Ngoc-mai Pham
We study holomorphic families of polynomial-like maps depending on a parameter s. We prove that the partial sums of largest Lyapunov exponents are plurisubharmonic functions of s. We also study their continuity and introduce the bifurcation locus as the support of bifurcation currents.
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Bifurcation loci in the moduli space of degree $d$ rational maps are shaped by the hypersurfaces defined by the existence of a cycle of period $n$ and multiplier 0 or $e^{iθ}$. Using potential-theoretic arguments, we establish two equidistribution properties for these hypersurfaces with respect to the bifurcation current. To this purpose we first establish approximation formulas for the Lyapunov function. In degree $d=2$, this allows us to build holomorphic motions and show that the bifurcation locus has a lamination structure in the regions where an attracting basin of fixed period exists.
In this paper are studied the codimensions one, two, three and four Hopf bifurcations and the pertinent Lyapunov stability coefficients. Algebraic expressions obtained with computer assisted calculations are displayed.
Often in the study the periodic orbits in dynamical systems, the computation of the Lyapunov Coeficients is needed. In this paper, the calculations of this coeficients were done via complex variable transformation in order to obtain the complex normal form for a planar Bautin bifurcation. Some examples are given in order to verify the consistency of the algorithms.
For a strongly dissipative Hénon-like map at the first bifurcation parameter at which the uniform hyperbolicity is destroyed by the formation of tangencies inside the limit set, we effect a multifractal analysis, i.e., decompose the set of non wandering points on the unstable manifold into level sets of an unstable Lyapunov exponent, and give a partial description of the Lyapunov spectrum which encodes this decomposition. We derive a formula for the Hausdorff dimension of the level sets in terms of the entropy and unstable Lyapunov exponent of invariant probability measures, and show the conti…
Bifurcation theory for SPDEs: finite-time Lyapunov exponents and amplitude equations
该研究针对接近叉式分岔的 SPDE，利用有限时间 Lyapunov 指数刻画可检测分岔的参数与噪声区域，并通过约化为有限维随机微分方程分析邻近分岔的动力学。
Adjoint-based Hopf-bifurcation Instability Suppression via First Lyapunov Coefficient
本文提出基于第一李雅普诺夫系数的伴随法，高效计算Hopf分岔稳定性约束对设计变量的导数，并在三个优化问题中验证其抑制不稳定极限环振荡的有效性。
The collision of a fixed point with a switching manifold (or border) in a piecewise-smooth map can create many different types of invariant sets. This paper explores two techniques that, combined, establish a chaotic attractor is created in a border-collision bifurcation in $\mathbb{R}^d$ $(d \ge 1)$. First, asymptotic stability of the fixed point at the bifurcation is characterised and shown to imply a local attractor is created. Second, a lower bound on the maximal Lyapunov exponent is obtained from the determinants of the one-sided Jacobian matrices associated with the fixed point. Special …
Motivated by models that arise in controlled ship maneuvering, we analyze Hopf bifurcations in systems with piecewise smooth nonlinear part. In particular, we derive explicit formulas for the generalization of the first Lyapunov coefficient to this setting. This generically determines the direction of branching (super- versus sub-criticality), but in general this differs from any fixed smoothing of the vector field. We focus on nonsmooth nonlinearities of the form $u_i|u_j|$, but our results are formulated in broader generality for systems in any dimension with piecewise smooth nonlinear part.…
In an algebraic family of rational maps of $\mathbb{P}^1$, we show that, for almost every parameter for the trace of the bifurcation current of a marked critical value, the critical value is Collet-Eckmann. This extends previous results of Graczyk and Świcatek in the unicritical family, using Makarov theorem. Our methods are based instead on ideas of laminar currents theory.
Lyapunov exponents and shear-induced chaos for a Hopf bifurcation with additive noise
本文分析二维超临界 Hopf 分岔范式在加性白噪声下的最大 Lyapunov 指数，揭示扭转因子与剪切系数如何决定同步稳定区和混沌不稳定区。
Detecting random bifurcations via rigorous enclosures of large deviations rate functions
本研究通过大偏差速率函数严格包络检测随机分岔，利用计算机辅助证明确定矩李雅普诺夫指数，并应用于音叉分岔和二维模型，描述同步转变。
Computations for the first Lyapunov coefficient
本文补充文件为HANDY型模型的Hopf分岔研究提供详细计算，推导了Hopf分岔的一阶李雅普诺夫系数，通过渐近展开求得关键参数公式。
This paper continues the work contained in two previous papers, devoted to the study of the dynamical system generated by a delay differential equation that models leukemia. Here our aim is to identify degenerate Hopf bifurcation points. By using an approximation of the center manifold, we compute the first Lyapunov coefficient for Hopf bifurcation points. We find by direct computation, in some zones of the parameter space (of biological significance), points where the first Lyapunov coefficient equals zero. For these we compute the second Lyapunov coefficient, that determines the type of the …
The bifurcation measure is exponentially mixing
本文证明紧凯勒流形上亚纯映射序列的一般混合定理，并由此推出带适当多标记点的有理映射族的分岔测度具有指数混合性。
This paper is superseded by arXiv:1106.3363.
Normal form for singular Bautin bifurcation in a slow-fast system with Holling type III functional response
本文针对第一Lyapunov系数为零的情形，研究带弱Allee效应和Holling III型功能反应的快慢捕食者-猎物系统，推导第二Lyapunov系数解析表达式与余维2奇异Bautin分岔规范形，揭示多种复杂动力学并通过数值模拟验证。
For an algebraic family $(f_t)$ of regular quadratic polynomial endomorphisms of $\mathbb{C}^2$ parametrized by $\mathbb{D}^*$ and degenerating to a Hénon map at $t=0$, we study the continuous (and indeed harmonic) extendibility across $t=0$ of a potential of the bifurcation current on $\mathbb{D}^*$ with the explicit computation of the non-archimedean Lyapunov exponent associated to $(f_t)$. The individual Lyapunov exponents of $f_t$ are also investigated near $t=0$. Using $(f_t)$, we also see that any Hénon map is accumulated by the bifurcation locus in the space of quadratic holomorphic end…
We introduce a notion of stability for equilibrium measures in holomorphic families of endomorphisms of CP(k) and prove that it is equivalent to the stability of repelling cycles and equivalent to the existence of some measurable holomorphic motion of Julia sets which we call equilibrium lamination. We characterize the corresponding bifurcations by the strict subharmonicity of the sum of Lyapunov exponents or the instability of critical dynamics and analyze how repelling cycles may bifurcate. Our methods deeply exploit the properties of Lyapunov exponents and are based on ergodic theory and on…
We prove two continuity theorems for the Lyapunov exponents of the maximal entropy measure of polynomial automorphisms of $\mathbb{C}^2$. The first continuity result holds for any family of polynomial automorphisms of constant dynamical degree. The second result is the continuity of the upper exponent for families degenerating to a 1-dimensional map.
On the stability of singular Hopf bifurcation and its application
针对慢快系统奇异Hopf分岔在A=0时的退化情形，本文结合Blow-up、规范形与Lyapunov系数公式给出第一Lyapunov系数的高阶近似，并应用于具Allee效应的捕食者-食饵模型，揭示超临界与亚临界Hopf分岔可共存，证明系统环性为1。
Finite-time Lyapunov exponents for SPDEs with fractional noise
本文研究由分数布朗运动驱动的随机偏微分方程在叉形分岔附近的有限时间Lyapunov指数，刻画了其为正的区域并揭示稳定性变化，结果对分数噪声扰动的SDE亦属首次。
We study one-parameter families of quasi-periodically forced monotone interval maps and provide sufficient conditions for the existence of a parameter at which the respective system possesses a non-uniformly hyperbolic attractor. This is equivalent to the existence of a sink-source orbit, that is, an orbit with positive Lyapunov exponent both forwards and backwards in time. The attractor itself is a non-continuous invariant graph with negative Lyapunov exponent, often referred to as "SNA". In contrast to former results in this direction, our conditions are C^2-open in the fibre maps. By applyi…
In this paper we study the dynamics of the monoscale Lorenz-96 model using both analytical and numerical means. The bifurcations for positive forcing parameter $F$ are investigated. The main analytical result is the existence of Hopf or Hopf-Hopf bifurcations in any dimension $n\geq4$. Exploiting the circulant structure of the Jacobian matrix enables us to reduce the first Lyapunov coefficient to an explicit formula from which it can be determined when the Hopf bifurcation is sub- or supercritical. The first Hopf bifurcation for $F>0$ is always supercritical and the periodic orbit born at this…
In this paper we study the Lyapunov stability and Hopf bifurcation in a biological system which models the biological control of parasites of orange plantations.
In this paper we study the Lyapunov stability and Hopf bifurcation in a system coupling a Watt-centrifugal-governor with a steam-engine. Sufficient conditions for the stability of the equilibrium state in terms of the physical parameters and of the bifurcating periodic orbit at most critical parameters on the bifurcation surface are given.
We develop a thermodynamic formalism for a strongly dissipative Hénon-like map at the first bifurcation parameter at which the uniform hyperbolicity is destroyed by the formation of tangencies inside the limit set. For any $t\in\mathbb R$ we prove the existence of an invariant Borel probability measure which minimizes the free energy associated with a non continuous geometric potential $-t\log J^u$, where $J^u$ denotes the Jacobian in the unstable direction. Under a mild condition, we show that any accumulation point of these measures as $t\to+\infty$ minimizes the unstable Lyapunov exponent. …
Bifurcations in asymptotically autonomous Hamiltonian systems under oscillatory perturbations
该研究针对带稳定平衡点的平面自治哈密顿系统，分析满足共振条件的衰减振荡扰动下的轨迹行为与分岔，结合平均法和李雅普诺夫函数构造探究锁相、相位漂移两种状态下平衡点的稳定性变化分岔。
Unveiling the Cyclicity of Monodromic Tangential Singularities: Insights Beyond the Pseudo-Hopf Bifurcation
本文超越伪Hopf分岔，证明$(2k,2k)$-单环切向奇点的破坏至少产生$k$个围绕滑动段的极限环，从而扩展了非光滑系统极限环分岔的理论并具有应用价值。
We study chaotic dynamics in a system of four differential equations describing the dynamics of five identical globally coupled phase oscillators with biharmonic coupling. We show that this system exhibits strange spiral attractors (Shilnikov attractors) with two zero (indistinguishable from zero in numerics) Lyapunov exponents in a wide region of the parameter space. We explain this phenomenon by means of bifurcation analysis of the three-dimensional Poincaré map for the system under consideration. We show that the chaotic dynamics develop here near a codimension three bifurcation, when a per…
In this work we first provide sufficient conditions to assure the persistence of some zeros of functions having the form $$g(z,\varepsilon)=g_0(z)+\sum_{i=1}^k \varepsilon^i g_i(z)+\mathcal{O}(\varepsilon^{k+1}),$$ for $|\varepsilon|\neq0$ sufficiently small. Here $g_i:\mathcal{D}\rightarrow\mathbb{R}^n$, for $i=0,1,\ldots,k$, are smooth functions being $\mathcal{D}\subset \mathbb{R}^n$ an open bounded set. Then we use this result to compute the bifurcation functions which controls the periodic solutions of the following $T$-periodic smooth differential system $$ x'=F_0(t,x)+\sum_{i=1}^k \vare…
In this paper we solve a problem about the Schr$\ddot{o}$dinger operator with potential $v(θ)=2λcos2πθ/(1-αcos2πθ),\ (|α|<1)$ in physics. With the help of the formula of Lyapunov exponent in the spectrum, the coexistence of zero Lyapunov exponent and positive Lyapunov exponent for some parameters is first proved, and there exists a curve that separates them. The spectrum in the region of positive Lyapunov exponent is purely pure point spectrum with exponentially decaying eigenfunctions for almost every frequency and almost every phase. From the research, we realize that the infinite potential …
New functionalities in MatCont: delay equations and Lyapunov exponents
MatCont 7p6版本新增延迟方程导入器、Lyapunov指数计算、Poincaré映射事件函数及增强同宿延拓功能，扩展了数值分岔分析能力。
In this paper we study the Lyapunov stability and the Hopf bifurcation in a system coupling an hexagonal centrifugal governor with a steam engine. Here are given sufficient conditions for the stability of the equilibrium state and of the bifurcating periodic orbit. These conditions are expressed in terms of the physical parameters of the system, and hold for parameters outside a variety of codimension two.
Lyapunov exponents of a hyperbolic ergodic measure are approximated by Lyapunov exponents of hyperbolic atomic measures on periodic orbits.
In this paper, two types of Lyapunov exponents: random Lyapunov exponents and directional Lyapunov exponents, and the corresponding entropies: random entropy and directional entropy, are considered for smooth $\mathbb{Z}^k$-actions. The close relation among these quantities are investigated and the formulas of them are given via the Lyapunov exponents of the generators.
We prove that, for semi-invertible linear cocycles, Lyapunov exponents of ergodic measures may be approximated by Lyapunov exponents on periodic points.
We prove that if $μ$ is a finitely supported measure on $\text{SL}_2(\mathbb{R})$ with positive Lyapunov exponent but not uniformly hyperbolic, then the Lyapunov exponent function is not $α$-Hölder around $μ$ for any $α$ exceeding the Shannon entropy of $μ$ over the Lyapunov exponent of $μ$.
Differentiability of the largest Lyapunov exponent for planar open billiards
研究平面开放台球的最大李雅普诺夫指数，证明其关于台球形变具有可微性。
One knows that the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is open and dense in the analytic topology. In this paper, we construct cocycles with positive Lyapunov exponent which can be approximated by ones with zero Lyapunov exponent in the space of ${\cal C}^ l$ ($1 \le l\le \infty$) smooth quasi-periodic cocycles. As a consequence, the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is not ${\cal C}^ l$ open.
In this work we study relations between regularity of invariant foliations and Lyapunov exponents of partially hyperbolic diffeomorphisms. We suggest a new regularity condition for foliations in terms of desintegration of Lebesgue measure which can be considered as a criterium for rigidity of Lyapunov exponents.
We prove that Sp(2d;R), HSp(2d) and pseudo unitary cocycles with at least one non-zero Lyapunov exponent are dense in all usual regularity classes for non periodic dynamical systems. For Schrödinger operators on the strip, we prove a similar result for density of positive Lyapunov exponents.
We show that SL(2,R) cocycles with a positive Lyapunov exponent are dense in all regularity classes and for all non-periodic dynamical systems. For Schrödinger cocycles, we show prevalence of potentials for which the Lyapunov exponent is positive for a dense set of energies.
In this paper we establish uniform large deviations estimates of exponential type and Hölder continuity of the Lyapunov exponents for random non-invertible cocycles with constant rank.
We give a new proof of E. Le Page's theorem on the Holder continuity of the first Lyapunov exponent in the class of irreducible Bernoulli cocycles. This suggests an algorithm to approximate the first Lyapunov exponent, as well as the stationary measure, for such random cocycles.
This paper is concerned with relationships of Lyapunov exponents with sensitivity and stability for non-autonomous discrete systems. Some new concepts are introduced for non-autonomous discrete systems, including Lyapunov exponents, strong sensitivity at a point and in a set, Lyapunov stability, and exponential asymptotical stability. It is shown that the positive Lyapunov exponent at a point implies strong sensitivity for a class of non-autonomous discrete systems. Furthermore, the uniformly positive Lyapunov exponents in a totally invariant set imply strong sensitivity in this set under cert…
Entropy Continuity of Lyapunov Exponents for Non-flat 1-dimensional Maps
该研究证明了非平坦一维映射中李雅普诺夫指数的熵连续性，并展示了其在熵上的统一可积性。
The Lyapunov exponents of GL(2)-cocycles over Markov shifts depend continuously on the underlying data, that is, on the matrix coefficients and the Markov measure transition probabilities.
Consider a $C^1$ vector field together with an ergodic invariant probability that has $\ell$ nonzero Lyapunov exponents. Using orthonormal moving frames along certain transitive orbits we construct a linear system of $\ell$ differential equations which is a reduced form of Liao's "standard system". We show that the Lyapunov exponents of this linear system coincide with all the nonzero exponents of the given vector field with respect to the given probability. Moreover, we prove that these Lyapunov exponents have a persistence property that implies that a "Liao perturbation" preserves both sign …
We construct an invariant measure for a piecewise analytic interval map whose Lyapunov exponent is not defined. Moreover, for a set of full measure, the pointwise Lyapunov exponent is not defined. This map has a Lorenz-like singularity and non-flat critical points.
We show that the top Lyapunov exponent $λ_+(p)$ , $p = (p_1, \cdots, p_N)$ with $p_i >0$ for each $i$, associated with a random product of quasi-periodic cocycles depends real analytically on the transition probabilities $p$ whenever $λ_+(p)$ is simple. Moreover if the spectrum at $p$ is simple (all Lyapunov exponents having multiplicity one ) then all Lyapunov exponents depend real analytically on $p$.
We prove that in an open and dense set, Symplectic linear cocycles over time one maps of Anosov flows, have positive Lyapunov exponents for SRB measures.
We study the connection between the Lyapunov exponents and the volume growth of boundary distortion of regions in the phase space of the dynamical system.
The Lyapunov exponents of locally constant GL(2;C)-cocycles over Bernoulli shifts depend continuously on the cocycle and on the invariant probability. The Oseledets decomposition also depends continuously on the cocycle, in measure.
It has been recently realized that for abundant dynamical systems on a compact manifold, the set of points for which Lyapunov exponents fail to exist, called the Lyapunov irregular set, has positive Lebesgue measure. In the present paper, we show that under any physical noise, the Lyapunov irregular set has zero Lebesgue measure and the number of such Lyapunov exponents is finite. This result is a Lyapunov exponent version of Araújo's theorem on the existence and finitude of time averages. Furthermore, we numerically compute the Lyapunov exponents for a surface flow with an attracting heterocl…
In this article, we consider the ergodic optimization of the top Lyapunov exponent. We prove that there is a unique maximising measure of top Lyapunov expoent for typical matrix cocyles. By using the results we obtain, we prove that in any non-uniquely ergodic minimal dynamical system, the Lyapunov-irregular points are typical for typical matrix cocyles.
We consider locally minimizing measures for the conservative twist maps of the $d$-dimensional annulus or for the Tonelli Hamiltonian flows defined on a cotangent bundle $T^*M$. For weakly hyperbolic such measures (i.e. measures with no zero Lyapunov exponents), we prove that the mean distance/angle between the stable and the unstable Oseledet's bundles gives an upper bound of the sum of the positive Lyapunov exponents and a lower bound of the smallest positive Lyapunov exponent. Some more precise results are proved too.
In this paper, we consider a monic, centred, hyperbolic polynomial of degree $d \ge 2$, restricted on its Julia set and compute its Lyapunov exponents with respect to certain weighted Lyubich's measures. In particular, we show a certain well-behavedness of some coefficients of the Lyapunov exponents, that quantifies the non-well-behavedness in a system.
We prove that the Bochi-Mañé theorem is false, in general, for linear cocycles over non-invertible maps: there are C0-open subsets of linear cocycles that are not uniformly hyperbolic and yet have Lyapunov exponents bounded from zero.
We prove that, for semi-invertible continuous cocycles, continuity of Lyapunov exponents is equivalent to continuity, in measure, of Oseledets subspaces.
In this article, we study the minimizing measures of the Tonelli Hamiltonians. More precisely, we study the relationships between the so-called Green bundles and various notions as: - the Lyapunov exponents of minimizing measures; -the weak KAM solutions. In particular, we deduce that the support of every minimizing measure all of whose Lyapunov exponents are zero is C1-regular almost everywhere.
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