Uplink sensing in perceptive mobile networks (PMNs), which uses uplink communication signals for sensing the environment around a base station, faces challenging issues of clock asynchronism and the requirement of a line-of-sight (LOS) path between transmitters and receivers. The channel state information (CSI) ratio has been applied to resolve these issues, however, current research on the CSI ratio is limited to Doppler estimation in a single dynamic path. This paper proposes an advanced parameter estimation scheme that can extract multiple dynamic parameters, including Doppler frequency, angle-of-arrival (AoA), and delay, in a communication uplink channel and completes the localization of multiple moving targets. Our scheme is based on the multi-element Taylor series of the CSI ratio that converts a nonlinear function of sensing parameters to linear forms and enables the applications of traditional sensing algorithms. Using the truncated Taylor series, we develop novel multiple-signal-classification grid searching algorithms for estimating Doppler frequencies and AoAs and use the least-square method to obtain delays. Both experimental and simulation results are provided, demonstrating that our proposed scheme can achieve good performances for sensing both single and multiple dynamic paths, without requiring the presence of a LOS path.
Classical antenna selection schemes require instantaneous channel state information (CSI). This leads to high signaling overhead in the system. This work proposes a novel joint receive antenna selection and precoding scheme for multiuser multiple-input multiple-output uplink transmission that relies only on the long-term statistics of the CSI. The proposed scheme designs the switching network and the uplink precoders, such that the expected throughput of the system in the long term is maximized. Invoking results from the random matrix theory, we derive a closed-form expression for the expected…
When operating massive multiple-input multiple-output (MIMO) systems with uplink (UL) and downlink (DL) channels at different frequencies (frequency division duplex (FDD) operation), acquisition of channel state information (CSI) for downlink precoding is a major challenge. Since, barring transceiver impairments, both UL and DL CSI are determined by the physical environment surrounding transmitter and receiver, it stands to reason that, for a static environment, a mapping from UL CSI to DL CSI may exist. First, we propose to use various neural network (NN)-based approaches that learn this mapp…
In the envisioned 5G, uplink grant-free multiple access will become the enabler of ultra-reliable low-latency communications (URLLC) services. By removing the forward scheduling request (SR) and backward scheduling grant (SG), pilot-based channel estimation and data transmission are launched in one-shot communications with the aim of maintaining the reliability of $99.999\% $ or more and latency of 1ms or less under 5G new radio (NR) numerologies. The problem is that channel estimation can easily suffer from pilot aware attack which significantly reduces the system reliability. To solve this, …
In order to unlock the full advantages of massive multiple input multiple output (MIMO) in the downlink, channel state information (CSI) is required at the base station (BS) to optimize the beamforming matrices. In frequency division duplex (FDD) systems, full channel reciprocity does not hold, and CSI acquisition generally requires downlink pilot transmission followed by uplink feedback. Prior work proposed the end-to-end design of pilot transmission, feedback, and CSI estimation via deep learning. In this work, we introduce an enhanced end-to-end design that leverages partial uplink-downlink…
We consider a scalable user-centric wireless network with dynamic cluster formation as defined by Björnsson and Sanguinetti. After having shown the importance of dominant channel subspace information for uplink (UL) pilot decontamination and having examined different UL combining schemes in our previous work, here we investigate precoding strategies for the downlink (DL). Distributed scalable DL precoding and power allocation methods are evaluated for different antenna distributions, user densities and UL pilot dimensions. We compare distributed power allocation methods to a scheme based on a …
We consider the uplink of massive multipleinput multiple-output systems in a multicell environment. Since the base station (BS) estimates the channel state information (CSI) using the pilot signals transmitted from the users, each BS will have imperfect CSI in practice. Assuming zero-forcing method to eliminate the multi-user interference, we derive the exact analytical expressions for the probability density function (PDF) of the signal-to-interference-plus-noise ratio (SINR), the corresponding achievable rate, the outage probability, and the symbol error rate (SER) when the BS has imperfect …
Transmitter channel state information (CSIT) is indispensable for the spectral efficiency gains offered by massive multiple-input multiple-output (MIMO) systems. In a frequency-division-duplexing (FDD) massive MIMO system, CSIT is typically acquired through downlink channel estimation and user feedback, but as the number of antennas increases, the overhead for CSI training and feedback per user grows, leading to a decrease in spectral efficiency. In this paper, we show that, using uplink pilots in FDD, the downlink sum spectral efficiency gain with perfect downlink CSIT is achievable when the …
In this paper, we propose a new retrospective interference alignment for two-cell multiple-input multiple-output (MIMO) interfering multiple access channels (IMAC) with the delayed channel state information at the transmitters (CSIT). It is shown that having delayed CSIT can strictly increase the sum-DoF compared to the case of no CSIT. The key idea is to align multiple interfering signals from adjacent cells onto a small dimensional subspace over time by fully exploiting the previously received signals as side information with outdated CSIT in a distributed manner. Remarkably, we show that th…
The recently proposed Cell-Free massive MIMO architecture is studied for the uplink. In contrast to most previous works, joint detection is performed using global CSI. Therefore, we study strategies for transferring CSI to the CPU taking into account the fronthaul capacity which limits CSI quantization. Two strategies for pilot-based CSI acquisition are considered: estimate-and-quantize and quantize-and-estimate. These are analysed using the Bussgang decomposition. For a given quantization constraint for the data and CSI the achievable rate per user with Zero-Forcing is determined. Numerical r…
Non Orthogonal Multiple Access (NOMA) is a key technique to satisfy large users densities in future wireless networks. However, NOMA may provide poor performance compared to Orthogonal Multiple Access (OMA) due to inter-user interference. In this paper, we obtain closed-form expressions of the uplink NOMA and OMA throughputs when no Channel State Information at Transmitter (CSIT) is available, and of the average data rates assuming that instantaneous rates should be larger than a minimum threshold when full CSIT is available. Analytical comparisons of OMA and NOMA prove that there is no global…
This paper introduces a new mathematical framework, which is used to derive joint uplink/downlink achievable rate regions for multi-user spatial multiplexing between one base station and multiple terminals. The framework consists of two models: the first one is a simple transmission model for uplink and downlink, which is capable to give a lower bound on the capacity for the case that the transmission is subject to imperfect CSI. A detailed model for concrete channel estimation and feedback schemes provides parameter input to the former model and covers the most important aspects such as pilot…
Massive MIMO systems can achieve high spectrum and energy efficiency in downlink (DL) based on accurate estimate of channel state information (CSI). Existing works have developed learning-based DL CSI estimation that lowers uplink feedback overhead. One often overlooked problem is the limited number of DL pilots available for CSI estimation. One proposed solution leverages temporal CSI coherence by utilizing past CSI estimates and only sending CSI-reference symbols (CSI-RS) for partial arrays to preserve CSI recovery performance. Exploiting CSI correlations, FDD channel reciprocity is helpful …
We study whether using non-orthogonal multiple access (NOMA) in the uplink of a mobile network can improve the performance over orthogonal multiple access (OMA) when the system requires ultra-reliable low-latency communications (URLLC). To answer this question, we first consider an ideal system model with perfect channel state information (CSI) at the transmitter and long codewords, where we determine the optimal decoding orders when the decoder uses successive interference cancellation (SIC) and derive closed-form expressions for the optimal rate when joint decoding is used. While joint decod…
This paper considers the application of reconfigurable intelligent surfaces (RISs) (a.k.a. intelligent reflecting surfaces (IRSs)) to assist multiuser multiple-input multiple-output (MIMO) uplink transmission from several multi-antenna user terminals (UTs) to a multi-antenna base station (BS). For reducing the signaling overhead, only partial channel state information (CSI), including the instantaneous CSI between the RIS and the BS as well as the slowly varying statistical CSI between the UTs and the RIS, is exploited in our investigation. In particular, an optimization framework is proposed …
The joint communication and sensing (JCAS) technique has drawn great attention due to its high spectrum efficiency by using the same transmit signal for both communication and sensing. Exploiting the correlation between the uplink (UL) channel and the sensing results, we propose a sensing-aided Kalman filter (SAKF)-based channel state information (CSI) estimation method for UL JCAS, which exploits the angle-of-arrival (AoA) estimation to improve the CSI estimation accuracy. A Kalman filter (KF)-based CSI enhancement method is proposed to refine the least-square CSI estimation by exploiting the…
In this paper, we investigate the beam domain statistical channel state information (CSI) estimation for the two dimensional (2D) beam based statistical channel model (BSCM) in massive MIMO systems.The problem is to estimate the beam domain channel power matrices (BDCPMs) based on multiple receive pilot signals. A receive model shows the relation between the statistical property of the receive pilot signals and the BDCPMs is derived from the 2D-BSCM. On the basis of the receive model,we formulate an optimization problem with the Kullback-Leibler (KL) divergence. By solving the optimization pro…
In a frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO) system, the acquisition of downlink channel state information (CSI) at base station (BS) is a very challenging task due to the overwhelming overheads required for downlink training and uplink feedback. In this paper, we reveal a deterministic uplink-to-downlink mapping function when the position-to-channel mapping is bijective. Motivated by the universal approximation theorem, we then propose a sparse complex-valued neural network (SCNet) to approximate the uplink-to-downlink mapping function. Different from …
In network MIMO cellular systems, subsets of base stations (BSs), or remote radio heads, are connected via backhaul links to central units (CUs) that perform joint encoding in the downlink and joint decoding in the uplink. Focusing on the uplink, an effective solution for the communication between BSs and the corresponding CU on the backhaul links is based on compressing and forwarding the baseband received signal from each BS. In the presence of ergodic fading, communicating the channel state information (CSI) from the BSs to the CU may require a sizable part of the backhaul capacity. In a pr…
When base stations (BSs) are deployed with multiple antennas, they need to have downlink (DL) channel state information (CSI) to optimize downlink transmissions by beamforming. The DL CSI is usually measured at mobile stations (MSs) through DL training and fed back to the BS in frequency division duplexing (FDD). The DL training and uplink (UL) feedback might become infeasible due to insufficient coherence time interval when the channel rapidly changes due to high speed of MSs. Without the feedback from MSs, it may be possible for the BS to directly obtain the DL CSI using the inherent relatio…
This paper investigates the secure transmission in a simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted uplink non-orthogonal multiple access system, where the legitimate users send confidential signals to the base station by exploiting STAR-RIS to reconfigure the electromagnetic propagation environment proactively. Depending on the availability of the eavesdropping channel state information (CSI), both the full CSI and statistical CSI of the eavesdropper are considered. For the full eavesdropping CSI scenario, we adopt the adaptive-rate wiretap c…
A multiple-input multiple-output wireless communication system is analytically studied, which operates with the aid of a large-scale reconfigurable intelligent surface (LRIS). LRIS is equipped with multiple passive elements with discrete phase adjustment capabilities, and independent Rician fading conditions are assumed for both the transmitter-to-LRIS and LRIS-to-receiver links. A direct transceiver link is also considered which is modeled by Rayleigh fading distribution. The system performance is analytically studied when the linear yet efficient zero-forcing detection is implemented at the …
Massive multiple-input multiple-output (MIMO) networks, where the base stations (BSs) are equipped with large number of antennas and serve a number of users simultaneously, are very promising, but suffer from pilot contamination. Despite its importance, delayed channel state information (CSI) due to user mobility, being another degrading factor, lacks investigation in the literature. Hence, we consider an uplink model, where each BS applies zero-forcing decoder, accounting for both effects, but with the focal point on the relative users' movement with regard to the BS antennas. In this setting…
In this work, we investigate hybrid analog-digital beamforming (HBF) architectures for uplink cell-free (CF) millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems. {We first propose two HBF schemes, namely, decentralized HBF (D-HBF) and semi-centralized HBF (SC-HBF). In the former, both the digital and analog beamformers are generated independently at each AP based on the local channel state information (CSI). In contrast, in the latter, only the digital beamformer is obtained locally at the AP, whereas the analog beamforming matrix is generated at the central processi…
Reciprocity-based time-division duplex (TDD) Massive MIMO (multiple-input multiple-output) systems utilize channel estimates obtained in the uplink to perform precoding in the downlink. However, this method has been criticized of breaking down, in the sense that the channel estimates are not good enough to spatially separate multiple user terminals, at low uplink reference signal signal-to-noise ratios, due to insufficient channel estimation quality. Instead, codebook-based downlink precoding has been advocated for as an alternative solution in order to bypass this problem. We analyze this pro…
With the inherent benefits, such as, better cell coverage and higher area throughput, extra-large scale massive multiple-input multiple-output (MIMO) has great potential to be one of the key technologies for the next generation wireless communication systems. However, in practice, when the antenna dimensions grow large, spatial non-stationarities occur and users will only see a portion of the base station antenna array, which we call visibility region (VR). To assess the impact of spatial non-stationarities, in this paper, we investigate the uplink transmission of extra-large scale massive MIM…
This paper investigates the uplink achievable rates of massive multiple-input multiple-output (MIMO) antenna systems in Ricean fading channels, using maximal-ratio combining (MRC) and zero-forcing (ZF) receivers, assuming perfect and imperfect channel state information (CSI). In contrast to previous relevant works, the fast fading MIMO channel matrix is assumed to have an arbitrary-rank deterministic component as well as a Rayleigh-distributed random component. We derive tractable expressions for the achievable uplink rate in the large-antenna limit, along with approximating results that hold …
In this correspondence, we analyze the ergodic capacity of a large uplink multi-user multiple-input multiple-output (MU-MIMO) system over generalized-$K$ fading channels. In the considered scenario, multiple users transmit their information to a base station equipped with a very large number of antennas. Since the effect of fast fading asymptotically disappears in massive MIMO systems, large-scale fading becomes the most dominant factor for the ergodic capacity of massive MIMO systems. Regarding this fact, in our work we concentrate our attention on the effects of large-scale fading for massiv…
This paper investigates the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with direct links, and the phase shifts of the RIS are designed based on the statistical channel state information (CSI). We first derive the closed-form expression of the uplink ergodic data rate. Then, based on the derived expression, we use the genetic algorithm (GA) to solve the sum data rate maximization problem. With low-complexity maximal-ratio combination (MRC) and low-overhead statistical CSI-based scheme, we validate that the RIS can still br…
Cell-free (CF) massive multiple-input multiple-output (MIMO) systems are expected to implement advanced cooperative communication techniques to let geographically distributed access points jointly serve user equipments. Building on the \emph{Team Theory}, we design the uplink team minimum mean-squared error (TMMSE) combining under limited data and flexible channel state information (CSI) sharing. Taking into account the effect of both channel estimation errors and pilot contamination, a minimum MSE problem is formulated to derive unidirectional TMMSE, centralized TMMSE and statistical TMMSE co…
The emergence of reconfigurable intelligent surfaces (RISs) enables us to establish programmable radio wave propagation that caters for wireless communications, via employing low-cost passive reflecting units. This work studies the non-trivial tradeoff between energy efficiency (EE) and spectral efficiency (SE) in multiuser multiple-input multiple-output (MIMO) uplink communications aided by a RIS equipped with discrete phase shifters. For reducing the required signaling overhead and energy consumption, our transmission strategy design is based on the partial channel state information (CSI), i…
In cloud radio access networks (C-RANs), the baseband processing of the radio units (RUs) is migrated to remote control units (CUs). This is made possible by a network of backhaul links that connects RUs and CUs and that carries compressed baseband signals. While prior work has focused mostly on single-hop backhaul networks, this paper investigates efficient backhaul compression strategies for the uplink of C-RANs with a general multihop backhaul topology. A baseline multiplex-and-forward (MF) scheme is first studied in which each RU forwards the bit streams received from the connected RUs wit…
Zonguldak Bulent Ecevit University（宗古尔达克布伦特·埃杰维特大学）；Carleton University（卡尔顿大学）
In this letter, we propose a deep learning-aided multi-user detection (DeepMuD) in uplink non-orthogonal multiple access (NOMA) to empower the massive machine-type communication where an offline-trained Long Short-Term Memory (LSTM)-based network is used for multi-user detection. In the proposed DeepMuD, a perfect channel state information (CSI) is also not required since it is able to perform a joint channel estimation and multi-user detection with the pilot responses, where the pilot-to-frame ratio is very low. The proposed DeepMuD improves the error performance of the uplink NOMA significan…
We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift…
Massive multiple-input multiple-output (massive MIMO) can provide large spectral and energy efficiency gains. Nevertheless, its potential is conditioned on acquiring accurate channel state information (CSI). In time division duplexing (TDD) systems, CSI is obtained through uplink training which is hindered by pilot contamination. The impact of this phenomenon can be relieved using spatial division multiplexing, which refers to partitioning users based on their spatial information and processing their signals accordingly. The performance of such schemes depend primarily on the implemented group…
In this work, we propose a convolutional neural network (CNN) based low-complexity approach for downlink (DL) channel estimation (CE) in frequency division duplex (FDD) systems. In contrast to existing work, we use training data which solely stems from the uplink (UL) domain. This allows to learn the CNN centralized at the base station (BS). After training, the network parameters are offloaded to mobile terminals (MTs) within the coverage area of the BS. The MTs can then obtain channel state information (CSI) of the MIMO channels with the low-complexity CNN estimator. This circumvents the nece…
Xihua University（西华大学）；Synopsys Inc.（新思科技公司）；University of Electronic Science and Technology of China（电子科技大学）
Massive multiple-input multiple-output (MIMO) with frequency division duplex (FDD) mode is a promising approach to increasing system capacity and link robustness for the fifth generation (5G) wireless cellular systems. The premise of these advantages is the accurate downlink channel state information (CSI) fed back from user equipment. However, conventional feedback methods have difficulties in reducing feedback overhead due to significant amount of base station (BS) antennas in massive MIMO systems. Recently, deep learning (DL)-based CSI feedback conquers many difficulties, yet still shows in…
We study opportunistic scheduling and the sum capacity of cellular networks with a full-duplex multi-antenna base station and a large number of single-antenna half-duplex users. Simultaneous uplink and downlink over the same band results in uplink-to-downlink interference, degrading performance. We present a simple opportunistic joint uplink-downlink scheduling algorithm that exploits multiuser diversity and treats interference as noise. We show that in homogeneous networks, our algorithm achieves the same sum capacity as what would have been achieved if there was no uplink-to-downlink interfe…
Massive multi-input multi-output (Massive MIMO) has been recognized as a key technology to meet the demand for higher data capacity and massive connectivity. Nevertheless, the number of active users is restricted due to training overhead and the limited coherence time. Current wireless systems assume the same coherence slot duration for all users, regardless of their heterogeneous Doppler spreads. In this paper, we exploit this neglected degree of freedom in addressing the training overhead bottleneck. We propose a new uplink training scheme where the periodicity of pilot transmission differs …
Since the introduction of fifth-generation new radio (5G-NR) in Third Generation Partnership Project (3GPP) Release 15, swift progress has been made to evolve 5G with 3GPP Release 18 emerging. A critical aspect is the design of massive multiple-input multiple-output (MIMO) technology. In this line, this paper makes several important contributions: We provide a comprehensive overview of the evolution of standardized massive MIMO features from 3GPP Release 15 to 17 for both time/frequency-division duplex operation across bands FR-1 and FR-2. We analyze the progress on channel state information (…
Fog-aided network architectures for 5G systems encompass wireless edge nodes, referred to as remote radio systems (RRSs), as well as remote cloud center (RCC) processors, which are connected to the RRSs via a fronthaul access network. RRSs and RCC are operated via Network Functions Virtualization (NFV), enabling a flexible split of network functionalities that adapts to network parameters such as fronthaul latency and capacity. This work focuses on uplink communications and investigates the cloud-edge allocation of two important network functions, namely the control functionality of rate selec…
Deep learning (DL) methods have been recently proposed for user equipment (UE) localization in wireless communication networks, based on the channel state information (CSI) between a UE and each base station (BS) in the uplink. With the CSI from the available BSs, UE localization can be performed in different ways. One the one hand, a single neural network (NN) can be trained for the UE localization by considering the CSI from all the available BSs as one overall fingerprint of the user's location. On the other hand, the CSI at each BS can be used to obtain an estimate of the UE's position wit…
This paper investigates physical layer security (PLS) in the intelligent reflecting surface (IRS)-assisted multiple-user uplink channel. Since the instantaneous eavesdropper's channel state information (CSI) is unavailable, the secrecy rate can not be measured. In this case, existing investigations usually focus on the maximization of the minimum (max-min) of signal to interference plus noise power ratio (SINRs) among multiple users, and do not consider secrecy outage probability caused by eavesdroppers. In this paper, we first formulate the minimization of the maximum (min-max) secrecy outage…
