Beyond diagonal reconfigurable intelligent surface (BD-RIS) is a novel branch of RIS which breaks through the limitation of traditional RIS with diagonal scattering matrices. However, the existing research focuses on BD-RIS with fixed architectures regardless of channel state information (CSI), which limit the achievable performance of BD-RIS. To solve this issue, in this paper, we propose a novel dynamically group-connected BD-RIS based on a dynamic grouping strategy. Specifically, RIS antennas are dynamically divided into several subsets adapting to the CSI, yielding a permuted block-diagonal scattering matrix. To verify the effectiveness of the proposed dynamically group-connected BD-RIS, we propose an efficient algorithm to optimize the BD-RIS with dynamic grouping for a BD-RIS-assisted multi-user multiple-input single-output system. Simulation results show that the proposed dynamically group-connected architecture outperforms fixed group-connected architectures.
The channel estimation overhead of reconfigurable intelligent surface (RIS) assisted communication systems can be prohibitive. Prior works have demonstrated via simulations that grouping neighbouring RIS elements can help to reduce the pilot overhead and improve achievable rate. In this paper, we present an analytical study of RIS element grouping. We derive a tight closed-form upper bound for the achievable rate and then maximize it with respect to the group size. Our analysis reveals that more coarse-grained grouping is important-when the channel coherence time is low (high mobility scenario…
Reconfigurable intelligent surfaces (RISs) are envisioned as a promising technology for future wireless communications. With various hardware realizations, RISs can work under different modes (reflective/transmissive/hybrid) or have different architectures (single/group/fully-connected). However, most existing research focused on single-connected reflective RISs, mathematically characterized by diagonal phase shift matrices, while there is a lack of a comprehensive study for RISs unifying different modes/architectures. In this paper, we solve this issue by analyzing and proposing a general RIS…
In this letter, simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) are studied. Compared with the conventional reflecting-only RISs, the coverage of STAR-RISs is extended to 360 degrees via simultaneous transmission and reflection. A general hardware model for STAR-RISs is presented. Then, channel models are proposed for the near-field and the far-field scenarios, base on which the diversity gain of the STAR-RISs is analyzed and compared with that of the conventional RISs. Numerical simulations are provided to verify analytical results and to demonstrate t…
In this paper, the novel simultaneously transmitting and reflecting (STAR) reconfigurable intelligent surface (RIS), which enables full-space coverage on users located on both sides of the surface, is investigated in the multi-user mobile edge computing (MEC) system. A computation rate maximization problem is formulated via the joint design of the STAR-RIS phase shifts, reflection and transmission amplitude coefficients, the receive beamforming vectors at the access point, and the users' energy partition strategies for local computing and offloading. Two operating protocols of STAR-RIS, namely…
A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) aided communication system is investigated, where an access point sends information to two users located on each side of the STAR-RIS. Different from current works assuming that the phase-shift coefficients for transmission and reflection can be independently adjusted, which is non-trivial to realize for purely passive STAR-RISs, a coupled transmission and reflection phase-shift model is considered. Based on this model, a power consumption minimization problem is formulated for both non-orthogonal multip…
Different from traditional reflection-only reconfigurable intelligent surfaces (RISs), simultaneously transmitting and reflecting RISs (STAR-RISs) represent a novel technology, which extends the half-space coverage to full-space coverage by simultaneously transmitting and reflecting incident signals. STAR-RISs provide new degrees-of-freedom (DoF) for manipulating signal propagation. Motivated by the above, a novel STAR-RIS assisted non-orthogonal multiple access (NOMA) (STAR-RIS-NOMA) system is proposed in this paper. Our objective is to maximize the achievable sum rate by jointly optimizing t…
In this work, we investigate a novel simultaneous transmission and reflection reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output downlink system, where three practical transmission protocols, namely, energy splitting (ES), mode selection (MS), and time splitting (TS), are studied. For the system under consideration, we maximize the weighted sum rate with multiple coupled variables. To solve this optimization problem, a block coordinate descent algorithm is proposed to reformulate this problem and design the precoding matrices and the transmitting and reflecting co…
The opening of the millimeter wave (mmWave) spectrum bands for 5G communications has motivated the need for novel spectrum sharing solutions at these high frequencies. In fact, reconfigurable intelligent surfaces (RISs) have recently emerged to enable spectrum sharing while enhancing the incumbents' quality-of-service (QoS). Nonetheless, co-existence over mmWave bands remains persistently challenging due to their unfavorable propagation characteristics. Hence, initiating mmWave spectrum sharing requires the RIS to further assist in improving the QoS over mmWave bands without jeopardizing spect…
Reconfigurable intelligent surface (RIS) has gained much traction due to its potential to manipulate the propagation environment via nearly-passive reconfigurable elements. In our previous work, we have analyzed and proposed a beyond diagonal RIS (BD-RIS) model, which is not limited to traditional diagonal phase shift matrices, to unify different RIS modes/architectures. In this paper, we create a new branch of BD-RIS supporting a multi-sector mode. A multi-sector BD-RIS is modeled as multiple antennas connected to a multi-port group-connected reconfigurable impedance network. More specificall…
This paper investigates the use of the reconfigurable dual-functional surface to guarantee the full-space secure transmission in non-orthogonal multiple access (NOMA) networks. In the presence of eavesdroppers, the downlink communication from the base station to the legitimate users is safeguarded by the simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS), where three practical operating protocols, namely energy splitting (ES), mode selection (MS), and time splitting (TS), are studied. The joint optimization of power allocation, active and passive beamformi…
The sum-rate performance of simultaneous transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted full-duplex (FD) communication systems is investigated. The reflection and transmission coefficients of STAR-RIS elements are optimized for the energy splitting and mode switching protocols to maximize the weighted sum rate of the system. The underlying optimization problems are non-convex, and hence, the successive convex approximation technique has been employed to develop efficient algorithms to obtain sub-optimal solutions. Thereby, the maximum average weighted sum ra…
The performance of over-the-air computation (AirComp) systems degrades due to the hostile channel conditions of wireless devices (WDs), which can be significantly improved by the employment of reconfigurable intelligent surfaces (RISs). However, the conventional RISs require that the WDs have to be located in the half-plane of the reflection space, which restricts their potential benefits. To address this issue, the novel family of simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) is considered in AirComp systems to improve the computation accuracy acros…
This work demonstrates the effectiveness of a novel simultaneous transmission and reflection reconfigurable intelligent surface (STAR-RIS) in Full-Duplex (FD) aided communication system. The objective is to minimize the total transmit power by jointly designing the transmit power and the transmitting and reflecting (T&R) coefficients of the STAR-RIS. To solve the nonconvex problem, an efficient algorithm is proposed by utilizing the alternating optimization framework to iteratively optimize variables. Specifically, in each iteration, we drive the closed-form expression for the optimal power de…
A hardware model for active simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) is proposed consisting of reflection-type amplifiers. The amplitude gains of the STAR element are derived for both coupled and independent phase-shift scenarios. Based on the proposed hardware model, an active STAR-RIS-aided two-user downlink communication system is investigated. Closed-form expressions are obtained for the outage probabilities of both the coupled and independent phase-shift scenarios. To obtain further insights, scaling laws and diversity orders are derived f…
Xidian University（西安电子科技大学）；Tsinghua University（清华大学）；Memorial University
Reconfigurable intelligent surface (RIS) is considered as a revolutionary technology for future wireless communication networks. In this letter, we consider the acquisition of the cascaded channels, which is a challenging task due to the massive number of passive RIS elements. To reduce the pilot overhead, we adopt the element-grouping strategy, where each element in one group shares the same reflection coefficient and is assumed to have the same channel condition. We analyze the channel interference caused by the element-grouping strategy and further design two deep learning based networks. T…
This paper considers the reconfigurable intelligent surface (RIS)-assisted multi-user communications, where an RIS is used to assist the base station (BS) for serving multiple users. The RIS consisting of passive reflecting elements can manipulate the reflected direction of the incoming electromagnetic waves by adjusting the phase shifts of the reflecting elements. Alternating optimization (AO) based approach is commonly used to determine the phase shifts of the RIS elements. While AO-based approaches have shown significant gain of RIS, the complexity is quite high due to the coupled structure…
A hardware model and a signal model are proposed for dual-sided simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs), where the signal simultaneously incident on both sides of the surface. Based on the proposed hardware model, signal models for dual-sided STAR-RISs are developed. For elements with scalar surface impedance, it is proved that their transmission and reflection coefficients on both sides are identical. Based on the obtained symmetrical dual-sided STAR model, a STAR-RIS-aided two-user uplink communication system is investigated for both non-ort…
In this paper, we study surface-based communication systems based on different levels of channel state information for system optimization. We analyze the system performance in terms of rate and degrees of freedom (DoF). We show that the deployment of a reconfigurable intelligent surface (RIS) results in increasing the number of DoF, by extending the near-field region. Over Rician fading channels, we show that an RIS can be efficiently optimized only based on the positions of the transmitting and receiving surfaces, while providing good performance if the Rician fading factor is not too small.
In this study, a novel index modulation based communication system is proposed by combining the recently popular code index modulation-spread spectrum (CIM-SS) and reconfigurable intelligent surface (RIS) techniques. This technique is called CIM-RIS in short. In this proposed system, in addition to the traditional modulated symbols, the spreading code indices also carry data by being embedded in the signal, and the reflection/scattering properties of the signals are voluntarily controlled via the RIS technique. Consequently, the proposed system consumes little energy while transmitting extra b…
Xi’an Institute of Optics and Precision Mechanics of Chinese Academy of Sciences（中国科学院西安光学精密机械研究所）；Durham University（杜伦大学）；Jinan University（暨南大学）；The University of Manchester（曼彻斯特大学）
Simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) has been considered as a promising auxiliary device to enhance the performance of the wireless network, where users located at the different sides of the surfaces can be simultaneously served by the transmitting and reflecting signals. In this paper, the energy efficiency (EE) maximization problem for a non-orthogonal multiple access (NOMA) assisted STAR-RIS downlink network is investigated. Due to the fractional form of the EE, it is challenging to solve the EE maximization problem by the traditional conv…
This letter investigates the bit error rate (BER) performance of simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) in non-orthogonal multiple access (NOMA) networks. In the investigated network, a STAR-RIS serves multiple non-orthogonal users located on either side of the surface by utilizing the mode switching protocol. We derive the closed-form BER expressions in perfect and imperfect successive interference cancellation cases. Furthermore, asymptotic analyses are also conducted to provide further insights into the BER behavior in the high signal-to-noi…
Channel acquisition is one of the main challenges for the deployment of reconfigurable intelligent surface (RIS) aided communication systems. This is because an RIS has a large number of reflective elements, which are passive devices with no active transmitting/receiving abilities. In this paper, we study the channel estimation problem for the RIS aided multi-user millimeter-wave (mmWave) multi-input multi-output (MIMO) system. Specifically, we propose a novel channel estimation protocol for the above system to estimate the cascaded channels, which are the products of the channels from the bas…
Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted non-orthogonal multiple access (NOMA) communication systems are investigated in its vicinity, where a STAR-RIS is deployed within a predefined region for establishing communication links for users. Both beamformer-based NOMA and cluster-based NOMA schemes are employed at the multi-antenna base station (BS). For each scheme, the STAR-RIS deployment location, the passive transmitting and reflecting beamforming (BF) of the STAR-RIS, and the active BF at the BS are jointly optimized for maximizing the…
We consider a wireless communication system, where a transmitting source is assisted by both a reconfigurable intelligent reflecting surface (IRS) and a decode-and-forward half-duplex relay (hybrid IRS-relay scheme) to communicate with a destination receiver. All devices are equipped with multiple antennas, and transmissions occur in two stages. In stage 1, the source splits the transmit message into two sub-messages, transmitted to the destination and the relay, respectively, using block diagonalization to avoid interference. Both transmissions will benefit from the IRS. In stage 2, the relay…
Recently, reconfigurable intelligent surface (RIS) has gained research and development interests to modify wireless channel characteristics in order to improve performance of wireless communications, especially when quality of the line-of-sight channel is not that good. In this work, for the first time in the literature, we have used simultaneously transmitting and reflecting RIS (STAR-RIS) in non-orthogonal multiple-access visible light communication system to improve performance of the system. Achievable rates of the users are derived for two data recovery schemes, single-user detection (SUD…
Simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) have emerged as a promising technology for achieving full-space coverage. Prior works on STAR-RISs mostly assumed the full and instantaneous channel state information (CSI) is available, which, however, is practically difficult to obtain due to the large number of elements. To address it, we investigate STAR-RIS aided NOMA systems, where two efficient two-timescale transmission protocols are proposed for different channel setups to maximize the average sum-rate. Specifically, 1) for line-of-sight (LoS) d…
The novel concept of simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) is investigated, where incident signals can be transmitted and reflected to users located at different sides of the surface. In particular, the fundamental coverage range of STAR-RIS aided two-user communication networks is studied. A sum coverage range maximization problem is formulated for both non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA), where the resource allocation at the access point and the transmission and reflection coefficients at the STAR-RIS a…
