We consider the broadcast phase of a three-node network, where a relay node establishes a bidirectional communication between two nodes using a spectrally efficient two-phase decode-and-forward protocol. In the first phase the two nodes transmit their messages to the relay node. Then the relay node decodes the messages and broadcasts a re-encoded composition of them in the second phase. We consider Gaussian MIMO channels and determine the capacity region for the second phase which we call the Gaussian MIMO bidirectional broadcast channel.
We study the two-user Gaussian multiple-input multiple-output (MIMO) broadcast channel with common and confidential messages. In this channel, the transmitter sends a common message to both users, and a confidential message to each user which is kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between the capacity region we obtained for the Gaussian MIMO broadcast channel with common and confidential messages and the capacity region of its non-confidential counterpart, i.e., the Gaussian MIMO broadcast channel with…
In this paper, a new proof for the degrees of freedom (DoF) region of the K-user multiple-input multiple-output (MIMO) broadcast channel (BC) with no channel state information at the transmitter (CSIT) and perfect channel state information at the receivers (CSIR) is provided. Based on this proof, the capacity region of a certain class of MIMO BC with channel distribution information at the transmitter (CDIT) and perfect CSIR is derived. Finally, an outer bound for the DoF region of the MIMO interference channel (IC) with no CSIT is provided.
We consider the Gaussian multiple-input multiple-output (MIMO) broadcast channel with common and private messages. We obtain the degrees of freedom (DoF) region of this channel. We first show that a parallel Gaussian broadcast channel with unmatched sub-channels can be constructed from any given Gaussian MIMO broadcast channel by using the generalized singular value decomposition (GSVD) and a relaxation on the power constraint for the channel input, in a way that the capacity region of the constructed parallel channel provides an outer bound for the capacity region of the original channel. The…
Optimizing energy efficiency (EE) for the MIMO broadcasting channels (BC) is considered in this paper, where a practical power model is taken into account. Although the EE of the MIMO BC is non-concave, we reformulate it as a quasiconcave function based on the uplink-downlink duality. After that, an energy efficient iterative waterfilling scheme is proposed based on the block-coordinate ascent algorithm to obtain the optimal transmission policy efficiently, and the solution is proved to be convergent. Through simulations, we validate the efficiency of the proposed scheme and discuss the system…
We investigate the secure degrees of freedom (SDoF) of the wiretap and the K user Gaussian broadcast channels with multiple antennas at the transmitter, the legitimate receivers and an unknown number of eavesdroppers each with a number of antennas less than or equal to a known value NE. The channel matrices between the legitimate transmitter and the receivers are available everywhere, while the legitimate pair have no information about the eavesdroppers' channels. We provide the exact sum SDoF for the considered system. A new comprehensive upperbound is deduced and a new achievable scheme base…
We provide an alternative proof for the capacity region of the degraded Gaussian multiple-input multiple-output (MIMO) broadcast channel. Our proof does not use the channel enhancement technique as opposed to the original proof of Weingertan {\it et. al.} and the alternative proof of Liu {\it et. al}. Our proof starts with the single-letter description of the capacity region of the degraded broadcast channel, and directly evaluates it for the degraded Gaussian MIMO broadcast channel by using two main technical tools. The first one is the generalized de Bruijn identity due to Palomar \emph{et. …
The K-user multiple-input and multiple-output (MIMO) broadcast channel (BC) with no channel state information at the transmitter (CSIT) is considered, where each receiver is assumed to be equipped with reconfigurable antennas capable of choosing a subset of receiving modes from several preset modes. Under general antenna configurations, the sum linear degrees of freedom (LDoF) of the K-user MIMO BC with reconfigurable antennas is completely characterized, which corresponds to the maximum sum DoF achievable by linear coding strategies. The LDoF region is further characterized for a class of ant…
In a three-node network a half-duplex relay node enables bidirectional communication between two nodes with a spectral efficient two phase protocol. In the first phase, two nodes transmit their message to the relay node, which decodes the messages and broadcast a re-encoded composition in the second phase. In this work we determine the capacity region of the broadcast phase. In this scenario each receiving node has perfect information about the message that is intended for the other node. The resulting set of achievable rates of the two-phase bidirectional relaying includes the region which ca…
It has been shown recently that the dirty-paper coding is the optimal strategy for maximizing the sum rate of multiple-input multiple-output Gaussian broadcast channels (MIMO BC). Moreover, by the channel duality, the nonconvex MIMO BC sum rate problem can be transformed to the convex dual MIMO multiple-access channel (MIMO MAC) problem with a sum power constraint. In this paper, we design an efficient algorithm based on conjugate gradient projection (CGP) to solve the MIMO BC maximum sum rate problem. Our proposed CGP algorithm solves the dual sum power MAC problem by utilizing the powerful c…
In this paper, we study the degrees of freedom (DoF) of the asymmetric multi-input-multi-output interference broadcast channel (MIMO-IBC). By introducing a notion of connection pattern chain, we generalize the genie chain proposed in [11] to derive and prove the necessary condition of IA feasibility for asymmetric MIMO-IBC, which is denoted as irreducible condition. It is necessary for both linear interference alignment (IA) and asymptotic IA feasibility in MIMO-IBC with arbitrary configurations. In a special class of asymmetric two-cell MIMOIBC, the irreducible condition is proved to be the s…
This letter investigates the energy efficiency (EE) scaling law for the broadcasting channels (BC) with many users, in which the non-ideal transmit independent power consumption is taken into account. We first consider the single antenna case with $K$ users, and derive that the EE scales as $\frac{\log_2 \ln K}α$ when $α> 0$ and $\log_2 K$ when $α= 0$, where $α$ is the normalized transmit independent power. After that, we extend it to the general MIMO BC case with a $M$-antenna transmitter and $K$ users each with $N$ antennas. The scaling law becomes $\frac{M \log_2 \ln NK}α$ when $α> 0$ and $…
Interference alignment (IA) has recently emerged as a promising interference mitigation technique for interference networks. In this letter, we focus on the IA non-iterative transceiver design problem in a multiple-input-multiple-output interfering broadcast channel (MIMO-IBC), and observed that there is previously unexploited flexibility in different permutations of user ordering. By choosing a good user ordering for a pre-determined IA inter-channel-interference allocation, an improved transceiver design can be accomplished. In order to achieve a more practical performance-complexity tradeof…
The degrees of freedom (DoF) of the multiple-input multiple-output (MIMO) Interference Broadcast Channel (IBC) with 2 cells and 2 users per cell are investigated when only delayed channel state information is available at the transmitter side (delayed CSIT). Retrospective Interference Alignment has shown the benefits in terms of DoF of exploiting delayed CSIT for interference, broadcast and also for the IBC. However, previous works studying the IBC with delayed CSIT do not exploit the fact that the users of each cell are served by a common transmitter. This work presents a four-phase precoding…
This paper theoretically characterizes the degrees-of-freedom (DoF) region of order-$(K-1)$ messages for the $K$-user multiple-input multiple-output (MIMO) broadcast channel with delayed channel state information at the transmitter (CSIT) and arbitrary antenna configurations, where the transmitter has $M$ antennas and the receiver $i=1,2,\cdots,K$ has $N_i$ antennas. For the converse, we first derive the DoF region of order-$(K-1)$ messages for the $K$-user MIMO broadcast channel with no CSIT and arbitrary antenna configurations with the aid of the proposed Genie-bound, and then establish the …
This work addresses the design of optimal linear transmit filters for the Multiple Input-Multiple Output (MIMO) Broadcast Channel (BC) when several spatial streams are allocated to each user.We also consider that the Channel State Information (CSI) is perfect at the receivers but is only partial at the transmitter. A statistical model for the partial CSI is assumed and exploited for the filter design. Similarly to the single-stream per user case, the problem is solved via Mean Square Error (MSE) dualities and interference functions. However, including more streams per user involves an addition…
We study the two-user Gaussian multiple-input multiple-output (MIMO) broadcast channel with common and confidential messages. In this channel, the transmitter sends a common message to both users, and a confidential message to each user which needs to be kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between the capacity region we obtain for the Gaussian MIMO broadcast channel with common and confidential messages and the capacity region of its non-confidential counterpart, i.e., the Gaussian MIMO broadcast chann…
We consider the problem of linear transceiver design to achieve max-min fairness in a downlink MIMO multicell network. This problem can be formulated as maximizing the minimum rate among all the users in an interfering broadcast channel (IBC). In this paper we show that when the number of antennas is at least two at each of the transmitters and the receivers, the min rate maximization problem is NP-hard in the number of users. Moreover, we develop a low-complexity algorithm for this problem by iteratively solving a sequence of convex subproblems, and establish its global convergence to a stati…
The degrees of freedom (DoF) region is characterized for the $2$-user multiple input multiple output (MIMO) broadcast channel (BC), where the transmitter is equipped with $M$ antennas, the two receivers are equipped with $N_1$ and $N_2$ antennas, and the levels of channel state information at the transmitter (CSIT) for the two users are parameterized by $β_1, β_2$, respectively. The achievability of the DoF region was established by Hao, Rassouli and Clerckx, but no proof of optimality was heretofore available. The proof of optimality is provided in this work with the aid of sum-set inequaliti…
Precoding with block diagonalization is an attractive scheme for approaching sum capacity in multiuser multiple input multiple output (MIMO) broadcast channels. This method requires either global channel state information at every receiver or an additional training phase, which demands additional system planning. In this paper we propose a lattice based multi-user precoder that uses block diagonalization combined with pre-equalization and perturbation for the multiuser MIMO broadcast channel. An achievable sum rate of the proposed scheme is derived and used to show that the proposed technique …
We study the sum degrees of freedom (DoF) of a class of multi-layer relay-aided MIMO broadcast networks with delayed channel state information at transmitters (CSIT). In the assumed network a K-antenna source intends to communicate to K single-antenna destinations, with the help of N-2 layers of K full-duplex single-antenna relays. We consider two practical delayed CSIT feedback scenarios. If the source can obtain the CSI feedback signals from all layers, we prove the optimal sum DoF of the network to be K/(1+1/2+...+1/K). If the CSI feedback is only within each hop, we show that when K=2 the …
The degrees of freedom (DoF) region of the fast-fading MIMO (multiple-input multiple-output) Gaussian broadcast channel (BC) is studied when there is delayed channel state information at the transmitter (CSIT). In this setting, the channel matrices are assumed to vary independently across time and the transmitter is assumed to know the channel matrices with some arbitrary finite delay. An outer-bound to the DoF region of the general $K$-user MIMO BC (with an arbitrary number of antennas at each terminal) is derived. This outer-bound is then shown to be tight for two classes of MIMO BCs, namely…
The problem of channel coding over the Gaussian multiple-input multiple-output (MIMO) broadcast channel (BC) with additive independent Gaussian states is considered. The states are known in a noncausal manner to the encoder, and it wishes to minimize the amount of information that the receivers can learn from the channel outputs about the state sequence. The state leakage rate is measured as a normalized blockwise mutual information between the state sequence and the channel outputs' sequences. We employ a new version of a state-dependent extremal inequality and show that Gaussian input maximi…
In this paper, we analyze the feasibility of linear interference alignment (IA) for multi-input-multi-output (MIMO) interference broadcast channel (MIMO-IBC) with constant coefficients. We pose and prove the necessary conditions of linear IA feasibility for general MIMO-IBC. Except for the proper condition, we find another necessary condition to ensure a kind of irreducible interference to be eliminated. We then prove the necessary and sufficient conditions for a special class of MIMO-IBC, where the numbers of antennas are divisible by the number of data streams per user. Since finding an inve…
The most relevant linear precoding method for frequency-flat MIMO broadcast channels is block diagonalization (BD) which, under certain conditions, attains the same nonlinear dirty paper coding channel capacity. However, BD is not easily translated to frequency-selective channels, since space-time information is required for transceiver design. In this paper, we demonstrate that BD is feasible in frequency-selective MIMO broadcast channels to eliminate inter-user interference (IUI) if the transmit block length is sufficiently large, and if the number of transmit antennas is greater than the nu…
We investigate asymptotic capacity limits of the Gaussian MIMO broadcast channel (BC) with spatially correlated fading to understand when and how much transmit correlation helps the capacity. By imposing a structure on channel covariances (equivalently, transmit correlations at the transmitter side) of users, also referred to as \emph{transmit correlation diversity}, the impact of transmit correlation on the power gain of MIMO BCs is characterized in several regimes of system parameters, with a particular interest in the large-scale array (or massive MIMO) regime. Taking the cost for downlink …
A fading broadcast channel is considered where the transmitter employs two antennas and each of the two receivers employs a single receive antenna. It is demonstrated that even if the realization of the fading is precisely known to the receivers, the high signal-to-noise (SNR) throughput is greatly reduced if, rather than knowing the fading realization \emph{precisely}, the trasmitter only knows the fading realization \emph{approximately}. The results are general and are not limited to memoryless Gaussian fading.
For the two-user multiple-input multiple-output (MIMO) broadcast channel with delayed channel state information at the transmitter (CSIT) and arbitrary antenna configurations, all the degrees-of-freedom (DoF) regions are obtained. However, for the three-user MIMO broadcast channel with delayed CSIT and arbitrary antenna configurations, the DoF region of order-2 messages is still unclear and only a partial achievable DoF region of order-1 messages is obtained, where the order-2 messages and order-1 messages are desired by two receivers and one receiver, respectively. In this paper, for the thre…
The two-user multiple-input multiple-output (MIMO) Gaussian broadcast channel (BC) with common, private and confidential messages is considered. The transmitter sends a common message to both users, a confidential message to User 1 and a private (non-confidential) message to User 2. The secrecy-capacity region is characterized by showing that certain inner and outer bounds coincide and that the boundary points are achieved by Gaussian inputs, which enables the development of a tight converse. The proof relies on factorization of upper concave envelopes and a variant of dirty-paper coding (DPC)…
Recently, researchers showed that dirty paper coding (DPC) is the optimal transmission strategy for multiple-input multiple-output broadcast channels (MIMO-BC). In this paper, we study how to determine the maximum weighted sum of DPC rates through solving the maximum weighted sum rate problem of the dual MIMO multiple access channel (MIMO-MAC) with a sum power constraint. We first simplify the maximum weighted sum rate problem such that enumerating all possible decoding orders in the dual MIMO-MAC is unnecessary. We then design an efficient algorithm based on conjugate gradient projection (CGP…
This paper considers a system where one transmitter broadcasts a single common message to two receivers linked by a bidirectional cooperation channel, which is assumed to be orthogonal to the downlink channel. Assuming a simplified setup where, in particular, scalar relaying protocols are used and channel coding is not exploited, we want to provide elements of response to several questions of practical interest. Here are the main underlying issues: 1. The way of recombining the signals at the receivers; 2. The optimal number of cooperation rounds; 3. The way of cooperating (symmetrically or as…
This paper characterizes the capacity region of Gaussian MIMO broadcast channels (BCs) with per-antenna power constraint (PAPC). While the capacity region of MIMO BCs with a sum power constraint (SPC) was extensively studied, that under PAPC has received less attention. A reason is that efficient solutions for this problem are hard to find. The goal of this paper is to devise an efficient algorithm for determining the capacity region of Gaussian MIMO BCs subject to PAPC, which is scalable to the problem size. To this end, we first transform the weighted sum capacity maximization problem, which…
This paper presents a generalized closed-form beamforming technique that can achieve the maximum degrees of freedom in compounded multiple-input multiple-output (MIMO) broadcast channels with mixed classes of multiple-antenna users. The contribution is firstly described within the context of a three-cell network and later extended to the general multi-cell scenario where we also show how to determine the conditions required to align the interference in a subspace that is orthogonal to the one reserved for the desired signals. This is then followed by an analysis of the impact of antenna correl…
This paper focuses on two-cell multiple-input multiple-output (MIMO) Gaussian interfering broadcast channels (MIMO-IFBC) with $K$ cooperating users on the cell-boundary of each BS. It corresponds to a downlink scenario for cellular networks with two base stations (BSs), and $K$ users equipped with Wi-Fi interfaces enabling to cooperate among users on a peer-to-peer basis. In this scenario, we propose a novel interference alignment (IA) technique exploiting user cooperation. Our proposed algorithm obtains the achievable degrees of freedom (DoF) of 2K when each BS and user have $M=K+1$ transmit …
A multiple antenna broadcast channel with perfect channel state information at the receivers is considered. If each receiver quantizes its channel knowledge to a finite number of bits which are fed back to the transmitter, the large capacity benefits of the downlink channel can be realized. However, the required number of feedback bits per mobile must be scaled with both the number of transmit antennas and the system SNR, and thus can be quite large in even moderately sized systems. It is shown that a small number of antennas can be used at each receiver to improve the quality of the channel e…
We study the compound multi-input multi-output (MIMO) broadcast channel with confidential messages (BCC), where one transmitter sends a common message to two receivers and two confidential messages respectively to each receiver. The channel state may take one of a finite set of states, and the transmitter knows the state set but does not know the realization of the state. We study achievable rates with perfect secrecy in the high SNR regime by characterizing an achievable secrecy degree of freedom (s.d.o.f.) region for two models, the Gaussian MIMO-BCC and the ergodic fading multi-input single…
In this paper, we propose transceiver design strategies for the two-cell multiple-input multiple-output (MIMO) interfering broadcast channel where inter-cell interference (ICI) exists in addition to interuser interference (IUI). We first formulate the generalized zero-forcing interference alignment (ZF-IA) method based on the alignment of IUI and ICI in multi-dimensional subspace. We then devise a minimum weighted-mean-square-error (WMSE) method based on regularizing the precoders and decoders of the generalized ZF-IA scheme. In contrast to the existing weighted-sum-rate-maximizing transceiver…
We study a three-node quantum network which enables bidirectional communication between two nodes with a half-duplex relay node. A decode-and-forward protocol is used to perform the communication in two phases. In the first phase, the messages of two nodes are transmitted to the relay node. In the second phase, the relay node broadcasts a re-encoded composition to the two nodes. We determine the capacity region of the broadcast phase.
In this work, we study the impact of imperfect sharing of the Channel State Information (CSI) available at the transmitters on a Network MIMO setting in which a set of $M$ transmit antennas, possibly not co-located, jointly serve two multi-antenna users endowed with $N_1$ and $N_2$ antennas, respectively. We consider the case where only a subset of $k$ transmit antennas have access to perfect CSI, whereas the other $M-k$ transmit antennas have only access to finite precision CSI. The analysis of this configuration aims to answer the question of how much an extra informed antenna can help. We m…
This paper proposes an adaptive multi-mode transmission strategy to improve the spectral efficiency achieved in the multiple-input multiple-output (MIMO) broadcast channel with delayed and quantized channel state information. The adaptive strategy adjusts the number of active users, denoted as the transmission mode, to balance transmit array gain, spatial division multiplexing gain, and residual inter-user interference. Accurate closed-form approximations are derived for the achievable rates for different modes, which help identify the active mode that maximizes the average sum throughput for …
This paper studies the sum rate performance of two low complexity eigenmode-based transmission techniques for the MIMO broadcast channel, employing greedy semi-orthogonal user selection (SUS). The first approach, termed ZFDPC-SUS, is based on zero-forcing dirty paper coding; the second approach, termed ZFBF-SUS, is based on zero-forcing beamforming. We first employ new analytical methods to prove that as the number of users K grows large, the ZFDPC-SUS approach can achieve the optimal sum rate scaling of the MIMO broadcast channel. We also prove that the average sum rates of both techniques co…
We consider transmission of system information in a cell-free massive MIMO system, when the transmitting access points do not have any channel state information and the receiving terminal has to estimate the channel based on downlink pilots. We analyze the system performance in terms of outage rate and coverage probability, and use space-time block codes to increase performance. We propose a heuristic method for pilot/data power optimization that can be applied without any channel state information at the access points. We also analyze the problem of grouping the access points, which is needed…
The channel state information at the transmitter (CSIT) play an important role in the performance of wireless networks. The CSIT model can be delayed and imperfect-quality, since the feedback link has a delay and the channel state information (CSI) feedback has distortion. In this paper, we thus characterize the degrees-of-freedom (DoF) region of the two-user multiple-input multiple-output (MIMO) broadcast channel with delayed imperfect-quality CSIT, where the antenna configurations can be arbitrary. The converse proof of DoF region is based on the enhancement of physically degraded channel. T…
The degrees of freedom (DoF) of the two-user Gaussian multiple-input and multiple-output (MIMO) broadcast channel with confidential message (BCC) is studied under the assumption that delayed channel state information (CSI) is available at the transmitter. We characterize the optimal secrecy DoF (SDoF) region and show that it can be achieved by a simple artificial noise alignment (ANA) scheme. The proposed scheme sends the confidential messages superposed with the artificial noise over several time slots. Exploiting delayed CSI, the transmitter aligns the signal in such a way that the useful me…
We study a multi-antenna broadcast channel with two legitimate receivers and an external eavesdropper. We assume that the channel matrix of the eavesdropper is unknown to the legitimate terminals but satisfies a maximum rank constraint. As our main result we characterize the associated secrecy degrees of freedom for the broadcast channel with common and private messages. We show that a direct extension of the single-user wiretap codebook does not achieve the secrecy degrees of freedom. Our proposed optimal scheme involves decomposing the signal space into a common subspace, which can be observ…
The optimization of the transmit parameters (power allocation and steering vectors) for the MIMO BC under general linear constraints is treated under the optimal DPC coding strategy and the simple suboptimal linear zero-forcing beamforming strategy. In the case of DPC, we show that "SINR duality" and "min-max duality" yield the same dual MAC problem, and compare two alternatives for its efficient solution. In the case of zero-forcing beamforming, we provide a new efficient algorithm based on the direct optimization of a generalized inverse matrix. In both cases, the algorithms presented here a…
A simple scheme for communication over MIMO broadcast channels is introduced which adopts the lattice reduction technique to improve the naive channel inversion method. Lattice basis reduction helps us to reduce the average transmitted energy by modifying the region which includes the constellation points. Simulation results show that the proposed scheme performs well, and as compared to the more complex methods (such as the perturbation method) has a negligible loss. Moreover, the proposed method is extended to the case of different rates for different users. The asymptotic behavior of the sy…
We study the optimality of linear precoding for the two-receiver multiple-input multiple-output (MIMO) Gaussian broadcast channel (BC) with confidential messages. Secret dirty-paper coding (SDPC) is optimal under an input covariance constraint, but there is no computable secrecy capacity expression for the general MIMO case under an average power constraint. In principle, for this case, the secrecy capacity region could be found through an exhaustive search over the set of all possible matrix power constraints. Clearly, this search, coupled with the complexity of dirty-paper encoding and decod…
Characterizing the fundamental energy efficiency (EE) limits of MIMO broadcast channels (BC) is significant for the development of green wireless communications. We address the EE optimization problem for MIMO-BC in this paper and consider a practical power model, i.e., taking into account a transmit independent power which is related to the number of active transmit antennas. Under this setup, we propose a new optimization approach, in which the transmit covariance is optimized under fixed active transmit antenna sets, and then active transmit antenna selection (ATAS) is utilized. During the …
We investigate the multiple-input multiple-output broadcast channel with statistical channel state information available at the transmitter. The so-called linear assignment operation is employed, and necessary conditions are derived for the optimal transmit design under general fading conditions. Based on this, we introduce an iterative algorithm to maximize the linear assignment weighted sum-rate by applying a gradient descent method. To reduce complexity, we derive an upper bound of the linear assignment achievable rate of each receiver, from which a simplified closed-form expression for a n…
In this paper, we consider a cognitive radio (CR) network in which the unlicensed (secondary) users are allowed to concurrently access the spectrum allocated to the licensed (primary) users provided that their interference to the primary users (PUs) satisfies certain constraints. We study a weighted sum rate maximization problem for the secondary user (SU) multiple input multiple output (MIMO) broadcast channel (BC), in which the SUs have not only the sum power constraint but also interference constraints. We first transform this multi-constraint maximization problem into its equivalent form, …
A multiple-input multiple-output (MIMO) version of the dirty paper channel is studied, where the channel input and the dirt experience the same fading process and the fading channel state is known at the receiver (CSIR). This represents settings where signal and interference sources are co-located, such as in the broadcast channel. First, a variant of Costa's dirty paper coding (DPC) is presented, whose achievable rates are within a constant gap to capacity for all signal and dirt powers. Additionally, a lattice coding and decoding scheme is proposed, whose decision regions are independent of …
Imperfect channel state information degrades the performance of multiple-input multiple-output (MIMO) communications; its effect on single-user (SU) and multi-user (MU) MIMO transmissions are quite different. In particular, MU-MIMO suffers from residual inter-user interference due to imperfect channel state information while SU-MIMO only suffers from a power loss. This paper compares the throughput loss of both SU and MU MIMO on the downlink due to delay and channel quantization. Accurate closed-form approximations are derived for the achievable rates for both SU and MU MIMO. It is shown that …
In this paper, a new user-scheduling-and-beamforming method is proposed for multi-user massive multiple-input multiple-output (massive MIMO) broadcast channels in the context of two-stage beamforming. The key ideas of the proposed scheduling method are 1) to use a set of orthogonal reference beams and construct a double cone around each reference beam to select `nearly-optimal' semi-orthogonal users based only on channel quality indicator (CQI) feedback and 2) to apply post-user-selection beam refinement with zero-forcing beamforming (ZFBF) based on channel state information (CSI) feedback onl…
In this paper, system design for the multi-input multi-output (MIMO) relay broadcast channel with individual signal-to-interference-plus-noise ratio (SINR) constraints at the mobile stations (MS) is considered. By exploring the structure of downlink (DL) uplink (UL) duality at either the base station (BS) or the relay station (RS), we propose two schemes of joint power allocation and beamforming design at the BS and the RS. The problem of existence of feasible solutions under practical power constraints at the BS and the RS with given SINR targets is considered first. Then the problem of sum p…
In this paper, we investigate the secure rate-splitting for the two-user multiple-input multiple-output (MIMO) broadcast channel with imperfect channel state information at the transmitter (CSIT) and a multiple-antenna jammer, where each receiver has an equal number of antennas and the jammer has perfect channel state information (CSI). Specifically, we design a secure rate-splitting multiple-access strategy, where the security of split private and common messages is ensured by precoder design with joint nulling and aligning the leakage information, regarding different antenna configurations. …
We present a general rate duality between the multiple access channel (MAC) and the broadcast channel (BC) which is applicable to systems with and without nonlinear interference cancellation. Different to the state-of-the-art rate duality with interference subtraction from Vishwanath et al., the proposed duality is filter-based instead of covariance-based and exploits the arising unitary degree of freedom to decorrelate every point-to-point link. Therefore, it allows for noncooperative stream-wise decoding which reduces complexity and latency. Moreover, the conversion from one domain to the ot…
Multiple transmit antennas in a downlink channel can provide tremendous capacity (i.e. multiplexing) gains, even when receivers have only single antennas. However, receiver and transmitter channel state information is generally required. In this paper, a system where each receiver has perfect channel knowledge, but the transmitter only receives quantized information regarding the channel instantiation is analyzed. The well known zero forcing transmission technique is considered, and simple expressions for the throughput degradation due to finite rate feedback are derived. A key finding is that…
This paper considers feedback load reduction for multiuser multiple input multiple output (MIMO) broadcast channel where the users' channel distributions are not homogeneous. A cluster-based feedback scheme is proposed such that the range of possible signal-to-noise ratio (SNR) of the users are divided into several clusters according to the order statistics of the users' SNRs. Each cluster has a corresponding threshold, and the users compare their measured instantaneous SNRs with the thresholds to determine whether and how many bits they should use to feed back their instantaneous SNRs. If a u…
We study the MIMO broadcast channel and compare the achievable throughput for the optimal strategy of dirty paper coding to that achieved with sub-optimal and lower complexity linear precoding (e.g., zero-forcing and block diagonalization) transmission. Both strategies utilize all available spatial dimensions and therefore have the same multiplexing gain, but an absolute difference in terms of throughput does exist. The sum rate difference between the two strategies is analytically computed at asymptotically high SNR, and it is seen that this asymptotic statistic provides an accurate character…
In this paper, we characterize the asymmetric total degrees of freedom (DoF) of a multiple-input multiple-output (MIMO) 3-way channel. Each node has a separate-antenna full-duplex MIMO transceiver with a different number of antennas, where each antenna can be configured for either signal transmission or reception. We study this system under two message configurations; the first configuration is when each node has two unicast messages to be delivered to the two other nodes, while the second configuration is when each node has two unicast messages as well as one broadcast message to be delivered…
