Non-Hermiticity gives rise to unique topological phases without Hermitian analogs. However, the effective field theory has yet to be established. Here, we develop a field-theoretical description of the intrinsic non-Hermitian topological phases. Because of the dissipative and nonequilibrium nature of non-Hermiticity, our theory is formulated solely in terms of spatial degrees of freedom, which contrasts with the conventional theory defined in spacetime. It provides the universal understanding about non-Hermitian topological phenomena, such as the unidirectional transport in one dimension and the chiral magnetic skin effect in three dimensions. Furthermore, it systematically predicts new physics; we illustrate this by revealing transport phenomena and skin effects in two dimensions induced by a perpendicular spatial texture. From the field-theoretical perspective, the non-Hermitian skin effect, which is anomalous localization due to non-Hermiticity, is shown to be a signature of an anomaly.
The hallmark of symmetry-protected topological (SPT) phases is the existence of anomalous boundary states, which can only be realized with the corresponding bulk system. In this work, we show that for every Hermitian anomalous boundary mode of the ten Altland-Zirnbauer classes, a non-Hermitian counterpart can be constructed, whose long time dynamics provides a realization of the anomalous boundary state. We prove that the non-Hermitian counterpart is characterized by a point-gap topological invariant, and furthermore, that the invariant exactly matches that of the corresponding Hermitian anoma…
Exceptional points are universal level degeneracies induced by non-Hermiticity. Whereas past decades witnessed their new physics, the unified understanding has yet to be obtained. Here we present the complete classification of generic topologically stable exceptional points according to two types of complex-energy gaps and fundamental symmetries of charge conjugation, parity, and time reversal. This classification reveals unique non-Hermitian gapless structures with no Hermitian analogs and systematically predicts unknown non-Hermitian semimetals and nodal superconductors; a topological dumbbe…
Recent experimental advances in Floquet engineering and controlling dissipation in open systems have brought about unprecedented flexibility in tailoring novel phenomena without any static and Hermitian analogues. It can be epitomized by the various Floquet and non-Hermitian topological phases. Topological classifications of either static/Floquet Hermitian or static non-Hermitian systems based on the underlying symmetries have been well established in the past several years. However, a coherent understanding and classification of Floquet non-Hermitian (FNH) topological phases have not been ach…
Topological phases are enriched in non-equilibrium open systems effectively described by non-Hermitian Hamiltonians. While several properties unique to non-Hermitian topological systems were uncovered, the fundamental role of symmetry in non-Hermitian physics has yet to be fully understood, and it has remained unclear how symmetry protects non-Hermitian topological phases. Here we show that two fundamental anti-unitary symmetries, time-reversal and particle-hole symmetries, are topologically equivalent in the complex energy plane and hence unified in non-Hermitian physics. A striking consequen…
Both theoretical and experimental studies of topological phases in non-Hermitian systems have made a remarkable progress in the last few years of research. In this article, we review the key concepts pertaining to topological phases in non-Hermitian Hamiltonians with relevant examples and realistic model setups. Discussions are devoted to both the adaptations of topological invariants from Hermitian to non-Hermitian systems, as well as origins of new topological invariants in the latter setup. Unique properties such as exceptional points and complex energy landscapes lead to new topological in…
A non-Hermitian topological insulator with real spectrum is interesting in the theory of non-Hermitian extension of topological systems. We find an experimentally realizable example of a two dimensional non-Hermitian topological insulator with real spectrum. We consider two-dimensional Su-Schrieffer-Heeger (SSH) model with gain and loss. We introduce non-Hermitian polarization vector to explore topological phase and show that topological edge states in the band gap exist in the system.
We classify topological defects in non-Hermitian systems with point gap, real gap and imaginary gap for all the Bernard-LeClair classes or generalized Bernard-LeClair classes in all dimensions. The defect Hamiltonian $H(\bf{k}, {\bf r})$ is described by a non-Hermitian Hamiltonian with spatially modulated adiabatical parameter ${\bf r}$ surrounding the defect. While the non-Hermitian system with point gap belongs to any of 38 symmetry classes (Bernard-LeClair classes), for non-Hermitian systems with line-like gap we get 54 non-equivalent generalized Bernard-LeClair classes as a natural general…
Topological states in non-Hermitian systems are known to exhibit some anomalous features. Here, we find two new anomalous features of non-Hermitian topological states. We consider a one dimensional nonreciprocal Hamiltonian and show that topological robustness can be practically lost for a linear combination of topological eigenstates in non-Hermitian systems due to the non-Hermitian skin effect. We consider a two dimensional non-Hermitian Chern insulator and show that chirality of topological states can be broken at some parameters of the Hamiltonan. This implies that the topological states a…
We provide classification of gapless phases in non-Hermitian systems according to two types of complex-energy gaps: point gap and line gap. We show that exceptional points, at which not only eigenenergies but also eigenstates coalesce, are characterized by gap closing of point gaps with nontrivial topological charges. Moreover, we find that bulk Fermi arcs accompanying exceptional points are robust because of topological charges for real line gaps. On the basis of the classification, some examples are also discussed.
We introduce modulational instability in non-Hermitian systems to study state conversion of topological edge states. We show that state conversion in non-Hermitian systems leads to topological pumping, which is a way of transferring topological edge state from one edge to the opposite edge. In contrast to Hermitian systems, topological pumping can occur spontaneously in non-Hermitian systems.
The discovery of topological phases in non-Hermitian open classical and quantum systems challenges our current understanding of topological order. Non-Hermitian systems exhibit unique features with no counterparts in topological Hermitian models, such as failure of the conventional bulk-boundary correspondence and non-Hermitian skin effect. Advances in the understanding of the topological properties of non-Hermitian lattices with translational invariance have been reported in several recent studies, however little is known about non-Hermitian quasicrystals. Here we disclose topological phases …
We develop a complete theory of symmetry and topology in non-Hermitian physics. We demonstrate that non-Hermiticity ramifies the celebrated Altland-Zirnbauer symmetry classification for insulators and superconductors. In particular, charge conjugation is defined in terms of transposition rather than complex conjugation due to the lack of Hermiticity, and hence chiral symmetry becomes distinct from sublattice symmetry. It is also shown that non-Hermiticity enables a Hermitian-conjugate counterpart of the Altland-Zirnbauer symmetry. Taking into account sublattice symmetry or pseudo-Hermiticity a…
In this paper, with the help of Hermitian/non-Hermitian dynamic strings, the theory of non-Hermitian topological order is developed based on a non-Hermitian Wen-plaquette model. The effective models for bosonic topological excitations (e-particle and m-particle) are Hermitian tight-binding lattice model; the effective model for fermionic topological excitation (f-particle) becomes a non-Hermitian tight-binding lattice model. In addition, the effective pseudo-spin model for topologically degenerate ground states is derived by calculating the expectation values of Hermitian/non-Hermitian topolog…
A unique feature of non-Hermitian systems is the skin effect, which is the extreme sensitivity to the boundary conditions. Here, we reveal that the skin effect originates from intrinsic non-Hermitian topology. Such a topological origin not merely explains the universal feature of the known skin effect, but also leads to new types of the skin effects---symmetry-protected skin effects. In particular, we discover the $\mathbb{Z}_{2}$ skin effect protected by time-reversal symmetry. On the basis of topological classification, we also discuss possible other skin effects in arbitrary dimensions. Our…
Classifications of symmetry-protected topological (SPT) phases provide a framework to systematically understand the physical properties and potential applications of topological systems. While such classifications have been widely explored in the context of Hermitian systems, a complete understanding of the roles of more general non-Hermitian symmetries and their associated classification is still lacking. Here, we derive a periodic table for non-interacting SPTs with general non-Hermitian symmetries. Our analysis reveals novel non-Hermitian topological classes, while also naturally incorporat…
The past decades have witnessed an explosion of interest in topological materials, and a lot of mathematical concepts have been introduced in condensed matter physics. Among them, the bulk-boundary correspondence is the central topic in topological physics, which has inspired researchers to focus on boundary physics. Recently, the concepts of topological phases have been extended to non-Hermitian Hamiltonians, whose eigenvalues can be complex. Besides the topology, non-Hermiticity can also cause a boundary phenomenon called the non-Hermitian skin effect, which is an extreme sensitivity of the …
A non-Hermitian topological insulator is fundamentally different from conventional topological insulators. The non-Hermitian skin effect arises in a nonreciprocal tight binding lattice with open edges. In this case, not only topological states but also bulk states are localized around the edges of the nonreciprocal system. We discuss that controllable switching from topological edge states into topological extended states in a chiral symmetric non-Hermitian system is possible. We show that the skin depth decreases with non-reciprocity for bulk states but increases with it for topological zero …
Spectra of bulk or edges in topological insulators are often made complex by non-Hermiticity. Here, we show that symmetry protection enables entirely real spectra for both bulk and edges even in non-Hermitian topological insulators. In particular, we demonstrate entirely real spectra without non-Hermitian skin effects due to a combination of pseudo-Hermiticity and Kramers degeneracy. This protection relies on nonspatial fundamental symmetry and has stability against disorder. As an illustrative example, we investigate a non-Hermitian extension of the Bernevig-Hughes-Zhang model. The helical ed…
We introduce a one dimensional non-Hermitian four band tight binding lattice system. We find stable topological edge states protected by particle-hole and parity-time symmetries. We show that topological phase appears in the system. We discuss that the system can also be used as a topological laser if the gain and loss positions in a unit cell are judiciously arranged.
Eigenenergies of a non-Hermitian system without parity-time symmetry are complex in general. Here, we show that the chiral boundary states of higher-dimensional (two-dimensional and three-dimensional) non-Hermitian topological insulators without parity-time symmetry can be Hermitian with real eigenenergies under certain conditions. Our approach allows one to construct Hermitian chiral edge and hinge states from non-Hermitian two-dimensional Chern insulators and three-dimensional second-order topological insulators, respectively. Such Hermitian chiral boundary channels have perfect transmission…
Among non-Hermitian systems, pseudo-Hermitian phases represent a special class of physical models characterized by real energy spectra and by the absence of non-Hermitian skin effects. Here, we show that several pseudo-Hermitian phases in two and three dimensions can be built by employing $q$-deformed matrices, which are related to the representation of deformed algebras. Through this algebraic approach we present and study the pseudo-Hermitian version of well known Hermitian topological phases, raging from two-dimensional Chern insulators and time-reversal-invariant topological insulators to …
Non-Hermitian systems can host topological states with novel topological invariants and bulk-edge correspondences that are distinct from conventional Hermitian systems. Here we show that two unique classes of non-Hermitian 2D topological phases, a 2$\mathbb{Z}$ non-Hermitian Chern insulator and a $\mathbb{Z}_{2}$ topological semimetal, can be realized by tuning staggered asymmetric hopping strengths in a 1D superlattice. These non-Hermitian topological phases support real edge modes due to robust $\mathcal{PT}$-symmetric-like spectra and can coexist in certain parameter regime. The proposed ph…
So far, topological band theory is discussed mainly for systems described by eigenvalue problems. Here, we develop a topological band theory described by a generalized eigenvalue problem (GEVP). Our analysis elucidates that non-Hermitian topological band structures may emerge for systems described by a GEVP with Hermitian matrices. The above result is verified by analyzing a two-dimensional toy model where symmetry-protected exceptional rings (SPERs) emerge although the matrices involved are Hermitian. Remarkably, these SPERs are protected by emergent symmetry, which is unique to the systems d…
The non-trivial topological features in the energy band of non-Hermitian systems provide promising pathways to achieve robust physical behaviors in classical or quantum open systems. A key topological feature, unique to non-Hermitian systems, is the non-trivial winding of the energy band in the complex energy plane. Here we provide direct experimental demonstrations of such non-trivial winding, by implementing non-Hermitian lattice Hamiltonians along a frequency synthetic dimension formed in a ring resonator undergoing simultaneous phase and amplitude modulations, and by directly characterizin…
We relate topological properties of non-Hermitian systems and observables of quantum open systems by using the Keldysh path-integral method. We express Keldysh Green's functions in terms of effective non-Hermitian Hamiltonians that contain all the relevant topological information. We arrive at a frequency dependent topological index that is linked to the response of the system to perturbations at a given frequency. We show how to detect a transition between different topological phases by measuring the response to local perturbations. Our formalism is exemplified in a 1D Hatano-Nelson model, h…
We analyze chiral topological edge modes in a non-Hermitian variant of the 2D Dirac equation. Such modes appear at interfaces between media with different "masses" and/or signs of the "non-Hermitian charge". The existence of these edge modes is intimately related to exceptional points of the bulk Hamiltonians, i.e., degeneracies in the bulk spectra of the media. We find that the topological edge modes can be divided into three families ("Hermitian-like", "non-Hermitian", and "mixed"), these are characterized by two winding numbers, describing two distinct kinds of half-integer charges carried …
We identify and investigate two classes of non-Hermitian systems, i.e., one resulting from Lorentz-symmetry violation (LSV) and the other from a complex mass (CM) with Lorentz invariance, from the perspective of quantum field theory. The mechanisms to break, and approaches to restore, the bulk-boundary correspondence in these two types of non-Hermitian systems are clarified. The non-Hermitian system with LSV shows a non-Hermitian skin effect, and its topological phase can be characterized by mapping it to the Hermitian system via a non-compact $U(1)$ gauge transformation. In contrast, there ex…
We provide a systematic study of non-Hermitian topologically charged systems. Starting from a Hermitian Hamiltonian supporting Weyl points with arbitrary topological charge, adding a non-Hermitian perturbation transforms the Weyl points to one-dimensional exceptional contours. We analytical prove that the topological charge is preserved on the exceptional contours. In contrast to Hermitian systems, the addition of gain and loss allows for a new class of topological phase transition: when two oppositely charged exceptional contours touch, the topological charge can dissipate without opening a g…
We introduce and study a novel class of sensors whose sensitivity grows exponentially with the size of the device. Remarkably, this drastic enhancement does not rely on any fine-tuning, but is found to be a stable phenomenon immune to local perturbations. Specifically, the physical mechanism behind this striking phenomenon is intimately connected to the anomalous sensitivity to boundary conditions observed in non-Hermitian topological systems. We outline concrete platforms for the practical implementation of these non-Hermitian topological sensors (NTOS) ranging from classical meta-materials t…
We proposed a framework for the topological classification of non-Hermitian systems. Different from previous $K$-theoretical approaches, our approach is a homotopy classification, which enables us to see more topological invariants. Specifically, we considered the classification of non-Hermitian systems with separable band structures. We found that the whole classification set is decomposed into several sectors based on the braiding of energy levels and characterized by some braid group data. Each sector can be further classified based on the topology of eigenstates (wave functions). Due to th…
Topological edge states appear at the interface of topologically distinct two Hermitian insulators. We study the extension of this idea to non-Hermitian systems. We consider PT symmetric and topologically distinct non-Hermitian insulators with real spectra and study topological edge states at the interface of them. We show that PT symmetry is spontaneously broken at the interface during the topological phase transition. Therefore topological edge states with complex energy eigenvalues appear at the interface. We apply our idea to a complex extension of the Su-Schrieffer-Heeger (SSH) model.
Non-Hermitian Hamiltonians, which describe a wide range of dissipative systems, and higher-order topological phases, which exhibit novel boundary states on corners and hinges, comprise two areas of intense current research. Here we investigate systems where these frontiers merge and formulate a generalized biorthogonal bulk-boundary correspondence, which dictates the appearance of boundary modes at parameter values that are, in general, radically different from those that mark phase transitions in periodic systems. By analyzing the interplay between corner/hinge, edge/surface and bulk degrees …
Recent studies of disorder or non-Hermiticity induced topological insulators inject new ingredients for engineering topological matter. Here we consider the effect of purely non-Hermitian disorders, a combination of these two ingredients, in a 1D coupled-cavity array with disordered gain and loss. Topological photonic states can be induced by increasing gain-loss disorder strength with topological invariants carried by localized states in the complex bulk spectra. The system showcases rich phase diagrams and distinct topological states from Hermitian disorders. The non-Hermitian critical behav…
In this paper, based on a non-Hermitian toric-code model, we surprisingly find that the degeneracy of ground states can be changed by a local non-Hermitian perturbation (even in thermodynamic limit). We call it non-Hermitian avalanche effect. As the physics consequences of the non-Hermitian avalanche effect, a correspondence between bulk quasi-particles and topologically protected degenerate ground states for Z2 topological order is borken down. In addition, the PT symmetry breaking transition of the topologically degenerate ground states subspace can be observed by fidelity susceptibility.
We investigate topological lasers in combination of nonlinear, non-Hermitian and topological lattice systems based on a quench dynamics starting from one site. We consider explicitly the topological laser in the Su-Schrieffer-Heeger (SSH) model with two topological edge states and the second-order topological laser in the breathing Kagome lattice with three topological corner states. Once we stimulate any one site, after a delay, all sites belonging to the topological edge or corner states begin to emit stable laser light depending on the density of states, although no wave propagation is obse…
Non-Hermitian topological phases in static and periodically driven systems have attracted great attention in recent years. Finding dynamical probes for these exotic phases would be of great importance in the detection and application of their topological properties. In this work, we propose a systematic approach to dynamically characterize non-Hermitian Floquet topological phases in one-dimension with chiral symmetry. We show that the topological invariants of a chiral symmetric Floquet system can be fully determined by measuring the winding angles of its time-averaged spin textures. We furthe…
Non-Hermitian systems can exhibit unique topological and localization properties. Here we elucidate the non-Hermitian effects on disordered topological systems by studying a non-Hermitian disordered Su-Schrieffer-Heeger model with nonreciprocal hoppings. We show that the non-Hermiticity can enhance the topological phase against disorders by increasing energy gaps. Moreover, we uncover a topological phase which emerges only under both moderate non-Hermiticity and disorders, and is characterized by localized insulating bulk states with a disorder-averaged winding number and zero-energy edge mode…
Ocean University of China（中国海洋大学）；Qingdao Key Laboratory of Advanced Optoelectronics（青岛先进光电学重点实验室）；Engineering Research Center of Advanced Marine Physical Instruments and Equipment of MOE（教育部海洋高端物理仪器和设备工程研究中心）
Recently, the search for topological states of matter has turned to non-Hermitian systems, which exhibit a rich variety of unique properties without Hermitian counterparts. Lattices modeled through non-Hermitian Hamiltonians appear in the context of photonic systems, where one needs to account for gain and loss, circuits of resonators, and also when modeling the lifetime due to interactions in condensed matter systems. Here we provide a brief overview of this rapidly growing subject, the search for topological states and a bulk-boundary correspondence in non-Hermitian systems.
We study the characterization and realization of higher-order topological Anderson insulator (HOTAI) in non-Hermitian systems, where the non-Hermitian mechanism ensures extra symmetries as well as gain and loss disorder.We illuminate that the quadrupole moment $Q_{xy}$ can be used as the real space topological invariant of non-Hermitian higher-order topological insulator (HOTI). Based on the biorthogonal bases and non-Hermitian symmetries, we prove that $Q_{xy}$ can be quantized to $0$ or $0.5$. Considering the disorder effect, we find the disorder-induced phase transition from normal insulato…
The breakdown of the bulk-boundary correspondence in non-Hermitian (NH) topological systems is an open, controversial issue. In this paper, to resolve this issue, we ask the following question: Can a (global) topological invariant completely describe the topological properties of a NH system as its Hermitian counterpart? Our answer is no. One cannot use a global topological invariant (including non-Bloch topological invariant) to accurately characterize the topological properties of the NH systems. Instead, there exist a new type of topological invariants that are absence in its Hermitian coun…
Majorana edge modes are candidate elements of topological quantum computing. In this work, we purpose a Floquet engineering approach to generate arbitrarily many non-Hermitian Majorana zero and $π$ modes at the edges of a one-dimensional topological superconductor. Focusing on a Kitaev chain with periodically kicked superconducting pairings and gain/losses in the chemical potential or nearest neighbor hopping terms, we found rich non-Hermitian Floquet topological superconducting phases, which are originated from the interplay between drivings and non-Hermitian effects. Each of the phases is ch…
In this paper, we study the topological properties of the non-Hermitian Su-Schrieffer-Heeger (SSH) lattice by periodically introducing onsite imaginary potentials in the manner of ($iγ_1$, $-iγ_2$, $-iγ_1$, $iγ_2$) where $γ_1$ and $γ_2$ are the imaginary potential strengths. Results show that by changing the lattice to a tetramerized non-Hermitian system, such imaginary potentials induce the nontrivial transition of the topological properties of the SSH system. First, the topologically-nontrivial region is extended, followed by the non-Hermitian spontaneous breaking of the anti-$\cal PT$ symme…
Non-Hermiticity alters topology with the presence of non-Hermitian factors in topological systems. Most existing non-Hermitian topological systems derive their topological phases from Hermitian components, that is, the gain and loss of the system are considered simultaneously. In this work, we reveal two-dimensional non-Hermitian high-order topological insulator based on one-dimensional SSH chain, the nontrivial topology of which induced by total-loss. By introducing the loss of a specific configuration, we get a band gap with corner and edge states whose topology is characterized by the gappe…
In Hermitian topological systems, the bulk-boundary correspondence strictly constraints boundary transport to values determined by the topological properties of the bulk. We demonstrate that this constraint can be lifted in non-Hermitian Floquet insulators. Provided that the insulator supports an anomalous topological phase, non-Hermiticity allows us to modify the boundary states independently of the bulk, without sacrificing their topological nature. We explore the ensuing possibilities for a Floquet topological insulator with non-Hermitian time-reversal symmetry, where the helical transport …
The interplay between non-Hermiticity and topology opens an exciting avenue for engineering novel topological matter with unprecedented properties. While previous studies have mainly focused on one-dimensional systems or Chern insulators, here we investigate topological phase transitions to/from quantum spin Hall (QSH) insulators driven by non-Hermiticity. We show that a trivial to QSH insulator phase transition can be induced by solely varying non-Hermitian terms, and there exists exceptional edge arcs in QSH phases. We establish two topological invariants for characterizing the non-Hermitian…
Bulk-boundary correspondence, a central principle in topological matter relating bulk topological invariants to edge states, breaks down in a generic class of non-Hermitian systems that have so far eluded experimental effort. Here we theoretically predict and experimentally observe non-Hermitian bulk-boundary correspondence, a fundamental generalization of the conventional bulk-boundary correspondence, in discrete-time non-unitary quantum-walk dynamics of single photons. We experimentally demonstrate photon localizations near boundaries even in the absence of topological edge states, thus conf…
The topology of non-Hermitian systems is drastically shaped by the non-Hermitian skin effect, which leads to the generalized bulk-boundary correspondence and non-Bloch band theory. The essential part in formulations of bulk-boundary correspondence is a general and computable definition of topological invariants. In this paper, we introduce a construction of non-Hermitian topological invariants based directly on real-space wavefunctions, which provides a general and straightforward approach for determining non-Hermitian topology. As an illustration, we apply this formulation to several represen…
