Task-oriented conversational modeling with unstructured knowledge access, as track 1 of the 9th Dialogue System Technology Challenges (DSTC 9), requests to build a system to generate response given dialogue history and knowledge access. This challenge can be separated into three subtasks, (1) knowledge-seeking turn detection, (2) knowledge selection, and (3) knowledge-grounded response generation. We use pre-trained language models, ELECTRA and RoBERTa, as our base encoder for different subtasks. For subtask 1 and 2, the coarse-grained information like domain and entity are used to enhance knowledge usage. For subtask 3, we use a latent variable to encode dialog history and selected knowledge better and generate responses combined with copy mechanism. Meanwhile, some useful post-processing strategies are performed on the model's final output to make further knowledge usage in the generation task. As shown in released evaluation results, our proposed system ranks second under objective metrics and ranks fourth under human metrics.
Recently, researchers have explored using the encoder-decoder framework to tackle dialogue state tracking (DST), which is a key component of task-oriented dialogue systems. However, they regard a multi-turn dialogue as a flat sequence, failing to focus on useful information when the sequence is long. In this paper, we propose a Hierarchical Dynamic Copy Network (HDCN) to facilitate focusing on the most informative turn, making it easier to extract slot values from the dialogue context. Based on the encoder-decoder framework, we adopt a hierarchical copy approach that calculates two levels of a…
Task-oriented dialogue focuses on conversational agents that participate in user-initiated dialogues on domain-specific topics. In contrast to chatbots, which simply seek to sustain open-ended meaningful discourse, existing task-oriented agents usually explicitly model user intent and belief states. This paper examines bypassing such an explicit representation by depending on a latent neural embedding of state and learning selective attention to dialogue history together with copying to incorporate relevant prior context. We complement recent work by showing the effectiveness of simple sequenc…
The Hong Kong University of Science and Technology（香港科技大学）
In this thesis, we leverage the neural copy mechanism and memory-augmented neural networks (MANNs) to address existing challenge of neural task-oriented dialogue learning. We show the effectiveness of our strategy by achieving good performance in multi-domain dialogue state tracking, retrieval-based dialogue systems, and generation-based dialogue systems. We first propose a transferable dialogue state generator (TRADE) that leverages its copy mechanism to get rid of dialogue ontology and share knowledge between domains. We also evaluate unseen domain dialogue state tracking and show that TRADE…
Fraunhofer IAIS（弗劳恩霍夫智能分析与信息系统研究所）；University of Bonn（波恩大学）；Volkswagen Group Research（大众汽车集团研究部）
Non-goal oriented, generative dialogue systems lack the ability to generate answers with grounded facts. A knowledge graph can be considered an abstraction of the real world consisting of well-grounded facts. This paper addresses the problem of generating well grounded responses by integrating knowledge graphs into the dialogue systems response generation process, in an end-to-end manner. A dataset for nongoal oriented dialogues is proposed in this paper in the domain of soccer, conversing on different clubs and national teams along with a knowledge graph for each of these teams. A novel neura…
Institute of Automation, Chinese Academy of Sciences（中国科学院自动化研究所）；University of Chinese Academy of Sciences（中国科学院大学）；Beijing Unisound Information Technology Co., Ltd（北京云知声信息技术有限公司）
Dialogue state tracking (DST) is an essential component in task-oriented dialogue systems, which estimates user goals at every dialogue turn. However, most previous approaches usually suffer from the following problems. Many discriminative models, especially end-to-end (E2E) models, are difficult to extract unknown values that are not in the candidate ontology; previous generative models, which can extract unknown values from utterances, degrade the performance due to ignoring the semantic information of pre-defined ontology. Besides, previous generative models usually need a hand-crafted list…
University of California Santa Barbara（加州大学圣巴巴拉分校）；Alibaba DAMO Academy（阿里巴巴达摩院）；Tencent AI Lab（腾讯人工智能实验室）；Microsoft Research Asia（微软亚洲研究院）
In this paper, we propose to formulate the task-oriented dialogue system as the purely natural language generation task, so as to fully leverage the large-scale pre-trained models like GPT-2 and simplify complicated delexicalization prepossessing. However, directly applying this method heavily suffers from the dialogue entity inconsistency caused by the removal of delexicalized tokens, as well as the catastrophic forgetting problem of the pre-trained model during fine-tuning, leading to unsatisfactory performance. To alleviate these problems, we design a novel GPT-Adapter-CopyNet network, whic…
University of Illinois at Chicago（伊利诺伊大学芝加哥分校）；Uber AI（优步人工智能）
This paper proposes a novel end-to-end architecture for task-oriented dialogue systems. It is based on a simple and practical yet very effective sequence-to-sequence approach, where language understanding and state tracking tasks are modeled jointly with a structured copy-augmented sequential decoder and a multi-label decoder for each slot. The policy engine and language generation tasks are modeled jointly following that. The copy-augmented sequential decoder deals with new or unknown values in the conversation, while the multi-label decoder combined with the sequential decoder ensures the ex…
Dialogue policy learning, a subtask that determines the content of system response generation and then the degree of task completion, is essential for task-oriented dialogue systems. However, the unbalanced distribution of system actions in dialogue datasets often causes difficulty in learning to generate desired actions and responses. In this paper, we propose a retrieve-and-memorize framework to enhance the learning of system actions. Specially, we first design a neural context-aware retrieval module to retrieve multiple candidate system actions from the training set given a dialogue context…
S2Dialog: Multimodal Dialogue Retrieval with Semantic and Acoustic-Style Modeling
College of Computer Science, Inner Mongolia University（内蒙古大学计算机学院）；University of Electronic Science and Technology of China, Shenzhen Campus（电子科技大学深圳校区）
Research Center for Social Computing and Information Retrieval（社会计算与信息检索研究中心）；Harbin Institute of Technology（哈尔滨工业大学）
Querying the knowledge base (KB) has long been a challenge in the end-to-end task-oriented dialogue system. Previous sequence-to-sequence (Seq2Seq) dialogue generation work treats the KB query as an attention over the entire KB, without the guarantee that the generated entities are consistent with each other. In this paper, we propose a novel framework which queries the KB in two steps to improve the consistency of generated entities. In the first step, inspired by the observation that a response can usually be supported by a single KB row, we introduce a KB retrieval component which explicitl…
Zurich University of Applied Sciences (ZHAW)（苏黎世应用科学大学）
This paper introduces an adversarial method to stress-test trained metrics to evaluate conversational dialogue systems. The method leverages Reinforcement Learning to find response strategies that elicit optimal scores from the trained metrics. We apply our method to test recently proposed trained metrics. We find that they all are susceptible to giving high scores to responses generated by relatively simple and obviously flawed strategies that our method converges on. For instance, simply copying parts of the conversation context to form a response yields competitive scores or even outperform…
Fudan University（复旦大学）；National University of Singapore（新加坡国立大学）；King Abdullah University of Science and Technology（阿卜杜拉国王科技大学）
The task of dialogue generation aims to automatically provide responses given previous utterances. Tracking dialogue states is an important ingredient in dialogue generation for estimating users' intention. However, the \emph{expensive nature of state labeling} and the \emph{weak interpretability} make the dialogue state tracking a challenging problem for both task-oriented and non-task-oriented dialogue generation: For generating responses in task-oriented dialogues, state tracking is usually learned from manually annotated corpora, where the human annotation is expensive for training; for ge…
Soochow University（苏州大学）；University of Edinburgh（爱丁堡大学）；Lenovo Research AI Lab（联想研究院人工智能实验室）
Ellipsis and co-reference are common and ubiquitous especially in multi-turn dialogues. In this paper, we treat the resolution of ellipsis and co-reference in dialogue as a problem of generating omitted or referred expressions from the dialogue context. We therefore propose a unified end-to-end Generative Ellipsis and CO-reference Resolution model (GECOR) in the context of dialogue. The model can generate a new pragmatically complete user utterance by alternating the generation and copy mode for each user utterance. A multi-task learning framework is further proposed to integrate the GECOR int…
The Hong Kong University of Science and Technology（香港科技大学）；Salesforce Research（Salesforce研究院）
End-to-end task-oriented dialogue is challenging since knowledge bases are usually large, dynamic and hard to incorporate into a learning framework. We propose the global-to-local memory pointer (GLMP) networks to address this issue. In our model, a global memory encoder and a local memory decoder are proposed to share external knowledge. The encoder encodes dialogue history, modifies global contextual representation, and generates a global memory pointer. The decoder first generates a sketch response with unfilled slots. Next, it passes the global memory pointer to filter the external knowled…
Center for Artificial Intelligence Research (CAiRE)（人工智能研究中心（CAiRE））；Department of Electronic and Computer Engineering（电子与计算机工程系）；The Hong Kong University of Science and Technology（香港科技大学）
In this paper, we propose Minimalist Transfer Learning (MinTL) to simplify the system design process of task-oriented dialogue systems and alleviate the over-dependency on annotated data. MinTL is a simple yet effective transfer learning framework, which allows us to plug-and-play pre-trained seq2seq models, and jointly learn dialogue state tracking and dialogue response generation. Unlike previous approaches, which use a copy mechanism to "carryover" the old dialogue states to the new one, we introduce Levenshtein belief spans (Lev), that allows efficient dialogue state tracking with a minima…
The Hong Kong University of Science and Technology（香港科技大学）；Salesforce Research（赛富时研究院）
Over-dependence on domain ontology and lack of knowledge sharing across domains are two practical and yet less studied problems of dialogue state tracking. Existing approaches generally fall short in tracking unknown slot values during inference and often have difficulties in adapting to new domains. In this paper, we propose a Transferable Dialogue State Generator (TRADE) that generates dialogue states from utterances using a copy mechanism, facilitating knowledge transfer when predicting (domain, slot, value) triplets not encountered during training. Our model is composed of an utterance enc…
University of Oxford（牛津大学）；Tencent（腾讯）；Shenzhen Institutes of Advanced Technology, Chinese Academy of Sciences（中国科学院深圳先进技术研究院）；ByteDance（字节跳动）；Amazon Web Services（亚马逊云科技）
Most existing neural network based task-oriented dialogue systems follow encoder-decoder paradigm, where the decoder purely depends on the source texts to generate a sequence of words, usually suffering from instability and poor readability. Inspired by the traditional template-based generation approaches, we propose a template-guided hybrid pointer network for the knowledge-based task-oriented dialogue system, which retrieves several potentially relevant answers from a pre-constructed domain-specific conversational repository as guidance answers, and incorporates the guidance answers into bot…
Heinrich Heine University Düsseldorf（杜塞尔多夫海因里希·海涅大学）；University of Cambridge（剑桥大学）
The dialogue management component of a task-oriented dialogue system is typically optimised via reinforcement learning (RL). Optimisation via RL is highly susceptible to sample inefficiency and instability. The hierarchical approach called Feudal Dialogue Management takes a step towards more efficient learning by decomposing the action space. However, it still suffers from instability due to the reward only being provided at the end of the dialogue. We propose the usage of an intrinsic reward based on information gain to address this issue. Our proposed reward favours actions that resolve unce…
NetEase Inc.（网易公司）；Tsinghua University（清华大学）；Samsung Research China - Beijing（三星电子中国研究院（北京））；Alibaba Group（阿里巴巴集团）
Recent advances in open-domain dialogue systems rely on the success of neural models that are trained on large-scale data. However, collecting large-scale dialogue data is usually time-consuming and labor-intensive. To address this data dilemma, we propose a novel data augmentation method for training open-domain dialogue models by utilizing unpaired data. Specifically, a data-level distillation process is first proposed to construct augmented dialogues where both post and response are retrieved from the unpaired data. A ranking module is employed to filter out low-quality dialogues. Further, …
Fondazione Bruno Kessler（布鲁诺·凯斯勒基金会）；University of Trento（特伦托大学）
A Dialogue State Tracker is a key component in dialogue systems which estimates the beliefs of possible user goals at each dialogue turn. Deep learning approaches using recurrent neural networks have shown state-of-the-art performance for the task of dialogue state tracking. Generally, these approaches assume a predefined candidate list and struggle to predict any new dialogue state values that are not seen during training. This makes extending the candidate list for a slot without model retaining infeasible and also has limitations in modelling for low resource domains where training data for…
Knowledge-driven dialog system has recently made remarkable breakthroughs. Compared with general dialog systems, superior knowledge-driven dialog systems can generate more informative and knowledgeable responses with pre-provided knowledge. However, in practical applications, the dialog system cannot be provided with corresponding knowledge in advance because it cannot know in advance the development of the conversation. Therefore, in order to make the knowledge dialogue system more practical, it is vital to find a way to retrieve relevant knowledge based on the dialogue history. To solve this…
Elastic Weight Removal for Faithful and Abstractive Dialogue Generation
TU Darmstadt（达姆施塔特工业大学）；Hessian Center for AI (hessian.AI)（黑森人工智能中心）；Allen Institute for Artificial Intelligence（艾伦人工智能研究所）；ETH Zürich（苏黎世联邦理工学院）；University of Edinburgh（爱丁堡大学）
Context-Driven Incremental Compression for Multi-Turn Dialogue Generation
The Hong Kong University of Science and Technology（香港科技大学）；NVIDIA AI Technology Center（NVIDIA AI技术中心）；Shanghai Jiao Tong University（上海交通大学）；The Chinese University of Hong Kong（香港中文大学）
In this paper, we present a hybrid model that combines a neural conversational model and a rule-based graph dialogue system that assists users in scheduling reminders through a chat conversation. The graph based system has high precision and provides a grammatically accurate response but has a low recall. The neural conversation model can cater to a variety of requests, as it generates the responses word by word as opposed to using canned responses. The hybrid system shows significant improvements over the existing baseline system of rule based approach and caters to complex queries with a dom…
Embodied dialogue instruction following requires an agent to complete a complex sequence of tasks from a natural language exchange. The recent introduction of benchmarks (Padmakumar et al., 2022) raises the question of how best to train and evaluate models for this multi-turn, multi-agent, long-horizon task. This paper contributes to that conversation, by arguing that imitation learning (IL) and related low-level metrics are actually misleading and do not align with the goals of embodied dialogue research and may hinder progress. We provide empirical comparisons of metrics, analysis of three m…
In recent years, Internet memes have been widely used in online chatting. Compared with text-based communication, conversations become more expressive and attractive when Internet memes are incorporated. This paper presents our solutions for the Meme incorporated Open-domain Dialogue (MOD) Challenge of DSTC10, where three tasks are involved: text response modeling, meme retrieval, and meme emotion classification. Firstly, we leverage a large-scale pre-trained dialogue model for coherent and informative response generation. Secondly, based on interaction-based text-matching, our approach can re…
Building open-domain dialogue systems capable of rich human-like conversational ability is one of the fundamental challenges in language generation. However, even with recent advancements in the field, existing open-domain generative models fail to capture and utilize external knowledge, leading to repetitive or generic responses to unseen utterances. Current work on knowledge-grounded dialogue generation primarily focuses on persona incorporation or searching a fact-based structured knowledge source such as Wikipedia. Our method takes a broader and simpler approach, which aims to improve the …
University of Amsterdam（阿姆斯特丹大学）；Microsoft Research AI（微软研究院AI）
Dialogue response selection is an important part of Task-oriented Dialogue Systems (TDSs); it aims to predict an appropriate response given a dialogue context. Obtaining key information from a complex, long dialogue context is challenging, especially when different sources of information are available, e.g., the user's utterances, the system's responses, and results retrieved from a knowledge base (KB). Previous work ignores the type of information source and merges sources for response selection. However, accounting for the source type may lead to remarkable differences in the quality of resp…
Existing pipelined task-oriented dialogue systems usually have difficulties adapting to unseen domains, whereas end-to-end systems are plagued by large-scale knowledge bases in practice. In this paper, we introduce a novel query-driven task-oriented dialogue system, namely Q-TOD. The essential information from the dialogue context is extracted into a query, which is further employed to retrieve relevant knowledge records for response generation. Firstly, as the query is in the form of natural language and not confined to the schema of the knowledge base, the issue of domain adaption is allevia…
Retrieve-based dialogue response selection aims to find a proper response from a candidate set given a multi-turn context. Pre-trained language models (PLMs) based methods have yielded significant improvements on this task. The sequence representation plays a key role in the learning of matching degree between the dialogue context and the response. However, we observe that different context-response pairs sharing the same context always have a greater similarity in the sequence representations calculated by PLMs, which makes it hard to distinguish positive responses from negative ones. Motivat…
University of Alberta（阿尔伯塔大学）；Mila（米拉人工智能研究院）；McGill University（麦吉尔大学）；Canada CIFAR AI Chair（加拿大CIFAR人工智能讲席教授）；The Hong Kong University of Science and Technology（香港科技大学）
Dialogue systems powered by large pre-trained language models (LM) exhibit an innate ability to deliver fluent and natural-looking responses. Despite their impressive generation performance, these models can often generate factually incorrect statements impeding their widespread adoption. In this paper, we focus on the task of improving the faithfulness -- and thus reduce hallucination -- of Neural Dialogue Systems to known facts supplied by a Knowledge Graph (KG). We propose Neural Path Hunter which follows a generate-then-refine strategy whereby a generated response is amended using the k-ho…
The Hong Kong University of Science and Technology（香港科技大学）
Learning to converse using only a few examples is a great challenge in conversational AI. The current best conversational models, which are either good chit-chatters (e.g., BlenderBot) or goal-oriented systems (e.g., MinTL), are language models (LMs) fine-tuned on large conversational datasets. Training these models is expensive, both in terms of computational resources and time, and it is hard to keep them up to date with new conversational skills. A simple yet unexplored solution is prompt-based few-shot learning (Brown et al. 2020) which does not require gradient-based fine-tuning but inste…
Harbin Institute of Technology（哈尔滨工业大学）；Alibaba Group（阿里巴巴集团）；Indiana University Bloomington（印第安纳大学伯明顿分校）
In the past few years, audiences from different fields witness the achievements of sequence-to-sequence models (e.g., LSTM+attention, Pointer Generator Networks, and Transformer) to enhance dialogue content generation. While content fluency and accuracy often serve as the major indicators for model training, dialogue logics, carrying critical information for some particular domains, are often ignored. Take customer service and court debate dialogue as examples, compatible logics can be observed across different dialogue instances, and this information can provide vital evidence for utterance g…
Real human conversation data are complicated, heterogeneous, and noisy, from which building open-domain dialogue systems remains a challenging task. In fact, such dialogue data still contains a wealth of information and knowledge, however, they are not fully explored. In this paper, we show existing open-domain dialogue generation methods that memorize context-response paired data with autoregressive or encode-decode language models underutilize the training data. Different from current approaches, using external knowledge, we explore a retrieval-generation training framework that can take adv…
Mitigating the Negative Impact of Over-association for Conversational Query Production
School of Information, Xiamen University（厦门大学信息学院）；Xiamen Key Laboratory of Intelligent Storage and Computing（厦门智能存储与计算重点实验室）；Tencent AI Lab（腾讯AI实验室）；College of Computer and Control Engineering, Minjiang University（闽江学院计算机与控制工程学院）
ReSee: Responding through Seeing Fine-grained Visual Knowledge in Open-domain Dialogue
University of Chinese Academy of Sciences（中国科学院大学）；Huawei Noah’s Ark Lab（华为诺亚方舟实验室）；Huawei Technologies Ltd.（华为技术有限公司）；Beijing University of Post and Telecommunications（北京邮电大学）
University of California Santa Cruz（加州大学圣克鲁兹分校）；Google Content Studio（谷歌内容工作室）；Google Research（谷歌研究院）
Dialogue systems for hotel and tourist information have typically simplified the richness of the domain, focusing system utterances on only a few selected attributes such as price, location and type of rooms. However, much more content is typically available for hotels, often as many as 50 distinct instantiated attributes for an individual entity. New methods are needed to use this content to generate natural dialogues for hotel information, and in general for any domain with such rich complex content. We describe three experiments aimed at collecting data that can inform an NLG for hotels dia…
In open-domain dialogue intelligent agents should exhibit the use of knowledge, however there are few convincing demonstrations of this to date. The most popular sequence to sequence models typically "generate and hope" generic utterances that can be memorized in the weights of the model when mapping from input utterance(s) to output, rather than employing recalled knowledge as context. Use of knowledge has so far proved difficult, in part because of the lack of a supervised learning benchmark task which exhibits knowledgeable open dialogue with clear grounding. To that end we collect and rele…
Institute of Information Engineering, Chinese academy of Sciences（中国科学院信息工程研究所）；Baidu Inc.（百度公司）；School of Cyber Security, University of Chinese academy of Sciences（中国科学院大学网络空间安全学院）；Chinese academy of Sciences（中国科学院）
While several state-of-the-art approaches to dialogue state tracking (DST) have shown promising performances on several benchmarks, there is still a significant performance gap between seen slot values (i.e., values that occur in both training set and test set) and unseen ones (values that occur in training set but not in test set). Recently, the copy-mechanism has been widely used in DST models to handle unseen slot values, which copies slot values from user utterance directly. In this paper, we aim to find out the factors that influence the generalization ability of a common copy-mechanism m…
Sequence generation models for dialogue are known to have several problems: they tend to produce short, generic sentences that are uninformative and unengaging. Retrieval models on the other hand can surface interesting responses, but are restricted to the given retrieval set leading to erroneous replies that cannot be tuned to the specific context. In this work we develop a model that combines the two approaches to avoid both their deficiencies: first retrieve a response and then refine it -- the final sequence generator treating the retrieval as additional context. We show on the recent CONV…
CAS Center for Excellence in Brain Science and Intelligence Technology（中国科学院脑科学与智能技术卓越创新中心）
Due to the rapid emergence of short videos and the requirement for content understanding and creation, the video captioning task has received increasing attention in recent years. In this paper, we convert traditional video captioning task into a new paradigm, \ie, Open-book Video Captioning, which generates natural language under the prompts of video-content-relevant sentences, not limited to the video itself. To address the open-book video captioning problem, we propose a novel Retrieve-Copy-Generate network, where a pluggable video-to-text retriever is constructed to retrieve sentences as h…
Xiamen University（厦门大学）；Tencent AI Lab（腾讯人工智能实验室）；University of Oxford（牛津大学）
Knowledge-aided dialogue response generation aims at augmenting chatbots with relevant external knowledge in the hope of generating more informative responses. The majority of previous work assumes that the relevant knowledge is given as input or retrieved from a static pool of knowledge. However, this assumption violates the real-world situation, where knowledge is continually updated and a chatbot has to dynamically retrieve useful knowledge. We propose a dialogue model that can access the vast and dynamic information from any search engine for response generation. As the core module, a quer…
