能够动态改变其工作状态的可重构天线相比传统天线展现出极佳的适应性与灵活性，而由多功能与可重构天线（MRA）组成的 MIMO 阵列被视为迈向未来 Holographic MIMO 的一种极具前景的解决方案。具体而言，在模式可重构 MIMO（PR-MIMO）通信系统中，准确获取所有辐射模式的信道状态信息（CSI）是一项极具挑战性的任务，因为在 PR-MIMO 系统中使用传统的基于导频的信道估计技术会带来巨大的导频开销。在本快报中，我们利用深度学习方法设计了一个 PR 神经网络，该网络能够利用一种辐射模式的估计 CSI 来推断其他辐射模式的 CSI。为了降低导频开销，我们提出了一种专用于 PR-MIMO 系统的新型信道估计方法，该方法将 PR-MIMO 的发射天线进行分组，且不同组中的天线采用不同的辐射模式。与传统的全连接实值深度神经网络（DNN）相比，采用复值系数的 PR 神经网络可以直接在复数域中工作。实验结果表明，所提出的信道外推方法在外推精度方面相较于基准方案提供了显著的性能增益。
英文摘要：
Reconfigurable antennas that can dynamically change their operation state exhibit excellent adaptivity and flexibility over traditional antennas, and MIMO arrays that consist of multifunctional and reconfigurable antennas (MRAs) are foreseen as one promising solution towards future Holographic MIMO. Specifically, in pattern reconfigurable MIMO (PR-MIMO) communication systems, accurate acquisition of channel state information (CSI) of all the radiation modes is a challenging task, because using conventional pilot-based channel estimation techniques in PR-MIMO systems incurs overwhelming pilot overheads. In this letter, we leverage deep learning methods to design a PR neural network, which can use the estimated CSI for one radiation mode to infer CSIs for the other radiation modes. In order to reduce the pilot overheads, we propose a new channel estimation method specially for PR-MIMO systems, which divides the transmit antennas of PR-MIMO into groups and antennas in different groups employ different radiation modes. Compared with conventional full-connected real-valued deep neural networks (DNN), the PR neural network which uses complex-valued coefficients can work directly in the complex domain. Experiment results show that the proposed channel extrapolation method offers significant performance gains in terms of extrapolation accuracy over benchmark schemes.
Massive MIMO Channel-aware Decision Fusion Aided by Reconfigurable Intelligent Surfaces
University of Naples Federico II（那不勒斯费德里科二世大学）；University of Cassino and Southern Lazio（卡西诺与南拉齐奥大学）；CNIT（意大利电信与信息技术研究中心）；CentraleSupélec（中央理工-高等电力学院）；CNRS（法国国家科学研究中心）；Université Paris-Saclay（巴黎萨克雷大学）；University of Luxembourg（卢森堡大学）
Reconfigurable intelligent surface (RIS) technology has recently emerged as a spectral- and cost-efficient approach for wireless communications systems. However, existing hand-engineered schemes for passive beamforming design and optimization of RIS, such as the alternating optimization (AO) approaches, require a high computational complexity, especially for multiple-input-multiple-output (MIMO) systems. To overcome this challenge, we propose a low-complexity unsupervised learning scheme, referred to as learning-phase-shift neural network (LPSNet), to efficiently find the solution to the spect…
Reconfigurable intelligent surface (RIS) has recently drawn significant attention in wireless communication technologies. However, identifying, modeling, and estimating the RIS channel in multiple-input multiple-output (MIMO) systems are considered challenging in recent studies. In this paper, a disassembled channel estimation framework for the RIS-MIMO system is proposed based on the eigenvalue decomposition (EVD) concept to separate the cascaded channel links and estimate each link separately. This estimation is based on modeling the RIS-MIMO channel as a keyhole MIMO system model. Numerical…
Signal Processing Foundations of Reconfigurable Antennas in the Tri-Hybrid MIMO Architecture
University of California San Diego（加州大学圣地亚哥分校）；Yonsei University（延世大学）；San Diego State University（圣地亚哥州立大学）；Min H. Kao Department of Electrical Engineering and Computer Science, University of Tennessee, Knoxville（田纳西大学诺克斯维尔分校明H. Kao电气与计算机工程系）
In this paper, we study the user localization and tracking problem in the reconfigurable intelligent surface (RIS) aided multiple-input multiple-output (MIMO) system, where a multi-antenna base station (BS) and multiple RISs are deployed to assist the localization and tracking of a multi-antenna user. By establishing a probability transition model for user mobility, we develop a message-passing algorithm, termed the Bayesian user localization and tracking (BULT) algorithm, to estimate and track the user position and the angle-of-arrival (AoAs) at the user in an online fashion. We also derive B…
Channel estimation for the downlink of frequency division duplex (FDD) massive MIMO systems is well known to generate a large overhead as the amount of training generally scales with the number of transmit antennas in a MIMO system. In this paper, we consider the solution of extrapolating the channel frequency response from uplink pilot estimates to the downlink frequency band, which completely removes the training overhead. We first show that conventional estimators fail to achieve reasonable accuracy. We propose instead to use high-resolution channel estimation. We derive theoretical lower b…
With the accelerated development of immersive applications and the explosive increment of internet-of-things (IoT) terminals, 6G would introduce terahertz (THz) massive multiple-input multiple-output non-orthogonal multiple access (MIMO-NOMA) technologies to meet the ultra-high-speed transmission and massive connectivity requirements. Nevertheless, the unreliability of THz transmissions and the extreme heterogeneity of device requirements pose critical challenges for practical applications. To address these challenges, we propose a novel smart reconfigurable THz MIMO-NOMA framework, which can …
This paper investigates the use of a reconfigurable intelligent surface (RIS) to aid point-to-point multi-data-stream multiple-input multiple-output (MIMO) wireless communications. With practical finite alphabet input, the reflecting elements at the RIS and the precoder at the transmitter are alternatively optimized to minimize the symbol error rate (MSER). In the reflecting optimization with a fixed precoder, two reflecting design methods are developed, referred as eMSER-Reflecting and vMSER-Reflecting. In the optimization of the precoding matrix with a fixed reflecting pattern, the matrix op…
Reciprocal Beyond Diagonal Reconfigurable Intelligent Surface: Distributed Scattering Matrix Design and MIMO Beamforming via Fractional Programming and Manifold Optimization
School of Computer Science and Engineering, Constructor University (previously Jacobs University Bremen)（康斯坦茨大学（原雅各布斯不来梅大学）计算机科学与工程学系）；Department of Computer Science, KTH Royal Institute of Technology（瑞典皇家理工学院计算机系）
MIMO technology has enabled spatial multiple access and has provided a higher system spectral efficiency (SE). However, this technology has some drawbacks, such as the high number of RF chains that increases complexity in the system. One of the solutions to this problem can be to employ reconfigurable antennas (RAs) that can support different radiation patterns during transmission to provide similar performance with fewer RF chains. In this regard, the system aims to maximize the SE with respect to optimum beamforming design and RA mode selection. Due to the non-convexity of this problem, we p…
A reconfigurable intelligent surface (RIS) consists of massive meta elements, which results in a reflection path between a base station (BS) and user equipment (UE). In wireless localization, this reflection path aids in positioning accuracy, especially when the line-of-sight (LOS) path is subject to severe blockage and fading. We develop a RIS-aided positioning framework to locate a UE in environments where the LOS path may or may not be available. We first estimate the RIS-aided channel parameters from the received signals at the UE. To reduce algorithmic complexity, we propose a linear comb…
Communication with unmanned aerial vehicles (UAVs) in current terrestrial networks suffers from poor signal strength due to the down-tilt of the access points (APs) that are optimized to serve ground users ends (GUEs). To solve this, one could tilt the AP antenna upwards or allocate more power to serve the UAV. However, this negatively affects GUE downlink (DL) rates. In this paper, we propose to solve this challenge using a reconfigurable intelligent surface (RIS) to enhance the UAV communication while preserving the 3GPP- prescribed downwards antenna tilt and potentially improving the DL per…
A critical bottleneck of massive multiple-input multiple-output (MIMO) system is the huge training overhead caused by downlink transmission, like channel estimation, downlink beamforming and covariance observation. In this paper, we propose to use the channel state information (CSI) of a small number of antennas to extrapolate the CSI of the other antennas and reduce the training overhead. Specifically, we design a deep neural network that we call an antenna domain extrapolation network (ADEN) that can exploit the correlation function among antennas. We then propose a deep learning (DL) based …
Reconfigurable Intelligent Surface (RIS) is a planar array that can control reflection and thus can implement the concept of partially controllable propagation environment. RIS received a lot of attention from industry and academia, but the majority of the researchers who study RIS-assisted systems use simple Rician model. Though it is suitable for theoretical analysis, stochastic Non Line-of-Sight (NLoS) component in Rician model does not account for the geometry of deployment. Furthermore, Rician model is not eligible to evaluate 3GPP standardization proposals. In this article we adapt the p…
Estimating downlink (DL) channel state information (CSI) in frequency division duplex (FDD) massive multi-input multi-output (MIMO) systems generally requires downlink pilots and feedback overheads. Accordingly, this paper investigates the feasibility of zero-feedback FDD massive MIMO systems based on channel extrapolation. We use the high-resolution parameter estimation (HRPE), specifically the space-alternating generalized expectation-maximization (SAGE) algorithm, to extrapolate the DL CSI based on the extracted parameters of multipath components in the uplink channel. We apply the HRPE to …
In this paper, a novel reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output (MIMO) symbiotic radio (SR) system is proposed, in which an RIS, operating as a secondary transmitter (STx), sends messages to a multi-antenna secondary receiver (SRx) by using cognitive backscattering communication, and simultaneously, it enhances the primary transmission from a multi-antenna primary transmitter (PTx) to a multi-antenna primary receiver (PRx) by intelligently reconfiguring the wireless environment. We are interested in the joint design of active transmit beamformer at the P…
Terahertz (THz) systems have the benefit of high bandwidth and hence are capable of supporting ultra-high data rates, albeit at the cost of high pathloss. Hence they tend to harness high-gain beamforming. Therefore a novel hybrid 3D beamformer relying on sophisticated sensor-based beam training and channel estimation is proposed for Reconfigurable Intelligent Surface (RIS) aided THz MIMO systems. A so-called array-of-subarray based THz BS architecture is adopted and the corresponding sub-RIS structure is proposed. The BS, RIS and receiver antenna arrays of the users are all uniform planar arra…
Multiple-input multiple-output (MIMO) signaling is one of the key technologies of current mobile communication systems. However, the complex and expensive radio frequency (RF) chains have always limited the increase of MIMO scale. In this paper, we propose a MIMO transmission architecture based on a dual-polarized reconfigurable intelligent surface (RIS), which can directly achieve modulation and transmission of multichannel signals without the need for conventional RF chains. Compared with previous works, the proposed architecture can improve the integration of RIS-based transmission systems.…
Reconfigurable multiple-input multiple-output can provide performance gains over traditional MIMO by reshaping the channels, i.e., introducing more channel realizations. In this paper, we focus on the achievable rate maximization pattern design for reconfigurable MIMO systems. Firstly, we introduce the matrix representation of pattern reconfigurable MIMO (PR-MIMO), based on which a pattern design problem is formulated. To further reveal the effect of the radiation pattern on the wireless channel, we consider pattern design for both the single-pattern case where the optimized radiation pattern …
This paper investigates the maximal achievable rate for a given average error probability and blocklength for the reconfigurable intelligent surface (RIS) assisted multiple-input and multiple-output (MIMO) system. The result consists of a finite blocklength channel coding achievability bound and a converse bound based on the Berry-Esseen theorem, the Mellin transform and the mutual information. Numerical evaluation shows fast speed of convergence to the maximal achievable rate as the blocklength increases and also proves that the channel variance is a sound measurement of the backoff from the …
Reconfigurable intelligent surface (RIS)-based transmission technology offers a promising solution to enhance wireless communication performance cost-effectively through properly adjusting the parameters of a large number of passive reflecting elements. This letter proposes a cosine similarity theorem-based low-complexity algorithm for adapting the phase shifts of an RIS that assists a multiple-input multiple-output (MIMO) transmission system. A semi-analytical probabilistic approach is developed to derive the theoretical average bit error probability (ABEP) of the system. Furthermore, the val…
The key obstacle to achieving the full potential of the millimeter wave (mmWave) band has been the poor propagation characteristics of wireless signals in this band. One approach to overcome this issue is to use antennas that can support higher gains while providing beam adaptability and diversity, i.e., reconfigurable antennas. In this article, we present a new architecture for mmWave multiple-input multiple-output (MIMO) communications that uses a new class of reconfigurable antennas. More specifically, the proposed lens-based antennas can support multiple radiation patterns while using a si…
This paper investigates the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with direct links, and the phase shifts of the RIS are designed based on the statistical channel state information (CSI). We first derive the closed-form expression of the uplink ergodic data rate. Then, based on the derived expression, we use the genetic algorithm (GA) to solve the sum data rate maximization problem. With low-complexity maximal-ratio combination (MRC) and low-overhead statistical CSI-based scheme, we validate that the RIS can still br…
Channel acquisition is one of the main challenges for the deployment of reconfigurable intelligent surface (RIS) aided communication systems. This is because an RIS has a large number of reflective elements, which are passive devices with no active transmitting/receiving abilities. In this paper, we study the channel estimation problem for the RIS aided multi-user millimeter-wave (mmWave) multi-input multi-output (MIMO) system. Specifically, we propose a novel channel estimation protocol for the above system to estimate the cascaded channels, which are the products of the channels from the bas…
Cell-free systems can effectively eliminate the inter-cell interference by enabling multiple base stations (BSs) to cooperatively serve users without cell boundaries at the expense of high costs of hardware and power sources due to the large-scale deployment of BSs. To tackle this issue, the low-cost reconfigurable intelligent surface (RIS) can serve as a promising technique to improve the energy efficiency of cell-free systems. In this paper, we consider an RIS aided cell-free MIMO system where multiple RISs are deployed around BSs and users to create favorable propagation conditions via reco…
We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift…
In this paper, for the first time, we propose two new solutions to boost the data rate between small connected objects such as glasses and cams and the 5th generation (5G) mobile network, based on spatial modulation, single carrier waveform, compact reconfigurable antennas at the object side and massive multiple input multiple output (M-MIMO) at the network side. In the first new wireless communication system, a "transmitting object" uses transmit spatial modulation with a compact reconfigurable antenna and a constant envelop amplifier to transmit in high data rate with a low complexity and lo…
Massive multiple-input multiple-output (MIMO) and reconfigurable intelligent surface (RIS) are two promising technologies for 5G-and-beyond wireless networks, capable of providing large array gain and multiuser spatial multiplexing. Without requiring additional frequency bands, those technologies offer significant improvements in both spectral and energy efficiency by simultaneously serving many users. The performance analysis of an RIS-assisted Massive MIMO system as a function of the channel statistics relies heavily on fundamental properties including favorable propagation, channel hardenin…
In massive multiple-input multiple-output (MIMO) systems, the large number of antennas would bring a great challenge for the acquisition of the accurate channel state information, especially in the frequency division duplex mode. To overcome the bottleneck of the limited number of radio links in hybrid beamforming, we utilize the neural networks (NNs) to capture the inherent connection between the uplink and downlink channel data sets and extrapolate the downlink channels from a subset of the uplink channel state information. We study the antenna subset selection problem in order to achieve th…
Reconfigurable antennas (RAs) are a promising technology to enhance the capacity and coverage of wireless communication systems. However, RA systems have two major challenges: (i) High computational complexity of mode selection, and (ii) High overhead of channel estimation for all modes. In this paper, we develop a low-complexity iterative mode selection algorithm for data transmission in an RA-MIMO system. Furthermore, we study channel estimation of an RA multi-user MIMO system. However, given the coherence time, it is challenging to estimate channels of all modes. We propose a mode selection…
This article aims to reduce huge pilot overhead when estimating the reconfigurable intelligent surface (RIS) relayed wireless channel. Motivated by the compelling grasp of deep learning in tackling nonlinear mapping problems, the proposed approach only activates a part of RIS elements and utilizes the corresponding cascaded channel estimate to predict another part. Through a synthetic deep neural network (DNN), the direct channel and active cascaded channel are first estimated sequentially, followed by the channel prediction for the inactive RIS elements. A three-stage training strategy is dev…
We investigate a reconfigurable intelligent surface (RIS)-aided multi-user massive multiple-input multi-output (MIMO) system where low-resolution digital-analog converters (DACs) are configured at the base station (BS) in order to reduce the cost and power consumption. An approximate analytical expression for the downlink achievable rate is derived based on maximum ratio transmission (MRT) and additive quantization noise model (AQNM), and the rate maximization problem is solved by particle swarm optimization (PSO) method under both continuous phase shifts (CPSs) and discrete phase shifts (DPSs…
Recently there has been a flurry of research on the use of reconfigurable intelligent surfaces (RIS) in wireless networks to create smart radio environments. In a smart radio environment, surfaces are capable of manipulating the propagation of incident electromagnetic waves in a programmable manner to actively alter the channel realization, which turns the wireless channel into a controllable system block that can be optimized to improve overall system performance. In this article, we provide a tutorial overview of reconfigurable intelligent surfaces (RIS) for wireless communications. We descr…
Reconfigurable intelligent surfaces (RISs) have emerged as a promising technique to enhance the system spectral efficiency. This paper investigates the ergodic channel capacity (ECC) of an RIS-aided multiple-input multiple-output channel under the assumption that the transmitter-RIS, RIS-receiver, and transmitter-receiver channels contain deterministic line-of-sight paths. Novel expressions are derived to characterize the upper and lower bounds of the ECC. To unveil more system insights, asymptotic analyses are performed to the system ECC in the limit of large signal-to-noise ratio (SNR) and n…
Reconfigurable intelligent surface (RIS) is a new paradigm that has great potential to achieve cost-effective, energy-efficient information modulation for wireless transmission, by the ability to change the reflection coefficients of the unit cells of a programmable metasurface. Nevertheless, the electromagnetic responses of the RISs are usually only phase-adjustable, which considerably limits the achievable rate of RIS-based transmitters. In this paper, we propose an RIS architecture to achieve amplitude-and-phase-varying modulation, which facilitates the design of multiple-input multiple-out…
