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arXiv 2601.01751cs.IRcs.AIcs.CL

用于LLM相关性判断偏差分析的查询-文档密集向量

Query-Document Dense Vectors for LLM Relevance Judgment Bias Analysis

The University of Queensland, Brisbane, Australia(昆士兰大学)

Samaneh Mohtadi, Gianluca Demartini

AI总结:

本文提出一种基于聚类的框架,用于分析LLM在相关性判断中的系统性偏差,通过语义空间嵌入识别分歧模式,提升IR评估的可靠性。

摘要:

大型语言模型(LLMs)因其成本较低和可扩展性较高,已被用于信息检索(IR)评估集合的创建,作为人类评估者的替代。尽管之前的研究所关注的是LLMs与人类评估者之间的可靠性,但本研究旨在了解LLMs在判断相关性时是否存在系统性错误,而不仅仅是了解其平均表现。为此,我们提出了一种新的表示方法,用于查询和文档,使我们能够分析相关性标签分布,并将LLMs和人类标签进行比较,以识别分歧模式并定位系统性分歧区域。我们引入了一个基于聚类的框架,将查询-文档(Q-D)对嵌入到联合语义空间中,将相关性视为一种关系属性。在TREC深度学习2019和2020实验中发现,人类与LLMs之间的系统性分歧集中在特定语义聚类中,而非随机分布。查询层面的分析揭示了反复出现的失败,最常见的是在定义寻求、政策相关或模糊情境中。具有查询内一致性和分歧性差异显著的查询出现分歧热点,其中LLMs倾向于低估相关内容或过度包含不相关内容。该框架将全局诊断与局部聚类相结合,以揭示LLMs判断中的隐藏弱点,使IR评估更具偏见意识和可靠性。

英文摘要:

Large Language Models (LLMs) have been used as relevance assessors for Information Retrieval (IR) evaluation collection creation due to reduced cost and increased scalability as compared to human assessors. While previous research has looked at the reliability of LLMs as compared to human assessors, in this work, we aim to understand if LLMs make systematic mistakes when judging relevance, rather than just understanding how good they are on average. To this aim, we propose a novel representational method for queries and documents that allows us to analyze relevance label distributions and compare LLM and human labels to identify patterns of disagreement and localize systematic areas of disagreement. We introduce a clustering-based framework that embeds query-document (Q-D) pairs into a joint semantic space, treating relevance as a relational property. Experiments on TREC Deep Learning 2019 and 2020 show that systematic disagreement between humans and LLMs is concentrated in specific semantic clusters rather than distributed randomly. Query-level analyses reveal recurring failures, most often in definition-seeking, policy-related, or ambiguous contexts. Queries with large variation in agreement across their clusters emerge as disagreement hotspots, where LLMs tend to under-recall relevant content or over-include irrelevant material. This framework links global diagnostics with localized clustering to uncover hidden weaknesses in LLM judgments, enabling bias-aware and more reliable IR evaluation.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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