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arXiv 2403.01015cs.CYcs.DL
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同行评审讨论中评审人相互匿名化的随机对照试验

A Randomized Controlled Trial on Anonymizing Reviewers to Each Other in Peer Review Discussions

Charvi Rastogi, Xiangchen Song, Zhijing Jin, Ivan Stelmakh, Hal Daumé, Kun Zhang, Nihar B. Shah

AI总结:

本文在 UAI 2022 通过随机对照试验比较评审人匿名与非匿名讨论,发现匿名讨论略多、受资历影响更小,且评审人弱偏好匿名,总体支持匿名讨论机制。

摘要:

同行评审通常涉及评审人提交独立评审意见,随后由每篇论文的评审人之间展开讨论。政策制定者关注的一个问题是,在讨论期间,同一篇论文的评审人彼此是否应当匿名。我们通过在 UAI 2022 会议上开展一项随机对照试验来阐明这一点。我们将评审人和论文随机分配到两种条件下——一种采用匿名讨论,另一种采用非匿名讨论,并对所有评审人进行匿名调查,以回答以下问题:1. 评审人在其中一种条件下是否讨论得更多?匿名条件下略多(n = 2281,p = 0.051)。2. 在非匿名条件下,资历是否对最终决定具有更大影响?是的,与匿名条件相比,非匿名条件下的决定更接近资深评审人的评分(n = 484,p = 0.04)。3. 评审人在其中一种条件下是否更礼貌?在评审人基于文本的回复中,礼貌程度没有显著差异(n = 1125,p = 0.72)。4. 评审人自我报告的体验在两种条件下是否不同?在所询问的五个问题中,每一个都没有显著差异(n = 132,p > 0.3)。5. 评审人是否更偏好其中一种条件?是的,他们对匿名讨论表现出较弱的偏好(n = 159,Cohen's d = 0.25)。6. 评审人认为制定评审人之间匿名政策时什么最重要?评审人在表达意见时的安全感被评为最重要,而评审人之间的礼貌沟通被评为最不重要(n = 159)。7. 评审人是否曾因讨论中的非匿名性而经历不诚实行为?是的,约 7% 的受访者给出了肯定回答(n = 167)。总体而言,就所考虑的评价标准而言,本实验揭示了支持在同行评审过程中采用匿名讨论设置的证据。

英文摘要:

Peer review often involves reviewers submitting their independent reviews, followed by a discussion among reviewers of each paper. A question among policymakers is whether the reviewers of a paper should be anonymous to each other during the discussion. We shed light on this by conducting a randomized controlled trial at the UAI 2022 conference. We randomly split the reviewers and papers into two conditions--one with anonymous discussions and the other with non-anonymous discussions, and conduct an anonymous survey of all reviewers, to address the following questions: 1. Do reviewers discuss more in one of the conditions? Marginally more in anonymous (n = 2281, p = 0.051). 2. Does seniority have more influence on final decisions when non-anonymous? Yes, the decisions are closer to senior reviewers' scores in the non-anonymous condition than in anonymous (n = 484, p = 0.04). 3. Are reviewers more polite in one of the conditions? No significant difference in politeness of reviewers' text-based responses (n = 1125, p = 0.72). 4. Do reviewers' self-reported experiences differ across the two conditions? No significant difference for each of the five questions asked (n = 132 and p > 0.3). 5. Do reviewers prefer one condition over the other? Yes, there is a weak preference for anonymous discussions (n = 159 and Cohen's d= 0.25). 6. What do reviewers consider important to make policy on anonymity among reviewers? Reviewers' feeling of safety in expressing their opinions was rated most important, while polite communication among reviewers was rated least important (n = 159). 7. Have reviewers experienced dishonest behavior due to non-anonymity in discussions? Yes, roughly 7% of respondents answered affirmatively (n = 167). Overall, this experiment reveals evidence supporting an anonymous discussion setup in the peer-review process, in terms of the evaluation criteria considered.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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