Direct methods to Lieb-Thirring kinetic inequalities
Phan Thành Nam
备注:
A contribution to the Proceedings of the Workshop on Density Functionals for Many-Particle Systems, September 2019, Singapore. The second version contains some minor corrections
We review some recent progress on Lieb-Thirring inequalities, focusing on direct methods to kinetic estimates for orthonormal functions and applications for many-body quantum systems.
We propose a general strategy to derive Lieb-Thirring inequalities for scale-covariant quantum many-body systems. As an application, we obtain a generalization of the Lieb-Thirring inequality to wave functions vanishing on the diagonal set of the configuration space, without any statistical assumption on the particles.
We establish Lieb-Thirring power bounds on discrete eigenvalues of Jacobi operators for Schatten class complex perturbations of periodic and more generally finite gap Jacobi matrices.
We obtain various versions of classical Lieb--Thirring bounds for one- and multi-dimensional complex Jacobi matrices. Our method is based on Fan-Mirski Lemma and seems to be fairly general.
We prove analogues of the Lieb-Thirring and Hardy-Lieb-Thirring inequalities for many-body quantum systems with fractional kinetic operators and homogeneous interaction potentials, where no anti-symmetry on the wave functions is assumed. These many-body inequalities imply interesting one-body interpolation inequalities, and we show that the corresponding one- and many-body inequalities are actually equivalent in certain cases.
Lieb-Thirring type estimates are proved for the sum of powers of negative eigenvalues of a Schrödinger type operator $(-Δ)^l -Vμ$ where $μ$ is a singular measure in $\mathbb{R}^d,$ satisfying a condition on the measure of balls and $V$ is a $μ$-measurable function.
This paper deals with the $L_p$-spectrum of Schrödinger operators on the hyperbolic plane. We establish Lieb-Thirring type inequalities for discrete eigenvalues and study their dependence on $p$. Some bounds on individual eigenvalues are derived as well.
We show how a matrix version of the Buslaev-Faddeev-Zakharov trace formulae for a one-dimensional Schrödinger operator leads to Lieb-Thirring inequalities with sharp constants $L^{cl}_{γ,d}$ with $γ\ge 3/2$ and arbitrary $d\ge 1$. (revised, to appear in Acta Math)
We prove sharp Lieb-Thirring type inequalities for the eigenvalues of a class of one-dimensional functional difference operators associated to mirror curves. We furthermore prove that the bottom of the essential spectrum of these operators is a resonance state.
We establish Lieb-Thirring power bounds on discrete eigenvalues of Jacobi operators for Schatten class perturbations under very general assumptions. Our results apply, in particular, to perturbations of reflectionless Jacobi operators with finite gap and Cantor-type essential spectrum.
In 1976 Lieb and Thirring established upper bounds on sums of powers of the negative eigenvalues of a Schrödinger operator in terms of semiclassical phase-space integrals. Over the last 45 years the optimal constants in these inequalities, the values of which were conjectured by Lieb and Thirring, have been subject of intense investigations. We aim to review existing results.
We study the two dimensional massless Coulomb-Dirac operator restricted to its positive spectral subspace and prove estimates on the negative eigenvalues created by electromagnetic perturbations.
We show that, under very general definitions of a kinetic energy operator $T$, the Lieb-Thirring inequalities for sums of eigenvalues of $T-V$ can be derived from the Sobolev inequality appropriate to that choice of $T$.
The goal of this note is to prove a analogue of the Littewood-Paley decomposition for densities of operators and to use it in the context of Lieb-Thirring inequalities.
We consider an analogue of the Lieb-Thirring inequality for quantum systems with homogeneous repulsive interaction potentials, but without the antisymmetry assumption on the wave functions. We show that in the strong-coupling limit, the Lieb-Thirring constant converges to the optimal constant of the one-body Gagliardo-Nirenberg interpolation inequality without interaction.
Combining the methods of Cuenin [2019] and Borichev-Golinskii-Kupin [2009, 2018], we obtain the so-called Lieb-Thirring inequalities for non-selfadjoint perturbations of an effective Hamiltonian for bilayer graphene.
We give a short and unified proof of Hardy-Lieb-Thirring inequalities for moments of eigenvalues of fractional Schroedinger operators. The proof covers the optimal parameter range. It is based on a recent inequality by Solovej, Soerensen, and Spitzer. Moreover, we prove that any non-magnetic Lieb-Thirring inequality implies a magnetic Lieb-Thirring inequality (with possibly a larger constant).
We discuss the Lieb-Thirring inequality for periodic systems, which has the same optimal constant as the original inequality for finite systems. This allows us to formulate a new conjecture about the value of its best constant. To demonstrate the importance of periodic states, we prove that the 1D Lieb-Thirring inequality at the special exponent $γ=3/2$ admits a one-parameter family of periodic optimizers, interpolating between the one-bound state and the uniform potential. Finally, we provide numerical simulations in 2D which support our conjecture that optimizers could be periodic.
For general non-symmetric operators $A$, we prove that the moment of order $γ\ge 1$ of negative real-parts of its eigenvalues is bounded by the moment of order $γ$ of negative eigenvalues of its symmetric part $H = {1/2} [A + A^*].$ As an application, we obtain Lieb-Thirring estimates for non self-adjoint Schrödinger operators. In particular, we recover recent results by Frank, Laptev, Lieb and Seiringer \cite{FLLS}. We also discuss moment of resonances of Schrödinger self-adjoint operators.
In this paper we approximate a Schrödinger operator on $L^2(\R)$ by Jacobi operators on $\ell^2(\Z)$ to provide new proofs of sharp Lieb-Thirring inequalities for the powers $γ=1/2$ and $γ=3/2$. To this end we first investigate spectral inequalities for Jacobi operators. Using the commutation method we present a new, direct proof of a sharp inequality corresponding to a Lieb-Thirring inequality for the power 3/2 on $\ell^2(\Z)$. We also introduce inequalities for higher powers of the eigenvalues as well as for matrix-valued potentials and compare our results to previously established bounds.
In 1975, Lieb and Thirring derived a semiclassical lower bound on the kinetic energy for fermions, which agrees with the Thomas-Fermi approximation up to a constant factor. Whenever the optimal constant in their bound coincides with the semiclassical one is a long-standing open question. We prove an improved bound with the semiclassical constant and a gradient error term which is of lower order.
A Lieb-Thirring bound for Schrödinger operators with Bernstein functions of the Laplacian is shown by functional integration techniques. Several specific cases are discussed in detail.
We derive Lieb-Thirring inequalities for the Riesz means of eigenvalues of order gamma >= 3/4 for fourth order Schrödinger operators in arbitrary dimensions. We also consider some extensions to polyharmonic operators, and to systems of such operators. For the critical case gamma = 1 - 1/2l in dimension d=1 with differential order 2l >= 4 we prove the strict inequality L^0(l,gamma,d) < L(l,gamma,d), which holds in contrast to current conjectures.
To determine the sharp constants for the one dimensional Lieb--Thirring inequalities with exponent gamma in (1/2,3/2) is still an open problem. According to a conjecture by Lieb and Thirring the sharp constant for these exponents should be attained by potentials having only one bound state. Here we exhibit a connection between the Lieb--Thirring conjecture for gamma=1 and an isporimetric inequality for ovals in the plane.
Improved estimates on the constants $L_{γ,d}$, for $1/2<γ<3/2$, $d\in N$ in the inequalities for the eigenvalue moments of Schrödinger operators are established.
This is a brief review of Lieb-Thirring inequalities for eigenvalues of the Schroedinger operator and lower bounds for the quantum mechanical kinetic energy (and some generalizations) in R^n.
In one and two spatial dimensions there is a logical possibility for identical quantum particles different from bosons and fermions, obeying intermediate or fractional (anyon) statistics. We consider applications of a recent Lieb-Thirring inequality for anyons in two dimensions, and derive new Lieb-Thirring inequalities for intermediate statistics in one dimension with implications for models of Lieb-Liniger and Calogero-Sutherland type. These inequalities follow from a local form of the exclusion principle valid for such generalized exchange statistics.
We improve the Lieb-Thirring type inequalities by Demuth, Hansmann and Katriel (J. Funct. Anal. 2009) for Schrödinger operators with complex-valued potentials. Our result involves a positive, integrable function. We show that in the one-dimensional case the result is sharp in the sense that if we take a non-integrable function, then an analogous inequality cannot hold.
We consider a Schrödinger operator on the half-line with a Dirichlet boundary condition at the origin and show that moments of its negative eigenvalues can be estimated by the part of the potential that is larger than the critical Hardy weight. The estimate is valid for the critical value of the moment parameter.
We show that phase space bounds on the eigenvalues of Schrödinger operators can be derived from universal bounds recently obtained by E. M. Harrell and the author via a monotonicity property with respect to coupling constants. In particular, we provide a new proof of sharp Lieb-Thirring inequalities.
We consider non-self-adjoint Schrödinger operators $H_{\rm c}=-Δ+V_{\rm c}$ (resp. $H_{\rm r}=-Δ+V_{\rm r}$) acting in $L^2(\mathbb R^d)$, $d\ge 1$, with dilation analytic complex (resp. real) potentials. We were able to find out perhaps a new application of dilation analytic method in \cite{So1} (N. Someyama, "Number of Eigenvalues of Non-self-adjoint Schrödinger Operators with Dilation Analytic Complex Potentials," Reports on Mathematical Physics, Volume 83, Issue 2, pp.163-174 (2019).). We give a Lieb--Thirring type estimate on resonance eigenvalues of $H_{\rm c}$ in the open complex sector…
We prove a Lieb-Thirring type inequality for potentials such that the associated Schrödinger operator has a pure discrete spectrum made of an unbounded sequence of eigenvalues. This inequality is equivalent to a generalized Gagliardo-Nirenberg inequality for systems. As a special case, we prove a logarithmic Sobolev inequality for infinite systems of mixed states. Optimal constants are determined and free energy estimates in connection with mixed states representations are also investigated.
Let $H := H_{0} + V$ and $H_{\perp} := H_{0,\perp} + V$ be respectively perturbations of the free Schrödinger operators $H_{0}$ on $L^{2}\big(\mathbb{R}^{2d+1}\big)$ and $H_{0,\perp}$ on $L^{2}\big(\mathbb{R}^{2d}\big)$, $d \geq 1$ with constant magnetic field of strength $b>0$, and $V$ is a complex relatively compact perturbation. We prove Lieb-Thirring type inequalities for the discrete spectrum of $H$ and $H_{\perp}$. In particular, these estimates give $a\, priori$ information on the distribution of the discrete eigenvalues around the Landau levels of the operator, and describe how fast se…
We give a proof of the Lieb-Thirring inequality on the kinetic energy of orthonormal functions by using a microlocal technique, in which the uncertainty and exclusion principles are combined through the use of the Besicovitch covering lemma.
We prove upper and lower bounds for sums of eigenvalues of Lieb-Thirring type for non-self-adjoint Schrödinger operators on the half-line. The upper bounds are established for general classes of integrable potentials and are shown to be optimal in various senses by proving the lower bounds for specific potentials. We consider sums that correspond to both the critical and non-critical cases.
Extending earlier work of Killip-Simon and Simon-Zlatos, we obtain sum rules for Jacobi matrices in which the a.c. part of the spectral measure and the eigenvalues of the matrix appear on opposite sides of the equation. We use these to obtain various results on divergence of certain Lieb-Thirring sums of eigenvalues and Szego-type integrals of the a.c. part of the spectral measure.
We investigate numerically the optimal constants in Lieb-Thirring inequalities by studying the associated maximization problem. We use a monotonic fixed-point algorithm and a finite element discretization to obtain trial potentials which provide lower bounds on the optimal constants. We examine the one-dimensional and radial cases in detail. Our numerical results provide new lower bounds, insight into the behavior of the maximizers and confirm some existing conjectures. Based on our numerical results, we formulate a complete conjecture about the best constants for all possible values of the pa…
We prove an upper bound on the sum of the distances between the eigenvalues of a perturbed Schrödinger operator $H_0-V$ and the lowest eigenvalue of $H_0$. Our results hold for operators $H_0=-Δ-V_0$ in one dimension with single-well potentials. We rely on a variation of the well-known commutation method. In the Pöschl-Teller and Coulomb cases we are able to use the explicit factorisations to establish improved bounds.
In this paper, we mainly study the Lieb-Thirring inequality for families of orthonormal scalar functions on the four-dimensional sphere $ \mathbb{S}^{4} $ and torus $ \mathbb{T}^{4} $. The bounds of all the constants involved are obtained. Specifically, we prove that the costant $ \mathcal{K}_{4}(\mathbb{S}^{4}) $ of the Lieb-Thirring inequality on the sphere $ \mathbb{S}^{4} $ satisfies $$ 0.0844 \leq \mathcal{K}_{4}(\mathbb{S}^{4})\leq 0.1728,$$ and the constant $ \mathcal{K}_{4}(\mathbb{T}^{4}) $ of the Lieb-Thirring inequality on the torus $ \mathbb{T}^{4} $ satisfies $$ 0.0190 \leq \mathc…
We show that the Lieb-Thirring inequalities on moments of negative eigenvalues of Schroedinger-like operators remain true, with possibly different constants, when the critical Hardy-weight $C|x|^{-2}$ is subtracted from the Laplace operator. We do so by first establishing a Sobolev inequality for such operators. Similar results are true for fractional powers of the Laplacian and the Hardy-weight and, in particular, for relativistic Schroedinger operators. We also allow for the inclusion of magnetic vector potentials. As an application, we extend, for the first time, the proof of stability of r…
The Lieb-Thirring inequalities give a bound on the negative eigenvalues of a Schrödinger operator in terms of an $L^p$ norm of the potential. This is dual to a bound on the $H^1$-norms of a system of orthonormal functions. Here we extend these to analogous inequalities for perturbations of the Fermi sea of non-interacting particles, i.e., for perturbations of the continuous spectrum of the Laplacian by local potentials.
We derive a Pauli exclusion principle for extended fermion-based anyons of any positive radius and any non-trivial statistics parameter. That is, we consider 2D fermionic particles coupled to magnetic flux tubes of non-zero radius, and prove a Lieb-Thirring inequality for the corresponding many-body kinetic energy operator. The implied constant is independent of the radius of the flux tubes, and proportional to the statistics parameter.
We consider a model of quantum-mechanical particles interacting via point interactions of infinite scattering length. In the case of fermions we prove a Lieb-Thirring inequality for the energy, i.e., we show that the energy is bounded from below by a constant times the integral of the particle density to the power 5/3.
We study interacting Bose gases and prove lower bounds for the kinetic plus interaction energy of a many-body wave function in terms of its particle density. These general estimates are then applied to various types of interactions, including hard sphere (in 3D) and hard disk (in 2D) as well as a general class of homogeneous potentials.
We consider the many-particle quantum mechanics of anyons, i.e. identical particles in two space dimensions with a continuous statistics parameter $α\in [0,1]$ ranging from bosons ($α=0$) to fermions ($α=1$). We prove a (magnetic) Hardy inequality for anyons, which in the case that $α$ is an odd numerator fraction implies a local exclusion principle for the kinetic energy of such anyons. From this result, and motivated by Dyson and Lenard's original approach to the stability of fermionic matter in three dimensions, we prove a Lieb-Thirring inequality for these types of anyons.
We prove bounds of the form $\sum_{e\in I\capσ_\di (H)} \dist (e,σ_\e (H))^{1/2} \leq L^1$-norm of a perturbation, where $I$ is a gap. Included are gaps in continuum one-dimensional periodic Schrödinger operators and finite gap Jacobi matrices where we get a generalized Nevai conjecture about an $L^1$ condition implying a Szegő condition. One key is a general new form of the Birman--Schwinger bound in gaps.
In this paper we disprove part of a conjecture of Lieb and Thirring concerning the best constant in their eponymous inequality. We prove that the best Lieb-Thirring constant when the eigenvalues of a Schrödinger operator $-Δ+V(x)$ are raised to the power $κ$ is never given by the one-bound state case when $κ>\max(0,2-d/2)$ in space dimension $d\geq1$. When in addition $κ\geq1$ we prove that this best constant is never attained for a potential having finitely many eigenvalues. The method to obtain the first result is to carefully compute the exponentially small interaction between two Gagliardo…
We review recent results on functional inequalities for systems of orthonormal functions. The key finding is that for various operators the orthonormality leads to a gain over a simple application of the triangle inequality. The operators under consideration are either related to Sobolev type inequalities or to Fourier restriction type inequalities.
We prove new inequalities of the Lieb-Thirring type on the eigenvalues of Schrödinger operators in wave guides with local perturbations. The estimates are optimal in the weak-coupling case. To illustrate their applications, we consider, in particular, a straight strip and a straight circular tube with either mixed boundary conditions or boundary deformations.
For a Jacobi matrix J on l^2(Z_+) with Ju(n)=a_{n-1} u(n-1) + b_n u(n) + a_n u(n+1), we prove that \sum_{|E|>2} (E^2 -4)^{1/2} \leq \sum_n |b_n| + 4\sum_n |a_n -1|. We also prove bounds on higher moments and some related results in higher dimension.