Huge overhead of beam training poses a significant challenge to mmWave communications. To address this issue, beam tracking has been widely investigated whereas existing methods are hard to handle serious multipath interference and non-stationary scenarios. Inspired by the spatial similarity between low-frequency and mmWave channels in non-standalone architectures, this paper proposes to utilize prior low-frequency information to predict the optimal mmWave beam, where deep learning is adopted to enhance the prediction accuracy. Specifically, periodically estimated low-frequency channel state information (CSI) is applied to track the movement of user equipment, and timing offset indicator is proposed to indicate the instant of mmWave beam training relative to low-frequency CSI estimation. Meanwhile, long-short term memory networks based dedicated models are designed to implement the prediction. Simulation results show that our proposed scheme can achieve higher beamforming gain than the conventional methods while requiring little overhead of mmWave beam training.
Recently, intelligent reflecting surface (IRS) assisted mmWave networks are emerging, which bear the potential to address the blockage issue of the millimeter wave (mmWave) communication in a more cost-effective way. In particular, IRS is built by passive and programmable electromagnetic elements that can manipulate the mmWave propagation channel into a more favorable condition that is free of blockage via judicious joint BS-IRS transmission design. However, the coexistence of IRSs and mmWave BSs complicates the network architecture, and thus poses great challenges for efficient beam managemen…
Channel estimation is challenging for the reconfigurable intelligence surface (RIS) assisted millimeter wave (mmWave) communications. Since the number of coefficients of the cascaded channels in such systems is closely dependent on the product of the number of base station antennas and the number of RIS elements, the pilot overhead would be prohibitively high. In this letter, we propose a cascaded channel estimation framework for an RIS assisted mmWave multiple-input multiple-output system, where the wideband effect on transmission model is considered. Then, we transform the wideband channel e…
In this paper, we investigate the secure beamforming design in an intelligent reflection surface (IRS) assisted millimeter wave (mmWave) system, where the hybrid beamforming (HB) and the passive beamforming (PB) are employed by the transmitter and the IRS, respectively. To maximize the secrecy capacity, the joint optimization of HB and PB is formulated as a nonconvex problem with constant-modulus constraints. To efficiently solve such a challenging problem, the original problem is decomposed into a PB subproblem and an HB subproblem, then these two subproblems are sequentially solved by propos…
In this paper, we study the high-resolution channel estimation problem for intelligent reflecting surface (IRS)-assisted millimeter wave (mmWave) multiple-input-multiple-output (MIMO) communications, which is a prerequisite to guarantee further high-rate data transmission. Considering the typical sparsity of mmWave channels, we formulate the cascaded channel estimation problem from a sparse signal recovery perspective, and then propose a novel two-step cascaded channel estimation protocol to estimate the cascaded user-IRS-base station channel with high-resolution for IRS-assisted mmWave MIMO c…
This paper considers a lens antenna array-assisted millimeter wave (mmWave) multiuser multiple-input multiple-output (MU-MIMO) system. The base station's beam selection matrix and user terminals' phase-only beamformers are jointly designed with the aim of maximizing the uplink sum rate. In order to deal with the formulated mixed-integer optimization problem, a penalty dual decomposition (PDD)-based iterative algorithm is developed via capitalizing on the weighted minimum mean square error (WMMSE), block coordinate descent (BCD), and minorization-maximization (MM) techniques. Moreover, a low-co…
We consider the problem of estimating the channel in reconfigurable intelligent surface (RIS) assisted millimeter wave (mmWave) systems. We propose two variational expectation maximization (VEM) based algorithms for channel estimation in RIS-aided wireless systems. The first algorithm is a structured mean field-based sparse Bayesian learning (SM-SBL) algorithm that exploits the doubly-structured sparsity and the individual sparsity of the elements of the channel. To exploit the sparsities, we propose a column-wise coupled Gaussian prior. We next design the factorized mean field-based algorithm…
Reconfigurable Intelligent Surfaces (RIS) are passive or semi-passive heterogeneous metasurfaces and consist of many tunable elements. RIS is gaining momentum as a promising new technology to enable transforming the propagation environment into controllable parameters. In this paper, we investigate the co-design of per-subcarrier power allocation matrices and multielement RIS phase shifts in downlink wideband MIMO transmission using 28 GHz frequency bands. Our contributions in improving RIS-aided links include (1) enhanced system modeling with pathloss and blockage modeling, and uniform rectan…
Millimeter-wave (mmWave) communications provide access to spectra with bandwidths and in abundance. However, the high susceptibility of mmWave to blockage imposes crucial challenges, especially to low-latency services. In this paper, a novel intelligent reflecting surface (IRS) assisted mmWave scheme is proposed to overcome the impact of blockage. New methods are developed to minimize the user power for a multi-user mmWave system by jointly optimizing individual device power, multi-user detection matrix and passive beamforming, subject to delay requirements. An alternating optimization framewo…
In this paper, we propose a new downlink beamforming strategy for mmWave communications using uplink sub-6GHz channel information and a very few mmWave pilots. Specifically, we design a novel dual-input neural network, called FusionNet, to extract and exploit the features from sub-6GHz channel and a few mmWave pilots to accurately predict mmWave beam. To further improve the beamforming performance and avoid over-fitting, we develop two data pre-processing approaches utilizing channel sparsity and data augmentation. The simulation results demonstrate superior performance and robustness of the p…
Traditional beam tracking methods have severe performance loss under the high mobility and narrow beam scenario. To alleviate the tracking performance degradation, we propose an adaptive beamwidth control for millimeter wave (mmWave) beam tracking. The particle filter is applied to the beam tracking, and the AoA estimation error is approximated with a posterior density function constructed by the particles. The error approximation leads to the adaptive beamwidth control which is implemented by the partial activation of the antenna array. Simulation results show that the proposed algorithm aids…
Reconfigurable intelligent surface (RIS) assisted millimeter-wave (mmWave) communication systems relying on hybrid beamforming structures are capable of achieving high spectral efficiency at a low hardware complexity and low power consumption. In this paper, we propose an RIS-assisted mmWave point-to-point system relying on dynamically configured sub-array connected hybrid beamforming structures. More explicitly, an energy-efficient analog beamformer relying on twin-resolution phase shifters is proposed. Then, we conceive a successive interference cancelation (SIC) based method for jointly des…
The use of millimeter-wave (mmWave) bandwidth is one key enabler to achieve the high data rates in the fifth-generation (5G) cellular systems. However, mmWave signals suffer from significant path loss due to high directivity and sensitivity to blockages, limiting its adoption within small-scale deployments. To enhance the coverage of mmWave communication in 5G and beyond, it is promising to deploy a large number of reconfigurable intelligent surfaces (RISs) that passively reflect mmWave signals towards desired directions. With this motivation, in this work we study the coverage of an RIS-assis…
In this paper, we present a novel mobile user tracking (UT) scheme for codebook-based intelligent reflecting surface (IRS) aided millimeter wave (mmWave) systems. The proposed UT scheme exploits the temporal correlation of the direction from the IRS to the mobile user for selecting IRS phase shifts that provide reflection towards the user. To this end, the user's direction is periodically estimated based on a generalized likelihood ratio test (GLRT) and the user's movement trajectory is extrapolated from several past direction estimates. The efficiency of the proposed UT scheme is evaluated in…
In this paper, we jointly consider the downlink simultaneous wireless information and power transfer (SWIPT) and uplink information transmission in unmanned aerial vehicle (UAV)-assisted millimeter wave (mmWave) cellular networks, in which the user equipment (UE) locations are modeled using Poisson cluster processes (e.g., Thomas cluster processes or Matérn cluster processes). Distinguishing features of mmWave communications, such as different path loss models for line-of-sight (LOS) and non-LOS (NLOS) links and directional transmissions are taken into account. In the downlink phase, the assoc…
Analog beamforming is the predominant approach for millimeter wave (mmWave) communication given its favorable characteristics for limited-resource devices. In this work, we aim at reducing the spectral efficiency gap between analog and digital beamforming methods. We propose a method for refined beam selection based on the estimated raw channel. The channel estimation, an underdetermined problem, is solved using compressed sensing (CS) methods leveraging angular domain sparsity of the channel. To reduce the complexity of CS methods, we propose dictionary learning iterative soft-thresholding al…
Reconfigurable intelligent surfaces (RISs) are considered to be a promising solution to overcome the blockage issue in the millimeter-wave (mmWave) band. Energy efficiency is an important performance metric in mmWave systems with a large number of antennas. However, due to the severe path loss in mmWave systems, resource allocation algorithms tend to allocate most of the resources for the benefit of the users with higher channel gains. In this paper, we propose a lexicographic-based approach to find the optimal power allocation, RIS phase shift matrix, and analog precoders that maximize both e…
Beam alignment - the process of finding an optimal directional beam pair - is a challenging procedure crucial to millimeter wave (mmWave) communication systems. We propose a novel beam alignment method that learns a site-specific probing codebook and uses the probing codebook measurements to predict the optimal narrow beam. An end-to-end neural network (NN) architecture is designed to jointly learn the probing codebook and the beam predictor. The learned codebook consists of site-specific probing beams that can capture particular characteristics of the propagation environment. The proposed met…
Beamforming is one of the key techniques in millimeter wave (mmWave) multi-input multi-output (MIMO) communications. Designing appropriate beamforming not only improves the quality and strength of the received signal, but also can help reduce the interference, consequently enhancing the data rate. In this paper, we propose a distributed multi-agent double deep Q-learning algorithm for beamforming in mmWave MIMO networks, where multiple base stations (BSs) can automatically and dynamically adjust their beams to serve multiple highly-mobile user equipments (UEs). In the analysis, largest receive…
Hybrid beamforming is considered a key enabler to realize millimeter wave (mmWave) multiple-input multiple-output (MIMO) communications due to its capability of considerably reducing the number of costly and power-hungry radio frequency chains in the transceiver. However, in mmWave MIMO orthogonal frequency-division multiplexing (MIMO-OFDM) systems, hybrid beamforming design is challenging because the analog precoder and combiner are required to be shared across the whole employed bandwidth. In this paper, we propose closed-form solutions to the problem of designing the analog precoder/combine…
The recent attempts to realize full-duplex (FD) communications in millimeter wave (mmWave) systems have garnered a significant amount of interest for its potential. In this paper, we present a cost-efficient design of mmWave FD systems, where the system dynamically reduces the RF beam codebook in a computationally efficient manner, so that it is comprised of the RF beams that will prevent the Rx receive chain from saturating due to the self-interference (SI). The analog beamformer will suppress the SI to the level that the residual SI can be completely removed with digital SI cancellation, all…
Human blockage is one of the main challenges for mmWave communication networks in dynamic environments. The shadowing by a human body results in significant received power degradation and could occur abruptly and frequently. A shadowing period of hundred milliseconds might interrupt the communication and cause significant data loss, considering the huge bandwidth utilized in mmWave communications. An even longer shadowing period might cause a long-duration link outage. Therefore, a blockage prediction mechanism has to be taken to detect the moving blocker within the vicinity of mmWave links. B…
Beamforming technology is widely used in millimeter wave systems to combat path losses, and beamformers are usually selected from a predefined codebook. Unfortunately, the traditional codebook design neglects the beam squint effect, and this will cause severe performance degradation when the bandwidth is large. In this letter, we consider that a codebook with fixed size is adopted in the wideband beamforming system. First, we analyze how beam squint affects system performance when all beams have the same width. The expression of average spectrum efficiency is derived based on the ideal beam pa…
Unmanned aerial vehicles (UAVs) are the emerging vital components of millimeter wave (mmWave) wireless systems. Accurate beam alignment is essential for efficient beam-based mmWave communications of UAVs with base stations (BSs). Conventional beam sweeping approaches often have large overhead due to the high mobility and autonomous operation of UAVs. Learning-based approaches greatly reduce the overhead by leveraging UAV data, like position to identify optimal beam directions. In this paper, we propose a reinforcement learning (RL)-based framework for UAV-BS beam alignment using deep Q-Network…
In this paper, we investigate an intelligent reflect surface (IRS) assisted multi-user millimeter wave (mmWave) downlink communication system, exploiting IRS to alleviate the blockage effect and enhance the performance of the mmWave system. Considering the impact of IRS on user association, we formulate a sum rate maximization problem by jointly optimizing the passive beamforming at IRS and user association, which is an intractable non-convex problem. Then an alternating optimization algorithm is proposed to solve the problem efficiently. In the proposed algorithm, passive beamforming at IRS i…
Reconfigurable intelligent surface (RIS) has recently emerged as a promising paradigm for future cellular networks. Specifically, due to its capability in reshaping the propagation environment, RIS was introduced to address the blockage issue in millimeter Wave (mmWave) or even Terahertz (THz) communications. The deployment of RIS, however, complicates the system architecture and poses a significant challenge for beam training (BT)/ beam alignment (BA), a process that is required to establish a reliable link between the transmitter and the receiver. In this article, we first review several sta…
Millimeter wave (mmWave) systems can enable high data rates if the link between the transmitting and receiving radios is configured properly. Fast configuration of mmWave links, however, is challenging due to the use of large antenna arrays and hardware constraints. For example, a large amount of training overhead is incurred by exhaustive search-based beam alignment in typical mmWave phased arrays. In this paper, we present a framework called FALP for Fast beam Alignment with Low-resolution Phase shifters. FALP uses an efficient set of antenna weight vectors to acquire channel measurements, a…
Millimeter wave communication systems can leverage information from sensors to reduce the overhead associated with link configuration. LIDAR (light detection and ranging) is one sensor widely used in autonomous driving for high resolution mapping and positioning. This paper shows how LIDAR data can be used for line-of-sight detection and to reduce the overhead in millimeter wave beam-selection. In the proposed distributed architecture, the base station broadcasts its position. The connected vehicle leverages its LIDAR data to suggest a set of beams selected via a deep convolutional neural netw…
The wide bandwidths offered at millimeter-wave (mmWave) frequencies have made them an attractive choice for future wireless communication systems. Recent works have presented beamforming strategies for enabling in-band full-duplex (FD) capability at mmWave even under the constraints of hybrid beamforming, extending the exciting possibilities of next-generation wireless. Existing mmWave FD designs, however, do not consider frequency-selective mmWave channels. Wideband communication at mmWave suggests that frequency-selectivity will likely be of concern since communication channels will be on th…
Low overhead channel estimation based on compressive sensing (CS) has been widely investigated for hybrid wideband millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems. The channel sparsifying dictionaries used in prior work are built from ideal array response vectors evaluated on discrete angles of arrival/departure. In addition, these dictionaries are assumed to be the same for all subcarriers, without considering the impacts of hardware impairments and beam squint. In this manuscript, we derive a general channel and signal model that explicitly incorporates the impacts of …
Of the wide palette of 5G features, ultra-wide bandwidth and large-scale antenna configuration are regarded as the essential enabling technology components at millimeter wave (mmWave) communication. Accurate knowledge of delay and angle information of multipath components is essential for many applications in mmWave systems. There is a strong need for a low computation-cost channel estimation algorithm for such systems, where typically adopted far-field and narrowband assumptions might be violated. In this work, a generic yet novel beamspace uniform circular array (UCA) beamforming algorithm w…
In this paper, we propose a beamforming design for dual-functional radar-communication (DFRC) systems at the millimeter wave (mmWave) band, where hybrid beamforming and sub-arrayed MIMO radar techniques are jointly exploited. We assume that a base station (BS) is serving a user equipment (UE) located in a Non-Line-of-Sight (NLoS) channel, which in the meantime actively detects multiple targets located in a Line-of-Sight (LoS) channel. Given the optimal communication beamformer and the desired radar beampattern, we propose to design the analog and digital beamformers under non-convex constant-m…
Millimeter-wave (mmWave) systems require a large number of antennas at both base station and user equipment for a desirable link budget. Due to time varying channel under user mobility, up-to-date channel state information (CSI) is critical to obtain the required beamforming gain.. The mmWave sparse multipath channel is commonly exploited in designing tracking algorithms but practical angular spread is often overlooked. In this work, we study the performance bound of tracking accuracy in sparse mmWave channel that includes intra-cluster angular spreads. Power gain from angle-steering-based bea…
Millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) communication system is expected to achieve enormous transmission rate, provided that the transmit and receive beams are properly aligned with the MIMO channel. However, existing beam alignment techniques rely on either channel estimation or beam sweeping, which incur prohibitively high training overhead, especially for future wireless systems with further increased antenna dimensions and more stringent requirement on cost-effective hardware architectures. In this paper, we propose a new beam alignment technique, which is e…
In this letter, we optimize the channel estimator of the cascaded channel in an intelligent reflecting surface (IRS)-assisted millimeter wave (mmWave) multi-antenna system. In this system, the receiver is equipped with a hybrid architecture adopting quantized beamforming. Different from traditional multiple-input multiple-output (MIMO) systems, the design of channel estimation is challenging since the IRS is usually a passive array with limited signal processing capability. We derive the optimized channel estimator in a closed form by reformulating the problem of cascaded channel estimation in…
