We introduce in detail our newly developed \textit{ab initio} LDA+Gutzwiller method, in which the Gutzwiller variational approach is naturally incorporated with the density functional theory (DFT) through the "Gutzwiller density functional theory (GDFT)" (which is a generalization of original Kohn-Sham formalism). This method can be used for ground state determination of electron systems ranging from weakly correlated metal to strongly correlated insulators with long-range ordering. We will show that its quality for ground state is as high as that by dynamic mean field theory (DMFT), and yet it is computationally much cheaper. In additions, the method is fully variational, the charge-density self-consistency can be naturally achieved, and the quantities, such as total energy, linear response, can be accurately obtained similar to LDA-type calculations. Applications on several typical systems are presented, and the characteristic aspects of this new method are clarified. The obtained results using LDA+Gutzwiller are in better agreement with existing experiments, suggesting significant improvements over LDA or LDA+U.
The thermodynamic stable phase of cerium metal in the intermediate pressure regime (5.0--13.0 GPa) is studied in detail by the newly developed local-density approximation (LDA)+ Gutzwiller method, which can include the strong correlation effect among the 4\textit{f} electrons in cerium metal properly. Our numerical results show that the $α"$ phase, which has the distorted body-centered-tetragonal structure, is the thermodynamic stable phase in the intermediate pressure regime and all the other phases including the $α'$ phase ($α$-U structure), $α$ phase (fcc structure), and bct phases are eith…
Combining the density functional theory (DFT) and the Gutzwiller variational approach, a LDA+Gutzwiller method is developed to treat the correlated electron systems from {\it ab-initio}. All variational parameters are self-consistently determined from total energy minimization. The method is computationally cheaper, yet the quasi-particle spectrum is well described through kinetic energy renormalization. It can be applied equally to the systems from weakly correlated metals to strongly correlated insulators. The calculated results for SrVO$_3$, Fe, Ni and NiO, show dramatic improvement over LD…
The $α$-$γ$ transition in cerium has been studied in both zero and finite temperature by Gutzwiller density functional theory. We find that the first order transition between $α$ and $γ$ phases persists to the zero temperature with negative pressure. By further including the entropy contributed by both electronic quasi-particles and lattice vibration, we obtain the total free energy at given volume and temperature, from which we obtain the $α$-$γ$ transition from the first principle calculation. We also computed the phase diagram and pressure versus volume isotherms of cerium at finite tempera…
The Gutzwiller technique has long been known as a method to include correlations in electronic structure calculations. Here we implement an ab-initio Gutzwiller+LDA calculation, and apply it to a classic problem, the ferromagnetism of bulk bcc Fe, whose nature has attracted recent interest. In the conventional Stoner-Wohlfarth model, the ferromagnetic ordering of iron sets in so that the electrons can reduce their mutual Coulomb repulsion at the extra cost of some increase of electron kinetic energy. Density functional theory within the spin polarized local density approximation (LDA) has long…
Except for small molecules, it is impossible to solve many electrons systems without imposing severe approximations. If the configuration interaction approaches (CI) or Coupled Clusters techniques \cite{FuldeBook} are applicable for molecules, their generalization for solids is difficult. For materials with a kinetic energy greater than the Coulomb interaction, calculations based on the density functional theory (DFT), associated with the local density approximation (LDA) \cite{Hohenberg64, Kohn65} give satisfying qualitative and quantitative results to describe ground state properties. These …
Based on the variational Gutzwiller theory, we present a method for the computation of response functions for multiband Hubbard models with general local Coulomb interactions. The improvement over the conventional random-phase approximation is exemplified for an infinite-dimensional two-band Hubbard model where the incorporation of the local multiplet-structure leads to a much larger sensitivity of ferromagnetism on the Hund coupling. Our method can be implemented into LDA+Gutzwiller schemes and will therefore be an important tool for the computation of response functions for strongly correlat…
Gutzwiller wavefunction is a physically well motivated trial wavefunction for describing correlated electron systems. In this work, a new approximation is introduced to facilitate evaluation of the expectation value of any operator within the Gutzwiller wavefunction formalism. The basic idea is to make use of a specially designed average over Gutzwiller wavefunction coefficients expanded in the many-body Fock space to approximate the ratio of expectation values between a Gutzwiller wavefunction and its underlying noninteracting wavefunction. To check with the standard Gutzwiller approximation …
The electronic structures of FeAs-compounds strongly depend on the Fe-As bonding, which can not be described successfully by the local density approximation (LDA). Treating the multi-orbital fluctuations from $ab$-$initio$ by LDA+Gutzwiller method, we are now able to predict the correct Fe-As bond-length, and find that Fe-As bonding-strength is 30% weaker, which will explain the observed "soft phonon". The bands are narrowed by a factor of 2, and the $d_{3z^2-r^2}$ orbital is pushed up to cross the Fermi level, forming 3-dimensional Fermi surfaces, which suppress the anisotropy and the ($π,π$)…
The ground states of Na$_x$CoO$_2$ ($0.0<x<1.0$) is studied by the LDA+Gutzwiller approach, where charge transfer and orbital fluctuations are all self-consistently treated {\it ab-initio}. In contrast to previous studies, which are parameter-dependent, we characterized the phase diagram as: (1) Stoner magnetic metal for $x>0.6$ due to $a_{1g}$ van-Hove singularity near band top; (2) correlated non-magnetic metal without $e_g^{\prime}$ pockets for $0.3<x<0.6$; (3) $e_g^{\prime}$ pockets appear for $x<0.3$, and additional magnetic instability involves. Experimental quasi-particle properties is …
We develop an extension of the Gutzwiller Approximation (GA) formalism that includes the effects of Coulomb interactions of arbitrary range (including density density, exchange, pair hopping and Coulomb assisted hopping terms). This formalism reduces to the ordinary GA formalism for the multi-band Hubbard models in the presence of only local interactions. This is accomplished by combining the 1/z expansion -- where z is the coordination number and only the leading order terms contribute in the limit of infinite dimensions -- with a P^2-I expansion, where P is the Gutzwiller projector. The meth…
To elucidate the role played by the transition metal ion in the pnictide materials, we compare the electronic and magnetic properties of BaFe_{2}As_{2} with BaMn_{2}As_{2}. To this end we employ the LDA+Gutzwiller method to analyze the mass renormalizations and the size of the ordered magnetic moment of the two systems. We study a model that contains all five transition metal 3d orbitals together with the Ba-5d and As-4p states (ddp-model) and compare these results with a downfolded model that consists of Fe/Mn d-states only (d-model). Electronic correlations are treated using the multiband Gu…
A fast impurity solver for the dynamical mean field theory(DMFT) named Two Mode Approxi- mation (TMA) is proposed based on the Gutzwiller variational approach, which captures the main features of both the coherent and incoherent motion of the electrons. The new solver works with real frequency at zero temperature and it provides directly the spectral function of the electrons. It can be easily generalized to multi-orbital impurity problems with general on-site interactions, which makes it very useful in LDA+DMFT. Benchmarks on one and two band Hubbard models are presented, and the results agre…
We introduce Gutzwiller-correlated wave functions for the variational investigation of general multi-band Hubbard models. We set up a diagrammatic formalism which allows us to evaluate analytically ground-state properties in the limit of infinite spatial dimensions. In this limit recent results obtained within the Gutzwiller approximation are seen to become exact for these wave functions. We further show that the Slave Boson mean-field theory for degenerate bands becomes variationally controlled at zero temperature in infinite dimensions. Lastly, we briefly comment on the variational approach …
We develop a time-dependent Gutzwiller approximation (GA) for the Hubbard model analogous to the time-dependent Hartree-Fock (HF) method. The formalism incorporates ground state correlations of the random phase approximation (RPA) type beyond the GA. Static quantities like ground state energy and double occupancy are in excellent agreement with exact results in one dimension up to moderate coupling and in two dimensions for all couplings. We find a substantial improvement over traditional GA and HF+RPA treatments. Dynamical correlation functions can be easily computed and are also substantiall…
Attempts to go beyond the local density approximation (LDA) of Density Functional Theory (DFT) have been increasingly based on the incorporation of more realistic Coulomb interactions. In their earliest implementations, methods like LDA+$U$, LDA + DMFT (Dynamical Mean Field Theory), and LDA+Gutzwiller used a simple model interaction $U$. In this article we generalize the solution of the full Coulomb matrix involving $F^{(0)}$ to $F^{(6)}$ parameters, which is usually presented in terms of an $\ell m_\ell$ basis, into a $jm_{j}$ basis of the total angular momentum, where we also include spin-or…
We propose the local density approximation (LDA)+Gutzwiller method incorporating Green's function scheme to study the topological physics of correlated materials from the first-principles. Applying this method to typical mixed valence materials SmB6, we found its non-trivial Z2 topology, indicating that SmB6 is a strongly correlated topological insulator (TI). The unique feature of this compound is that its surface states contain three Dirac cones in contrast to most known TIs.
Within a Lagrangian formalism we derive the time-dependent Gutzwiller approximation for general multi-band Hubbard models. Our approach explicitly incorporates the coupling between time-dependent variational parameters and a time-dependent density matrix from which we obtain dynamical correlation functions in the linear response regime. Our results are illustrated for the one-band model where we show that the interacting system can be mapped to an effective problem of fermionic quasiparticles coupled to "doublon" (double occupancy) bosonic fluctuations. The latter have an energy on the scale o…
In the present paper, the Gutzwiller density functional theory (LDA+G) has been applied to study a bilayer system of LaCoO$_3$ grown along the $(111)$ direction on SrTiO$_3$. The LDA calculations show that there are two nearly flat bands located at the top and bottom of $e_{g}$ bands of Co atoms with the Fermi level crossing the lower one, which is almost half-filled. After including both the spin-orbit coupling and the Coulomb interaction in the LDA+G method, we find that the interplay between spin-orbit coupling and Coulomb interaction stabilizes a very robust ferromagnetic insulator phase w…
The momentum-dependent local-ansatz (MLA) wavefunction describes well correlated electrons in solids in both the weak and strong interaction regimes. In order to apply the theory to the realistic system, we have extended the MLA to the first-principles version using the tight-binding LDA+U Hamiltonian. We demonstrate for the paramagnetic Fe that the first-principles MLA can describe a reasonable correlation energy gain and suppression of charge fluctuations due to electron correlations. Furthermore, we show that the MLA yields a distinct momentum dependence of the momentum distribution, and th…
We consider strongly correlated limit of variants of the Hubbard model (HM) in which on parts of the system it is energetically favourable to project out doublons from the low energy Hilbert space while on other sites of the system it is favourable to project out holes while still allowing for doublons. As an effect the low energy Hilbert space itself varies with sites of the system. Though the formalism is well developed for the case of doublon projection in the literature, case of hole projection has not been explored in detail so far. We derive basic framework by defining creation and annih…
We develop a formalism for constructing particle-number-conserving Gaussian fermionic projected entangled pair states [U(1)-GfPEPS] and show that these states can describe ground states of band insulators and gapless fermions with band touching points. When using them as variational Ansätze for two Dirac fermion systems ($π$-flux model on the square lattice and $[0,π]$-flux model on the kagome lattice), we find that the U(1)-GfPEPS, even with a relatively small bond dimension, can accurately approximate the Dirac Fermi sea ground states. By applying Gutzwiller projectors on top of these U(1)-G…
We propose a new method of solving a class of mean-field (MF) models, which is based on the Maximum Entropy (MaxEnt) principle with additional constraints included. Next, we show equivalence of our method when applied to the Gutzwiller approximation (GA), with the mean-field slave-boson (SB) formalism (on the example of the single-band Hubbard model). This equivalence provides thus an alternative justification of the results obtained within the SB approach which, however, contains ad hoc assumptions to position it in agreement with GA. Our approach implies that all predictions of the MF SB met…
Materials with correlated electrons often respond very strongly to external or internal influences, leading to instabilities and states of matter with broken symmetry. This behavior can be studied theoretically either by evaluating the linear response characteristics, or by simulating the ordered phases of the materials under investigation. We developed the necessary tools within the dynamical mean-field theory (DMFT) to search for electronic instabilities in materials close to spin-state crossovers and to analyze the properties of the corresponding ordered states. This investigation, motivate…
The electronic structure and properties of PuO$_{2}$ and Pu$_{2}$O$_{3}$ have been studied from first principles by the all-electron projector-augmented-wave (PAW) method. The local density approximation (LDA)+$U$ and the generalized gradient approximation (GGA)+$U$ formalism have been used to account for the strong on-site Coulomb repulsion among the localized Pu $5f$ electrons. We discuss how the properties of PuO$_{2}$ and Pu$_{2}$O$_{3}$ are affected by the choice of $U$ as well as the choice of exchange-correlation potential. Also, oxidation reaction of Pu$_{2}$O$_{3}$, leading to formati…
We have performed a systematic first-principles investigation to calculate the electronic structures, mechanical properties, and phonon dispersion curves of NpO$_{2}$. The local density approximation$+U$ and the generalized gradient approximation$+U$ formalisms have been used to account for the strong on-site Coulomb repulsion among the localized Np $5f$ electrons. By choosing the Hubbard \emph{U} parameter around 4 eV, the orbital occupancy characters of Np 5\emph{f} and O 2\emph{p} are in good agreement with recent experiments [J. Nucl. Mater. \textbf{389}, 470 (2009)]. Comparing with our pr…
We derive a general formalism for evaluating the high-frequency limit of the thermoelectric power of strongly correlated materials, which can be straightforwardly implemented in available first principles LDA+DMFT programs. We explore this formalism using model Hamiltonians and we investigate the validity of approximating the static thermoelectric power $S_0$, by its high-temperature limit, $S^*$. We point out that the behaviors of $S^*$ and $S_0$ are qualitatively different for a correlated Fermi liquid near the Mott transition, when the temperature is in the coherent regime. When the tempera…
I present a formalism for dealing directly with the effects of the Gutzwiller projection, which is implicit in the t-J model widely believed to underly the phenomenology of the high-Tc cuprates. I suggest that a true BCS condensation from a Fermi liquid state takes place, but in the unphysical space prior to projection. The theory which results upon projection does not follow conventional rules of diagram theory and in fact in the normal state is a Z=0 non-Fermi liquid. Anomalous properties of this strange metal normal state are predicted and compared to experiments.
We show that a lattice formulation of density-functional theory (DFT), guided by renormalization-group concepts, can be used to obtain numerical predictions of energy gaps, spin-density profiles, critical exponents, sound velocities, surface energies and conformal anomalies of spatially inhomogeneous quantum spin chains. To this end we (i) cast the formalism of DFT in the notation of quantum-spin chains, to make the powerful methods and concepts developed in {\em ab initio} DFT available to workers in this field; (ii) explore to what extent simple local approximations in the spirit of the loca…
LDA+DMFT (Local Density Approximation combined with Dynamical Mean-Field Theory) computation scheme has been used to calculate spectral properties of LaFeAsO -- the parent compound of the new high-T_c iron oxypnictides. The average Coulomb repulsion U=3-4 eV and Hund's exchange J=0.8 eV parameters for iron 3d electrons were calculated using the first principles constrained density functional theory scheme in the Wannier functions formalism. DMFT calculations using these parameters result in moderately correlated electronic structure with effective electron mass enhancement m^*~2 that is in agr…
The correlated electronic structure of iron, cobalt and nickel is investigated within the dynamical mean-field theory formalism, using the newly developed full-potential LMTO-based LDA+DMFT code. Detailed analysis of the calculated electron self-energy, density of states and the spectral density are presented for these metals. It has been found that all these elements show strong correlation effects for majority spin electrons, such as strong damping of quasiparticles and formation of a density of states satellite at about -7 eV below the Fermi level. The LDA+DMFT data for fcc nickel and cobal…
Ab initio wave-function-based methods are employed for the study of quasiparticle energy bands of zinc-blende ZnS, with focus on the Zn 3d "semicore" states. The relative energies of these states with respect to the top of the S 3p valence bands appear to be poorly described as compared to experimental values not only within the local density approximation (LDA), but also when many-body corrections within the GW approximation are applied to the LDA or LDA+U mean-field solutions [T. Miyake, P. Zhang, M. L. Cohen, and S. G. Louie, Phys. Rev. B 74, 245213 (2006)]. In the present study, we show th…
Effective field theory (EFT) methods are applied to density functional theory (DFT) as part of a program to systematically go beyond mean-field approaches to medium and heavy nuclei. A system of fermions with short-range, natural interactions and an external confining potential (e.g., fermionic atoms in an optical trap) serves as a laboratory for studying DFT/EFT. An effective action formalism leads to a Kohn-Sham DFT by applying an inversion method order-by-order in the EFT expansion parameter. Representative results showing the convergence of Kohn-Sham calculations at zero temperature in the…
LDA+DMFT (Local Density Approximation combined with Dynamical Mean-Field Theory) computation scheme has been used to calculate spectral properties of LaFeAsO -- the parent compound for new high-T$_c$ iron oxypnictides. Coulomb repulsion $U$ and Hund's exchange $J$ parameters for iron 3d electrons were calculated using \textit {first principles} constrained density functional theory scheme in Wannier functions formalism. Resulting values strongly depend on the number of states taken into account in calculations: when full set of O-$2p$, As-$4p$, and Fe-3d orbitals with corresponding bands are i…
A versatile method for combining density functional theory (DFT) in the local density approximation (LDA) with dynamical mean-field theory (DMFT) is presented. Starting from a general basis-independent formulation, we use Wannier functions as an interface between the two theories. These functions are used for the physical purpose of identifying the correlated orbitals in a specific material, and also for the more technical purpose of interfacing DMFT with different kinds of band-structure methods (with three different techniques being used in the present work). We explore and compare two disti…
Plutonium dioxide is of high technological importance in nuclear fuel cycle and is particularly crucial in long-term storage of Pu-based radioactive waste. Using first-principles density-functional theory, in this paper we systematically study the structural, electronic, mechanical, thermodynamic properties, and pressure induced structural transition of PuO$_{2}$. To properly describe the strong correlation in the Pu $5f$ electrons, the local density approximation$+U$ and the generalized gradient approximation$+U$ theoretical formalisms have been employed. We optimize the $U$ parameter in calc…
