In this paper, the problem of maximizing the wireless users' sum-rate for uplink rate splitting multiple access (RSMA) communications is studied. In the considered model, each user transmits a superposition of two messages to a base station (BS) with separate transmit power and the BS uses a successive decoding technique to decode the received messages. To maximize each user's transmission rate, the users must adjust their transmit power and the BS must determine the decoding order of the messages transmitted from the users to the BS. This problem is formulated as a sum-rate maximization problem with proportional rate constraints by adjusting the users' transmit power and the BS's decoding order. However, since the decoding order variable in the optimization problem is discrete, the original maximization problem with transmit power and decoding order variables can be transformed into a problem with only the rate splitting variable. Then, the optimal rate splitting of each user is determined. Given the optimal rate splitting of each user and a decoding order, the optimal transmit power of each user is calculated. Next, the optimal decoding order is determined by an exhaustive search method. To further reduce the complexity of the optimization algorithm used for sum-rate maximization in RSMA, a user pairing based algorithm is introduced, which enables two users to use RSMA in each pair and also enables the users in different pairs to be allocated with orthogonal frequency. For comparisons, the optimal sum-rate maximizing solutions with proportional rate constraints are obtained in closed form for non-orthogonal multiple access (NOMA), frequency division multiple access (FDMA), and time division multiple access (TDMA). Simulation results show that RSMA can achieve up to 10.0\%, 22.2\%, and 83.7\% gains in terms of sum-rate compared to NOMA, FDMA, and TDMA.
In this letter, we investigate Rate-Splitting Multiple Access (RSMA) for an uplink communication system with finite blocklength. Considering a two-user Single-Input Single-Output (SISO) Multiple Access Channel (MAC), we study the impact of Signal-to-Noise Ratio (SNR), blocklength, power allocation and target rate on the error probability performance of RSMA where one user message is split. We demonstrate that RSMA can improve the error probability performance significantly compared to Non-Orthogonal Multiple Access (NOMA) and RSMA can have a larger rate region than NOMA.
Uplink RSMA Performance Analysis with Rate Adaptation: A Stochastic Geometry Approach
Southeast University（东南大学）；National Mobile Communications Research Laboratory, Southeast University（东南大学国家移动通信重点实验室）；Purple Mountain Laboratories（紫金山实验室）；Sorbonne University（索邦大学）；CNRS（法国国家科学研究中心）；LIP6（LIP6实验室）；University of Delaware（特拉华大学）；Department of Electrical and Computer Engineering, University of Delaware（特拉华大学电气与计算机工程系）
In this paper, the problem of sum-rate maximization for an active reconfigurable intelligent surface (RIS) assisted downlink rate-splitting multiple access (RSMA) transmission system is studied. In the considered model, the active RIS is deployed to overcome severe power attenuation, which is caused by the cumulative product of RIS incidence path loss and the reflection path loss. Since the active RIS can adjust both the phase and the amplitude of the incident signal simultaneously, the RIS control scheme requires delicate design to improve RSMA communication performance. To address this issue…
In this paper, we propose two novel cooperative-non-orthogonal-multiple-access (C-NOMA) and cooperative-rate-splitting-multiple-access (C-RSMA) schemes for uplink user cooperation. At the first mini-slot of these schemes, each user transmits its signal and receives the transmitted signal of the other user in full-duplex mode, and at the second mini-slot, each user relays the other user's message with amplify-and-forward (AF) protocol. At both schemes, to achieve better spectral efficiency, users transmit signals in the non-orthogonal mode in both mini-slots. In C-RSMA, we also apply the rate-s…
Sum Rate Maximization for Practical RIS-Enhanced Rate-Splitting Multiple Access Systems
Northeastern University at Qinhuangdao（东北大学秦皇岛分校）；Shandong University（山东大学）；National University of Singapore（新加坡国立大学）；Nanyang Technological University（南洋理工大学）；Northwestern Polytechnical University（西北工业大学）；Shenzhen Research Institute of Northwestern Polytechnical University（西北工业大学深圳研究院）
This letter is the first part of a three-part tutorial focusing on rate-splitting multiple access (RSMA) for 6G. As Part I of the tutorial, the letter presents the basics of RSMA and its applications in light of 6G. To begin with, we first delineate the design principle and basic transmission frameworks of downlink and uplink RSMA. We then illustrate the applications of RSMA for addressing the challenges of various potential enabling technologies and use cases, consequently making it a promising next generation multiple access (NGMA) scheme for future networks such as 6G and beyond. We briefly…
Sum Rate optimization for RIS-Aided RSMA system with Movable Antenna
School of Information Science and Engineering, Southeast University（东南大学信息科学与工程学院）；National Mobile Communications Research Laboratory, Southeast University（东南大学移动通信国家重点实验室）
Rate-Splitting Multiple Access (RSMA) has emerged as a powerful multiple access, interference management, and multi-user strategy for next generation communication systems. In this tutorial, we depart from the orthogonal multiple access (OMA) versus non-orthogonal multiple access (NOMA) discussion held in 5G, and the conventional multi-user linear precoding approach used in space-division multiple access (SDMA), multi-user and massive MIMO in 4G and 5G, and show how multi-user communications and multiple access design for 6G and beyond should be intimately related to the fundamental problem of…
The limited fronthaul capacity is known to be one of the main problems in cloud radio access networks (CRANs), especially in the wireless fronthaul links. In this paper, we consider the uplink of a CRAN system, where massive multiple-input multiple-output (MIMO) is utilized in the fronthaul link. Considering multi-antenna user equipment (UEs) and multi-antenna remote radio heads (RRHs), we maximize the system sum-rate by jointly optimizing the precoders at the UEs and the quantization noise covariance matrices and transmit powers at the RRHs. To solve the resulting nonconvex problem, an iterat…
Integrating unmanned aerial vehicles (UAVs) into the cellular network as new aerial users is a promising solution to meet their ever-increasing communication demands in a plethora of applications. Due to the high UAV altitude, the channels between UAVs and the ground base stations (GBSs) are dominated by the strong line-of-sight (LoS) links, thus severe interference may be generated to/from the GBSs in the uplink/downlink, which renders the interference management with coexisting terrestrial and aerial users a more challenging problem to solve. In this paper, we study the uplink communication …
Hybrid Radio Frequency/ Visible Light Communication (RF/VLC) systems have been recognized as effective means to enhance data rate. So far the study of data rate has been limited to downlink communications. In this letter, we study the maximization of the total data rate which also involves the uplink data rate. Simulation results verify the convergence of the proposed algorithm.
Reconfigurable intelligent surface (RIS) has recently drawn intensive attention due to its potential of simultaneously realizing high spectral and energy efficiency in a sustainable way. This paper focuses on the design of efficient transmission methods to maximize the uplink sum throughput in a RIS-aided multi-user multi-input multi-output (MU-MIMO) system. To provide an insightful basis, the channel capacity of RIS-aided MU-MIMO is theoretically analyzed. Then, the conventional transmission schemes based on orthogonal multiple access are presented as the baseline. From the information-theore…
Energy reduction for wireless systems becomes more and more important due to its impact on the operation cost and global carbon footprint. In this paper, we investigate three kinds of energy-efficient association schemes under open loop power control for uplink heterogeneous cellular networks, which are formulated as a whole energy efficiency maximization problem, a sum energy efficiency maximization problem and a utility maximization problem respectively. The third case takes account of load balancing level and user's fairness in the energy-efficient association. Considering that the first pr…
An intelligent reflecting surface (IRS) consists of a large number of low-cost reflecting elements, which can steer the incident signal collaboratively by passive beamforming. This way, IRS reconfigures the wireless environment to boost the system performance. In this paper, we consider an IRS-assisted uplink non-orthogonal multiple access (NOMA) system. The objective is to maximize the sum rate of all users under individual power constraint. The considered problem requires a joint power control at the users and beamforming design at the IRS, and is nonconvex. To handle it, semidefinite relaxa…
This paper investigates full-duplex unmanned aerial vehicle (UAV) aided small cell wireless systems, where the UAV serving as the base station (BS) is designed to transmit data to the downlink users and receive data from the uplink users simultaneously. To maximize the total system capacity, including uplink and downlink capacity, the UAV trajectory, downlink/uplink user scheduling, and uplink user transmit power are alternately optimized. The resulting optimization problem is mixed-integer and non-convex, which is challenging to solve. To address it, the block coordinate descent method and su…
Rate-splitting multiple access (RSMA) is a general multiple access scheme for downlink multi-antenna systems embracing both classical spatial division multiple access and more recent non-orthogonal multiple access. Finding a linear precoding strategy that maximizes the sum spectral efficiency of RSMA is a challenging yet significant problem. In this paper, we put forth a novel precoder design framework that jointly finds the linear precoders for the common and private messages for RSMA. Our approach is first to approximate the non-smooth minimum function part in the sum spectral efficiency of …
Driven by green communications, energy efficiency (EE) has become a new important criterion for designing wireless communication systems. However, high EE often leads to low spectral efficiency (SE), which spurs the research on EE-SE tradeoff. In this paper, we focus on how to maximize the utility in physical layer for an uplink multi-user multiple-input multipleoutput (MU-MIMO) system, where we will not only consider EE-SE tradeoff in a unified way, but also ensure user fairness. We first formulate the utility maximization problem, but it turns out to be non-convex. By exploiting the structur…
Rate-Splitting Multiple Access for RIS-Enabled Full-Duplex Communications with User Relaying
College of Information Science and Technology, Donghua University（东华大学信息科学与技术学院）；Department of Information and Computer Science, Keio University（庆应义塾大学信息计算机科学系）；Department of Engineering, Nottingham Trent University（诺丁汉特伦特大学工程系）
We solve a sum rate maximization problem of full-duplex (FD) multiuser multiple-input multiple-output (MU-MIMO) systems. Since additional self-interference (SI) in the uplink channel and co-channel interference (CCI) in the downlink channel are coupled in FD communication, the downlink and uplink multiuser beamforming vectors are required to be jointly designed. However, the joint optimization problem is non-convex and hard to solve due to the coupled effect. To properly address the coupled design issue, we reformulate the problem into an equivalent uplink channel problem, using the uplink and…
Smart and reconfigurable wireless communication environments can be established by exploiting well-designed intelligent reflecting surfaces (IRSs) to shape the communication channels. In this paper, we investigate how multiple IRSs affect the performance of multi-user full-duplex communication systems under hardware impairment at each node, wherein the base station (BS) and the uplink users are subject to maximum transmission power constraints. Firstly, the uplink-downlink system weighted sum-rate (SWSR) is derived which serves as a system performance metric. Then, we formulate the resource al…
In this paper, we consider maximizing the sum-rate in the uplink of a multi-cell OFDMA network. The problem has a non-convex combinatorial structure and is known to be NP hard. Due to the inherent complexity of implementing the optimal solution, firstly, we derive an upper and lower bound to the optimal average network throughput. Moreover, we investigate the performance of a near optimal single cell resource allocation scheme in the presence of ICI which leads to another easily computable lower bound. We then develop a centralized sub-optimal scheme that is composed of a geometric programming…
Classical antenna selection schemes require instantaneous channel state information (CSI). This leads to high signaling overhead in the system. This work proposes a novel joint receive antenna selection and precoding scheme for multiuser multiple-input multiple-output uplink transmission that relies only on the long-term statistics of the CSI. The proposed scheme designs the switching network and the uplink precoders, such that the expected throughput of the system in the long term is maximized. Invoking results from the random matrix theory, we derive a closed-form expression for the expected…
The enormous quality of service (QoS) demands posed by mission-critical use-cases of future 5G/6G wireless communication raise the need for resource-efficient highly reliable and low latency connectivity solutions. Multi-connectivity is considered a promising yet resource demanding approach to enhance reliability. In this work, we study the potential of the rate-splitting multiple access (RSMA) framework as an efficient way to enable uplink multi-connectivity for data transmissions with particularly high reliability requirements. Mapping high-criticality data onto the common stream allows it t…
