One of the major design concerns related to RISs or IRSs is how quickly their phases can be tuned in practice. Most of the existing works assume perfect CSI. This is the first work that exploits statistical CSI for resource allocation in RIS-assisted multiuser MIMO uplink networks involving several multi-antenna users
发表信息：
IEEE Transactions on Wireless Communications, vol. 20, no. 9, pp. 5613-5627, Sep. 2021
This paper considers the application of reconfigurable intelligent surfaces (RISs) (a.k.a. intelligent reflecting surfaces (IRSs)) to assist multiuser multiple-input multiple-output (MIMO) uplink transmission from several multi-antenna user terminals (UTs) to a multi-antenna base station (BS). For reducing the signaling overhead, only partial channel state information (CSI), including the instantaneous CSI between the RIS and the BS as well as the slowly varying statistical CSI between the UTs and the RIS, is exploited in our investigation. In particular, an optimization framework is proposed for jointly designing the transmit covariance matrices of the UTs and the RIS phase shift matrix to maximize the system global energy efficiency (GEE) with partial CSI. We first obtain closed-form solutions for the eigenvectors of the optimal transmit covariance matrices of the UTs. Then, to facilitate the design of the transmit power allocation matrices and the RIS phase shifts, we derive an asymptotically deterministic equivalent of the objective function with the aid of random matrix theory. We further propose a suboptimal algorithm to tackle the GEE maximization problem with guaranteed convergence, capitalizing on the approaches of alternating optimization, fractional programming, and sequential optimization. Numerical results substantiate the effectiveness of the proposed approach as well as the considerable GEE gains provided by the RIS-assisted transmission scheme over the traditional baselines.
In this paper, we consider a multiuser multiple-input multiple-output (MU-MIMO) communication system between a base station equipped with multiple antennas and multiple mobile users each equipped with a single antenna. The uplink scenario is considered. The uplink channels are acquired by the base station through a training phase. Two linear processing schemes are considered, namely maximum-ratio combining (MRC) and zero-forcing (ZF). We optimize the training period and optimal training energy under the average and peak power constraint so that an achievable sum rate is maximized.
We study the performance of uplink transmission in a large-scale (massive) MIMO system, where all the transmitters have single antennas and the receiver (base station) has a large number of antennas. Specifically, we analyze achievable degrees of freedom of the system without assuming channel state information at the receiver. Also, we quantify the amount of power saving that is possible with increasing number of receive antennas.
In this paper, we study the transmission design for reconfigurable intelligent surface (RIS)-aided multiuser communication networks. Different from most of the existing contributions, we consider long-term CSI-based transmission design, where both the beamforming vectors at the base station (BS) and the phase shifts at the RIS are designed based on long-term CSI, which can significantly reduce the channel estimation overhead. Due to the lack of explicit ergodic data rate expression, we propose a novel deep deterministic policy gradient (DDPG) based algorithm to solve the optimization problem, …
This paper proposes a linear interference alignment (IA) scheme which can be used for uplink channels in a general multicell multiuser MIMO cellular network. The proposed scheme aims to align interference caused by signals from a set of transmitters into a subspace which is established by the signals from only a subset of those transmitters, thereby effectively reducing the number of interfering transmitters. The total degrees of freedom (DoF) achievable by the proposed scheme is given in closed-form expression, and a numerical analysis shows that the proposed scheme can achieve the optimal Do…
In this letter, we study the performance of a downlink multiuser massive multiple-input multiple-output (MIMO) system with sub-connected structure over limited feedback channels. Tight rate approximations are theoretically analyzed for the system with pure analog precoding and hybrid precoding. The effect of quantized analog and digital precoding is characterized in the derived expressions. Furthermore, it is revealed that the pure analog precoding outperforms the hybrid precoding using maximal-ratio transmission (MRT) or zero forcing (ZF) under certain conditions, and we theoretically charact…
This paper studies the sum rate performance of a low complexity quantized CSI-based Tomlinson-Harashima (TH) precoding scheme for downlink multiuser MIMO tansmission, employing greedy user selection. The asymptotic distribution of the output signal to interference plus noise ratio of each selected user and the asymptotic sum rate as the number of users K grows large are derived by using extreme value theory. For fixed finite signal to noise ratios and a finite number of transmit antennas $n_T$, we prove that as K grows large, the proposed approach can achieve the optimal sum rate scaling of th…
User electromagnetic (EM) exposure is continuously being exacerbated by the evolution of multi-antenna portable devices. To mitigate the effects of EM radiation, portable devices must satisfy tight regulations on user exposure level, generally measured by specific absorption rate (SAR). To this end, we investigate the SAR-aware uplink precoder design for the energy efficiency (EE) maximization in multiuser multiple-input multiple-output transmission exploiting statistical channel state information (CSI). As the objective function of the design problem is computationally demanding in the absenc…
This letter proposes a novel dual user selection scheme for uplink transmission with multiple users, where a jamming user and a served user are jointly selected to improve the secrecy performance. Specifically, the jamming user transmits jamming signal with a certain rate, so that the base station (BS) can decode the jamming signal before detecting the secret information signal. By carefully selecting the jamming user and the served user, it makes the eavesdropper decode the jamming signal with a low probability meanwhile the BS can achieve a high receive signal-to-noise ratio (SNR). Therefore…
In this paper, we consider the design of robust linear precoders for MU-MISO systems where users have perfect Channel State Information (CSI) while the BS has partial CSI. In particular, the BS has access to imperfect estimates of the channel vectors, in addition to the covariance matrices of the estimation error vectors. A closed-form expression for the Average Minimum Mean Square Error (AMMSE) is obtained using the second order Taylor Expansion. This approximation is used to formulate two fairness-based robust design problems: a maximum AMMSE-constrained problem and a power-constrained probl…
In this paper, we consider a multiuser uplink status update system, where a monitor aims to timely collect randomly generated status updates from multiple end nodes through a shared wireless channel. We adopt the recently proposed metric, termed age of information (AoI), to quantify the information timeliness and freshness. Due to the random generation of the status updates at the end node side, the monitor only grasps a partial knowledge of the status update arrivals. Under such a practical scenario, we aim to address a fundamental multiuser scheduling problem: how to schedule the end nodes t…
Classical antenna selection schemes require instantaneous channel state information (CSI). This leads to high signaling overhead in the system. This work proposes a novel joint receive antenna selection and precoding scheme for multiuser multiple-input multiple-output uplink transmission that relies only on the long-term statistics of the CSI. The proposed scheme designs the switching network and the uplink precoders, such that the expected throughput of the system in the long term is maximized. Invoking results from the random matrix theory, we derive a closed-form expression for the expected…
When operating massive multiple-input multiple-output (MIMO) systems with uplink (UL) and downlink (DL) channels at different frequencies (frequency division duplex (FDD) operation), acquisition of channel state information (CSI) for downlink precoding is a major challenge. Since, barring transceiver impairments, both UL and DL CSI are determined by the physical environment surrounding transmitter and receiver, it stands to reason that, for a static environment, a mapping from UL CSI to DL CSI may exist. First, we propose to use various neural network (NN)-based approaches that learn this mapp…
For the multiple-input multiple-output (MIMO) broadcast channel with imperfect channel state information (CSI), neither the capacity nor the optimal transmission technique have been fully discovered. In this paper, we derive achievable ergodic rates for a MIMO fading broadcast channel when CSI is delayed and quantized. It is shown that we should not support too many users with spatial division multiplexing due to the residual inter-user interference caused by imperfect CSI. Based on the derived achievable rates, we propose a multi-mode transmission strategy to maximize the throughput, which ad…
A required feature for the next generation of wireless communication networks will be the capability to serve simultaneously a large number of devices with heterogeneous CSIT qualities and demands. In this paper, we consider the overloaded MISO BC with two groups of CSIT qualities. We propose a transmission scheme where degraded symbols are superimposed on top of spatially-multiplexed symbols. The developed strategy allows to serve all users in a non-orthogonal manner and the analysis shows an enhanced perfomance compared to existing schemes. Moreover, optimality in a DoF sense is shown.
Precoding design exploiting deep learning methods has been widely studied for multiuser multiple-input multiple-output (MU-MIMO) systems. However, conventional neural precoding design applies black-box-based neural networks which are less interpretable. In this paper, we propose a deep learning-based precoding method based on an interpretable design of a neural precoding network, namely iPNet. In particular, the iPNet mimics the classic minimum mean-squared error (MMSE) precoding and approximates the matrix inversion in the design of the neural network architecture. Specifically, the proposed …
We solve a sum rate maximization problem of full-duplex (FD) multiuser multiple-input multiple-output (MU-MIMO) systems. Since additional self-interference (SI) in the uplink channel and co-channel interference (CCI) in the downlink channel are coupled in FD communication, the downlink and uplink multiuser beamforming vectors are required to be jointly designed. However, the joint optimization problem is non-convex and hard to solve due to the coupled effect. To properly address the coupled design issue, we reformulate the problem into an equivalent uplink channel problem, using the uplink and…
We use stochastic network calculus to investigate the delay performance of a multiuser MISO system with zero-forcing beamforming. First, we consider ideal assumptions with long codewords and perfect CSI at the transmitter, where we observe a strong channel hardening effect that results in very high reliability with respect to the maximum delay of the application. We then study the system under more realistic assumptions with imperfect CSI and finite blocklength channel coding. These effects lead to interference and to transmission errors, and we derive closed-form lower and upper bounds on the…
In the fifth-generation and beyond era, reconfigurable intelligent surface (RIS) and dynamic metasurface antennas (DMAs) are emerging metamaterials keeping up with the demand for high-quality wireless communication services, which promote the diversification of portable wireless terminals. However, along with the rapid expansion of wireless devices, the electromagnetic (EM) radiation increases unceasingly and inevitably affects public health, which requires a limited exposure level in the transmission design. To reduce the EM radiation and preserve the quality of communication service, we inve…
This paper considers the implementation of Tomlinson-Harashima (TH) precoding for multiuser MIMO systems based on quantized channel state information (CSI) at the transmitter side. Compared with the results in [1], our scheme applies to more general system setting where the number of users in the system can be less than or equal to the number of transmit antennas. We also study the achievable average sum rate of the proposed quantized CSI-based TH precoding scheme. The expressions of the upper bounds on both the average sum rate of the systems with quantized CSI and the mean loss in average su…
Uplink sensing in perceptive mobile networks (PMNs), which uses uplink communication signals for sensing the environment around a base station, faces challenging issues of clock asynchronism and the requirement of a line-of-sight (LOS) path between transmitters and receivers. The channel state information (CSI) ratio has been applied to resolve these issues, however, current research on the CSI ratio is limited to Doppler estimation in a single dynamic path. This paper proposes an advanced parameter estimation scheme that can extract multiple dynamic parameters, including Doppler frequency, an…
This paper considers a multiuser massive multiple-input multiple-output uplink with the help of an analog amplify-and-forward relay. The base station equips a large array of $N_d$ antennas but is supported by a far smaller number of radio-frequency chains. By first deriving new results for a cascaded phase-aligned two-hop channel, we obtain a tight bound for the ergodic rate in closed form for both perfect and quantized channel phase information. The rate is characterized as a function of a scaled equivalent signal-to-noise ratio of the two-hop channel. It implies that the source and relay pow…
Grant-free non-orthogonal multiple access (NOMA) scheme is considered as a promising candidate for the enabling of massive connectivity and reduced signalling overhead for Internet of Things (IoT) applications in massive machine-type communication (mMTC) networks. Exploiting the inherent nature of sporadic transmissions in the grant-free NOMA systems, compressed sensing based multiuser detection (CS-MUD) has been deemed as a powerful solution to user activity detection (UAD) and data detection (DD). In this paper, block coordinate descend (BCD) method is employed in CS-MUD to reduce the comput…
This work studies multiuser detection for one-bit massive multiple-input multiple-output (MIMO) systems in order to diminish the power consumption at the base station (BS). A low-complexity near-maximum-likelihood (nML) multiuser detection algorithm is designed, assuming that each BS antenna port is connected with a pair of single-bit resolution analog-to-digital converters (ADCs) and each user equipment (UE) transmits symbols from a quadrature amplitude modulation (QAM) constellation. First, a novel convex program is formulated as a convex surrogate of the ML detector and subsequently solved …
In this paper, we investigate secure communications in uplink transmissions, where there are a base station (BS) with M receive antennas, K mobile users each with a single antenna, and an eavesdropper with N receive antennas. The closed-form expressions of the achievable ergodic secrecy sumrates (ESSR) for a random k users selection scheme in the high and low SNR regimes are presented. It is shown that the scaling behavior of ESSR with respect to the number of served users k can be quite different under different system configurations, determined by the numbers of the BS antennas and that of t…
We introduce a distributed opportunistic scheduling (DOS) strategy, based on two pre-determined thresholds, for uplink $K$-cell networks with time-invariant channel coefficients. Each base station (BS) opportunistically selects a mobile station (MS) who has a large signal strength of the desired channel link among a set of MSs generating a sufficiently small interference to other BSs. Then, performance on the achievable throughput scaling law is analyzed. As our main result, it is shown that the achievable sum-rate scales as $K\log(\text{SNR}\log N)$ in a high signal-to-noise ratio (SNR) regim…
This paper studies the user scheduling problem in a multiuser multiple-input multi-output (MIMO) status update system, in which multiple single-antenna devices aim to send their latest statuses to a multiple-antenna information-fusion access point (AP) via a shared wireless channel. The information freshness in the considered system is quantified by a recently proposed metric, termed age of information (AoI). Thanks to the extra spatial degrees-of-freedom brought about by the multiple antennas at the AP, multiple devices can be granted to transmit simultaneously in each time slot. We aim to se…
In the envisioned 5G, uplink grant-free multiple access will become the enabler of ultra-reliable low-latency communications (URLLC) services. By removing the forward scheduling request (SR) and backward scheduling grant (SG), pilot-based channel estimation and data transmission are launched in one-shot communications with the aim of maintaining the reliability of $99.999\% $ or more and latency of 1ms or less under 5G new radio (NR) numerologies. The problem is that channel estimation can easily suffer from pilot aware attack which significantly reduces the system reliability. To solve this, …
In a heterogeneous network consisting of macro base stations (MBSs) and small base stations (SBSs), the traditional cell association policy, i.e., coupled access (CA), is far from optimal, due to the significant difference between the coverage and transmit powers of MBSs and SBSs. Hence, users may choose to associate with different types of BSs in downlink (DL) and uplink (UL), i.e., decoupled access (DA), to enhance spectral efficiency. In this paper, DA in multiuser MIMO communications is investigated in terms of UL spectral efficiency. Firstly, we obtain the UL association probabilities. In…
This paper investigates an uplink multiuser massive multiple-input multiple-output (MIMO) system with one-bit analog-to-digital converters (ADCs), in which $K$ users with a single-antenna communicate with one base station (BS) with $n_r$ antennas. In this system, we propose a novel MIMO detection framework, which is inspired by coding theory. The key idea of the proposed framework is to create a non-linear code $\Cc$ of length $n_r$ and rate $K/n_r$ using the encoding function that is completely characterized by a non-linear MIMO channel matrix. From this, a multiuser MIMO detection problem is…
This paper considers an uplink multiuser massive multiple-input-multiple-output (MIMO) system with low-resolution analog-to-digital converters (ADCs), in which K users with a single-antenna communicate with one base station (BS) with Nr antennas. In this system, we present a novel multiuser MIMO detection framework that is inspired by coding theory. The key idea of the proposed framework is to create a code C of length 2Nr over a spatial domain. This code is constructed by a so-called auto-encoding function that is not designable but is completely described by a channel transformation followed…
In order to unlock the full advantages of massive multiple input multiple output (MIMO) in the downlink, channel state information (CSI) is required at the base station (BS) to optimize the beamforming matrices. In frequency division duplex (FDD) systems, full channel reciprocity does not hold, and CSI acquisition generally requires downlink pilot transmission followed by uplink feedback. Prior work proposed the end-to-end design of pilot transmission, feedback, and CSI estimation via deep learning. In this work, we introduce an enhanced end-to-end design that leverages partial uplink-downlink…
In massive multiple-input multiple-output (MIMO) systems, it may not be power efficient to have a high-resolution analog-to-digital converter (ADC) for each antenna element. In this paper, a near maximum likelihood (nML) detector for uplink multiuser massive MIMO systems is proposed where each antenna is connected to a pair of one-bit ADCs, i.e., one for each real and imaginary component of the baseband signal. The exhaustive search over all the possible transmitted vectors required in the original maximum likelihood (ML) detection problem is relaxed to formulate an ML estimation problem. Then…
In this paper, we propose low complexity algorithms based on Markov chain Monte Carlo (MCMC) technique for signal detection and channel estimation on the uplink in large scale multiuser multiple input multiple output (MIMO) systems with tens to hundreds of antennas at the base station (BS) and similar number of uplink users. A BS receiver that employs a randomized sampling method (which makes a probabilistic choice between Gibbs sampling and random sampling in each iteration) for detection and a Gibbs sampling based method for channel estimation is proposed. The algorithm proposed for detectio…
In this paper, capacity inner and outer bounds are established for the multiuser channels with Channel State Information (CSI) known non-causally at the transmitters: The Multiple Access Channel (MAC), the Broadcast Channel (BC) with common information, and the Relay Channel (RC). For each channel, the actual capacity region is also derived in some special cases. Specifically, it is shown that for some deterministic models with non-causal CSI at the transmitters, similar to Costa's Gaussian channel, the availability of CSI at the deterministic receivers does not affect the capacity region.
In this paper, we perform a cost-benefit analysis of multiuser diversity in single antenna broadcast channels. It is well known that multiuser diversity can be beneficial but there is a significant cost associated with acquiring instantaneous CSI. We perform a cost-benefit analysis of multiuser diversity for 2 types of CSI feedback methods, dedicated feedback and SNR dependent feedback, quantifying how many users should feedback CSI from a net throughput perspective. Dedicated feedback, in which orthogonal resources are allocated to each user, has significant feedback cost and this limits the …
This paper considers the Sum-Rate (SR) maximization problem in downlink MU-MISO systems under imperfect Channel State Information at the Transmitter (CSIT). Contrary to existing works, we consider a rather unorthodox transmission scheme. In particular, the message intended to one of the users is split into two parts: a common part which can be recovered by all users, and a private part recovered by the corresponding user. On the other hand, the rest of users receive their information through private messages. This Rate-Splitting (RS) approach was shown to boost the achievable Degrees of Freedo…
We consider a scalable user-centric wireless network with dynamic cluster formation as defined by Björnsson and Sanguinetti. After having shown the importance of dominant channel subspace information for uplink (UL) pilot decontamination and having examined different UL combining schemes in our previous work, here we investigate precoding strategies for the downlink (DL). Distributed scalable DL precoding and power allocation methods are evaluated for different antenna distributions, user densities and UL pilot dimensions. We compare distributed power allocation methods to a scheme based on a …
In this paper, we present robust joint non-linear transceiver designs for multiuser multiple-input multiple-output (MIMO) downlink in the presence of imperfections in the channel state information at the transmitter (CSIT). The base station (BS) is equipped with multiple transmit antennas, and each user terminal is equipped with one or more receive antennas. The BS employs Tomlinson-Harashima precoding (THP) for inter-user interference pre-cancellation at the transmitter. We consider robust transceiver designs that jointly optimize the transmit THP filters and receive filter for two models of …
Transmitter channel state information (CSIT) is indispensable for the spectral efficiency gains offered by massive multiple-input multiple-output (MIMO) systems. In a frequency-division-duplexing (FDD) massive MIMO system, CSIT is typically acquired through downlink channel estimation and user feedback, but as the number of antennas increases, the overhead for CSI training and feedback per user grows, leading to a decrease in spectral efficiency. In this paper, we show that, using uplink pilots in FDD, the downlink sum spectral efficiency gain with perfect downlink CSIT is achievable when the …
We consider the uplink of massive multipleinput multiple-output systems in a multicell environment. Since the base station (BS) estimates the channel state information (CSI) using the pilot signals transmitted from the users, each BS will have imperfect CSI in practice. Assuming zero-forcing method to eliminate the multi-user interference, we derive the exact analytical expressions for the probability density function (PDF) of the signal-to-interference-plus-noise ratio (SINR), the corresponding achievable rate, the outage probability, and the symbol error rate (SER) when the BS has imperfect …
Unlike point-to-point cognitive radio, where the constraint imposed by the primary rigidly curbs the secondary throughput, multiple secondary users have the potential to more efficiently harvest the spectrum and share it among themselves. This paper analyzes the sum throughput of a multiuser cognitive radio system with multi-antenna base stations, either in the uplink or downlink mode. The primary and secondary have $N$ and $n$ users, respectively, and their base stations have $M$ and $m$ antennas, respectively. We show that an uplink secondary throughput grows with $\frac{m}{N +1}\log n$ if t…
In this paper, we propose a new retrospective interference alignment for two-cell multiple-input multiple-output (MIMO) interfering multiple access channels (IMAC) with the delayed channel state information at the transmitters (CSIT). It is shown that having delayed CSIT can strictly increase the sum-DoF compared to the case of no CSIT. The key idea is to align multiple interfering signals from adjacent cells onto a small dimensional subspace over time by fully exploiting the previously received signals as side information with outdated CSIT in a distributed manner. Remarkably, we show that th…
Accurate channel state information (CSI) at the transmitter is critical for maximizing spectral efficiency on the downlink of multi-antenna networks. In this work we analyze a novel form of physical layer attacks on such closed-loop wireless networks. Specifically, this paper considers the impact of deliberately inaccurate feedback by malicious users in a multiuser multicast system. Numerical results demonstrate the significant degradation in performance of closed-loop transmission schemes due to intentional feedback of false CSI by adversarial users.
We consider power allocations in downlink cellular wireless systems where the basestations are equipped with multiple transmit antennas and the mobile users are equipped with single receive antennas. Such systems can be modeled as multiuser MISO systems. We assume that the multi-antenna transmitters employ some fixed beamformers to transmit data, and the objective is to optimize the power allocation for different users to satisfy certain QoS constraints, with imperfect transmitter-side channel state information (CSI). Specifically, for MISO interference channels, we consider the transmit power…
This paper considers the use of NOMA in multiuser MIMO systems in practical scenarios where CSI is acquired through pilot signaling. A new NOMA scheme that uses shared pilots is proposed. Achievable rate analysis is carried out for different pilot signaling schemes including both uplink and downlink pilots. The achievable rate performance of the proposed NOMA scheme with shared pilot within each group is compared with the traditional orthogonal access scheme with orthogonal pilots. Our proposed scheme is a generalization of the orthogonal scheme, and can be reduced to the orthogonal scheme whe…
The recently proposed Cell-Free massive MIMO architecture is studied for the uplink. In contrast to most previous works, joint detection is performed using global CSI. Therefore, we study strategies for transferring CSI to the CPU taking into account the fronthaul capacity which limits CSI quantization. Two strategies for pilot-based CSI acquisition are considered: estimate-and-quantize and quantize-and-estimate. These are analysed using the Bussgang decomposition. For a given quantization constraint for the data and CSI the achievable rate per user with Zero-Forcing is determined. Numerical r…
