In this paper, we propose two novel cooperative-non-orthogonal-multiple-access (C-NOMA) and cooperative-rate-splitting-multiple-access (C-RSMA) schemes for uplink user cooperation. At the first mini-slot of these schemes, each user transmits its signal and receives the transmitted signal of the other user in full-duplex mode, and at the second mini-slot, each user relays the other user's message with amplify-and-forward (AF) protocol. At both schemes, to achieve better spectral efficiency, users transmit signals in the non-orthogonal mode in both mini-slots. In C-RSMA, we also apply the rate-splitting method in which the message of each user is divided into two streams. In the proposed detection schemes for C-NOMA and C-RSMA, we apply a combination of maximum-ratio-combining (MRC) and successive-interference-cancellation (SIC). Then, we derive the achievable rates for C-NOMA and C-RSMA, and formulate two optimization problems to maximize the minimum rate of two users by considering the proportional fairness coefficient. We propose two power allocation algorithms based on successive-convex-approximation (SCA) and geometric-programming (GP) to solve these non-convex problems. Next, we derive the asymptotic outage probability of the proposed C-NOMA and C-RSMA schemes, and prove that they achieve diversity order of two. Finally, the above-mentioned performance is confirmed by simulations.
Rate-Splitting Multiple Access (RSMA) is a general and powerful multiple access framework for downlink multi-antenna systems, and contains Space-Division Multiple Access (SDMA) and Non-Orthogonal Multiple Access (NOMA) as special cases. RSMA relies on linearly precoded rate-splitting with Successive Interference Cancellation (SIC) to decode part of the interference and treat the remaining part of the interference as noise. Recently, RSMA has been shown to outperform both SDMA and NOMA rate-wise in a wide range of network loads (underloaded and overloaded regimes) and user deployments (with a d…
In this letter, we investigate Rate-Splitting Multiple Access (RSMA) for an uplink communication system with finite blocklength. Considering a two-user Single-Input Single-Output (SISO) Multiple Access Channel (MAC), we study the impact of Signal-to-Noise Ratio (SNR), blocklength, power allocation and target rate on the error probability performance of RSMA where one user message is split. We demonstrate that RSMA can improve the error probability performance significantly compared to Non-Orthogonal Multiple Access (NOMA) and RSMA can have a larger rate region than NOMA.
Space-Division Multiple Access (SDMA) utilizes linear precoding to separate users in the spatial domain and relies on fully treating any residual multi-user interference as noise. Non-Orthogonal Multiple Access (NOMA) uses linearly precoded superposition coding with successive interference cancellation (SIC) and relies on user grouping and ordering to enforce some users to fully decode and cancel interference created by other users. In this paper, we argue that to efficiently cope with the high throughput, heterogeneity of Quality-of-Service (QoS), and massive connectivity requirements of futu…
By combining the concepts of superposition coding at the transmitter(s) and successive interference cancellation (SIC) at the receiver(s), non-orthogonal multiple access (NOMA) has recently emerged as a promising multiple access technique for 5G wireless technology. In this article, we first discuss the fundamentals of uplink and downlink NOMA transmissions and outline their key distinctions (in terms of implementation complexity, detection and decoding at the SIC receiver(s), incurred intra-cell and inter-cell interferences). Later, for both downlink and uplink NOMA, we theoretically derive t…
As a promising downlink multiple access scheme, Rate-Splitting Multiple Access (RSMA) has been shown to achieve superior spectral and energy efficiencies compared with Space-Division Multiple Access (SDMA) and Non-Orthogonal Multiple Access (NOMA) in downlink single-cell systems. By relying on linearly precoded rate-splitting at the transmitter and successive interference cancellation at the receivers, RSMA has the capability of partially decoding the interference and partially treating the interference as noise, and therefore copes with a wide range of user deployments and network loads. In t…
Though the concept of non-orthogonal multiple access (NOMA) was proposed several years ago, the performance of uplink NOMA has only been verified in theory, but not in practice. This paper presents an over-the-air implementation of a uplink NOMA system, while providing solutions to most common practical problems, i.e., carrier frequency offset (CFO) synchronization, time synchronization, and channel estimation. The implemented CFO synchronization method adopts the primary synchronization signal (PSS) of LTE. Also, we design a novel preamble for each uplink user, and it is appended to every fra…
Multiple-input multiple-output non-orthogonal multiple access (MIMO-NOMA) cellular network is promising for supporting massive connectivity. This paper exploits low-latency machine learning in the MIMO-NOMA uplink transmission environment, where a substantial amount of data must be uploaded from multiple data sources to a one-hop away edge server for machine learning. A delay-aware edge learning framework with the collaboration of data sources, the edge server, and the base station, referred to as DACEL, is proposed. Based on the delay analysis of DACEL, a NOMA channel allocation algorithm is …
In this paper, we consider hybrid uplink nonorthogonal multiple access (NOMA) that can support more users by exploiting the notion of power-domain NOMA. In hybrid uplink NOMA, we do not consider centralized power control as a base station (BS) needs instantaneous channel state information (CSI) of all users which leads to a high signaling overhead. Rather, each user is allowed to perform power control under fading in accordance with a truncated channel inversion power control policy. Due to the lack of coordination of centralized power control, users in the same resource block compete for acce…
In this paper, the problem of maximizing the wireless users' sum-rate for uplink rate splitting multiple access (RSMA) communications is studied. In the considered model, each user transmits a superposition of two messages to a base station (BS) with separate transmit power and the BS uses a successive decoding technique to decode the received messages. To maximize each user's transmission rate, the users must adjust their transmit power and the BS must determine the decoding order of the messages transmitted from the users to the BS. This problem is formulated as a sum-rate maximization probl…
In uplink non-orthogonal multiple access (NOMA) networks, the order of decoding at the base station (BS) depends on the received instantaneous signal powers (ISPs). Therefore, the signal-to-interference-plus-noise ratio (SINR) coverage probability for an uplink NOMA user should be calculated using the ISP-based ranking of the users. In the existing literature, however, mean signal power (MSP)-based ranking is used to determine the decoding order and calculate the SINR coverage probability. Although this approximation provides tractable results, it is not accurate. In this letter, we derive the…
The application of multiple-input multiple-output (MIMO) techniques to non-orthogonal multiple access (NOMA) systems is important to enhance the performance gains of NOMA. In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, such as fixed power allocation and cognitive radio …
In uplink non-orthogonal multiple access (NOMA) channels, the existing cooperative successive interference cancellation (SIC) and power control (PC) schemes lack the capability of achieving the full capacity region, which restricts the outage performance of uplink NOMA users. For the uplink cognitive radio (CR) inspired NOMA system, we propose a new rate splitting (RS) strategy to maximize the achievable rate of the secondary user without deteriorating the primary user's outage performance. Based on the interference threshold and its own channel gain, the secondary user adaptively conducts RS,…
The Internet of Things (IoT) framework requires a massive number of connection thus demanding spectral efficient solutions such as Non-Orthogonal Multiple Access (NOMA). However, the main drawback of NOMA with successive interference canceler (SIC)-based detectors is the error floor in the uplink. In this paper, a reliable multi-user detection in uplink IoT NOMA is guaranteed by a Joint Maximum-Likelihood (JML) detector (i.e., optimum detection algorithm). We derive a closed-form upper bound of bit error rate (BER) of JML over Rayleigh fading channels for arbitrary number of IoT devices and an…
In this paper, we compare the resource allocation fairness of uplink communications between non-orthogonal multiple access (NOMA) schemes and orthogonal multiple access (OMA) schemes. Through characterizing the contribution of the individual user data rate to the system sum rate, we analyze the fundamental reasons that NOMA offers a more fair resource allocation than that of OMA in asymmetric channels. Furthermore, a fairness indicator metric based on Jain's index is proposed to measure the asymmetry of multiuser channels. More importantly, the proposed metric provides a selection criterion fo…
In this paper, first we briefly describe the differences in the working principles of uplink and downlink NOMA transmissions. Then, for both uplink and downlink NOMA, we formulate a sum-throughput maximization problem in a cell such that the user clustering (i.e., grouping users into a single cluster or multiple clusters) and power allocations in NOMA cluster(s) can be optimized under transmission power constraints, minimum rate requirements of the users, and SIC constraints. Due to the combinatorial nature of the formulated mixed integer non-linear programming (MINLP) problem, we solve the pr…
In this paper, we consider the uplink and downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. We propose novel uplink and downlink precoding and decoding schemes that lower the decoding complexity at the receiver by decomposing the MIMO-NOMA channels of the users into multiple single-input single-output (SISO)-NOMA channels via simultaneous triangularization (ST) of the MIMO channels of the users and a low-complexity self-interference cancellation at the receiver. The proposed ST MIMO-NOMA schemes avoid channel…
This paper proposes a novel hybrid downlinkuplink cooperative NOMA (HDU-CNOMA) scheme to achieve a better tradeoff between spectral efficiency and signal reception reliability than the conventional cooperative NOMA schemes. In particular, the proposed scheme enables the strong user to perform a cooperative transmission and an interference-free uplink transmission simultaneously during the cooperative phase, at the expense of a slightly decrease in signal reception reliability at the weak user. We analyze the outage probability, diversity order, and outage throughput of the proposed scheme. Sim…
In uplink non-orthogonal multiple access (NOMA) channels, the existing cooperative successive interference cancellation (SIC) and power control (PC) schemes lack the capability of achieving the full capacity region, which restricts the outage performance of uplink NOMA users. For the uplink cognitive radio inspired NOMA system, we propose a new rate splitting (RS) strategy to maximize the achievable rate of the secondary user without deteriorating the primary user's outage performance. Based on the interference threshold and its own channel gain, the secondary user adaptively conducts RS, tran…
A new multiple access (MA) strategy, referred to as non orthogonal multiple access - Relevant (NOMA-R), allows selecting NOMA when this increases all individual rates, i.e., it is beneficial for both strong(er) and weak(er) individual users. This letter provides a performance analysis of the NOMA-R strategy in uplink networks with statistical delay constraints. Closed-form expressions of the effective capacity (EC) are provided in two-users networks, showing that the strong user always achieves a higher EC with NOMA-R. Regarding the network's sum EC, there are distinctive gains with NOMA-R, pa…
In this paper, a non-orthogonal multiple access (NOMA) system with partial channel state information (CSI) for downlink and uplink transmission in mobile scenarios is considered, i.e., users are deployed randomly and will move casually around the base station (BS). In this case, the channel gain of each user varies over time, which has an influence on the performance of conventional NOMA. An analytical framework is developed to evaluate the impact of position estimation deviation in terms of decoding order error probability, average sum rate and outage probability. Based on the framework, dyna…
Non-orthogonal multiple access (NOMA) serves multiple users by superposing their distinct message signals. The desired message signal is decoded at the receiver by applying successive interference cancellation (SIC). Using the theory of Poisson cluster process (PCP), we provide a framework to analyze multi-cell uplink NOMA systems. Specifically, we characterize the rate coverage probability of a NOMA user who is at rank $m$ (in terms of the distance from its serving BS) among all users in a cell and the mean rate coverage probability of all users in a cell. Since the signal-to-interference-plu…
Given its capability in efficient radio resource sharing, non-orthogonal multiple access (NOMA) has been identified as a promising technology in 5G to improve the system capacity, user connectivity, and scheduling latency. A dozen of uplink NOMA schemes have been proposed recently and this paper considers the design of a universal receiver suitable for all potential designs of NOMA schemes. Firstly, a general turbo-like iterative receiver structure is introduced, under which, a universal expectation propagation algorithm (EPA) detector with hybrid parallel interference cancellation (PIC) is pr…
In the fifth generation and beyond (B5G), delayconstraints emerge as a topic of particular interest, e.g. forultra-reliable low latency communications (URLLC) such asautonomous vehicles and enhanced reality. In this paper, westudythe performance of a two-user uplink NOMA network understatistical quality of service (QoS) delay constraints, capturedthrough each user s effective capacity (EC). We propose novelclosed-form expressions for the EC of the NOMA users andshow that in the high signal to noise ratio (SNR) region, the 'strong' NOMA user has a limited EC, assuming the same delayconstraint a…
A simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) enhanced uplink non-orthogonal multiple access (NOMA) communication system is proposed. A total power consumption minimization problem is formulated by jointly optimizing the transmit-power of users, receive-beamforming vectors at the base station (BS), STAR-beamforming vectors at the STAR-RIS and time slots. Here, the STAR-beamforming introduced by STAR-RIS consists of transmission- and reflection-beamforming. To solve the formulated non-convex problem, an efficient penalty-based alternating optimizat…
Zonguldak Bülent Ecevit Üniversitesi（宗古尔达克布伦特埃杰维特大学）
Non-Orthogonal Multiple Access (NOMA) has higher spectral efficiency than orthogonal multiple access (OMA) techniques. In uplink communication systems that the channel is not known at the receiver, pilot signals sent from each user in different time intervals have reduced the spectral efficiency of NOMA. In this study, in the uplink communication system, DL-deep learning based detectors which are known to respond to the pilot signals sent from the users at the base station have been researched. It is aimed to maintain the spectral efficiency of NOMA by sending a single pilot from users, thus r…
In this paper, we study the energy efficiency (EE) maximization problem for an uplink millimeter wave massive multiple-input multiple-output system with non-orthogonal multiple access (NOMA). Multiple two-user clusters are formed according to their channel correlation and gain difference, and NOMA is applied within each cluster. Then, a hybrid analog-digital beamforming scheme is designed to lower the number of radio frequency chains at the base station (BS). On this basis, we formulate a power allocation (PA) problem to maximize the EE under users' quality of service requirements. An iterativ…
We study whether using non-orthogonal multiple access (NOMA) in the uplink of a mobile network can improve the performance over orthogonal multiple access (OMA) when the system requires ultra-reliable low-latency communications (URLLC). To answer this question, we first consider an ideal system model with perfect channel state information (CSI) at the transmitter and long codewords, where we determine the optimal decoding orders when the decoder uses successive interference cancellation (SIC) and derive closed-form expressions for the optimal rate when joint decoding is used. While joint decod…
In this paper, we study the performance of an uplink non-orthogonal multiple access (NOMA) network under statistical quality of service (QoS) delay constraints, captured through each user s effective capacity (EC). We first propose novel closed-form expressions for the EC in a two-user NOMA network and show that in the high signal-to-noise ratio (SNR) region, the 'strong' NOMA user, referred to as U2, has a limited EC, assuming the same delay constraint as the 'weak' user, referred to as U1. We demonstrate that for the weak userU1, OMA and NOMA have comparable performance at low transmit SNRs,…
In this paper, we investigate the performance gain of non-orthogonal multiple access (NOMA) over orthogonal multiple access (OMA) in uplink single-cell systems. In both single-antenna and multi-antenna scenarios, the performance gain of NOMA over OMA in terms of asymptotic ergodic sum-rate is analyzed for a sufficiently large number of users. In particular, in single-antenna systems, we identify two types of near-far gains brought by NOMA: 1) the large-scale near-far gain via exploiting the large-scale fading increases with the cell size; 2) the small-scale near-far gain via exploiting the sma…
Orthogonal Frequency Division Multiple Access (OFDMA) as well as other orthogonal multiple access techniques fail to achieve the system capacity limit in the uplink due to the exclusivity in resource allocation. This issue is more prominent when fairness among the users is considered in the system. Current Non-Orthogonal Multiple Access (NOMA) techniques introduce redundancy by coding/spreading to facilitate the users' signals separation at the receiver, which degrade the system spectral efficiency. Hence, in order to achieve higher capacity, more efficient NOMA schemes need to be developed. I…
In this paper, we investigate for the first time the dynamic power allocation and decoding order at the base station (BS) of two-user uplink (UL) cooperative non-orthogonal multiple access (C-NOMA)-based cellular networks. In doing so, we formulate a joint optimization problem aiming at maximizing the minimum user achievable rate, which is a non-convex optimization problem and hard to be directly solved. To tackle this issue, an iterative algorithm based on successive convex approximation (SCA) is proposed. The numerical results reveal that the proposed scheme provides superior performance in …
Non Orthogonal Multiple Access (NOMA) is a key technique to satisfy large users densities in future wireless networks. However, NOMA may provide poor performance compared to Orthogonal Multiple Access (OMA) due to inter-user interference. In this paper, we obtain closed-form expressions of the uplink NOMA and OMA throughputs when no Channel State Information at Transmitter (CSIT) is available, and of the average data rates assuming that instantaneous rates should be larger than a minimum threshold when full CSIT is available. Analytical comparisons of OMA and NOMA prove that there is no global…
To improve the system throughput, this paper proposes a network non-orthogonal multiple access (N-NOMA) technique for the uplink coordinated multi-point transmission (CoMP). In the considered scenario, multiple base stations collaborate with each other to serve a single user, referred to as the CoMP user, which is the same as for conventional CoMP. However, unlike conventional CoMP, each base station in N-NOMA opportunistically serves an extra user, referred to as the NOMA user, while serving the CoMP user at the same bandwidth. The CoMP user is typically located at the cell-edge, whereas user…
The physical layer security of uplink non-orthogonal multiple access (NOMA) is analyzed. A stochastic geometry approach is applied to analyze the coverage probability and the effective secrecy throughput (EST) of the kth NOMA user, where a fixed or an adaptive transmission rate can be used. A protected zone around the legitimate terminals to establish an eavesdropper-exclusion area. We assume that the channel state information associated with eavesdroppers is not available at the base station. We consider that the base station is equipped with multiple antennas. The impact of imperfect success…
Machine-type communications (MTC) devices in 5G will use the Non-orthogonal multiple access (NOMA) technology for massive connections. These devices switch between the transmission mode and the sleep mode for battery saving; and their applications may have diverse quality of service (QoS) requirements. In this paper, we develop a new uplink energy-efficient power control scheme for multiple MTC devices with the above mode transition capability and different QoS requirements. By using the effective bandwidth and the effective capacity models, the system's energy efficiency can be formulated as …
The scenario of an uplink two-user non-orthogonal multiple access (NOMA) communication system is analytically studied when it operates in the short packet transmission regime. The considered users support mobility and each is equipped with a single antenna, while they directly communicate with a multi-antenna base station. Power-domain NOMA is adopted for the signal transmission as well as the successive interference cancellation approach is performed at the receiver for decoding. The packet error rate (PER) is obtained in simple closed formulae under independent Rayleigh faded channels and fo…
This letter studies the application of backscatter communications (BackCom) assisted non-orthogonal multiple access (BAC-NOMA) to the envisioned sixth-generation (6G) ultra-massive machine type communications (umMTC). In particular, the proposed BAC-NOMA transmission scheme can realize simultaneous energy and spectrum cooperation between uplink and downlink users, which is important to support massive connectivity and stringent energy constraints in umMTC. Furthermore, a resource allocation problem for maximizing the uplink throughput and suppressing the interference between downlink and uplin…
This paper studies the performance of the uplink Non-Orthogonal Multiple Access (NOMA) with Joint Maximum-Likelihood Detector (JML). We present a generalized upper bound of bit-error rate (BER) expression of adaptive M-ary phase-shift keying (M-PSK) over Rayleigh fading channels. Our studies are enriched through the use of a single transmitting antenna by each user and multiple receiving antennas at the base station (single-input-multiple-output (SIMO)). The derivation of the upper bound expression is obtained considering an arbitrary constellation size by performing Maximum Ratio Combining (M…
User pairing in Non-Orthogonal Multiple-Access (NOMA) uplink based on channel state information is investigated considering some predefined power allocation schemes. The base station divides the set of users into disjunct pairs and assigns the available resources to these pairs. The combinatorial problem of user pairing to achieve the maximum sum rate is analyzed in the large system limit for various scenarios, and some optimum and sub-optimum algorithms with a polynomial-time complexity are proposed. In the first scenario, $2M$ users and the base station have a single-antenna and communicate …
In this paper, we investigate a multi-cell uplink non-orthogonal multiple access (NOMA) system with imperfect successive interference cancellation (SIC). The objective of the formulated optimization problem is to minimize the total power consumption under users' quality-of-service constraints. The considered problem is first transformed into a linear programming problem, upon which centralized and distributed optimal solutions are proposed. Numerical results are presented to verify the performance of the proposed solutions and evaluate the impact of imperfect SIC on the system performance.
Rate-Splitting Multiple Access (RSMA) has emerged as a powerful multiple access, interference management, and multi-user strategy for next generation communication systems. In this tutorial, we depart from the orthogonal multiple access (OMA) versus non-orthogonal multiple access (NOMA) discussion held in 5G, and the conventional multi-user linear precoding approach used in space-division multiple access (SDMA), multi-user and massive MIMO in 4G and 5G, and show how multi-user communications and multiple access design for 6G and beyond should be intimately related to the fundamental problem of…
This letter investigates the uplink outage performance of intelligent reflecting surface (IRS)-assisted non-orthogonal multiple access (NOMA). We consider the general case where all users have both direct and reflection links, and all links undergo Nakagami-m fading. We approximate the received powers of the NOMA users as Gamma random variables via moments matching. This allows for tractable expressions of the outage under interference cancellation (IC), while being flexible in modeling various propagation environments. Our analysis shows that under certain conditions, the presence of an IRS m…
This letter puts forth an analytical approach to evaluate the outage probability of power-based NOMA on the uplink of a 5G cell, the outage being defined as the event where the receiver fails to successfully decode all the simultaneously received signals. In the examined scenario, Successive Interference Cancellation (SIC) is considered and an arbitrary number of superimposed signals is present. For the Rayleigh fading case, the outage probability is provided in closed-form, clearly outlining its dependency on the signal-to-noise ratio of the users that are simultaneously transmitting, as well…
In this paper, we study the application of opportunistic non-orthogonal multiple access (NOMA) mode to short-message transmissions with user's power control under a finite power budget. It is shown that opportunistic NOMA mode, which can transmit multiple packets per slot, can dramatically lower the session error probability when W packets are to be transmitted within a session consisting of Ws slots, where Ws >= W and the slot length is equivalent to the packet length, compared to orthogonal multiple access (OMA) where at most one packet can be transmitted in each slot. From this, opportunist…
