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arXiv 2205.04525cs.LGcs.HC
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面向算法系统的多利益相关者基于价值的评估框架

Towards a multi-stakeholder value-based assessment framework for algorithmic systems

Delft University of Technology(代尔夫特理工大学)

Mireia Yurrita, Dave Murray-Rust, Agathe Balayn, Alessandro Bozzon

摘要:

为了规范机器学习驱动(ML)系统,当前的审计过程主要集中在检测有害的算法偏差上。虽然这些战略已被证明是有效的,但在涉及ML驱动系统中的道德规范的文件中概述的一些价值观在审计过程中仍然没有得到充分体现。这些未涉及的价值观主要涉及无法轻易量化的背景因素。在本文中,我们开发了一个基于价值的评估框架,不仅限于偏见审计,并涵盖了算法系统的突出道德原则。我们的框架提出了一个循环安排的价值观与两个两极的维度,使共同的动机和潜在的紧张局势明确。为了使这些高层次原则具有可操作性,价值观被分解为具体标准及其表现形式。然而,其中一些具体价值标准是相互排斥的,需要谈判。与其他一些仅仅依赖ML研究人员和从业者的投入的审计框架相反,我们认为有必要包括提出不同观点的利益相关者,以系统地谈判和巩固价值和标准的紧张关系。为此,我们绘制了具有不同洞察力需求的利益相关者,并为他们分配了量身定制的传达价值表现的方式。因此,我们通过一个评估框架为当前的ML审计实践做出了贡献,该框架可以可视化价值观之间的紧密程度和紧张关系,我们还提供了如何操作它们的指导方针,同时向广泛的利益相关者开放评估和审议过程。

英文摘要:

In an effort to regulate Machine Learning-driven (ML) systems, current auditing processes mostly focus on detecting harmful algorithmic biases. While these strategies have proven to be impactful, some values outlined in documents dealing with ethics in ML-driven systems are still underrepresented in auditing processes. Such unaddressed values mainly deal with contextual factors that cannot be easily quantified. In this paper, we develop a value-based assessment framework that is not limited to bias auditing and that covers prominent ethical principles for algorithmic systems. Our framework presents a circular arrangement of values with two bipolar dimensions that make common motivations and potential tensions explicit. In order to operationalize these high-level principles, values are then broken down into specific criteria and their manifestations. However, some of these value-specific criteria are mutually exclusive and require negotiation. As opposed to some other auditing frameworks that merely rely on ML researchers' and practitioners' input, we argue that it is necessary to include stakeholders that present diverse standpoints to systematically negotiate and consolidate value and criteria tensions. To that end, we map stakeholders with different insight needs, and assign tailored means for communicating value manifestations to them. We, therefore, contribute to current ML auditing practices with an assessment framework that visualizes closeness and tensions between values and we give guidelines on how to operationalize them, while opening up the evaluation and deliberation process to a wide range of stakeholders.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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