Mass and rate of hierarchical black hole mergers in young, globular and nuclear star clusters
Michela Mapelli, Filippo Santoliquido, Yann Bouffanais, Manuel Arca Sedda, M. Celeste Artale, Alessandro Ballone
备注：
36 pages, 12 figures, 2 tables, accepted for publication in Symmetry (MDPI), special issue "Probing the Universe with Gravitational Waves", editors: José A. de Freitas Pacheco and Pasquale Bosso
Hierarchical mergers are one of the distinctive signatures of binary black hole (BBH) formation through dynamical evolution. Here, we present a fast semi-analytic approach to simulate hierarchical mergers in nuclear star clusters (NSCs), globular clusters (GCs) and young star clusters (YSCs). Hierarchical mergers are more common in NSCs than they are in both GCs and YSCs, because of the different escape velocity. The mass distribution of hierarchical BBHs strongly depends on the properties of first-generation BBHs, such as their progenitor's metallicity. In our fiducial model, we form black holes (BHs) with masses up to $\sim{}10^3$ M$_\odot$ in NSCs and up to $\sim{}10^2$ M$_\odot$ in both GCs and YSCs. When escape velocities in excess of 100 km~s$^{-1}$ are considered, BHs with mass $>10^3$ M$_\odot$ are allowed to form in NSCs. Hierarchical mergers lead to the formation of BHs in the pair instability mass gap and intermediate-mass BHs, but only in metal-poor environments. The local BBH merger rate in our models ranges from $\sim{}10$ to $\sim{} 60$ Gpc$^{-3}$ yr$^{-1}$; hierarchical BBHs in NSCs account for $\sim{}10^{-2}- 0.2$ Gpc$^{-3}$ yr$^{-1}$, with a strong upper limit of $\sim{}10$ Gpc$^{-3}$ yr$^{-1}$. When comparing our models with the second gravitational-wave transient catalog, we find that multiple formation channels are favored to reproduce the observed BBH population.
The dynamical formation of black hole binaries in globular clusters that merge due to gravitational waves occurs more frequently in higher stellar density. Meanwhile, the probability to form intermediate mass black holes (IMBHs) also increases with the density. To explore the impact of the formation and growth of IMBHs on the population of stellar mass black hole binaries from globular clusters, we analyze the existing large survey of Monte-Carlo globular cluster simulation data (MOCCA SURVEY Database I). We show that the number of binary black hole mergers agrees with the prediction based on …
Star-to-star dispersion of r-process elements has been observed in a significant number of old, metal-poor globular clusters. We investigate early-time neutron-star mergers as the mechanism for this enrichment. Through both numerical modeling and analytical arguments, we show that neutron-star mergers cannot be induced through dynamical interactions early in the history of the cluster, even when the most liberal assumptions about neutron-star segregation are assumed. Therefore, if neutron-star mergers are the primary mechanism for r-process dispersion in globular clusters, they likely result f…
The dense environment of globular clusters (GCs) can facilitate the formation of binary black holes (BBHs), some of which can merge with gravitational waves (GW) within the age of the Universe. We have performed a survey of Monte-Carlo simulations following the dynamical evolution of GCs with different masses, sizes and binary fractions and explored the impact of the host GC properties on the formation of BBH mergers. We find that the number of BBH mergers from GCs is determined by the GC's initial mass, size and primordial binary fraction. We identify two groups of BBH mergers: a primordial g…
The high rate of black hole (BH) mergers detected by LIGO/Virgo opened questions on their astrophysical origin. One possibility is the dynamical channel, in which binary formation and hardening is catalyzed by dynamical encounters in globular clusters (GCs). Previous studies have shown that the BH merger rate from the present day GC density in the Universe is lower than the observed rate. In this \textit{Letter}, we study the BH merger rate by accounting for the first time for the evolution of GCs within their host galaxies. The mass in GCs was initially $\sim 8\times$ higher, which decreased …
We explore hierarchical black hole (BH) mergers in nuclear star clusters (NSCs), globular clusters (GCs) and young star clusters (YSCs), accounting for both original and dynamically assembled binary BHs (BBHs). We find that the median mass of both first- and nth-generation dynamical mergers is larger in GCs and YSCs with respect to NSCs, because the lighter BHs are ejected by supernova kicks from the lower-mass clusters. Also, first- and nth-generation BH masses are strongly affected by the metallicity of the progenitor stars: the median mass of the primary BH of a nth-generation merger is $\s…
The recent discovery of GW150914, the binary black hole merger detected by Advanced LIGO, has the potential to revolutionize observational astrophysics. But to fully utilize this new window into the universe, we must compare these new observations to detailed models of binary black hole formation throughout cosmic time. Expanding upon our previous work (Rodriguez et al., 2015), we study merging binary black holes formed in globular clusters using our Monte Carlo approach to stellar dynamics. We have created a new set of 52 cluster models with different masses, metallicities, and radii to fully…
We model the formation of black hole-neutron star (BH-NS) binaries via dynamical interactions in globular clusters. We find that in dense, massive clusters, 16-61% of the BH-NS binaries formed by interactions with existing BH binaries will undergo mergers driven by the emission of gravitational radiation. If the BHs are retained by the cluster after merging with a NS, the BHs acquire subsequent NS companions and undergo several mergers. Thus, the merger rate depends critically upon whether or not the BH is retained by the cluster after the merger. Results from numerical relativity suggest that…
We consider the formation of binary intermediate black holes (BIMBH) in globular clusters (GC), which could happen either in situ or due to the mergers between clusters. We simulate the evolution of the BIMBH orbit (and its subsequent merger) due to stellar ejections. We also take into account the evaporation of GCs due to the tidal field of the host galaxy and two-body relaxation. Our results show that if at least $10^{-3}$ of all GCs become BIMBH hosts and the BIMBH masses are $\sim1\%$ of the GC mass, at least one of the inspiralling (or merging) BIMBHs will be detected by LISA during its 4…
We estimate the population of eccentric gravitational wave (GW) binary black hole (BBH) mergers forming during binary-single interactions in globular clusters (GCs), using ~ 800 GC models that were evolved using the MOCCA code for star cluster simulations as part of the MOCCA-Survey Database I project. By re-simulating binary-single interactions (only involving 3 BHs) extracted from this set of GC models using an N-body code that includes GW emission at the 2.5 post-Newtonian level, we find that ~ 10% of all the BBHs assembled in our GC models that merge at present time form during chaotic bin…
We show that nearly half of all binary black hole (BBH) mergers dynamically assembled in globular clusters have measurable eccentricities ($e>0.01$) in the LISA band ($10^{-2}$ Hz), when General Relativistic corrections are properly included in the $N$-body evolution. If only Newtonian gravity is included, the derived fraction of eccentric LISA sources is significantly lower, which explains why recent studies all have greatly underestimated this fraction. Our findings have major implications for how to observationally distinguish between BBH formation channels using eccentricity with LISA, whi…
The predicted rate of binary black hole mergers from galactic fields can vary over several orders of magnitude and is extremely sensitive to the assumptions of stellar evolution. But in dense stellar environments such as globular clusters, binary black holes form by well-understood gravitational interactions. In this letter, we study the formation of black hole binaries in an extensive collection of realistic globular cluster models. By comparing these models to observed Milky Way and extragalactic globular clusters, we find that the mergers of dynamically-formed binaries could be detected at …
We derive the probability for a newly formed binary black hole (BBH) to undergo an eccentric gravitational wave (GW) merger during binary-single interactions inside a stellar cluster. By integrating over the hardening interactions such a BBH must undergo before ejection, we find that the observable rate of BBH mergers with eccentricity $>0.1$ at $10\ \rm{Hz}$ relative to the rate of circular mergers can be as high as $\sim 5\%$ for a typical globular cluster (GC). This further suggests that BBH mergers forming through GW captures in binary-single interactions, eccentric or not, are likely to c…
Globular clusters (GCs) may harbour intermediate-mass black holes (IMBHs) at their centres. In these dynamically active environments stellar-mass black holes (SBHs) sink to the center soon after formation, due to dynamical friction and start interacting among themselves and with the central IMBH. Likely, some of the SBHs will form bound systems with the IMBH. A fraction of those will be triple systems composed of binary SBHs and the IMBH acting as a third distant perturber. If the SBH binary orbit is sufficiently inclined it can develop Lidov-Kozai (LK) oscillations, which can drive the system…
We study the gravitational wave (GW) frequency and chirp mass distribution of binary black hole (BBH) mergers assembled through three-body interactions in globular clusters (GCs), when GW emission at the 2.5 post-Newtonian (PN) level is included in the $N$-body equation-of-motion (EOM). From performing $\sim 2.5\times10^{6}$ PN binary-single interactions based on GC data from the `MOCCA-Survey Database I' project, and by the use of analytical methods, we find that $5-10\%$ of all the three-body assembled GC BBH mergers have a GW frequency at formation that is $\gtrsim 10^{-1}$ Hz, implying the…
The multitude of binary black hole coalescence detections in gravitational waves has renewed our interest on environments that can be the cradle of these mergers. In this work we study merger rates of binary black holes in globular clusters that are among the most dense stellar environments and a natural place for the creation of black hole binaries. To model these systems with all their variations we rely on the observational properties of the known Milky Way globular clusters. We consider direct capture events between black holes, as well as soft interactions of black hole binaries with star…
In paper I of this series we showed that a large percentage of the binary black hole (BBH) mergers that form through dynamical interactions in globular clusters will have significant eccentricity in the ~10^{-3}-10^{-1} Hz LISA band. In this work we quantify the evolution of these highly eccentric binaries through the LISA and LIGO bands, and compute the stochastic gravitational wave background from the merging, eccentric population. We find that the population of BBHs that merge in-between three-body encounters inside their cluster (~50% of all cluster-formed BBH mergers) will have measurable…
Since the first signal in 2015, the gravitational-wave detections of merging binary black holes (BBHs) by the LIGO and Virgo collaborations (LVC) have completely transformed our understanding of the lives and deaths of compact object binaries, and have motivated an enormous amount of theoretical work on the astrophysical origin of these objects. We show that the phenomenological fit to the redshift-dependent merger rate of BBHs from Abbott et al. (2020) is consistent with a purely dynamical origin for these objects, and that the current merger rate of BBHs from the LVC could be explained entir…
Several astrophysical scenarios have been proposed to explain the origin of the population of binary black hole (BBH) mergers detected in gravitational waves (GWs) by the LIGO/Virgo Collaboration. Among them, BBH mergers assembled dynamically in young massive and open clusters have been shown to produce merger rate densities consistent with LIGO/Virgo estimated rates. We use the results of a suite of direct, high-precision $N$-body evolutionary models of young massive and open clusters and build the population of BBH mergers, by accounting for both a cosmologically-motivated model for the form…
As the sensitivity of current and future gravitational-wave detectors improves, it will become possible to measure the evolution of the binary black hole merger rate with redshift. Here, we combine detailed fits to state-of-the-art dynamical models of binary black hole formation in dense star clusters with a cosmological model of cluster formation across cosmic time. We find a typical merger rate of 14 $\rm{Gpc}^{-3} \rm{yr}^{-1}$ in the local universe, with a reasonable range of 4-18 $\rm{Gpc}^{-3} \rm{yr}^{-1}$, depending on the rate of cluster disruption and the cluster initial mass functio…
Black hole binaries formed dynamically in globular clusters are believed to be one of the main sources of gravitational waves in the Universe. Here, we use our new population synthesis code, cBHBd, to determine the redshift evolution of the merger rate density and masses of black hole binaries formed in globular clusters. We simulate $\sim 2$ million models to explore the parameter space that is relevant to real clusters and over all mass scales. We show that when uncertainties on the initial cluster mass function and density are properly taken into account, they become the two dominant factor…
The first detection of gravitational waves from a neutron star - neutron star (NS-NS) merger, GW170817, and the increasing number of observations of short gamma-ray bursts (SGRBs) have greatly motivated studies of the origins of NS-NS and neutron star - black hole (NS-BH) binaries. We calculate the merger rates of NS-NS and NS-BH binaries from globular clusters (GCs) using realistic GC simulations with the \texttt{CMC} cluster catalog. We use a large sample of models with a range of initial numbers of stars, metallicities, virial radii and galactocentric distances, representative of the presen…
Second-Generation Mass Peak in the Gravitational-Wave Population as a Probe of Globular Clusters
University of Oxford（牛津大学）；Cardiff University（卡迪夫大学）；ICREA（加泰罗尼亚高级研究院）；Universitat de Barcelona（巴塞罗那大学）；Institut d’Estudis Espacials de Catalunya（加泰罗尼亚空间研究所）
The recent discovery of gravitational waves has opened new horizons for physics. Current and upcoming missions, such as LIGO, VIRGO, KAGRA, and LISA, promise to shed light on black holes of every size from stellar mass (SBH) sizes up to supermassive black holes which reside in galactic nuclei. The intermediate mass black hole (IMBH) family has not been detected beyond any reasonable doubt neither directly nor indirectly. Recent analyses suggest observational evidence for the presence of IMBHs in the centers of two Galactic globular clusters. In this paper, we investigate the possibility that g…
Globular clusters are considered to be likely breeding grounds for compact binary mergers. In this paper, we demonstrate how the gravitational-wave signals produced by compact object mergers can act as tracers of globular cluster formation and evolution. Globular cluster formation is a long-standing mystery in astrophysics, with multiple competing theories describing when and how globular clusters formed. The limited sensitivity of electromagnetic telescopes inhibits our ability to directly observe globular cluster formation. However, with future audio-band detectors sensitive out to redshifts…
Most globular clusters (GCs) show evidence for multiple stellar populations, suggesting the occurrence of several distinct star-formation episodes. The large fraction of second population (2P) stars observed requires a very large 2P gaseous mass to have accumulated in the cluster core to form these stars. Hence the first population of stars (1P) in the cluster core has had to become embedded in 2P gas, just prior to the formation of later populations. Here we explore the evolution of binaries in ambient 2P gaseous media of multiple-population GCs. We mostly focus on black hole binaries and fol…
The detections of gravitational waves produced in mergers of binary black holes (BH) and neutron stars (NS) by LIGO/Virgo have stimulated interest in the origin of the progenitor binaries. Dense stellar systems - globular and nuclear star clusters - are natural sites of compact object binary formation and evolution towards merger. Here we explore a new channel for the production of binary mergers in clusters, in which the tidal field of the cluster secularly drives the binary to high eccentricity (even in the absence of a central massive black hole) until gravitational wave emission becomes im…
We exploit more than 1000 star cluster Monte Carlo models from the MOCCA-SURVEY Database I, to infer the local rate density of white dwarf (WD) tidal disruption events (TDEs) in globular clusters (GCs) and young massive clusters (YMCs). We suggest that the WD TDE rate for GCs and YMCs in the local universe is $\sim 90$-$500~{\rm yr}^{-1}~{\rm Gpc}^{-3}$, with 90 % of WD TDEs occurring in GCs. The total WD TDE rate density is $\sim 9$-$50$ times larger than estimated before. Our results show that thermonuclear explosions induced by WD TDEs can be observed at a rate of $\sim 100$-$550~{\rm yr}^{…
Performing N-body simulations, we examine the dynamics of BH-BH (10 Msun each) and NS-NS (1.4 Msun each) binaries formed in a cluster and its implications for gravitational wave detection. A significant fraction of compact binaries are ejected from a globular cluster after core collapse. Among the total number of ejected compact objects, 30 per cent of them are in binaries. Merging time-scales of ejected binaries, which depend on the cluster's velocity dispersion, are in some cases shorter than the age of the universe. During the merging event, these dynamically formed compact mergers are expe…
The recent detection of a repeating fast radio burst (FRB) in an old globular cluster in M81 challenges traditional FRB formation mechanisms based on magnetic activity in young neutron stars formed recently in core-collapse supernovae. Furthermore, the detection of this repeater in such a nearby galaxy implies a high local universe rate of similar events in globular clusters. Building off the properties inferred from the M81 FRB, we predict the number of FRB sources in nearby ($d \lesssim 20\,$Mpc) galaxies with large globular cluster systems known. Incorporating the uncertain burst energy dis…
We present the first systematic study on how distant weak interactions impact the dynamical evolution of merging binary black holes (BBHs) in dense stellar clusters. Recent studies indicate that dense clusters are likely to significantly contribute to the rate of merging BBHs observable through gravitational waves (GWs), and that many of these mergers will appear with notable eccentricities measurable in the LISA and LIGO sensitivity bands. This is highly interesting, as eccentricity can be used to distinguish between different astrophysical merger channels. However, all of these recent studie…
We study the formation rate of binary black hole mergers formed through gravitational-wave emission between unbound, single black holes in globular clusters. While the formation of these binaries in very dense systems such as galactic nuclei has been well studied, we show here that this process can operate in lower-density stellar systems as well, forming binaries at a rate similar to other proposed pathways for creating eccentric mergers. Recent advances in post-Newtonian cluster dynamics indicate that a large fraction of dynamically-assembled binary black holes merge inside their host cluste…
The LIGO-Virgo-Kagra collaboration (LVC) discovered recently GW190521, a gravitational wave (GW) source associated with the merger between two black holes (BHs) with mass $66$ M$_\odot$ and $>85$ M$_\odot$. GW190521 represents the first BH binary (BBH) merger with a primary mass falling in the "upper mass-gap" and the first leaving behind a $\sim 150$ M$_\odot$ remnant. So far, the LVC reported the discovery of four further mergers having a total mass $>100$ M$_\odot$, i.e. in the intermediate-mass black holes (IMBH) mass range. Here, we discuss results from a series of 80 $N$-body simulations…
Short duration Gamma-Ray Bursts are thought to originate from the coalescence of neutron stars in binary systems. They are detected as a brief ($<$ 2s), intense flash of gamma-ray radiation followed by a weaker, rapidly decreasing afterglow. They are expected to be detected by Advanced LIGO and Virgo when their sensitivity will be low enough. In a recent study we identified a population of short Gamma-Ray Bursts that are intrinsically faint and nearby. Here we provide evidence in favor of the existence of this new population that can hardly be reproduced with a model of field neutron star bina…
The recent release of the second Gravitational-Wave Transient Catalog (GWTC-2) has increased significantly the number of known GW events, enabling unprecedented constraints on formation models of compact binaries. One pressing question is to understand the fraction of binaries originating from different formation channels, such as isolated field formation versus dynamical formation in dense stellar clusters. In this paper, we combine the $\texttt{COSMIC}$ binary population synthesis suite and the $\texttt{CMC}$ code for globular cluster evolution to create a mixture model for black hole binary…
The repeating fast radio burst (FRB) localized to a globular cluster in M81 challenges our understanding of FRB models. In this Letter, we explore dynamical formation scenarios for objects in old globular clusters that may plausibly power FRBs. Using N-body simulations, we demonstrate that young neutron stars may form in globular clusters at a rate of up to $\sim50\,\rm{Gpc}^{-3}\,\rm{yr}^{-1}$ through a combination of binary white dwarf mergers, white dwarf--neutron star mergers, binary neutron star mergers, and accretion induced collapse of massive white dwarfs in binary systems. We consider…
We discuss the capability of a third-generation ground-based detector such as the Einstein Telescope to detect mergers of intermediate-mass black holes that may have formed through runaway stellar collisions in globular clusters. We find that detection rates of 500 events per year are plausible.
It is speculated that a merger of two massive stellar-origin BHs in a dense stellar environment may lead to the formation of a massive BH in the pair-instability mass gap (50-135 Msun). Such a merger-formed BH is expected to typically have a high spin (a=0.7). If such a massive BH acquires another BH it may lead to another merger detectable by LIGO/Virgo in gravitational waves. Acquiring a companion may be hindered by gravitational-wave kick/recoil, which accompanies the first merger and may quickly remove the massive BH from its parent globular or nuclear cluster. We test whether it is possib…
