We study the flux parameter spaces for semi-realistic supersymmetric Pati-Salam models in the AdS vacua on Type IIA orientifold and realistic supersymmetric Pati-Salam models in the Minkowski vacua on Type IIB orientifold. Because the fluxes can be very large, we show explicitly that there indeed exists a huge number of semi-realistic Type IIA and realistic Type IIB flux models. In the Type IIA flux models, in the very large flux limit, the theory can become weakly coupled and the AdS vacua can approach to the Minkowski vacua. In a series of realistic Type IIB flux models, at the string scale, the gauge symmetry can be broken down to the Standard Model (SM) gauge symmetry, the gauge coupling unification can be achieved naturally, all the extra chiral exotic particles can be decoupled, and the observed SM fermion masses and mixings can be obtained as well. In particular, the real parts of the dilaton, Kähler moduli, and the unified gauge coupling are independent of the very large fluxes. The very large fluxes only affect the real and/or imaginary parts of the complex structure moduli, and/or the imaginary parts of the dilaton and Kähler moduli. However, these semi-realistic Type IIA and realistic Type IIB flux models can not be populated in the string landscape.
Geometric modularity has recently been conjectured to be a characteristic feature for flux vacua with $W=0$. This paper provides support for the conjecture by computing motivic modular forms in a direct way for several string compactifications for which such vacua are known to exist. The analysis of some Calabi-Yau manifolds which do not admit supersymmetric flux vacua shows that the reverse of the conjecture does not hold.
We derive algebraic attractor equations describing supersymmetric flux vacua of type IIB string theory in terms of the doublet of the 3-form fluxes, F and H. These equations are similar to the attractor equations for moduli fixed by the charges near the horizon of the supersymmetric black holes.
We develop a technique for computing expected numbers of vacua in Gaussian ensembles of supergravity theories, and apply it to derive an asymptotic formula for the index counting all flux supersymmetric vacua with signs in Calabi-Yau compactification of type IIb string theory, which becomes exact in the limit of a large number of fluxes. This should give a reasonable estimate for actual numbers of vacua in string theory, for CY's with small b_3.
We summarize and extend our work on flux vacua attractors in generalized compactifications. After reviewing the attractor equations for the heterotic string on SU(3) structure manifolds, we study attractors for N=1 vacua in type IIA/B on SU(3)xSU(3) structure spaces. In the case of vanishing RR flux, we find attractor equations that encode Minkowski vacua only (and which correct a previous normalization error). In addition to our previous considerations, here we also discuss the case of nonzero RR flux and the possibility of attractors for AdS vacua.
On the Type IIB toroidal T^6 orientifolds with generic flux compactifications, we conjecture that in generic supsersymmetric Minkowski vacua, at least one of the flux contributions to the seven-brane and D3-brane tadpoles is positive if the moduli are stabilized properly, and then the tadpole cancellation conditions can not be relaxed. To study the supsersymmetric Minkowski flux vacua, we simplify the fluxes reasonably and discuss the corresponding superpotential. We show that we can not have simultaneously the positive real parts of all the moduli and the negative/zero flux contributions to a…
Type IIB toroidal orientifolds are among the earliest examples of flux vacua. By applying T-duality, we construct the first examples of massive IIA flux vacua with Minkowski space-times, along with new examples of type IIA flux vacua. The backgrounds are surprisingly simple with no four-form flux at all. They serve as illustrations of the ingredients needed to build type IIA and massive IIA solutions with scale separation. To check that these backgrounds are actually solutions, we formulate the complete set of type II supergravity equations of motion in a very useful form that treats the R-R f…
We give results for the distribution and number of flux vacua of various types, supersymmetric and nonsupersymmetric, in IIb string theory compactified on Calabi-Yau manifolds. We compare this with related problems such as counting attractor points.
We investigate several predictions about the properties of IIB flux vacua on Calabi-Yau orientifolds, by constructing and characterizing a very large set of vacua in a specific example, an orientifold of the Calabi-Yau hypersurface in $WP^{4}_{1,1,1,1,4}$. We find support for the prediction of Ashok and Douglas that the density of vacua on moduli space is governed by ${\rm det}(-R - ω)$ where $R$ and $ω$ are curvature and Kähler forms on the moduli space. The conifold point $ψ=1$ on moduli space therefore serves as an attractor, with a significant fraction of the flux vacua contained in a smal…
We analyse type IIA Calabi-Yau orientifolds with background fluxes and D6-branes. Rewriting the F-term scalar potential as a bilinear in flux-axion polynomials yields a more efficient description of the Landscape of flux vacua, as they are invariant under the discrete shift symmetries of the 4d effective theory. In particular, expressing the extremisation conditions of the scalar potential in terms of such polynomials allows for a systematic search of vacua. We classify families of N=0 Minkowski, N=1 AdS and N=0 AdS flux vacua, extending previous findings in the literature to the Calabi-Yau co…
We investigate whether there are attractor equations for N=1 flux vacua in generalized compactifications. We fill a gap in the existing literature by verifying analytically that the recently proposed susy attractors, for type IIB CY(3) orientifold compactifications with flux, do give supersymmetric minima of the relevant scalar potential. Furthermore, our considerations clarify various confusions about existing proposals for generalization of the flux vacua attractors to non-Kähler compactifications. We explore different possibilities for generalization and find attractor equations for N=1 Min…
In this note I demonstrate that certain findings on IIB flux compactifications in the large complex structure limit, when combined with recent statistical bounds on the large $h^{2,1}$ limit, are compatible with the Tadpole Conjecture, contrary to previous claims.
We analyze the tree-level potential of type IIB flux compactifications in warped Calabi-Yau orientifolds, in regions of weak coupling and moderately large complex structure. In this regime, one may approximate the flux-induced superpotential $W$ by a polynomial on the axio-dilaton and complex structure fields, and a significant fraction of vacua corresponds to a quadratic $W$. In this quadratic case, we argue that vacua fall into three classes, for which one can push the analytic description of their features. In particular, we provide analytic expressions for the vacuum expectation values and…
We analyse type IIA Calabi-Yau orientifolds with background fluxes and D6-branes. The presence of D6-brane deformation moduli redefines the 4d dilaton and complex structure fields and complicates the analysis of such vacua in terms of the effective Kahler potential and superpotential. One may however formulate the F-term scalar potential as a bilinear form on the flux-axion polynomials $ρ_A$ invariant under the discrete shift symmetries of the 4d effective theory. We express the conditions for Minkoswki and AdS flux vacua in terms of such polynomials, which allow to extend the analysis to incl…
The Swampland program relies heavily on the conjecture that there can only be a finite number of flux vacua (FFV conjecture). Stipulating this FFV conjecture and applying it to some older work in flux vacua construction we show that within a patch of the landscape the FFV conjecture makes predictions on the non-existence of otherwise viable non-perturbative objects arising from brane recombination. Future gains in direct non-perturbative analysis could therefore not only test this prediction but also test portions of the Swampland program itself. We also discuss implications of a weaker FFV co…
These lectures give a detailed introduction to constructing and analyzing string vacua suitable for phenomenological model building, with particular emphasis on F-theory flux vacua. Topics include (1) general challenges and overview of some proposed scenarios, (2) an extensive introduction to F-theory and its relation to M-theory and perturbative IIB string theory, (3) F-theory flux vacua and moduli stabilization scenarios, (4) a practical geometrical toolkit for constructing string vacua from scratch, (5) statistics of flux vacua, and (6) explicit models.
We describe a method for finding flux vacua of type IIB string theory in which the Gukov-Vafa-Witten superpotential is exponentially small. We present an example with $W_0 \approx 2 \times 10^{-8}$ on an orientifold of a Calabi-Yau hypersurface with $(h^{1,1},h^{2,1})=(2,272)$, at large complex structure and weak string coupling.
We construct hybrid linear models in which the chiral anomaly of a gauged linear sigma model is canceled by the classical anomaly of a gauged WZW model. Semi-classically, this corresponds to fibering the WZW model over the naive target space of the sigma model. When the gauge group is abelian, we recover known non-Kahler compactifications; non-abelian models describe novel quasi-geometric flux vacua of the heterotic string.
We give a construction of type IIB flux vacua with discrete R-symmetries and vanishing superpotential for hypersurfaces in weighted projective space with any number of moduli. We find that the existence of such vacua for a given space depends on properties of the modular group, and for Fermat models can be determined solely by the weights of the projective space. The periods of the geometry do not in general have arithmetic properties, but live in a vector space whose properties are vital to the construction.
We derive the 3D N=1 superpotential for the closed string sector of type IIB supergravity on toroidal O5 orientifolds with co-calibrated G2 structure and RR background flux. We find that such compactifications can provide full closed string moduli stabilization on supersymmetric AdS$_3$ vacua, and once we include brane-supersymmetry-breaking we also find indication for the existence of classical 3D de Sitter solutions. The latter however are rather difficult to reconcile with the shape moduli stabilization and flux quantization. We also discuss the possibility of achieving scale separation in …
We discuss flux compactifications of IIA string theory on G2 holonomy spaces with O2/O6-planes to three dimensions and find two classes of solutions: 1) No-scale Minkowski vacua from NSNS 3-form fluxes and RR 4-form fluxes. 2) By adding Romans mass we find AdS$_3$ vacua for which the AdS scale can be decoupled completely from the KK scale while the solution is at tunable weak coupling and large volume. For the AdS$_3$ vacuum we only have a proper 3D description (i.e. smeared orientifold description) of the solution like the 4D analogue of IIA moduli stabilization from fluxes and O6-planes. Thi…
We construct worldsheet descriptions of heterotic flux vacua as the IR limits of N=2 gauge theories. Spacetime torsion is incorporated via a 2d Green-Schwarz mechanism in which a doublet of axions cancels a one-loop gauge anomaly. Manifest (0,2) supersymmetry and the compactness of the gauge theory instanton moduli space suggest that these models, which include Fu-Yau models, are stable against worldsheet instanton effects, implying that they, like Calabi-Yaus, may be smoothly extended to solutions of the exact beta functions. Since Fu-Yau compactifications are dual to KST-type flux compactifi…
We study properties of flux vacua in type IIB string theory in several simple but illustrative models. We initiate the study of the relative frequencies of vacua with vanishing superpotential W=0 and with certain discrete symmetries. For the models we investigate we also compute the overall rate of growth of the number of vacua as a function of the D3-brane charge associated to the fluxes, and the distribution of vacua on the moduli space. The latter two questions can also be addressed by the statistical theory developed by Ashok, Denef and Douglas, and our results are in good agreement with t…
We argue for finiteness of flux vacua around type IIB CY singularities by computing their gauge theory duals. This leads us to propose a geometric transition where the compact 3-cycles support both RR and NS flux, while the open string side contains 5-brane bound states. By a suitable combination of S duality and symplectic transformations, both sides are shown to have the same IR physics. The finiteness then follows from a holomorphic change of couplings in the gauge side. As a nontrivial test, we compute the number of vacua on both sides for the conifold and the Argyres-Douglas point, and we…
We consider the SU(2)LxSU(2)R Standard Model brane embedding in an orientifold of T6/Z2xZ2. Within defined limits, we construct all such Standard Model brane embeddings and determine the relative number of flux vacua for each construction. Supersymmetry preserving brane recombination in the hidden sector enables us to identify many solutions with high flux. We discuss in detail the phenomenology of one model which is likely to dominate the counting of vacua. While Kahler moduli stabilization remains to be fully understood, we define the criteria necessary for generic constructions to have fixe…
We analyze the isometries of Type IIB flux vacua based on the Papadopolous-Tseytlin ansatz and identify the related massless bulk vector fields. To this end we devise a general ansatz, valid in any flux compactification, for the fluctuations of the metric and p-forms that diagonalizes the coupled equations. We then illustrate the procedure in the simple case of holographic flows driven by the RR 3-form flux only. Specifically we study the fate of the isometries of the Maldacena-Nunez solution associated to wrapped D5-branes.
We argue that the Maldacena-Nunez no-go theorem excluding Minkowski and de Sitter vacua in flux compactifications can be extended to exclude anti-de Sitter (AdS) vacua for which the Kaluza-Klein scale is parametrically smaller than the AdS length scale. As a practical application of this observation we demonstrate that the mechanism to resolve O6 singularities in massive type IIA at the classical level is likely not to occur in AdS compactifications with scale separation. We furthermore remark that a compactification to four observable dimensions implies a large cosmological hierarchy.
We consider flux vacua for type IIB orientifold compactifications and study their interplay with the tadpole-cancellation condition. As a concrete example we focus on $\mathbb T^6/\mathbb Z_2\times \mathbb Z_2$, for which we find that solutions to the F-term equations at weak coupling, large complex structure and large volume require large flux contributions. Such contributions are however strongly disfavored by the tadpole-cancellation condition. We furthermore find that solutions which stabilize moduli in this perturbatively-controlled regime are only a very small fraction of all solutions, …
We generalize the recently proposed mechanism by Demirtas, Kim, McAllister and Moritz arXiv:1912.10047 for the explicit construction of type IIB flux vacua with $|W_0|\ll 1$ to the region close to the conifold locus in the complex structure moduli space. For that purpose tools are developed to determine the periods and the resulting prepotential close to such a codimension one locus with all the remaining moduli still in the large complex structure regime. As a proof of principle we present a working example for the Calabi-Yau manifold $\mathbb{P}_{1,1,2,8,12}[24]$.
AdS flux vacua with a parametric separation between the AdS and KK scales have been conjectured to be in the Swampland. We study flux compactifications of massive IIA supergravity with O6 planes which are claimed to allow moduli-stabilised and scale separated AdS$_3$ and AdS$_4$ vacua at arbitrary weak coupling and large volume. A recent refinement of the AdS Distance Conjecture is shown to be inconsistent with the class of AdS$_3$ vacua because the requisite discrete higher form symmetries are absent. We further perform a tree-level study of non-perturbative decays for the nonsupersymmetric v…
In this note we apply mathematical results for the volume of certain symmetric spaces to the problem of counting flux vacua in simple IIB Calabi--Yau compactifications. In particular we obtain estimates for the number of flux vacua including the geometric factor related to the Calabi-Yau moduli space, in the large flux limit, for the FHSV model and some closely related models. We see that these geometric factors give rise to contributions to the counting formula that are typically not of order one and might potentially affect the counting qualitatively in some cases. We also note, for simple f…
We examine the vacuum structure of 4D effective theories of moduli fields in spacetime compactifications with quantized background fluxes. Imposing the no-scale structure for the volume deformations, we numerically investigate the distributions of flux vacua of the effective potential in complex structure moduli and axio-dilaton directions for two explicit examples in Type IIB string theory and F-theory compactifications. It turns out that distributions of non-supersymmetric flux vacua exhibit a non-increasing functional behavior of several on-shell quantities with respect to the string coupli…
We study the conformal dimensions of the would-be dual operators to the stabilized moduli for two non-supersymmetric DGKT vacua. For the first of them, related to the standard SUSY DGKT vacuum by $G_4=-G_4^{\text{SUSY}}$, we obtain integer conformal dimensions. For the second of them, which has a non-zero harmonic component in $G_2$, we obtain both integers and real numbers.
By studying phase transitions in supersymmetric gauge theories with Green-Schwarz anomaly cancellation, a natural relation is found between sigma models on certain non-Kahler manifolds with intrinsic torsion and asymmetric Landau-Ginzburg orbifolds. In these orbifold limits, a quantum anomaly of the orbifold action is cancelled by discrete phases in the partition function. These intrinsic torsion phases are derived by blowing down cycles supporting non-trivial H-flux in the linear model. This correspondence extends the CY-LG correspondence to special non-Kahler manifolds and provides computati…
We review some topological effects on the construction of string flux-vacua. Specifically we study the effects of brane-flux transitions on the stability of D-branes on a generalized tori compactificaction, the transition that a black hole suffers in a background threaded with fluxes and the connections among some Minkowsky vacua solutions.
We discuss some basic aspects of effective field theory applied to supergravity theories which arise in the low-energy limit of string theory. Our discussion is particularly relevant to the effective field theories of no-scale supergravities that break supersymmetry, including those that appear in constructing de Sitter solutions of string theory.
We consider flux compactification of type IIB string theory as the orientifold limit of an F-theory on a Calabi-Yau fourfold. We show that when supersymmetry is dominantly broken by the axion-dilaton and the contributions of the F-terms associated with complex structure moduli are small, the Hessian of the flux potential always has tachyonic modes for de Sitter vacua. This implies that there exist no meta-stable de Sitter vacua in this limit. Moreover, we find that the stability requirement imposes a relation between the values of cosmological constant and the scale of supersymmetry breaking f…
We study the distribution of type IIB flux vacua in the moduli space near various singular loci, e.g. conifolds, ADE singularities on P1, Argyres-Douglas point etc, using the Ashok- Douglas density det(R + omega). We find that the vacuum density is integrable around each of them, irrespective of the type of the singularities. We study in detail an explicit example of an Argyres-Douglas point embedded in a compact Calabi-Yau manifold.
Understanding supersymmetric flux vacua is essential in order to connect string theory to observable physics. In this thesis, flux vacua are studied by making use of two mathematical frameworks: SU(n)-structures and generalised complex geometry. Manifolds with SU(n)-structure are generalisations of Calabi-Yau manifolds. Generalised complex geometry is a geometrical framework that simultaneously generalises complex and symplectic geometry. Classes of flux vacua of type II supergravity and M-theory are given on manifolds with SU(4)-structure. The N= (1,1) type IIA vacua uplift to N=1 M-theory va…
In this note we study the mass spectrum of type IIB flux compactifications. We first give a general discussion of the mass matrix for F-term vacua in four-dimensional N=1 supergravity theories and then specialize to type IIB Calabi-Yau orientifold compactifications in the presence of geometric and non-geometric fluxes. F-term vacua in this setting are in general AdS$_4$ vacua for which we compute the conformal dimensions of operators dual to the scalar fields. For the mirror-dual of the DGKT construction we find that one-loop corrections to the complex-structure moduli space lead to real-value…
We study models of stabilization near large complex structure in type IIB O3/O7 flux compactifications. We consider a special family of examples with a single nonvanishing Yukawa coupling in the large complex structure limit, which allows us to study all possible stable vacua of the tree-level no-scale potential very explicitly. We find that, by tuning fluxes, both supersymmetric and nonsupersymmetric vacua can be realized at almost any point in the large complex structure moduli space of one-, two-, and three-parameter models. We also consider the effects of stringy corrections on tree-level …
Type IIA flux compactifications with O6-planes have been argued from a four dimensional effective theory point of view to admit stable, moduli free solutions. We discuss in detail the ten dimensional description of such vacua and present exact solutions in the case when the O6-charge is smoothly distributed. In the localised case, the solution is a half-flat, non-Calabi-Yau metric. Finally, using the ten dimensional description we show how all moduli are stabilised and reproduce precisely the results of de Wolfe et al.
We report on a new class of flux vacua generically present in Calabi-Yau compactifications of type-IIB string theory. At these vacua, the mass spectrum of the complete axio-dilaton/complex structure sector is given, to leading order in $α'$ and $g_s$, by a simple analytic formula independent of the choice of Calabi-Yau. We provide a method to find these vacua, and construct an ensemble of $17,054$ solutions for the Calabi-Yau hypersurface $\mathbb{WP}_{[1,1,1,6,9]}^4$, where the masses of the axio-dilaton and the $272$ complex structure fields can be explicitly computed.
We study flux compactifications of 10d type II supergravities to 4d Minkowski space-time, supported by parallel orientifold Op-planes with 3 $\leq$ p $\leq$ 8. With some restrictions, the 4d Ricci scalar can be written as a negative sum of squares involving BPS-like conditions. Setting all squares to zero provides automatically a solution to 10d equations of motion. This way, we characterize a broad class, if not the complete set, of Minkowski flux vacua. We also conjecture an extension to include non-geometric fluxes. None of our results rely on supersymmetry.
We study the influence of four-form fluxes on the stabilization of the Kahler moduli in M-theory compactified on a Calabi-Yau four-fold. We find that, under certain non-degeneracy condition on the flux, M5-instantons of a new topological type generate a superpotential. The existence of such an instanton restricts possible four-folds for which the stabilization by this mechanism is expected. These topological constraints on the background are different from the previously known constraints, derived from the flux-free analysis of the nonperturbative effects.
We study type IIB string compactifications in the presence of RR and NSNS fluxes using worldsheet techniques. Vertex operators corresponding to internal RR and NSNS fluxes are constructed in the hybrid formalism with manifest target space supersymmetry. In a simple class of examples, we compute various known physical phenomena such as warping and the generation of a superpotential for complex structure moduli. The results are in precise agreement with the supergravity literature.
We analyse type IIA Calabi-Yau orientifolds with backgroud fluxes, taking into account the effect of perturbative $α'$-corrections. In particular, we consider the $α'$-corrections that modify the metrics in the Kähler sector of the compactification. As it has been argued in the literature, including such $α'$-corrections allows to construct the mirror duals of type IIB Calabi-Yau flux compactifications, in which the effect of flux backreaction is under control. We compute the $α'$-corrected scalar potential generated by the presence of RR and NS fluxes, and reformulate it as a bilinear of the …
A dynamical description of the transitions between different backgrounds requires the existence of a background independent action which propagates the correct number of degrees of freedom and couples bulk supergravity to certain higher dimensional branes. We present classical equations for configurations that separate the world into regions with different flux parameters etc. and discuss the difficulties of trying to construct an action that describes the transitions between them within the framework of supergravity.
We present a novel method to obtain type IIB flux vacua with flat directions at tree level. We perform appropriate choices of flux quanta that induce relations between the flux superpotential and its derivatives. This method is implemented in toroidal and Calabi-Yau compactifications in the large complex structure limit. Explicit solutions are obtained and classified on the basis of duality equivalences. In the toroidal case we present solutions with N=1 and N=2 supersymmetry and arbitrarily weak coupling. In Calabi-Yaus we find novel perturbatively flat vacua, as well as solutions with non-ze…
We investigate the emergence of supersymmetric negative-vacuum-energy ground states in four dimensions. First, we rely on the analysis of the effective superpotential, which depends on the background fluxes of the internal manifold, or equivalently has its origin in the underlying gauged supergravity. Four-dimensional, supersymmetric anti-de Sitter vacua with all moduli stabilized appear when appropriate Ramond and Neveu--Schwarz fluxes are introduced in IIA. Geometric fluxes are not necessary. Then the whole setup is analyzed from the perspective of the sources, namely D/NS-branes or Kaluza--…
We study moduli stabilization of the F-theory compactified on an elliptically fibered Calabi-Yau fourfold. Our setup is based on the mirror symmetry framework including brane deformations. The complex structure moduli dependence of the resulting 4D N=1 effective theory is determined by the associated fourfold period integrals. By turning on appropriate G-fluxes, we explicitly demonstrate that all the complex structure moduli fields can be stabilized around the large complex structure point of the F-theory fourfold.
On the branes behind scale-separated AdS$_{3}$ flux vacua
Universidad de Oviedo（奥维耶多大学）；Instituto Universitario de Ciencias y Tecnologías Espaciales de Asturias (ICTEA)（阿斯图里亚斯空间科学与技术大学研究所）；Universidade Federal do Espírito Santo（圣埃斯皮里图联邦大学）
We review the subject of Kahler anomalies in gauged supergravity, emphasizing that field equations are inconsistent when the Kahler potential is non-invariant under gauge transformations or when there are elementary Fayet-Iliopoulos couplings. Flux vacua solutions of string theory with gauged U(1) shift symmetries appear to avoid this problem. The covariant Kahler anomalies involve tensors which are composite functions of the scalars as well as the gauge field strength and space-time curvature tensors. Anomaly cancellation conditions will be discussed in a sequel to this paper.
In this paper, we extend the analysis of scanning the perturbatively flat flux vacua (PFFV) for the type IIB orientifold compactifications on the mirror of the projective complete intersection Calabi-Yau (pCICY) 3-folds, which are realized as hypersurfaces in the product of complex projective spaces. We present the PFFV statistics for all the 36 pCICYs with $h^{1,1}=2$ and classify them into two categories of being K3-fibered model and non K3-fibered model. We find that all the K3-fibered models have a significantly large number of PFFV leading to physical vacua by fixing the axio-dilaton by n…
We review some of the features of Type IIA compactifications in the presence of fluxes. In particular, the case of $T^6/(Ω(-1)^{F_L} σ)$ orientifolds with RR, NS and metric fluxes is considered. This has revealed to possess remarkable properties such as vacua with all the closed string moduli stabilized, null or negative contributions to the RR tadpoles or supersymmetry on the branes enforced by the closed string background. In this way, Type IIA compactifications with non trivial fluxes seem to constitute a new window into the building of semi-realistic models in String Theory.
