arXivDaily arXiv每日学术速递 周一至周五更新
arXiv 2302.01574cs.LG
收藏

公平干预的操作视角:在哪里干预以及如何干预

An Operational Perspective to Fairness Interventions: Where and How to Intervene

LinkedIn(领英);Columbia University(哥伦比亚大学)

Brian Hsu, Xiaotong Chen, Ying Han, Hongseok Namkoong, Kinjal Basu

摘要:

随着基于人工智能的决策系统的激增,它们的成功运作需要平衡多个必要条件:预测性能、群体间的差异、保护敏感的群体属性(例如,#21453;,以及工程成本。我们提出了一个整体的框架,评估和情境化的公平性干预措施,就上述desiderata。实际考虑的两个关键点是\emph{where}(预处理、中处理、后处理)和\emph{how}(以何种方式使用敏感组数据)。我们展示了我们的框架与预测奇偶校验的案例研究。在其中,我们首先提出了一种新的方法,通过分布鲁棒优化实现预测奇偶校验公平性,而无需在推理时使用组数据。然后,我们在两种主要模型类型(XGBoost与神经网络)、十个数据集和二十多种独特方法的近400种变化的基准研究中展示了这些方法的有效性。从我们的实证研究中获得的方法论见解为ML工作流的实际设计提供了信息,其中公平性是一个核心问题。我们发现,如果不使用组数据,预测奇偶校验很难实现,尽管在模型训练(而不是推理)期间需要组数据,但我们开发的分布鲁棒方法提供了显着的帕累托改进。此外,一个普通的XGBoost模型通常会在公平性干预的情况下对神经网络进行帕累托支配,这突出了模型归纳偏差的重要性。

英文摘要:

As AI-based decision systems proliferate, their successful operationalization requires balancing multiple desiderata: predictive performance, disparity across groups, safeguarding sensitive group attributes (e.g., race), and engineering cost. We present a holistic framework for evaluating and contextualizing fairness interventions with respect to the above desiderata. The two key points of practical consideration are \emph{where} (pre-, in-, post-processing) and \emph{how} (in what way the sensitive group data is used) the intervention is introduced. We demonstrate our framework with a case study on predictive parity. In it, we first propose a novel method for achieving predictive parity fairness without using group data at inference time via distibutionally robust optimization. Then, we showcase the effectiveness of these methods in a benchmarking study of close to 400 variations across two major model types (XGBoost vs. Neural Net), ten datasets, and over twenty unique methodologies. Methodological insights derived from our empirical study inform the practical design of ML workflow with fairness as a central concern. We find predictive parity is difficult to achieve without using group data, and despite requiring group data during model training (but not inference), distributionally robust methods we develop provide significant Pareto improvement. Moreover, a plain XGBoost model often Pareto-dominates neural networks with fairness interventions, highlighting the importance of model inductive bias.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

↑