Linear and nonlinear modelling of Alfvénic instabilities, most notably toroidal Alfvén eigenmodes (TAEs), obtained by using the global nonlinear electromagnetic gyrokinetic model of the code ORB5 are presented for the 15 MA scenario of the ITER tokamak. Linear simulations show that elliptic Alfvén eigenmodes and odd-parity TAEs are only weakly damped but not excited by alpha particles, whose drive favours even-parity TAEs. Low mode number TAEs are found to be global, requiring global treatment. Nonlinearly, even with double the nominal EP density, single mode simulations lead to saturation with negligible EP transport however multi-mode simulations predict that with double the nominal EP density, enhanced saturation and significant EP redistribution will occur.
Nonlinear saturation of toroidal Alfven eigenmode (TAE) via ion induced scatterings is investigated in the short-wavelength gyrokinetic regime. It is found that the nonlinear evolution depends on the thermal ion \b{eta} value. Here, \b{eta} is the plasma thermal to magnetic pressure ratio. Both the saturation levels and associated energetic-particle transport coefficients are derived and estimated correspondingly.
Adopting the theoretical framework for the generalized fishbonelike dispersion relation, an extended hybrid magnetohydrodynamics gyrokinetic simulation model has been derived analytically by taking into account both thermal ion compressibility and diamagnetic effects in addition to energetic particle kinetic behaviors. The extended model has been used for implementing an eXtended version of Hybrid Magnetohydrodynamics Gyrokinetic Code (XHMGC) to study thermal ion kinetic effects on Alfvénic modes driven by energetic particles, such as kinetic beta induced Alfvén eigenmodes in tokamak fusion pl…
A 1-D linear gyrokinetic code called AWECS is developed to study the kinetic excitation of Alfvenic instabilities in a high-beta tokamak plasma, with beta being the ratio of thermal to magnetic pressure. It is designed to describe physics associated with a broad range of frequencies and wavelengths. For example, AWECS is capable of simulating kinetic ballooning modes, Alfvenic ion-temperature-gradient-driven modes, as well as Alfven instabilities due to energetic particles. In addition, AWECS may be used to study drift-Alfven instabilities in the low-beta regime. Here, the layout of the code a…
This comment clarifies the relation of the research in a recently published article [Phys. Plasmas 14, 042503 (2007)] to other prior publications addressing the inclusion of electromagnetic and drift-kinetic electron physics in gyrokinetic simulation, raises a concern related to the inclusion of kinetic electrons in a system with magnetic shear, and discusses alternatives in the face of an important limitation on the general applicability of the algorithm described therein.
The linear destabilization and nonlinear saturation of energetic-particle driven Alfvénic instabilities in tokamaks strongly depend on the damping channels. In this work, the collisionless damping mechanisms of Alfvénic modes are investigated within a gyrokinetic framework, by means of global simulations with the particle-in-cell code ORB5, and compared with the eigenvalue code LIGKA and reduced models. In particular, the continuum damping and the Landau damping (of ions and electrons) are considered. The electron Landau damping is found to be dominant on the ion Landau damping for experimenta…
The linear dynamics of Alfven modes in tokamaks is investigated here by means of the global gyrokinetic particle-in-cell code NEMORB. The model equations are shown and the local shear Alfven wave dispersion relation is derived, recovering the continuous spectrum in the incompressible ideal MHD limit. A verification and benchmark analysis is performed for continuum modes in a cylinder and for toroidicity-induced Alfven Eigenmodes. Modes in a reversed-shear equilibrium are also investigated, and the dependence of the spatial structure in the poloidal plane on the equilibrium parameters is descri…
The global and electromagnetic gyrokinetic particle-in-cell code ORB5 is employed to investigate the self-consistent interactions between Alfvén modes (AM) and ion temperature gradient (ITG) turbulence in a magnetically confined plasma. Here, an axisymmetric magnetic equilibrium with reversed shear and large aspect ratio is considered. An AM with toroidal mode number n=5 is driven unstable by introducing a population of suprathermal ions. Once the AM saturates in the presence of the fully developed turbulence, the ion heat flux is dominated by the AM and its main harmonics. ITG-induced transpo…
In the present paper, the evolution of the Alfvén modes is studied in a realistic ASDEX Upgrade equilibrium by analysing the results of simulations with the global, electromagnetic, gyrokinetic particle-in-cell code ORB5. The energetic particles are modelled both via the newly implemented isotropic slowing-down and with Maxwellian distribution functions. The comparison of the numerical results shows that modelling the energetic particles with the equivalent Maxwellian rather than with the slowing-down, does not affect the frequency of the driven Alfvén mode, while its growth rate appears to be…
We analyze plasma heating in weakly collisional kinetic Alfvén wave (KAW) turbulence using high resolution gyrokinetic simulations spanning the range of scales between the ion and the electron gyroradii. Real space structures that have a higher than average heating rate are shown not to be confined to current sheets. This novel result is at odds with previous studies, which use the electromagnetic work in the local electron fluid frame, i.e. $\mathbf{J} \!\cdot\! (\mathbf{E} + \mathbf{v}_e\times\mathbf{B})$, as a proxy for turbulent dissipation to argue that heating follows the intermittent sp…
Linear and nonlinear benchmark of gyrokinetic simulation of energetic particle driven toroidal Alfven eigenmodes in ITPA TAE benchmark case
Institute of Plasma Physics, Hefei Institutes of Physical Science, Chinese Academy of Science（中国科学院合肥物质科学研究院等离子体物理研究所）；Department of Physics, University of Colorado, Boulder（科罗拉多大学博尔德分校物理系）
The nonlinear dynamics of beta-induced Alfvén Eigenmodes (BAE) driven by energetic particles (EP) in the presence of ion-temperature-gradient (ITG) turbulence is investigated, by means of selfconsistent global gyrokinetic simulations and analytical theory. A tokamak magnetic equilibrium with large aspect ratio and reversed shear is considered. A previous study of this configuration has shown that the electron species plays an important role in determining the nonlinear saturation level of a BAE in the absence of turbulence [A. Biancalani, et al., J. Plasma Phys. (2020)]. Here, we extend the st…
Nonlinear energy transfer and dissipation in Alfvén wave turbulence are analyzed in the first gyrokinetic simulation spanning all scales from the tail of the MHD range to the electron gyroradius scale. For typical solar wind parameters at 1 AU, about 30% of the nonlinear energy transfer close to the electron gyroradius scale is mediated by modes in the tail of the MHD cascade. Collisional dissipation occurs across the entire kinetic range $k_\perpρ_i\gtrsim 1$. Both mechanisms thus act on multiple coupled scales, which have to be retained for a comprehensive picture of the dissipation range in…
The first linear global electromagnetic gyrokinetic particle simulation on the excitation of toroidicity induced Alfven eigenmode (TAE) by energetic particles is reported. With an increase in the energetic particle pressure, the TAE frequency moves down into the lower continuum.
The gyrokinetic particle simulation serves as a powerful tool for the studies of transport, nonlinear phenomenon, and energetic particle physics in tokamak plasmas. While most gyrokinetic simulations make use of the scalar and vector potentials, a new model (GK-E&B) has been developed by using the E and B field in a general and comprehensive form and has been implemented in simulating kinetic Alfvén waves in uniform plasma [Chen et al, Science China Phys. Mechanics & Astronomy 64 (2021)]. In our work, the Chen et al. GK-E&B model has been expressed in general tokamak geometry explicitly using …
In space and astrophysical plasmas, turbulence is responsible for transferring energy from large scales driven by violent events or instabilities, to smaller scales where turbulent energy is ultimately converted into plasma heat by dissipative mechanisms. The nonlinear interaction between counterpropagating Alfven waves, denoted Alfven wave collisions, drives this turbulent energy cascade, as recognized by early work with incompressible magnetohydrodynamic (MHD) equations. Recent work employing analytical calculations and nonlinear gyrokinetic simulations of Alfven wave collisions in an ideali…
The kinetic effects of electrons are important to long wavelength magnetohydrodynamic(MHD)instabilities and short wavelength drift-Alfvenic instabilities responsible for turbulence transport in magnetized plasmas, since the non-adiabatic electron can interact with, modify and drive the low frequency instabilities. A novel conservative split weight scheme is proposed for the electromagnetic simulation with drift kinetic electrons in tokamak plasmas, which shows great computational advantages that there is no numerical constrain of electron skin depth on the perpendicular grid size without sacri…
It is shown that a considerable improvement in the global gyrokinetic electromagnetic simulations can be achieved by a slight modification of the simulation scheme. The new scheme is verified, simulating a Toroidal Alfvén Eigenmode in tokamak geometry at low perpendicular mode numbers, the so-called "MHD limit". Also, an electromagnetic drift mode has been successfully simulated in a stellarator.
In this work, we focus on the development of the particle-in-cell scheme and the application to the studies of Alfvén waves and energetic particle physics in tokamak plasmas. The $δf$ and full $f$ schemes are formulated on the same footing adopting mixed variables and the pullback scheme for electromagnetic problems. The TRIMEG-GKX code [Lu et al. J. Comput. Phys. 440 (2021) 110384] has been upgraded using cubic spline finite elements and full $f$ and $δf$ schemes. The EP-driven TAE has been simulated for the ITPA-TAE case featured by a small electron skin depth $\sim 1.18\times10^{-3}\;{\rm m…
As an alternative option to kinetic electrons, the gyrokinetic total-f particle-in-cell (PIC) code XGC1 has been extended to the MHD/fluid type electromagnetic regime by combining gyrokinetic PIC ions with massless drift-fluid electrons analogous to Chen and Parker, Physics of Plasmas 8, 441 (2001). Two representative long wavelength modes, shear Alfvén waves and resistive tearing modes, are verified in cylindrical and toroidal magnetic field geometries.
This is a report about a comparison of collisionless simulations on global modes (i.e. low poloidal mode number) with gyrokinetic code NEMORB against analytical theory and other codes. Only axisymmetric modes, i.e. with toroidal mode number n=0, are considered, and flat equilibrium profiles. Benchmarks are performed for GAMs against local analytical theory. In the presence of energetic ions, local benchmarks of NEMORB are performed against semilagrangian gyrokinetic code GYSELA. The models of adiabatic vs trapped-kinetic- vs fully-kinetic-electrons and of electrostatic vs electromagnetic at ve…
Global simulations of electromagnetic turbulence, collisionless tearing modes, and Alfven Eigenmodes in the presence of fast particles are carried out using the gyrokinetic particle-in-cell codes ORB5 (E. Lanti et al, Comp. Phys. Comm., ${\bf 251}$, 107072 (2020)) and EUTERPE (V. Kornilov et al, Phys. Plasmas, ${\bf 11}$, 3196 (2004)) in tokamak and stellarator geometries. Computational feasibility of simulating such complex coupled systems is demonstrated.
Gyrokinetic theory of nonlinear mode coupling as a mechanism for toroidal Alfven eigenmode (TAE) saturation in the fusion plasma related parameter regime is presented, including 1) para- metric decay of TAE into lower kinetic TAE (LKTAE) and geodesic acoustic mode (GAM), and 2) enhanced TAE coupling to shear Alfven wave (SAW) continuum via ion induced scattering. Our theory shows that, for TAE saturation in the parameter range of practical interest, several processes with comparable scattering cross sections can be equally important.
A conservative scheme has been formulated and verified for gyrokinetic particle simulations of electromagnetic waves and instabilities in magnetized plasmas. An electron continuity equation derived from drift kinetic equation is used to time advance electron density perturbation by using the perturbed mechanical flow calculated from the parallel vector potential, and the parallel vector potential is solved by using the perturbed canonical flow from the perturbed distribution function. In gyrokinetic particle simulations using this new scheme, shear Alfvén wave dispersion relation in shearless …
We present a new model for simulating the electromagnetic fluctuations with frequencies much lower than the ion cyclotron frequency in plasmas confined in general magnetic configurations. This novel model (termed as GK-E&B) employs nonlinear gyrokinetic equations formulated in terms of electromagnetic fields along with momentum balance equations for solving fields. It, thus, not only includes kinetic effects, such as wave-particle interaction and microscopic (ion Larmor radius scale) physics; but also is computationally more efficient than the conventional formulation described in terms of pot…
General nonlinear equations describing reversed shear Alfven eigenmode (RSAE) self-modulation via zero frequency zonal structure (ZFZS) generation are derived using nonlinear gyrokinetic theory, which are then applied to study the spontaneous ZFZS excitation as well as RSAE nonlinear saturation. It is found that both electrostatic zonal flow (ZF) and electromagnetic zonal current (ZC) can be preferentially excited by finite amplitude RSAE, depending on specific plasma parameters. The modification to local shear Alfven wave continuum is evaluated using the derived saturation level of ZC, which …
Nonlinear excitation of low frequency zonal structure (LFZS) by beta-induced Alfven eigenmode (BAE) is investigated using nonlinear gyrokinetic theory. It is found that electrostatic zonal flow (ZF), rather than zonal current, is preferentially excited by finite amplitude BAE. In addition to the well-known meso-scale radial envelope structure, ZF is also found to exhibit fine radial structure due to the localization of BAE with respect to mode rational surfaces. Specifically, the zonal electric field has an even mode structure at the rational surface where radial envelope peaks.
A set of numerical solvers for the linear dispersion relations of the gyrokinetic, the hybrid-kinetic, and the fully kinetic model is employed to study the physics of the kinetic Alfvén wave and the fast magnetosonic mode in these models. In particular, we focus on parameters that are relevant for solar wind oriented applications (using a homogeneous, isotropic background), which are characterized by wave propagation angles averaging close to 90°. It is found that the gyrokinetic model, while lacking high-frequency solutions and cyclotron effects, faithfully reproduces the fully kinetic Alfvén…
Geodesic acoustic modes (GAMs) are studied by means of the gyrokinetic global particle-in-cell code ORB5. Linear electromagnetic simulations in the low electron beta limit have been performed, in order to separate acoustic and Alfvénic time scales and obtain more accurate measurements. The dependence of the frequency and damping rate on several parameters such as the safety factor, the GAM radial wavenumber and the plasma elongation is studied. All simulations have been performed with kinetic electrons with realistic electron/ion mass ratio. Interpolating formulae for the GAM frequency and dam…
Nonlinear generation of high frequency mode (HFM) by toroidal Alfven eigenmode (TAE) observed in HL-2A tokamak is analyzed using nonlinear gyrokinetic theory. It is found that, the HFM can be dominated by $|nq-m|=1$ perturbations with predominantly ideal magnetohydrodynamic if the two primary TAEs are co-propagating; while the HFM can be characterized by $nq-m=0$ electrostatic perturbations if the two primary TAEs are counter-propagating. Here, $n$ and $m$ are respectively the toroidal and poloidal mode numbers, and $q$ is the safety factor. The nonlinear process is sensitive to the equilibriu…
We present a gyrokinetic theory for the electromagnetic waves and instabilities with frequencies much lower than the ion cyclotron frequency in finite-$β$ anisotropic uniform plasmas. Here, $β$ is the ratio between plasma and magnetic pressures. Kinetic effects due to both the finite Larmor radii and wave-particle resonances are fully kept in the analysis. Corresponding linear dispersion relation and wave polarizations, valid for general $β$ value and perpendicular wavelength, are then specifically derived for a bi-Maxwellian plasma. Analytic expressions for the criteria of kinetic firehose an…
Generation of zonal ow (ZF) by energetic particle (EP) driven toroidal Alfven eigenmode (TAE) is investigated using nonlinear gyrokinetic theory. It is found that, nonlinear resonant EP contri- bution dominates over the usual Reynolds and Maxwell stresses due to thermal plasma nonlinear response. ZF can be forced driven in the linear growth stage of TAE, with the growth rate being twice the TAE growth rate. The ZF generation mechanism is shown to be related to polarization induced by resonant EP nonlinearity. The generated ZF has both the usual meso-scale and micro- scale radial structures. Po…
A novel 2D nonlinear dynamical paradigm is constructed to interpret the fast and repetitive frequency chirping and amplitude oscillation of Alfvén eigenmodes excited by energetic particles in fusion plasmas as observed in global gyrokinetic simulations. In this non-perturbative paradigm of the collisionless phase-space dynamics, wave-particle resonant interactions cause the phase-space structure to continuously twist and fold, leading to the repetitive excitation and decay of the Alfvén eigenmode. The radial (perpendicular to the dominant wave-particle interaction) dependence of the mode ampli…
An analytic equilibrium, the Toroidal Bessel Function Model, is used in conjunction with the gyrokinetic code GYRO to investigate the nature of microinstabilities in a reversed field pinch (RFP) plasma. The effect of the normalized electron plasma pressure (β) on the characteristics of the microinstabilities is studied. A transition between an ion temperature gradient (ITG) driven mode and a microtearing mode as the dominant instability is found to occur at a β value of approximately 4.5%. Suppression of the ITG mode occurs as in the tokamak, through coupling to shear Alfven waves, with a crit…
Spontaneous nonlinear excitation of geodesic acoustic mode (GAM) by toroidal Alfvén eigenmode (TAE) is investigated using nonlinear gyrokinetic theory. It is found that, the nonlinear decay process depends on thermal ion βvalue. Here, βis the plasma thermal to magnetic pressure ratio. In the low-βlimit, TAE decays into a GAM and a lower TAE sideband in the toroidicity induced shear Alfvén wave continuous spectrum gap; while in the high-βlimit, TAE decays into a GAM and a propagating kinetic TAE in the continuum. Both cases are investigated for the spontaneous decay conditions. The nonlinear sa…
Nonlinear effects of the trapping of resonant particles by the combined action of the electric field and the magnetic mirror force is studied using a gyrokinetic description that includes the finite Larmor radius effects. A general nonlinear solution is found that is supported by the nonlinearity arising from the resonant particles, trapped by the combined action of the parallel electric field and the magnetic mirror force. Applying these results to the space plasma conditions, we demonstrate that in the magnetosheath plasma, coherent nonlinear magnetic depression may be created associated wit…
In this work, the gyrokinetic eigenvalue code LIGKA, the drift-kinetic/MHD hybrid code HMGC and the gyrokinetic full-f code TRIMEG-GKX are employed to study the mode structure details of Reversed Shear Alfvén Eigenmodes (RSAEs). Using the parameters from an ASDEX-Upgrade plasma, a benchmark with the three different physical models for RSAE without and with Energetic Particles (EPs) is carried out. Reasonable agreement has been found for the mode frequency and the growth rate. Mode structure symmetry breaking (MSSB) is observed when EPs are included, due to the EPs' non-perturbative effects. It…
Axisymmetric ($m=0$) gyrokinetic and extended-MHD simulations of sheared-flow Z-pinch plasma are performed with the high-order finite volume code COGENT. The present gyrokinetic model solves the long-wavelength limit of the gyrokinetic equation for both ion and electron species coupled to the electrostatic gyro-Poisson equation for the electrostatic potential. The electromagnetic MHD model includes the effects of the gyro-viscous pressure tensor, diamagnetic electron and ion heat fluxes, and generalized Ohm's law. A prominent feature of this work is that the radial profiles for the plasma dens…
Energetic particles, Shafranov shift and finite $β$ effects on TAE, KBM and ITG instabilities in global electromagnetic gyrokinetic simulations
Ecole Polytechnique Fédérale de Lausanne（洛桑联邦理工学院）；Max-Planck-Institut für Plasmaphysik（马克斯·普朗克等离子体物理研究所）；Université de Lorraine（洛林大学）；De Vinci Higher Education（德文奇高等教育）；University of Warwick（华威大学）
Rare Alfvénic wave transitions between fixed-frequency and chirping phases are identified in NSTX, where Alfvénic waves are normally observed to exhibit either chirping or avalanching responses. For those transitions, we apply a criterion [Duarte et al, Nucl. Fusion 57, 054001 (2017)] to predict the nature of fast ion redistribution in tokamaks to be in the convective or diffusive nonlinear regimes. For NSTX discharges in which the transition is not accompanied by changes in the beam deposited power or modifications in the injected radiofrequency power, it has been found that the anomalous fas…
The XGC1 edge gyrokinetic code is used for a high fidelity prediction for the width of the heat-flux to divertor plates in attached plasma condition. The simulation results are validated against the empirical scaling $λ_q \propto B_P^{-γ}$ obtained from present tokamak devices, where $λ_q$ is the divertor heat-flux width mapped to the outboard midplane and $γ_q=1.19$ as defined by T. Eich et al. [Nucl. Fusion 53 (2013) 093031], and $B_P$ is the magnitude of the poloidal magnetic field at outboard midplane separatrix surface. This empirical scaling predicts $λ_q \leq 1mm$ when extrapolated to I…
Following the analysis on linear spectra of shear Alfvén fluctuations excited by energetic particles (EPs) in the Divertor Tokamak Test (DTT) facility plasmas [T. Wang et al., Phys. Plasmas 25, 062509 (2018)], in this work, nonlinear dynamics of the corresponding mode saturation and the fluctuation induced EP transport is studied by hybrid magnetohydrodynamic-gyrokinetic simulations. For the reversed shear Alfvén eigenmode driven by magnetically trapped EP precession resonance in the central core region of DTT plasmas, the saturation is mainly due to radial decoupling of resonant trapped EPs. …
Fusion-born alpha particles in ITER disruption simulations are investigated as a possible drive of Alfvénic instabilities. The ability of these waves to expel runaway electron (RE) seed particles is explored in the pursuit of a passive, inherent RE mitigation scenario. The spatiotemporal evolution of the alpha particle distribution during the disruption is calculated using the linearized Fokker-Planck solver CODION coupled to a fluid disruption simulation. These simulations are done in the limit of no alpha particle transport during the thermal quench, which can be seen as a most pessimistic s…
Global electromagnetic gyrokinetic simulations are performed with the Particle-in-Cell code ORB5 for an ITER Pre-Fusion-Power-Operation (PFPO) plasma scenario, with half-field (2.65 T) and half-current (7.5 MA). We report on a 'multi-scale' analysis of the discharge, considering eigenmodes and instabilies across three scale-lengths. Although the scenario will nominally have neutral beam heating with particles injected with 1 MeV, Alfvén eigenmodes are investigated in the absence of such source, and Reversed Shear (RSAE), Toroidal (TAE) and Elliptical (EAE) Alfvén eigenmodes are found with weak…
Hybrid MHD-gyrokinetic code simulations are used to investigate the dynamics of frequency sweeping reversed shear Alfvén eigenmode (RSAE) strongly driven by energetic particles (EPs) during plasma current ramp-up in a conventional tokamak configuration. A series of weakly reversed shear equilibria representing time slices of long timescale MHD equilibrium evolution is considered, where the self-consistent RSAE-EP resonant interactions on the short timescale are analyzed in detail. Both linear and nonlinear RSAE dynamics are shown to be subject to the non-perturbative effect of EPs by maximizin…
