arXivDaily arXiv每日学术速递 周一至周五更新
arXiv 2009.02400cs.LGstat.ML

ROC曲线下面积作为聚类质量的度量

The Area Under the ROC Curve as a Measure of Clustering Quality

Federal University of Santa Catarina(圣卡塔琳娜联邦大学);RWTH Aachen University(亚琛工业大学);University of Newcastle(纽卡斯尔大学)

Pablo Andretta Jaskowiak, Ivan Gesteira Costa, Ricardo José Gabrielli Barreto Campello

AI总结:

本文探索将AUC作为无监督聚类分析的内部质量度量(AUCC),证明其在随机零模型下具有稳定期望值且与Gamma准则呈线性变换,并揭示了等价性带来的高效算法,实验表明其兼具定量评估与定性视觉分析价值。

摘要:

受试者工作特征(ROC)曲线下面积,简称为AUC,是监督学习领域中一种众所周知的性能度量。由于其引人注目的特性,它已被许多研究用于评估和比较不同分类器的性能。在这项工作中,我们探索将AUC作为无监督学习领域中的性能度量,更具体地说,是在聚类分析的背景下。具体而言,我们详细阐述了将AUC作为聚类质量的内部/相对度量,我们将其称为聚类的曲线下面积(AUCC)。我们表明,在随机聚类解决方案的零模型下,给定候选聚类解决方案的AUCC具有一个期望值,无论数据集的大小如何,更重要的是,无论评估中的聚类数量或聚类(不)平衡性如何。此外,我们详细阐述了这样一个事实:在我们所考虑的内部/相对聚类验证背景下,AUCC实际上是Baker和Hubert(1975)提出的Gamma准则的线性变换,我们也为此正式推导了随机聚类的理论期望值。我们还讨论了这些准则的计算复杂度,并表明,虽然Gamma的普通实现对聚类分析的大多数实际应用来说可能在计算上令人望而却步且不切实际,但它与AUCC的等价性实际上揭示了一种效率高得多的算法过程。我们的理论发现得到了实验结果的支持。这些结果表明,除了AUCC提供的有效且稳健的定量评估外,对ROC曲线本身的视觉检查也可用于从更广泛的定性角度进一步评估候选聚类解决方案。

英文摘要:

The Area Under the the Receiver Operating Characteristics (ROC) Curve, referred to as AUC, is a well-known performance measure in the supervised learning domain. Due to its compelling features, it has been employed in a number of studies to evaluate and compare the performance of different classifiers. In this work, we explore AUC as a performance measure in the unsupervised learning domain, more specifically, in the context of cluster analysis. In particular, we elaborate on the use of AUC as an internal/relative measure of clustering quality, which we refer to as Area Under the Curve for Clustering (AUCC). We show that the AUCC of a given candidate clustering solution has an expected value under a null model of random clustering solutions, regardless of the size of the dataset and, more importantly, regardless of the number or the (im)balance of clusters under evaluation. In addition, we elaborate on the fact that, in the context of internal/relative clustering validation as we consider, AUCC is actually a linear transformation of the Gamma criterion from Baker and Hubert (1975), for which we also formally derive a theoretical expected value for chance clusterings. We also discuss the computational complexity of these criteria and show that, while an ordinary implementation of Gamma can be computationally prohibitive and impractical for most real applications of cluster analysis, its equivalence with AUCC actually unveils a much more efficient algorithmic procedure. Our theoretical findings are supported by experimental results. These results show that, in addition to an effective and robust quantitative evaluation provided by AUCC, visual inspection of the ROC curves themselves can be useful to further assess a candidate clustering solution from a broader, qualitative perspective as well.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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