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arXiv 2603.06641cs.CY
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学术同行评审中作者人口统计学特征的因果分析

Causal Analysis of Author Demographics in Academic Peer Review

University of Arkansas(阿肯色大学)

Uttamasha Anjally Oyshi, Gibson Nkhata, Susan Gauch

AI总结:

本文通过因果推断分析了作者的种族、性别和所属国家对论文接受排名的影响,发现少数族裔和女性作者在评审中存在显著的系统性偏见。

摘要:

学术精英主义正因系统性不平衡而受到威胁;例如,尽管黑人和西班牙裔美国人占美国人口的超过30%,但在科学和工程领域的终身制学术人员中,他们所占比例不足10%。同行评审在这个过程中充当了至关重要的守门人,然而它仍然面临持续存在的偏见问题,这些偏见可能会阻碍科学进步。现在,人工智能(AI)在学术评估中的日益影响加剧了这一问题。本文超越相关性,定量评估作者人口统计学特征(包括种族、性别和所属国家)对论文接受排名的独立影响。我们利用因果推断方法对530篇论文的数据集进行分析,通过使用出版物的声望作为审查排名的替代变量,模拟学术选拔过程。我们的研究发现,少数族裔作者(平均处理效应[ATE]:-0.42分)、女性作者(ATE:-0.25)以及与全球南方机构有关联的作者(ATE:-0.57)在排名上存在统计上显著的因果劣势。所展示的偏见强调了在传统和基于AI的评审过程中实施公平干预的紧迫性,表明这些措施对于建立更加公平和可信的科学环境至关重要。

英文摘要:

Academic meritocracy is jeopardized by systematic imbalances; for example, whereas Black and Hispanic individuals constitute over 30% of the U.S. population, they represent fewer than 10% of tenured academics in science and engineering. Peer review serves as a crucial gatekeeper in this process, however it encounters ongoing issues over biases that may hinder scientific advancement. The issue is now exacerbated by the growing influence of artificial intelligence (AI) in academic assessment. This paper transcends correlation to quantitatively assess the independent impacts of author demographics, including race, gender, and country of affiliation, on paper acceptance rankings. We utilize a causal inference methodology on a dataset of 530 papers, simulating the academic selection process by employing the prestige of the publication venue as a surrogate for review rank. Our research indicates statistically substantial causal disadvantages for authors from minority racial groups (average treatment effects [ATE]: -0.42 points in ranking), female authors (ATE: -0.25), and those associated with institutions in the Global South (ATE: -0.57). The exhibited biases emphasize the pressing necessity for fairness interventions in both conventional and AI-based review processes, indicating that such measures are essential for establishing a more equitable and credible scientific environment.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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