Motivated by striped correlated quantum matter, and the recently developed duality between elasticity of a two-dimensional (2D) crystal and a gauge theory, we derive a dual coupled U(1) vector gauge theory for a two-dimensional (2D) quantum smectic, where the disclination is mapped onto the fractonic charge, that we demonstrate can only move transversely to smectic layers. This smectic gauge theory dual also emerges from a gauge dual of a quantum crystal after a Higgs transition corresponding to a single flavor of its dipole condensation, an anisotropic quantum melting via dislocation proliferation. A condensation of the second flavor of dislocations is described by another Higgs transition describing the smectic-to-nematic melting. We also utilize the electrostatic limit of this duality to formulate a melting of a 2D classical smectic in terms of a higher derivative sine- Gordon model, demonstrating its instability to a nematic at any nonzero temperature. Generalizing this classical duality to a 3D smectic, gives formulation of a 3D nematic-to-smectic transition in terms of an anisotropic Abelian-Higgs model.
2+1D multi-component $U(1)$ gauge theories with a Chern-Simons (CS) term provide a simple and complete characterization of 2+1D Abelian topological orders. In this paper, we extend the theory by taking the number of component gauge fields to infinity and find that they can describe interesting types of 3+1D "fractonic" order. "Fractonic" describes the peculiar phenomena that point excitations in certain strongly interacting systems either cannot move at all or are only allowed to move in a lower dimensional sub-manifold. In the simplest cases of infinite-component CS gauge theory, different co…
We consider fermionic systems in which fermion parity is conserved within rigid subsystems, and describe an explicit procedure for gauging such subsystem fermion parity symmetries to obtain bosonic spin Hamiltonians. We show that gauging planar or fractal subsystem fermion parity symmetry in three spatial dimensions gives rise to a plethora of exactly solvable spin models exhibiting novel gapped fractonic orders characterized by emergent fermionic gauge theory. The low energy excitations of these models include fractional quasiparticles with constrained mobility and emergent fermionic statisti…
We demonstrate the existence of a fundamentally new type of excitation, fractonic lines, which are line-like excitations with the restricted mobility properties of fractons. These excitations, described using an amalgamation of higher-form gauge theories with symmetric tensor gauge theories, see direct physical realization as the topological lattice defects of ordinary three-dimensional quantum crystals. Starting with the more familiar elasticity theory, we show how it maps onto a rank-4 tensor gauge theory, with phonons corresponding to gapless gauge modes and disclination defects correspondi…
In this work we explore the interplay between global symmetry and the mobility of quasiparticle excitations. We show that fractonic matter naturally appears in a three dimensional U(1) gauge theory, enriched by global U(1) and translational symmetries, via the mechanism of anyonic spin-orbital coupling. We develop a systematic understanding of such symmetry-enforced mobility restrictions in terms of the classification of U(1) gauge theories enriched by U(1) and translational symmetries. We provide a unified construction of these phases by gauging layered symmetry-protected topological phases.
We present a gauge theory formulation of a two-dimensional quantum smectic and its relatives, motivated by their realizations in correlated quantum matter. The description gives a unified treatment of phonons and topological defects, respectively encoded in a pair of coupled gauge fields and corresponding charges. The charges exhibit subdimensional constrained quantum dynamics and anomalously slow highly anisotropic diffusion of disclinations inside a smectic. This approach gives a transparent description of a multi-stage quantum melting transition of a two-dimensional commensurate crystal (th…
Fracton order is an intriguing new type of order which shares many common features with topological order, such as topology-dependent ground state degeneracies, and excitations with mutual statistics. However, it also has several distinctive geometrical aspects, such as excitations with restricted mobility, which naturally lead to effective descriptions in terms of higher rank gauge fields. In this paper, we investigate possible effective field theories for 3D fracton order, by presenting a general philosophy whereby topological-like actions for such higher-rank gauge fields can be constructed…
Fractons are particles that cannot move in one or more directions without paying energy proportional to their displacement. Here, we introduce the concept of symmetry enforced fractonicity, in which particles are fractons in the presence of a global symmetry, but are free to move in its absence. A simple example is dislocation defects in a two-dimensional crystal, which are restricted to move only along their Burgers vector due to particle number conservation. Utilizing a recently developed dual rank-2 tensor gauge description of elasticity, we show that accounting for their symmetry enforced …
We describe a duality between multipole gauge theories and spatially ordered phases. Our main example is a duality between the multipole gauge theory description of the U(1) Haah code and smectic A phase in three spatial dimensions. We show how multipole symmetries restrict the mobility of dislocations and disclinations in smectic A phase. Finally, we exhibit a 2D version of the duality.
Motivated by the prediction of fractonic topological defects in a quantum crystal, we utilize a reformulated elasticity duality to derive a description of a fracton phase in terms of coupled vector U(1) gauge theories. The fracton order and restricted mobility emerge as a result of an unusual Gauss law where electric field lines of one gauge field act as sources of charge for others. At low energies this vector gauge theory reduces to the previously studied fractonic symmetric tensor gauge theory. We construct the corresponding lattice model and a number of generalizations, which realize fract…
We offer a fractonic perspective on a familiar observation -- a flat sheet of paper can be folded only along a straight line if one wants to avoid the creation of additional creases or tears. Our core underlying technical result is the establishment of a duality between the theory of elastic plates and a fractonic gauge theory with a second rank symmetric electric field tensor, a scalar magnetic field, a vector charge, and a symmetric tensor current. Bending moment and momentum of the plate are dual to the electric and magnetic fields, respectively. While the flexural waves correspond to the q…
An iterative Noether scheme, advocated by Deser, is used to introduce gauge invariant couplings to nonrelativistic matter with global symmetries related to usual charge conservation and dipole conservation recently discussed in fractonic theories. No reference to any gauge principle, fractonic or otherwise, is required. A dual description is found where the theory is defined either in terms of the usual vector gauge field or, alternatively, in terms of higher derivatives of a symmetric tensor field. A connection between these two descriptions is obtained by providing an explicit map between th…
Fractons are emergent particles which are immobile in isolation, but which can move together in dipolar pairs or other small clusters. These exotic excitations naturally occur in certain quantum phases of matter described by tensor gauge theories. Previous research has focused on the properties of small numbers of fractons and their interactions, effectively mapping out the "Standard Model" of fractons. In the present work, however, we consider systems with a finite density of either fractons or their dipolar bound states, with a focus on the $U(1)$ fracton models. We study some of the phases …
Motivated by a variety of realizations of the compact Lifshitz model I derive its fractonic gauge dual. The resulting U(1) vector gauge theory efficiently and robustly encodes the restricted mobility of its dipole conserving charged matter and the corresponding topological vortex defects. The gauge theory provides a transparent formulation of the three phases of the Lifshitz model and gives a field theoretic formulation of the associated two-stage Higgs transitions.
Elastic description of planar quasicrystals can be formulated as an interplay between two Goldstone fields corresponding to phonon and phason degrees of freedom. We reformulate this description as a gauge theory with one gauge field that is symmetric under exchange of indices and one that is not. We also show which topological defects in quasicrystals can be succinctly incorporated in the dual description and interpret them as fractonic excitations. Finally we calculate the static interaction potential between defects in a quasicrystal with fivefold symmetry. This is done in the limit of a sma…
We discuss the quantum phase transition between a quantum nematic metallic state to an electron metallic smectic state in terms of an order-parameter theory coupled to fermionic quasiparticles. Both commensurate and incommensurate smectic (or stripe) cases are studied. Close to the quantum critical point (QCP), the spectrum of fluctuations of the nematic phase has low-energy ``fluctuating stripes''. We study the quantum critical behavior and find evidence that, contrary to the classical case, the gauge-type of coupling between the nematic and smectic is irrelevant at this QCP. The collective m…
We revisit a model for gapped fractonic order in (2+1) dimensions (a symmetric-traceless tensor gauge theory with conservation of dipole and trace-quadrupole moments described in \cite{Prem:2017kxc}) and compute its ground-state entanglement entropy on $\mathbb R^2$. Along the way, we quantize the theory on open subsets of $\mathbb R^2$ which gives rise to gapless edge excitations that are Lifshitz-type scalar theories. We additionally explore varieties of gauge-invariant extended operators and rephrase the fractonic physics in terms of the local deformability of these operators. We explore si…
We present a self-contained review of the theory of dislocation-mediated quantum melting at zero temperature in two spatial dimensions. The theory describes the liquid-crystalline phases with spatial symmetries in between a quantum crystalline solid and an isotropic superfluid: quantum nematics and smectics. It is based on an Abelian-Higgs-type duality mapping of phonons onto gauge bosons ("stress photons"), which encode for the capacity of the crystal to propagate stresses. Dislocations and disclinations, the topological defects of the crystal, are sources for the gauge fields and the melting…
Classical fracton spin liquid and Hilbert space fragmentation in a 2D spin-$1/2$ model
The Abdus Salam International Center for Theoretical Physics (ICTP)（阿卜杜斯·萨拉姆国际理论物理中心）；Helmholtz-Zentrum Berlin für Materialien und Energie（柏林亥姆霍兹材料与能源中心）；Freie Universität Berlin（柏林自由大学）；Indian Institute of Technology Madras（马德拉斯印度理工学院）；SISSA（的国际高等研究学校）
We use the Higgs mechanism to investigate connections between higher-rank symmetric $U(1)$ gauge theories and gapped fracton phases. We define two classes of rank-2 symmetric $U(1)$ gauge theories: the $(m,n)$ scalar and vector charge theories, for integer $m$ and $n$, which respect the symmetry of the square (cubic) lattice in two (three) spatial dimensions. We further provide local lattice rotor models whose low energy dynamics are described by these theories. We then describe in detail the Higgs phases obtained when the $U(1)$ gauge symmetry is spontaneously broken to a discrete subgroup. A…
We consider XY-spin degrees of freedom on an FCC lattice, such that the system respects some subsystem global symmetry. We then gauge this global symmetry and study the corresponding $U(1)$ gauge theory on the FCC lattice. Surprisingly, this $U(1)$ gauge theory is dual to the original spin system. We also analyze a similar $\mathbb{Z}_N$ gauge theory on that lattice. All these systems are fractonic. The $U(1)$ theories are gapless and the $\mathbb{Z}_N$ theories are gapped. We analyze the continuum limits of all these systems and present free continuum Lagrangians for their low-energy physics.…
The dislocation-mediated quantum melting of solids into quantum liquid crystals is extended from two to three spatial dimensions, using a generalization of boson-vortex or Abelian-Higgs duality. Dislocations are now Burgers-vector-valued strings that trace out worldsheets in spacetime while the phonons of the solid dualize into two-form (Kalb-Ramond) gauge fields. We propose an effective dual Higgs potential that allows for restoring translational symmetry in either one, two or three directions, leading to the quantum analogues of columnar, smectic or nematic liquid crystals. In these phases, …
