training (or estimation), CSI feedback, and channel recons…
A major limitation of heterogeneous cellular networks (HCNs) is the neglect of the additive residual transceiver hardware impairments (ARTHIs). The assumption of perfect hardware is quite strong and results in misleading conclusions. This paper models a general multiple-input multiple-output (MIMO) HCN with cell association by incorporating the RTHIs. We derive the coverage probability and shed light on the impact of the ARTHIs, when various transmission methods are applied. As the hardware quality decreases, the coverage probability worsens. Especially, this effect is more severe as the trans…
Massive multiple-input multiple-output (MIMO) is a promising technology aiming at achieving high spectral efficiency by deploying a large number of base station (BS) antennas using coherent combining. Channel aging due to user mobility is a significant degrading factor of such systems. In addition, cost efficiency of massive MIMO is a prerecuisite for their deployment, that leads to low cost antenna elements inducing high phase noise. Since phase is time-dependent, it contributes to channel aging. For this reason, we present a novel joint channel-phase noise model, that enables us to study the…
Massive MIMO is seen as a main enabler for low latency communications, thanks to its high spatial degrees of freedom. The channel hardening and favorable propagation properties of Massive MIMO are particularly important for multiplexing several URLLC devices. However, the actual utility of channel hardening and spatial multiplexing is dependent critically on the accuracy of channel knowledge. When several low latency devices are multiplexed, the cost for acquiring accurate knowledge becomes critical, and it is not evident how many devices can be served with a latency-reliability requirement an…
This paper considers cell-free and user-centric approaches for coverage improvement in wireless cellular systems operating at millimeter wave frequencies, and proposes downlink power control algorithms aimed at maximizing the global energy efficiency. To tackle the non-convexity of the problems, an interaction between sequential and alternating optimization is considered. The use of hybrid analog/digital beamformers is also taken into account. The numerical results show the benefits obtained from the power control algorithm, as well as that the user-centric approach generally outperforms the c…
In this paper, we consider the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. The proposed precoding scheme is based on simultaneous triangularization and decomposes the MIMO-NOMA channels of the two users into multiple single-input single-output NOMA channels, assuming low-complexity self-interference cancellation at the users. In contrast to the precoding schemes based on simultaneous diagonalization (SD), the proposed scheme avoids inverting the MIMO channels of the users, thereby enhancing the ergodic …
This paper addresses the problem of uplink and downlink channel estimation in FDD Massive MIMO systems. By utilizing sparse recovery and compressive sensing algorithms, we are able to improve the accuracy of the uplink/downlink channel estimation and reduce the number of uplink/downlink pilot symbols. Such successful channel estimation builds upon the assumption that the channel can be sparsely represented under some basis/dictionary. Previous works model the channel using some predefined basis/dictionary, while in this work, we present a dictionary learning based channel model such that a dic…
We present a mathematical analysis of linear precoders for downlink massive MIMO multiuser systems that employ one-bit digital-to-analog converters at the basestation in order to reduce complexity and mitigate power usage. The analysis is based on the Bussgang theorem, and applies generally to any linear precoding scheme. We examine in detail the special case of the quantized zero-forcing (ZF) precoder, and derive a simple asymptotic expression for the resulting symbol error rate at each terminal. Our analysis illustrates that the performance of the quantized ZF precoder depends primarily on t…
In this letter, we consider downlink transmission of a multiuser multiple-input multiple-output (MU-MIMO) system with zero-forcing (ZF) precoders in the presence of multiple attackers. We propose a cooperative pilot spoofing attack (CPSA), where the attackers collaboratively impair the channel estimations in the uplink channel training phase, aiming at deteriorating the downlink throughput of the whole cell. We first evaluate the impacts of CPSA on the channel estimation and the downlink ZF precoding design, and then we derive an analytical expression for the achievable downlink sum-rate. Furt…
Recently, the so-called cell-free Massive MIMO architecture has been introduced, wherein a very large number of distributed access points (APs) simultaneously and jointly serve a much smaller number of mobile stations (MSs). A variant of the cell-free technique is the user-centric approach, wherein each AP just decodes the MSs that it receives with the largest power. This paper considers both the cell-free and user-centric approaches, and, using an interplay of sequential optimization and alternating optimization, derives downlink power-control algorithms aimed at maximizing either the minimum…
In a two-user broadcast channel where one user has full CSIR and the other has none, a recent result showed that TDMA is strictly suboptimal and a product superposition requiring non-coherent signaling achieves DoF gains under many antenna configurations. This work introduces product superposition in the domain of coherent signaling with pilots, demonstrates the advantages of product superposition in low-SNR as well as high-SNR, and establishes DoF gains in a wider set of receiver antenna configurations. Two classes of decoders, with and without interference cancellation, are studied. Achievab…
This paper aims to minimize the total transmit power consumption for Massive MIMO (multiple-input multiple-output) downlink cellular systems when each user is served by the optimized subset of the base stations (BSs). We derive a lower bound on the ergodic spectral efficiency (SE) for Rayleigh fading channels and maximum ratio transmission (MRT) when the BSs cooperate using non-coherent joint transmission. We solve the joint user association and downlink transmit power minimization problem optimally under fixed SE constraints. Furthermore, we solve a max-min fairness problem with user specific…
In this paper, downlink secure transmission in simultaneous information and power transfer (SWIPT) system enabled with massive multiple-input multiple-output (MIMO) is studied. A base station (BS) with a large number of antennas transmits energy and information signals to its intended users, but these signals are also received by an active eavesdropper. The users and eavesdropper employ a power splitting technique to simultaneously decode information and harvest energy. Massive MIMO helps the BS to focus energy to the users and prevent information leakage to the eavesdropper. The harvested ene…
In this work, we consider the downlink of a multi-cell multiple-input multiple-output (MIMO) system and find the jointly optimal number of base station (BS) antennas and transmission powers that minimize the power consumption while satisfying each user's effective signal-to-interference-and-noise-ratio (SINR) constraint and the BSs' power constraints. Different from prior work, we consider a power consumption model that takes both transmitted and hardware-consumed power into account. We formulate the joint optimization problem for both single-cell and multi-cell systems. Closed-form expression…
We present the analysis of a single-carrier massive MIMO system for the frequency selective Gaussian multi-user channel, in both uplink and downlink directions. We develop expressions for the achievable sum rate when there is spatial correlation among antennas at the base station. It is known that the channel matched filter precoder (CMFP) performs the best in a spatially uncorrelated downlink channel. However, we show that, in a spatially correlated downlink channel with two different correlation patterns and at high long-term average power, two other precoders have better performance. For th…
In this work we extend the concept of uplink-downlink rate balancing to frequency division duplex (FDD) massive MIMO systems. We consider a base station with large number antennas serving many single antenna users. We first show that any unused capacity in the uplink can be traded off for higher throughput in the downlink in a system that uses either dirty paper (DP) coding or linear zero-forcing (ZF) precoding. We then also study the scaling of the system throughput with the number of antennas in cases of linear Beamforming (BF) Precoding, ZF Precoding, and DP coding. We show that the downlin…
In this work, we focus on the ergodic sum rate in the downlink of a single-cell large-scale multi-user MIMO system in which the base station employs N antennas to communicate with $K$ single-antenna user equipments. A regularized zero-forcing (RZF) scheme is used for precoding under the assumption that each link forms a spatially correlated MIMO Rician fading channel. The analysis is conducted assuming $N$ and $K$ grow large with a non trivial ratio and perfect channel state information is available at the base station. Recent results from random matrix theory and large system analysis are use…
We propose a max-min multi-cell aware regularized zero-forcing (Max-Min MCA-RZF) precoding and power allocation scheme for downlink multi-cell massive multiple-input multiple-output (MIMO) systems. A general correlated channel model is considered, and the adopted channel state information (CSI) acquisition model includes the effects of estimation errors and pilot contamination. We use results from random matrix theory to derive deterministic equivalents for the proposed Max-Min power allocation in the large system limit which solely depend on statistical CSI, but not on individual channel real…
Efficient channel state information at transmitter (CSIT) for frequency division duplex (FDD) massive MIMO can facilitate its backward compatibility with existing FDD cellular networks. To date, several CSIT estimation schemes have been proposed for FDD single-cell massive MIMO systems, but they fail to consider inter-cell-interference (ICI) and suffer from downlink pilot contamination in multi-cell scenario. To solve this problem, this paper proposes a compressive sensing (CS)-based CSIT estimation scheme to combat ICI in FDD multi-cell massive MIMO systems. Specifically, angle-domain massive…
In this paper, the feasibility of a new downlink transmission mode in massive multi-input multi-output (MIMO) systems is investigated with two types of users, i.e., the users with only statistical channel state information (CSI) and the users with imperfect instantaneous CSI. The problem of downlink precoding design with mixed utilization of statistical and imperfect instantaneous CSI is addressed. We first theoretically analyze the impact of the mutual interference between the two types of users on their achievable rate. Then, considering the mutual interference suppression, we propose an ext…
Due to the large power consumption in RF-circuitry of massive MIMO systems, practically relevant performance measures such as energy efficiency or bandwidth efficiency are neither necessarily monotonous functions of the total transmit power nor the number of active antennas. Optimal antenna selection is however computationally infeasible in these systems. In this paper, we propose an iterative algorithm to optimize the transmit power and the subset of selected antennas subject to non-monotonous performance measures in massive multiuser MIMO settings. Numerical results are given for energy effi…
We consider timing and frequency synchronization for the massive multiuser (MU) multiple-input multiple-output (MIMO) downlink where 1-bit digital-to-analog converters (DACs) are used at the base station (BS). We focus on the practically relevant scenario in which orthogonal-frequency division multiplexing (OFDM) is used to communicate over frequency-selective channels. Our contributions are twofold. First, we use Bussgang's theorem to analyze the impact on performance caused by timing and frequency offsets in the presence of 1-bit DACs at the BS. Second, we demonstrate the efficacy of the wid…
