本文提出以氧原子为桥梁的电子配对机制，用以解释铜氧化物和镍氧化物的非常规高温超导性及 d 波对称性等特征。
摘要：
基于中性氧原子 O 及其阴离子的能级结构，通过深入分析以离子键为主的氧化物超导体中阴离子 O$^{x-}$（$1<x\leq{2}$）的成键过程与形成机制，我们提出了一个新兴且重要的新构想：以氧原子为桥梁的电子配对，这不同于此前提出的各种电子配对方案。这一微观电子配对图像非常直观、生动，能够自然解释铜氧化物高温超导体中 Cooper 对的 d 波对称性、较大的超导能隙以及较小的电子对尺寸。正是这种由氧原子介导的电子—电子配对机制，直接决定了铜氧化物和镍氧化物的非常规高温超导性。
英文摘要：
Based on the energy level structure of neutral oxygen atom O and its anions, through in-depth analysis of the bonding process and formation mechanism of anion O$^{x-}$ ($1<x\leq{2}$) in oxide superconductors dominated by ionic bonds, we propose an emerging and important novel idea of electron pairing with oxygen atoms as a bridge, different from the previously proposed electronic pairing schemes. This microscopic electronic pairing image is very intuitive and vivid, which can naturally explain the d-wave symmetry of Cooper pairs, large superconducting energy gaps, and small electron-pair sizes in copper oxide high-temperature superconductors. It is the electron-electron pairing mechanism mediated by oxygen atoms that directly determines the unconventional high-temperature superconductivity of cuprates and nickelates.
We have revisited the electronic structure of infinite-layer RNiO$_2$ (R= La, Nd) in light of the recent discovery of superconductivity in Sr-doped NdNiO$_2$. From a comparison to their cuprate counterpart CaCuO$_2$, we derive essential facts related to their electronic structures, in particular the values for various hopping parameters and energy splittings, and the influence of the spacer cation. From this detailed comparison, we comment on expectations in regards to superconductivity. In particular, both materials exhibit a large ratio of longer-range hopping to near-neighbor hopping which …
Ionic-Bond-Driven Atom-Bridged Room-Temperature Cooper Pairing in Cuprates and Nickelates: a Theoretical Framework Supported by 32 Experimental Evidences
Peking University（北京大学）；Beijing Technology and Business University（北京工商大学）
We explore the layered palladium oxides La$_2$PdO$_4$, LaPdO$_2$ and La$_4$Pd$_3$O$_8$ via ab initio calculations. La$_2$PdO$_4$, being low spin $d^8$, is quite different from its high spin nickel analog. Hypothetical LaPdO$_2$, despite its $d^9$ configuration, has a paramagnetic electronic structure very different from cuprates. On the other hand, the hypothetical trilayer compound La$_4$Pd$_3$O$_8$ ($d^{8.67}$) is more promising in that its paramagnetic electronic structure is very similar to that of overdoped cuprates. But even in the $d^9$ limit (achieved by partial substitution of La with…
The recent discovery of high-T$_{c}$ superconductivity (HTS) in Sr-doped NdNiO$_2$ has sparked a renewed interest in investigating nickelates as cuprate counterparts. Parent cuprates [Cu$^{2+}$: d$^9$] are antiferromagnetic charge-transfer insulators with the involvement of a single d$_{x^2-y^2}$ band around the Fermi level and strong $p-d$ hybridization. In contrast, isoelectronic NdNiO$_2$ [Ni$^+$: d$^9$] is metallic with a d$_{x^2-y^2}$ band self-doped by Nd-d states. Using first-principles calculations, we study the effect of Sr-doping in the electronic and magnetic properties of infinite-…
Motivated by the recent discovery of superconductivity in doped NdNiO$_2$, we study the magnetic exchange interaction $J$ in layered $d^9$ nickelates from first principles. The mother compounds of the high-$T_{\rm c}$ cuprates belong to the charge-transfer regime in the Zaanen-Sawatzky-Allen diagram and have $J$ larger than 100 meV. While this feature makes the cuprates very different from other transition metal oxides, it is of great interest whether layered $d^9$ nickelates can also have such a large $J$. However, one complexity is that NdNiO$_2$ is not a Mott insulator due to carrier doping…
The families of high-temperature superconductors recently welcomed a new member: hole doped nickelate Nd$_{0.8}$Sr$_{0.2}$NiO$_2$ with a $\sim$15K transition temperature. To understand its emergent low-energy behaviors and experimental properties, an immediate key question is whether the superconducting hole carriers reside in oxygen as in the cuprates, or in nickel as in most nickelates. We answer this crucial question via a ``(LDA+$U$)+ED'' scheme: deriving an effective interacting Hamiltonian of the hole carriers from density functional LDA+$U$ calculation, and studying its local many-body …
Based on first-principles calculations including a Coulomb repulsion term, we identify trends in the electronic reconstruction of $A$NiO$_2$/SrTiO$_3$(001) ($A=$ Pr, La) and $A$CuO$_2$/SrTiO$_3$(001) ($A=$ Ca, Sr). Common to all cases is the emergence of a quasi-two-dimensional electron gas (q2DEG) in SrTiO$_3$(001), albeit the higher polarity mismatch at the interface of nickelates vs. cuprates to the nonpolar SrTiO$_3(001)$ substrate (${3+}/0$ vs. ${2+}/0$) results in an enhanced q2DEG carrier density. The simulations reveal a significant dependence of the interfacial Ti $3d_{xy}$ band bendi…
Despite the structural resemblance of certain cuprate and nickelate parent compounds there is a striking spread of $T_c$ among such transition metal oxide superconductors. We adopt a minimal two-orbital $e_g$ model which covers cuprates and nickelate heterostructures in different parametric limits, and analyse its superconducting instabilities. The joint consideration of interactions, doping, Fermiology, and in particular the $e_g$ orbital splitting allows us to explain the strongly differing pairing propensities in cuprate and nickelate superconductors.
Effective models are constructed for a newly discovered superconductor (Nd,Sr)NiO2, which has been considered as a possible nickelate analogue of the cuprates owing to the d9 electron configuration. Estimation of the effective interaction, which turns out to require a multiorbital model that takes account of all the orbitals involved on the Fermi surface, shows that the effective interactions are significantly larger than in the cuprates. A fluctuation exchange study for the model indicates that dx2-y2-wave superconductivity is likely to occur as in the cuprates, where the transition temperatu…
The 2019 discovery of high temperature superconductivity in layered nickelate films, Nd$_{1-x}$SrNiO$_2$, has galvanized a community that has been studying nickelates for more than 30 years both as cuprate analogs and in their own right. On the surface, infinite layer nickelates, and their multilayer analogs, should be promising candidates based on our understanding of cuprates: square planar coordination and a parent d9 configuration that places a single hole in a dx2-y2 planar orbital makes nickelates seem poised for superconductivity. But creating crystals and films of sufficient quality of…
The recently discovered infinite-layer nickelates show great promise in helping to disentangle the various cooperative mechanisms responsible for high-temperature superconductivity. However, lack of antiferromagnetic order in the pristine nickelates presents a challenge for connecting the physics of the cuprates and nickelates. Here, by using a quantum many-body Green's function-based approach to treat the electronic and magnetic structures, we unveil the presence of many two- and three-dimensional magnetic stripe instabilities that are shown to persist across the phase diagram of LaNiO$_2$. O…
There is a growing compelling experimental evidence that a quantum complex matter scenario made of multiple electronic components, and competing quantum phases is needed to grab the key physics of high critical temperature (Tc) superconductivity in layered cuprates. While it is known that defects self-organization controls Tc, the mechanism remains an open issue. Here we focus on the theoretical prediction of the multi-band electronic structure and the formation of broken Fermi surfaces generated by the self-organization of oxygen interstitials O-i atomic wires in the spacer layers in HgBa2CuO…
The discovery of infinite layer nickelate superconductor marks the new era in the field of superconductivity. In the rare-earth (Re) nickelates ReNiO2, although the Ni is also of d9 electronic configuration, analogous to Cu d9 in cuprates, whether electronic structures in infinite-layer nickelate are the same as cuprate and possess the single band feature as well are still open questions. To illustrate the electronic structure of rare-earth infinite-layer nickelate, we perform first principle calculations of LaNiO2 and NdNiO2 compounds and compare them with that of CaCuO2 using hybrid function…
Recent discovery of superconductivity in the doped infinite-layer nickelates has renewed interest in understanding the nature of high-temperature superconductivity more generally. The low-energy electronic structure of the parent compound NdNiO$_{2}$, the role of electronic correlations in driving superconductivity, and the possible relationship betweeen the cuprates and the nickelates are still open questions. Here, by comparing LaNiO$_2$ and NdNiO$_2$ systematically within a parameter-free density functional framework, all-electron first-principles framework, we reveal the role Nd 4$f$ elect…
Low-valence nickelates $-$ including infinite-layer (IL) and trilayer (TL) compounds $-$ are longstanding candidates for mimicking the high-temperature superconductivity of cuprates. A recent breakthrough in the field came with the discovery of superconductivity in hole-doped IL nickelates. Yet, the degree of similarity between low-valence nickelates and cuprates is the subject of a profound debate for which soft x-ray spectroscopy experiments at the Ni $L$- and O $K$-edge provided critical input. In this review, we will discuss the essential elements of the electronic structure of low-valance…
The discovery of superconductivity in infinite-layer nickelates is presently an important topic in condensed-matter physics, and potential similarities to and differences from cuprates are under intense debate. We determine general features of the charge excitation spectrum in nickelates from two opposite viewpoints: (i) Nickelates are regarded as strongly correlated electron systems like cuprate superconductors and thus can be described by the $t$-$J$ model, and (ii) electron correlation effects are not as strong as in cuprates, and thus, random-phase approximation (RPA) calculations may capt…
We report a muon spin rotation ($μ$SR) study of the cuprate-analog nickelate La$_4$Ni$_3$O$_8$, which undergoes a transition at 105 K to a low-temperature phase with charge-stripe and antiferromagnetic (AFM) order on square planar NiO$_2$ layers. Zero-field $μ$SR shows that this transition is abrupt and that the AFM configuration is commensurate. Comparison of observed muon precession frequencies with Ni dipolar field calculations yields Ni moments $\lesssim 0.5μ_B$. Dynamic muon spin relaxation above 105 K suggests critical slowing of Ni spin fluctuations, but is inconsistent with correspondi…
The discovery of superconductivity in thin films ($\sim$10 nm) of infinite-layer hole-doped NdNiO$_2$ has invigorated the field of high-temperature superconductivity research, reviving the debate over contrasting views that nickelates that are isostructural with cuprates are either (1) sisters of the high-temperature superconductors, or (2) that differences between nickel and copper at equal band filling should be the focus of attention. Each viewpoint has its merits, and each has its limitations, suggesting that such a simple picture must be superseded by a more holistic comparison of the two…
In materials science, much effort has been devoted to reproduce superconductivity in chemical compositions analogous to cuprate superconductors since their discovery over thirty years ago. This approach was recently successful in realising superconductivity in infinite-layer nickelates. Although differing from cuprates in electronic and magnetic properties, strong Coulomb interactions suggest infinite-layer nickelates have a propensity to various symmetry-breaking orders that populate the cuprates. Here we report the observation of charge density waves (CDWs) in infinite-layer NdNiO$_2$ films …
The correlated electronic structure of the infinite-layer compounds NdNiO$_2$ and SrCuO$_2$ at stoichiometry and with finite hole doping is compared. Key differences are elucidated from an advanced first-principles many-body perspective. Contrary to the charge-transfer insulating cuprate, the self-doped nickelate remains non-insulating even for large interaction strength, though the Ni-$d_{x^2-y^2}$ spectral weight is also gapped in that limit. Hybridization between Ni$(3d)$ and Nd$(5d)$ is crucial for the appearance of the self-doping band. Upon realistic hole doping, Sr$_{1-y}$CuO$_2$ shows …
Paramagnetically driven superconducting re-entrance in Eu-doped infinite layer nickelates
University of Geneva（日内瓦大学）；Ecole Polytechnique Fédérale de Lausanne (EPFL)（洛桑联邦理工学院）；CNRS, Université Grenoble Alpes（法国国家科学研究中心，格勒诺布尔阿尔卑斯大学）；ALBA Synchrotron Light Source（阿尔巴同步辐射光源）；TU Wien（维也纳工业大学）
The recent discovery of superconductivity in hole-doped planar nickelates R1-xSrNiO2 (R=Pr,Nd) raises the foundational question of how the electronic structure and electronic correlations of these Ni1+ compounds compare to those of the Cu2+ cuprate superconductors. Here, we present an Angle-Resolved Photoemission Spectroscopy (ARPES) study of the trilayer nickelate Pr4Ni3O8, revealing an electronic structure and Fermi surface very similar to that of the hole-doped cuprates but with a few critical differences. Specifically, the main portions of the Fermi surface are extremely similar to that of…
The discovery of superconductivity in infinite-layer nickelates has attracted much attention due to their association to the high-$T_c$ cuprates. Cuprate superconductivity was first demonstrated in bulk samples and subsequently in thin films. In the nickelates, however, the situation has been reversed: although surging as a bulk phenomenon, nickelate superconductivity has only been reported in thin films so far. At the same time, the specifics of infinite-layer nickelates yield distinct interface and surface effects that determine their bulk vs thin-film behavior. In this paper, we provide an …
We study theoretically spin excitations in the newly discovered nickelate superconductors based on a single-band model and the random phase approximation. The spin excitations are found to be incommensurate in a low energy region. A spin resonance phenomena is revealed as the excitation energy increases. The maximum intensity may be at the incommensurate momentum or the commensurate momentum, depending on the out-of-plane momentum. The spin excitations become incommensurate again at higher energies. The similarities and differences of the spin excitations between nickelate and cuprate supercon…
The discovery of superconductivity in the infinite-layer nickelates has opened new perspectives in the context of quantum materials. We analyze, via first-principles calculations, the electronic properties of La$_2$NiO$_3$F -- the first single-layer T'-type nickelate -- and compare these properties with those of related nickelates and isostructural cuprates. We find that La$_2$NiO$_3$F is essentially a single-band system with a Fermi surface dominated by the Ni-3$d_{x^2-y^2}$ states with an exceptional 2D character. In addition, the hopping ratio is similar to that of the highest $T_c$ cuprate…
Observation of correlated plasmons in low-valence nickelates
Brookhaven National Laboratory（布鲁克海文国家实验室）；Beijing National Laboratory for Condensed Matter Physics, Institute of Physics, Chinese Academy of Sciences（中国科学院物理研究所凝聚态物理北京国家实验室）；Stanford Institute for Materials and Energy Sciences, SLAC National Accelerator Laboratory（斯坦福材料能源科学研究所，SLAC国家加速器实验室）；National Synchrotron Light Source II, Brookhaven National Laboratory（布鲁克海文国家实验室第二代同步辐射光源）；Shanghai Advanced Research in Physical Sciences (SHARPS)（上海物理科学研究前沿中心）
The discovery of infinite-layer nickelate superconductors has spurred enormous interest. While the Ni$^{1+}$ cations possess nominally the same 3$d^9$ configuration as Cu$^{2+}$ in cuprates, the electronic structure variances remain elusive. Here, we present a soft x-ray photoemission spectroscopy study on parent and doped infinite-layer Pr-nickelate thin films with a doped perovskite reference. By identifying the Ni character with resonant photoemission and comparison to density functional theory + U (on-site Coulomb repulsion energy) calculations, we estimate U ~5 eV, smaller than the charge…
The search for oxide materials with physical properties similar to the cuprate high Tc superconductors, but based on alternative transition metals such as nickel, has grown and evolved over time. The recent discovery of superconductivity in doped infinite-layer nickelates RNiO2 (R = rare-earth element) further strengthens these efforts.With a crystal structure similar to the infinite-layer cuprates - transition metal oxide layers separated by a rare-earth spacer layer - formal valence counting suggests that these materials have monovalent Ni1+ cations with the same 3d electron count as Cu2+ in…
Since the discovery of high-temperature superconductivity in the copper oxide materials, there have been sustained efforts to both understand the origins of this phase and discover new cuprate-like superconducting materials. One prime materials platform has been the rare-earth nickelates and indeed superconductivity was recently discovered in the doped compound Nd$_{0.8}$Sr$_{0.2}$NiO$_2$. Undoped NdNiO$_2$ belongs to a series of layered square-planar nickelates with chemical formula Nd$_{n+1}$Ni$_n$O$_{2n+2}$ and is known as the 'infinite-layer' ($n = \infty$) nickelate. Here, we report the s…
We propose that the superconductivity recently observed in Nd$_{0.8}$Sr$_{0.2}$NiO$_2$ with critical temperature in the range $9$ K to $15$ K results from the same charge carriers and the same mechanism that we have proposed give rise to superconductivity in both hole-doped and electron-doped cuprates: pairing of hole carriers in oxygen $pπ$ orbitals, driven by a correlated hopping term in the effective Hamiltonian that lowers the kinetic energy, as described by the theory of hole superconductivity. We predict a large increase in $T_c$ with compressive epitaxial strain.
The discovery of superconducting nickelates reignited hope for elucidating the high-$T_{\textrm{c}}$ superconductivity mechanism in the isostructural cuprates. While in the cuprates, the superconducting gap opens up on a single-band of the quasi-2D Fermi surface, the nickelates are known to have 3D nature of electronic structure with multi-band. This raises a serious question about the role of 2D nature for the high-$T_{\textrm{c}}$ superconductivity. Here, employing dynamical mean field theory combined with GW method, we found the Kondo effect driven by the strong correlation of Nd-4$f$ and N…
The recent observation of superconductivity in infinite-layer nickelates has brought intense debate on the established knowledge of unconventional superconductivity based on the cuprates. Despite many similarities, the nickelates differ from the cuprates in many characteristics, the most notable one among which is the magnetism. Instead of a canonical antiferromagnetic Mott insulator as the undoped cuprates, from which the superconductivity is generally believed to arise upon doping, the undoped nickelates show no sign of magnetic ordering in experiments. Through a combined density functional …
The discovery of superconductivity in square-planar low valence nickelates has ignited a vigorous debate regarding their essential electronic properties: Do these materials have appreciable oxygen charge-transfer character akin to the cuprates, or are they in a distinct Mott-Hubbard regime where oxygen plays a minimal role? Here, we resolve this question using O $K$-edge resonant inelastic x-ray scattering (RIXS) measurements of the low valence nickelate La$_{4}$Ni$_{3}$O$_{8}$ and a prototypical cuprate La$_{2-x}$Sr$_{x}$CuO$_{4}$ ($x=0.35$). As expected, the cuprate lies deep in the charge-t…
The discovery of superconductivity in a $d^{9-δ}$ nickelate has inspired disparate theoretical perspectives regarding the essential physics of this class of materials. A key issue is the magnitude of the magnetic superexchange, which relates to whether cuprate-like high-temperature nickelate superconductivity could be realized. We address this question using Ni L-edge and O K-edge spectroscopy of the reduced trilayer nickelate $d^{9-1/3}$ La4Ni3O8 and associated theoretical modeling. A magnon energy scale of ~80 meV resulting from a nearest-neighbor magnetic exchange of $J = 69(4)4$ meV is obs…
The interplay between superconductivity and charge density waves (CDWs) under hole doping in cuprates is one of the central phenomena in condensed matter physics. Recently, CDWs are also observed in CaCuO$_2$-analogous nickelates RNiO$_2$ (R = La, Nd) but exhibit fundamentally different hole-doping-dependent behaviors compared to that in cuprates, raising a challenging question on its origin. In this article, we propose that electronic instability (EI) and moment-dependent electron-phonon coupling (MEPC), mainly contributed by Ni 3dx2-y2 and R 5dz2, respectively, may be the possible reasons fo…
The recent discovery of superconductivity in Sr-doped NdNiO$_2$, with a critical temperature of $10-15$ K suggests the possibility of a new family of nickel-based high-temperature superconductors (HTS). NdNiO$_{2}$ is the $n=\infty$ member of a larger series of layered nickelates with chemical formula R$_{n+1}$Ni$_{n}$O$_{2n+2}$ (R $=$ La, Nd, Pr; $n = 2, 3, \dots, \infty$). The $n=3$ member has been experimentally and theoretically shown to be cuprate-like and a promising HTS candidate if electron doping could be achieved. The higher-order $n=4,5,$ and $6$ members of the series fall directly …
Motivated by the recent discovery of superconductivity in the Sr-doped layered nickelate NdNiO$_2$, we perform a systematic computational materials design of layered nickelates that are dynamically stable and whose electronic structure better mimics the electronic structure of high-$T_c$ cuprates than NdNiO$_2$. While the Ni $3d$ orbitals are self-doped from the $d^9$ configuration in NdNiO$_2$ and the Nd-layer states form Fermi pockets, we find more than 10 promising compounds for which the self-doping is almost or even completely suppressed. We derive effective single-band models for those m…
