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arXiv 2603.04473stat.MLcs.ITcs.LGmath.IT
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基于字典的模式熵用于因果方向发现

Dictionary Based Pattern Entropy for Causal Direction Discovery

Department of Computer Science and Information Systems(计算机科学与信息系统系);BITS Pilani K K Birla Goa Campus(比斯潘尼学院K K Birla Goa校区);Complex Systems Programme(复杂系统计划);National Institute of Advanced Studies(国家高级研究所);Indian Institute of Technology Madras(印度理工学院马德拉斯分校)

Harikrishnan N B, Shubham Bhilare, Aditi Kathpalia, Nithin Nagaraj

AI总结:

本文提出基于字典的模式熵方法,用于从时间序列数据中发现因果方向,通过整合算法信息理论和香农信息理论,实现对因果关系的稳健识别和模式驱动的组织分析。

摘要:

从时间观测数据中发现因果方向,尤其是对于符号序列而言尤其具有挑战性,因为功能模型和噪声假设通常不可用。我们提出了一种新的基于字典的模式熵(DPE)框架,该框架推断了因果方向以及驱动效果变量变化的特定子模式。该框架集成了算法信息理论(AIT)和香农信息理论。因果被解释为候选原因中出现的紧凑、基于规则的模式的出现,这些模式系统地约束效果。DPE构建方向特定的字典,并使用基于熵的度量来量化其影响,从而在确定性模式结构和随机变化之间建立原则性的联系。因果方向通过最小不确定性准则推断,选择表现出更强且更一致的模式驱动组织的方向。如表7总结的,DPE在各种合成系统中都表现出可靠的性能,包括延迟位翻转扰动、AR(1)耦合、1D斜顶映射和稀疏过程,优于或匹配竞争性的AIT方法(ETC_E、ETC_P、LZ_P)。在生物和生态数据集中,性能具有竞争力,而其他方法在特定基因组设置中显示出优势。总体而言,结果表明,最小化模式层面的不确定性产生了一种稳健、可解释且广泛适用的因果发现框架。

英文摘要:

Discovering causal direction from temporal observational data is particularly challenging for symbolic sequences, where functional models and noise assumptions are often unavailable. We propose a novel \emph{Dictionary Based Pattern Entropy ($DPE$)} framework that infers both the direction of causation and the specific subpatterns driving changes in the effect variable. The framework integrates \emph{Algorithmic Information Theory} (AIT) and \emph{Shannon Information Theory}. Causation is interpreted as the emergence of compact, rule based patterns in the candidate cause that systematically constrain the effect. $DPE$ constructs direction-specific dictionaries and quantifies their influence using entropy-based measures, enabling a principled link between deterministic pattern structure and stochastic variability. Causal direction is inferred via a minimum-uncertainty criterion, selecting the direction exhibiting stronger and more consistent pattern-driven organization. As summarized in Table 7, $DPE$ consistently achieves reliable performance across diverse synthetic systems, including delayed bit-flip perturbations, AR(1) coupling, 1D skew-tent maps, and sparse processes, outperforming or matching competing AIT-based methods ($ETC_E$, $ETC_P$, $LZ_P$). In biological and ecological datasets, performance is competitive, while alternative methods show advantages in specific genomic settings. Overall, the results demonstrate that minimizing pattern level uncertainty yields a robust, interpretable, and broadly applicable framework for causal discovery.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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