This paper presents our work for the ninth edition of the Dialogue System Technology Challenge (DSTC9). Our solution addresses the track number four: Simulated Interactive MultiModal Conversations. The task consists in providing an algorithm able to simulate a shopping assistant that supports the user with his/her requests. We address the task of response retrieval, that is the task of retrieving the most appropriate agent response from a pool of response candidates. Our approach makes use of a neural architecture based on transformer with a multi-attentive structure that conditions the response of the agent on the request made by the user and on the product the user is referring to. Final experiments on the SIMMC Fashion Dataset show that our approach achieves the second best scores on all the retrieval metrics defined by the organizers. The source code is available at https://github.com/D2KLab/dstc9-SIMMC.
Dialogue state tracking, which estimates user goals and requests given the dialogue context, is an essential part of task-oriented dialogue systems. In this paper, we propose the Global-Locally Self-Attentive Dialogue State Tracker (GLAD), which learns representations of the user utterance and previous system actions with global-local modules. Our model uses global modules to share parameters between estimators for different types (called slots) of dialogue states, and uses local modules to learn slot-specific features. We show that this significantly improves tracking of rare states and achie…
University College London（伦敦大学学院）；Uppsala University（乌普萨拉大学）
An indispensable component in task-oriented dialogue systems is the dialogue state tracker, which keeps track of users' intentions in the course of conversation. The typical approach towards this goal is to fill in multiple pre-defined slots that are essential to complete the task. Although various dialogue state tracking methods have been proposed in recent years, most of them predict the value of each slot separately and fail to consider the correlations among slots. In this paper, we propose a slot self-attention mechanism that can learn the slot correlations automatically. Specifically, a …
IBM Research AI（IBM研究院人工智能部门）；University of Central Florida（中佛罗里达大学）
We propose novel AI-empowered chat bots for learning as conversation where a user does not read a passage but gains information and knowledge through conversation with a teacher bot. Our information-acquisition-oriented dialogue system employs a novel adaptation of reinforced self-play so that the system can be transferred to various domains without in-domain dialogue data, and can carry out conversations both informative and attentive to users. Our extensive subjective and objective evaluations on three large public data corpora demonstrate the effectiveness of our system to deliver knowledge…
S2Dialog: Multimodal Dialogue Retrieval with Semantic and Acoustic-Style Modeling
College of Computer Science, Inner Mongolia University（内蒙古大学计算机学院）；University of Electronic Science and Technology of China, Shenzhen Campus（电子科技大学深圳校区）
Dial-MAE: ConTextual Masked Auto-Encoder for Retrieval-based Dialogue Systems
Institute of Information Engineering, Chinese Academy of Sciences（中国科学院信息工程研究所）；School of Cyber Security, University of Chinese Academy of Sciences（中国科学院大学网络空间安全学院）
The Hong Kong University of Science and Technology（香港科技大学）
In this thesis, we leverage the neural copy mechanism and memory-augmented neural networks (MANNs) to address existing challenge of neural task-oriented dialogue learning. We show the effectiveness of our strategy by achieving good performance in multi-domain dialogue state tracking, retrieval-based dialogue systems, and generation-based dialogue systems. We first propose a transferable dialogue state generator (TRADE) that leverages its copy mechanism to get rid of dialogue ontology and share knowledge between domains. We also evaluate unseen domain dialogue state tracking and show that TRADE…
Neural task-oriented dialogue systems often struggle to smoothly interface with a knowledge base. In this work, we seek to address this problem by proposing a new neural dialogue agent that is able to effectively sustain grounded, multi-domain discourse through a novel key-value retrieval mechanism. The model is end-to-end differentiable and does not need to explicitly model dialogue state or belief trackers. We also release a new dataset of 3,031 dialogues that are grounded through underlying knowledge bases and span three distinct tasks in the in-car personal assistant space: calendar schedu…
LS2N（LS2N实验室）；CNRS（法国国家科学研究中心）；Université de Nantes（南特大学）
Building dialogue systems that naturally converse with humans is being an attractive and an active research domain. Multiple systems are being designed everyday and several datasets are being available. For this reason, it is being hard to keep an up-to-date state-of-the-art. In this work, we present the latest and most relevant retrieval-based dialogue systems and the available datasets used to build and evaluate them. We discuss their limitations and provide insights and guidelines for future work.
The article describes the new approach for quality improvement of automated dialogue systems for customer support service. Analysis produced in the paper demonstrates the dependency of the quality of the retrieval-based dialogue system quality on the choice of negative responses. The proposed approach implies choosing the negative samples according to the distribution of responses in the train set. In this implementation the negative samples are randomly chosen from the original response distribution and from the "artificial" distribution of negative responses, such as uniform distribution or …
Previous works related to automatic personality recognition focus on using traditional classification models with linguistic features. However, attentive neural networks with contextual embeddings, which have achieved huge success in text classification, are rarely explored for this task. In this project, we have two major contributions. First, we create the first dialogue-based personality dataset, FriendsPersona, by annotating 5 personality traits of speakers from Friends TV Show through crowdsourcing. Second, we present a novel approach to automatic personality recognition using pre-trained…
Finding semantically rich and computer-understandable representations for textual dialogues, utterances and words is crucial for dialogue systems (or conversational agents), as their performance mostly depends on understanding the context of conversations. Recent research aims at finding distributed vector representations (embeddings) for words, such that semantically similar words are relatively close within the vector-space. Encoding the "meaning" of text into vectors is a current trend, and text can range from words, phrases and documents to actual human-to-human conversations. In recent re…
The Hong Kong University of Science and Technology（香港科技大学）；Facebook；Columbia University（哥伦比亚大学）
Zero-shot cross-domain dialogue state tracking (DST) enables us to handle task-oriented dialogue in unseen domains without the expense of collecting in-domain data. In this paper, we propose a slot description enhanced generative approach for zero-shot cross-domain DST. Specifically, our model first encodes dialogue context and slots with a pre-trained self-attentive encoder, and generates slot values in an auto-regressive manner. In addition, we incorporate Slot Type Informed Descriptions that capture the shared information across slots to facilitate cross-domain knowledge transfer. Experimen…
Real human conversation data are complicated, heterogeneous, and noisy, from which building open-domain dialogue systems remains a challenging task. In fact, such dialogue data still contains a wealth of information and knowledge, however, they are not fully explored. In this paper, we show existing open-domain dialogue generation methods that memorize context-response paired data with autoregressive or encode-decode language models underutilize the training data. Different from current approaches, using external knowledge, we explore a retrieval-generation training framework that can take adv…
Dialogue systems can benefit from being able to search through a corpus of text to find information relevant to user requests, especially when encountering a request for which no manually curated response is available. The state-of-the-art technology for neural dense retrieval or re-ranking involves deep learning models with hundreds of millions of parameters. However, it is difficult and expensive to get such models to operate at an industrial scale, especially for cloud services that often need to support a big number of individually customized dialogue systems, each with its own text corpus…
Task-oriented dialogue systems in industry settings need to have high conversational capability, be easily adaptable to changing situations and conform to business constraints. This paper describes a 3-step procedure to develop a conversational model that satisfies these criteria and can efficiently scale to rank a large set of response candidates. First, we provide a simple algorithm to semi-automatically create a high-coverage template set from historic conversations without any annotation. Second, we propose a neural architecture that encodes the dialogue context and applicable business con…
Fondazione Bruno Kessler（布鲁诺·凯斯勒基金会）；University of Trento（特伦托大学）
A Dialogue State Tracker (DST) is a key component in a dialogue system aiming at estimating the beliefs of possible user goals at each dialogue turn. Most of the current DST trackers make use of recurrent neural networks and are based on complex architectures that manage several aspects of a dialogue, including the user utterance, the system actions, and the slot-value pairs defined in a domain ontology. However, the complexity of such neural architectures incurs into a considerable latency in the dialogue state prediction, which limits the deployments of the models in real-world applications,…
Meituan Group（美团）；Tencent AI Lab（腾讯人工智能实验室）；Gaoling School of Artificial Intelliegent, Renmin University of China（中国人民大学高瓴人工智能学院）；College of William & Mary（威廉与玛丽学院）；Universite De Montreal（蒙特利尔大学）
The ability of a dialog system to express consistent language style during conversations has a direct, positive impact on its usability and on user satisfaction. Although previous studies have demonstrated that style transfer is feasible with a large amount of parallel data, it is often impossible to collect such data for different styles. In this paper, instead of manually constructing conversation data with a certain style, we propose a flexible framework that adapts a generic retrieval-based dialogue system to mimic the language style of a specified persona without any parallel data. Our ap…
Microsoft Corporation（微软公司）；Peking University（北京大学）
Establishing retrieval-based dialogue systems that can select appropriate responses from the pre-built index has gained increasing attention from researchers. For this task, the adoption of pre-trained language models (such as BERT) has led to remarkable progress in a number of benchmarks. There exist two common approaches, including cross-encoders which perform full attention over the inputs, and bi-encoders that encode the context and response separately. The former gives considerable improvements in accuracy but is often inapplicable in practice for large-scale retrieval given the cost of t…
We study learning of a matching model for response selection in retrieval-based dialogue systems. The problem is equally important with designing the architecture of a model, but is less explored in existing literature. To learn a robust matching model from noisy training data, we propose a general co-teaching framework with three specific teaching strategies that cover both teaching with loss functions and teaching with data curriculum. Under the framework, we simultaneously learn two matching models with independent training sets. In each iteration, one model transfers the knowledge learned …
Natural Language Understanding (NLU) is a core component of dialog systems. It typically involves two tasks - intent classification (IC) and slot labeling (SL), which are then followed by a dialogue management (DM) component. Such NLU systems cater to utterances in isolation, thus pushing the problem of context management to DM. However, contextual information is critical to the correct prediction of intents and slots in a conversation. Prior work on contextual NLU has been limited in terms of the types of contextual signals used and the understanding of their impact on the model. In this work…
Université de Montréal（蒙特利尔大学）；Renmin University of China（中国人民大学）；Huawei Poisson Lab.（华为泊松实验室）
A proactive dialogue system has the ability to proactively lead the conversation. Different from the general chatbots which only react to the user, proactive dialogue systems can be used to achieve some goals, e.g., to recommend some items to the user. Background knowledge is essential to enable smooth and natural transitions in dialogue. In this paper, we propose a new multi-task learning framework for retrieval-based knowledge-grounded proactive dialogue. To determine the relevant knowledge to be used, we frame knowledge prediction as a complementary task and use explicit signals to supervis…
Center for Artificial Intelligence Research (CAiRE)（人工智能研究中心（CAiRE））；The Hong Kong University of Science and Technology（香港科技大学）
User attributes provide rich and useful information for user understanding, yet structured and easy-to-use attributes are often sparsely populated. In this paper, we leverage dialogues with conversational agents, which contain strong suggestions of user information, to automatically extract user attributes. Since no existing dataset is available for this purpose, we apply distant supervision to train our proposed two-stage attribute extractor, which surpasses several retrieval and generation baselines on human evaluation. Meanwhile, we discuss potential applications (e.g., personalized recomme…
Tongji University（同济大学）；University of Illinois at Urbana-Champaign（伊利诺伊大学厄巴纳-香槟分校）
This paper presents a novel open-domain dialogue generation model emphasizing the differentiation of speakers in multi-turn conversations. Differing from prior work that solely relies on the content of conversation history to generate a response, we argue that capturing relative social relations among utterances (i.e., generated by either the same speaker or different persons) benefits the machine capturing fine-grained context information from a conversation history to improve context coherence in the generated response. Given that, we propose a speaker-aware Parallel Hierarchical Attentive E…
This study aims to generate responses based on real-world facts by conditioning context and external facts extracted from information websites. Our system is an ensemble system that combines three modules: generated-based module, retrieval-based module, and reranking module. Therefore, this system can return diverse and meaningful responses from various perspectives. The experiments and evaluations are conducted with the sentence generation task in Dialog System Technology Challenges 7 (DSTC7-Task2). As a result, the proposed system performed significantly better than sole modules, and worked …
Stylistic dialogue response generation, with valuable applications in personality-based conversational agents, is a challenging task because the response needs to be fluent, contextually-relevant, as well as paralinguistically accurate. Moreover, parallel datasets for regular-to-stylistic pairs are usually unavailable. We present three weakly-supervised models that can generate diverse polite (or rude) dialogue responses without parallel data. Our late fusion model (Fusion) merges the decoder of an encoder-attention-decoder dialogue model with a language model trained on stand-alone polite utt…
Deep Learning Research and Application Centre（深度学习研究与应用中心）；Hang Seng Management College（恒生管理学院）
In this paper, we propose a self-attentive bidirectional long short-term memory (SA-BiLSTM) network to predict multiple emotions for the EmotionX challenge. The BiLSTM exhibits the power of modeling the word dependencies, and extracting the most relevant features for emotion classification. Building on top of BiLSTM, the self-attentive network can model the contextual dependencies between utterances which are helpful for classifying the ambiguous emotions. We achieve 59.6 and 55.0 unweighted accuracy scores in the \textit{Friends} and the \textit{EmotionPush} test sets, respectively.
Current approaches for controlling dialogue response generation are primarily focused on high-level attributes like style, sentiment, or topic. In this work, we focus on constrained long-term dialogue generation, which involves more fine-grained control and requires a given set of control words to appear in generated responses. This setting requires a model to not only consider the generation of these control words in the immediate context, but also produce utterances that will encourage the generation of the words at some time in the (possibly distant) future. We define the problem of constra…
Research Center for Social Computing and Information Retrieval（社会计算与信息检索研究中心）；Harbin Institute of Technology（哈尔滨工业大学）
Querying the knowledge base (KB) has long been a challenge in the end-to-end task-oriented dialogue system. Previous sequence-to-sequence (Seq2Seq) dialogue generation work treats the KB query as an attention over the entire KB, without the guarantee that the generated entities are consistent with each other. In this paper, we propose a novel framework which queries the KB in two steps to improve the consistency of generated entities. In the first step, inspired by the observation that a response can usually be supported by a single KB row, we introduce a KB retrieval component which explicitl…
Dialogue Act Recognition (DAR) is a challenging problem in dialogue interpretation, which aims to attach semantic labels to utterances and characterize the speaker's intention. Currently, many existing approaches formulate the DAR problem ranging from multi-classification to structured prediction, which suffer from handcrafted feature extensions and attentive contextual structural dependencies. In this paper, we consider the problem of DAR from the viewpoint of extending richer Conditional Random Field (CRF) structural dependencies without abandoning end-to-end training. We incorporate hierarc…
The ability to infer persona from dialogue can have applications in areas ranging from computational narrative analysis to personalized dialogue generation. We introduce neural models to learn persona embeddings in a supervised character trope classification task. The models encode dialogue snippets from IMDB into representations that can capture the various categories of film characters. The best-performing models use a multi-level attention mechanism over a set of utterances. We also utilize prior knowledge in the form of textual descriptions of the different tropes. We apply the learned emb…
Recent years have seen significant advances in end-to-end (E2E) spoken language understanding (SLU) systems, which directly predict intents and slots from spoken audio. While dialogue history has been exploited to improve conventional text-based natural language understanding systems, current E2E SLU approaches have not yet incorporated such critical contextual signals in multi-turn and task-oriented dialogues. In this work, we propose a contextual E2E SLU model architecture that uses a multi-head attention mechanism over encoded previous utterances and dialogue acts (actions taken by the voic…
ETH Zürich（苏黎世联邦理工学院）；Facebook AI Research（Facebook人工智能研究院）
Large language models can produce fluent dialogue but often hallucinate factual inaccuracies. While retrieval-augmented models help alleviate this issue, they still face a difficult challenge of both reasoning to provide correct knowledge and generating conversation simultaneously. In this work, we propose a modular model, Knowledge to Response (K2R), for incorporating knowledge into conversational agents, which breaks down this problem into two easier steps. K2R first generates a knowledge sequence, given a dialogue context, as an intermediate step. After this "reasoning step", the model then…
Current dialogue systems focus more on textual and speech context knowledge and are usually based on two speakers. Some recent work has investigated static image-based dialogue. However, several real-world human interactions also involve dynamic visual context (similar to videos) as well as dialogue exchanges among multiple speakers. To move closer towards such multimodal conversational skills and visually-situated applications, we introduce a new video-context, many-speaker dialogue dataset based on live-broadcast soccer game videos and chats from Twitch.tv. This challenging testbed allows us…
In order to build dialogue systems to tackle the ambitious task of holding social conversations, we argue that we need a data driven approach that includes insight into human conversational chit chat, and which incorporates different natural language processing modules. Our strategy is to analyze and index large corpora of social media data, including Twitter conversations, online debates, dialogues between friends, and blog posts, and then to couple this data retrieval with modules that perform tasks such as sentiment and style analysis, topic modeling, and summarization. We aim for personal …
Despite their popularity in the chatbot literature, retrieval-based models have had modest impact on task-oriented dialogue systems, with the main obstacle to their application being the low-data regime of most task-oriented dialogue tasks. Inspired by the recent success of pretraining in language modelling, we propose an effective method for deploying response selection in task-oriented dialogue. To train response selection models for task-oriented dialogue tasks, we propose a novel method which: 1) pretrains the response selection model on large general-domain conversational corpora; and the…
Shanghai Jiao Tong University（上海交通大学）；East China Normal University（华东师范大学）
Multi-turn conversation understanding is a major challenge for building intelligent dialogue systems. This work focuses on retrieval-based response matching for multi-turn conversation whose related work simply concatenates the conversation utterances, ignoring the interactions among previous utterances for context modeling. In this paper, we formulate previous utterances into context using a proposed deep utterance aggregation model to form a fine-grained context representation. In detail, a self-matching attention is first introduced to route the vital information in each utterance. Then the…
University of Science and Technology of China（中国科学技术大学）；Queen’s University（女王大学）；iFLYTEK Research（讯飞研究院）
Persona can function as the prior knowledge for maintaining the consistency of dialogue systems. Most of previous studies adopted the self persona in dialogue whose response was about to be selected from a set of candidates or directly generated, but few have noticed the role of partner in dialogue. This paper makes an attempt to thoroughly explore the impact of utilizing personas that describe either self or partner speakers on the task of response selection in retrieval-based chatbots. Four persona fusion strategies are designed, which assume personas interact with contexts or responses in d…
This report describes Athena, a dialogue system for spoken conversation on popular topics and current events. We develop a flexible topic-agnostic approach to dialogue management that dynamically configures dialogue based on general principles of entity and topic coherence. Athena's dialogue manager uses a contract-based method where discourse constraints are dispatched to clusters of response generators. This allows Athena to procure responses from dynamic sources, such as knowledge graph traversals and feature-based on-the-fly response retrieval methods. After describing the dialogue system …
In multi-modal dialogue systems, it is important to allow the use of images as part of a multi-turn conversation. Training such dialogue systems generally requires a large-scale dataset consisting of multi-turn dialogues that involve images, but such datasets rarely exist. In response, this paper proposes a 45k multi-modal dialogue dataset created with minimal human intervention. Our method to create such a dataset consists of (1) preparing and pre-processing text dialogue datasets, (2) creating image-mixed dialogues by using a text-to-image replacement technique, and (3) employing a contextua…
California Institute of Technology（加州理工学院）；University of California, Santa Barbara（加州大学圣巴巴拉分校）；University of Waterloo（滑铁卢大学）；Vector Institute（向量研究所）
A pressing challenge in current dialogue systems is to successfully converse with users on topics with information distributed across different modalities. Previous work in multiturn dialogue systems has primarily focused on either text or table information. In more realistic scenarios, having a joint understanding of both is critical as knowledge is typically distributed over both unstructured and structured forms. We present a new dialogue dataset, HybriDialogue, which consists of crowdsourced natural conversations grounded on both Wikipedia text and tables. The conversations are created thr…
When the Database Fails: Prompting LLM Dialogue Agents for Safe Recovery in Task-Oriented Dialogue
College of Engineering and Computer Science, University of Central Florida（中佛罗里达大学工程与计算机科学学院）；Department of Marketing, University of Central Florida（中佛罗里达大学市场营销系）
In recent years, Internet memes have been widely used in online chatting. Compared with text-based communication, conversations become more expressive and attractive when Internet memes are incorporated. This paper presents our solutions for the Meme incorporated Open-domain Dialogue (MOD) Challenge of DSTC10, where three tasks are involved: text response modeling, meme retrieval, and meme emotion classification. Firstly, we leverage a large-scale pre-trained dialogue model for coherent and informative response generation. Secondly, based on interaction-based text-matching, our approach can re…
We investigate an end-to-end method for automatically inducing task-based dialogue systems from small amounts of unannotated dialogue data. It combines an incremental semantic grammar - Dynamic Syntax and Type Theory with Records (DS-TTR) - with Reinforcement Learning (RL), where language generation and dialogue management are a joint decision problem. The systems thus produced are incremental: dialogues are processed word-by-word, shown previously to be essential in supporting natural, spontaneous dialogue. We hypothesised that the rich linguistic knowledge within the grammar should enable a …
Learning to Detect Relevant Contexts and Knowledge for Response Selection in Retrieval-based Dialogue Systems
Computer Center, Peking University（北京大学计算机中心）；Department of Computer Science and Technology, Peking University（北京大学计算机科学与技术系）；Wangxuan Institute of Computer Technology, Peking University（北京大学王轩计算机技术研究所）
Center for Artificial Intelligence Research (CAiRE)（人工智能研究中心（CAiRE））；The Hong Kong University of Science and Technology（香港科技大学）
To diversify and enrich generated dialogue responses, knowledge-grounded dialogue has been investigated in recent years. The existing methods tackle the knowledge grounding challenge by retrieving the relevant sentences over a large corpus and augmenting the dialogues with explicit extra information. Despite their success, however, the existing works have drawbacks in inference efficiency. This paper proposes KnowExpert, a framework to bypass the explicit retrieval process and inject knowledge into the pre-trained language models with lightweight adapters and adapt to the knowledge-grounded di…
Tencent AI Lab（腾讯人工智能实验室）；City University of Hong Kong（香港城市大学）
For multi-turn dialogue rewriting, the capacity of effectively modeling the linguistic knowledge in dialog context and getting rid of the noises is essential to improve its performance. Existing attentive models attend to all words without prior focus, which results in inaccurate concentration on some dispensable words. In this paper, we propose to use semantic role labeling (SRL), which highlights the core semantic information of who did what to whom, to provide additional guidance for the rewriter model. Experiments show that this information significantly improves a RoBERTa-based model that…
