This paper investigates covert communication over an additive white Gaussian noise (AWGN) channel in finite block length regime on the assumption of Gaussian codebooks. We first review some achievability and converse bounds on the throughput under maximal power constraint. From these bounds and the analysis of TVD at the adversary, the first and second asymptotics of covert communication are investigated by the help of some divergences inequalities. Furthermore, the analytic solution of TVD, and approximation expansions which can be easily evaluated with given snr (signal noise ratio) are presented. In this way, the proper power level for covert communication can be approximated with given covert constraint of TVD, which leads to more accurate estimation of the power compared with preceding bounds. Further elaboration on the effect of such asymptotic characteristics on the primary channels's throughput in finite block regime is also provided. The results will be very helpful for understanding the behavior of the total variation distance and practical covert communication.
This paper considers the achievability and converse bounds on the maximal channel coding rate at a given blocklength and error probability over AWGN channels. The problem stems from covert communication with Gaussian codewords. By re-visiting [18], we first present new and more general achievability bounds for random coding schemes under maximal or average probability of error requirements. Such general bounds are then applied to covert communication in AWGN channels where codewords are generated from Gaussian distribution while meeting the maximal power constraint. Further comparison is made …
We consider covert communication, i.e., hiding the presence of communication from an adversary for multiple-input multiple-output (MIMO) additive white Gaussian noise (AWGN) channels. We characterize the maximum covert coding rate under a variety of settings, including different regimes where either the number of transmit antennas or the blocklength is scaled up. We show that a non-zero covert capacity can be achieved in the massive MIMO regime in which the number of transmit antennas scales up but under specific conditions. Under such conditions, we show that the covert capacity of MIMO AWGN …
Fundamental limits of covert communication have been studied in literature for different models of scalar channels. It was shown that, over $n$ independent channel uses, $\mathcal{O}(\sqrt{n})$ bits can transmitted reliably over a public channel while achieving an arbitrarily low probability of detection (LPD) by other stations. This result is well known as square-root law and even to achieve this diminishing rate of covert communication, some form of shared secret is needed between the transmitter and the receiver. In this paper, we establish the limits of LPD communication over the MIMO AWGN…
Covert communication is to achieve a reliable transmission from a transmitter to a receiver while guaranteeing an arbitrarily small probability of this transmission being detected by a warden. In this work, we study the covert communication in AWGN channels with finite blocklength, in which the number of channel uses is finite. Specifically, we analytically prove that the entire block (all available channel uses) should be utilized to maximize the effective throughput of the transmission subject to a predetermined covert requirement. This is a nontrivial result because more channel uses result…
Covert wireless communication can prevent an adversary from knowing the existence of user's transmission, thus provide stronger security protection. In AWGN channels, a square root law was obtained and the result shows that Alice can reliably and covertly transmit $\mathcal{O}(\sqrt{n})$ bits to Bob in n channel uses in the presence of a passive eavesdropper (Willie). However, existing work presupposes that Willie is static and only samples the channels at a fixed place. If Willie can dynamically adjust the testing distance between him and Alice according to his sampling values, his detection …
Recent work has established that when transmitter Alice wishes to communicate reliably to recipient Bob without detection by warden Willie, with additive white Gaussian noise (AWGN) channels between all parties, communication is limited to $\mathcal{O}(\sqrt{n})$ bits in $n$ channel uses. However, this assumes Willie has an accurate statistical characterization of the channel. When Willie has uncertainty about such and his receiver is limited to a threshold test on the received power, Alice can transmit covertly with a power that does not decrease with $n$, thus conveying $\mathcal{O}(n)$ bits…
We consider the problem of covert communication over a state-dependent channel, where the transmitter has causal or noncausal knowledge of the channel states. Here, "covert" means that a warden on the channel should observe similar statistics when the transmitter is sending a message and when it is not. When a sufficiently long secret key is shared between the transmitter and the receiver, we derive closed-form formulas for the maximum achievable covert communication rate ("covert capacity") for discrete memoryless channels and, when the transmitter's channel-state information (CSI) is noncaus…
We consider the problem of covert communication over continuous-time additive white Gaussian noise (AWGN) channels under spectral mask constraints, wherein two legitimate parties attempt to communicate reliably in the presence of an eavesdropper that should be unable to estimate if communication takes place. The spectral mask constraint is imposed to restrict excessive radiation beyond the bandwidth of interest. We develop a communication scheme with theoretical reliability and covertness guarantees based on pulse amplitude modulation (PAM) with Binary Phase Shift Keying (BPSK) and root raised…
We study a backscatter communication protocol over a AWGN channel, where a transmitter illuminates a tag with a directional multi-antenna. The tag performs load modulation on the signal while hiding its physical presence from a warden. We show that, if the transmitter-to-tag channel is inaccessible to the warden, then $Θ(n)$ reliable and covert bits can be transmitted over $n$ channel usages. This overcomes the square-root law for covert communication. This paper provides the first evidence for practical implementation of covert backscatter communication, with potential applications in IoT sec…
The recent square root law (SRL) for covert communication demonstrates that Alice can reliably transmit $\mathcal{O}(\sqrt{n})$ bits to Bob in $n$ uses of an additive white Gaussian noise (AWGN) channel while keeping ineffective any detector employed by the adversary; conversely, exceeding this limit either results in detection by the adversary with high probability or non-zero decoding error probability at Bob. This SRL is under the assumption that the adversary knows when Alice transmits (if she transmits); however, in many operational scenarios he does not know this. Hence, here we study th…
Covert communications enable a transmitter to send information reliably in the presence of an adversary, who looks to detect whether the transmission took place or not. We consider covert communications over quasi-static block fading channels, where users suffer from channel uncertainty. We investigate the adversary Willie's optimal detection performance in two extreme cases, i.e., the case of perfect channel state information (CSI) and the case of channel distribution information (CDI) only. It is shown that in the large detection error regime, Willie's detection performances of these two cas…
We study the first- and second-order asymptotics of covert communication over binary-input DMC for three different covertness metrics and under maximum probability of error constraint. When covertness is measured in terms of the relative entropy between the channel output distributions induced with and without communication, we characterize the exact first- and second-order asymptotics of the number of bits that can be reliably transmitted with a maximum probability of error less than $ε$ and a relative entropy less than $δ$. When covertness is measured in terms of the variational distance bet…
Recent works have considered the ability of transmitter Alice to communicate reliably to receiver Bob without being detected by warden Willie. These works generally assume a standard discrete-time model. But the assumption of a discrete-time model in standard communication scenarios is often predicated on its equivalence to a continuous-time model, which has not been established for the covert communications problem. Here, we consider the continuous-time channel directly and study if efficient covert communication can still be achieved. We assume that an uninformed jammer is present to assist …
Security and privacy are major concerns in modern communication networks. In recent years, the information theory of covert communications, where the very presence of the communication is undetectable to a watchful and determined adversary, has been of great interest. This emerging body of work has focused on additive white Gaussian noise (AWGN), discrete memoryless channels (DMCs), and optical channels. In contrast, our recent work introduced the information-theoretic limits for covert communications over packet channels whose packet timings are governed by a Poisson point process. However, a…
In this work, for the first time, we tackle channel estimation design with pilots in the context of covert wireless communication. Specifically, we consider Rayleigh fading for the communication channel from a transmitter to a receiver and additive white Gaussian noise (AWGN) for the detection channel from the transmitter to a warden. Before transmitting information signals, the transmitter has to send pilots to enable channel estimation at the receiver. Using a lower bound on the detection error probability, we first prove that transmitting pilot and information signals with equal power can m…
Second-Order Asymptotics for Covert Communication over Quasi-Static Multiple-Antenna Fading Channels
Beihang University（北京航空航天大学）；School of Automation and Intelligent Manufacturing, Southern University of Science and Technology（南方科技大学自动化与智能制造学院）；Shanghai AI Laboratory（上海人工智能实验室）
This paper investigates the asymptotic expansion for the size of block codes defined for the additive white Gaussian noise (AWGN) channel with feedback under the following setting: A peak power constraint is imposed on every transmitted codeword, and the average error probability of decoding the transmitted message is non-vanishing as the blocklength increases. It is well-known that the presence of feedback does not increase the first-order asymptotics (i.e., capacity) in the asymptotic expansion for the AWGN channel. The main contribution of this paper is a self-contained proof of an upper bo…
This paper investigates polar codes for the additive white Gaussian noise (AWGN) channel. The scaling exponent $μ$ of polar codes for a memoryless channel $q_{Y|X}$ with capacity $I(q_{Y|X})$ characterizes the closest gap between the capacity and non-asymptotic achievable rates in the following way: For a fixed $\varepsilon \in (0, 1)$, the gap between the capacity $I(q_{Y|X})$ and the maximum non-asymptotic rate $R_n^*$ achieved by a length-$n$ polar code with average error probability $\varepsilon$ scales as $n^{-1/μ}$, i.e., $I(q_{Y|X})-R_n^* = Θ(n^{-1/μ})$. It is well known that the scalin…
Covert communication, also known as low probability of detection (LPD) communication, prevents the adversary from knowing that a communication is taking place. Recent work has demonstrated that, in a three-party scenario with a transmitter (Alice), intended recipient (Bob), and adversary (Warden Willie), the maximum number of bits that can be transmitted reliably from Alice to Bob without detection by Willie, when additive white Gaussian noise (AWGN) channels exist between all parties, is on the order of the square root of the number of channel uses. In this paper, we begin consideration of ne…
Covert communication conceals the transmission of the message from an attentive adversary. Recent work on the limits of covert communication in additive white Gaussian noise (AWGN) channels has demonstrated that a covert transmitter (Alice) can reliably transmit a maximum of $\mathcal{O}\left(\sqrt{n}\right)$ bits to a covert receiver (Bob) without being detected by an adversary (Warden Willie) in $n$ channel uses. This paper focuses on the scenario where other friendly nodes distributed according to a two-dimensional Poisson point process with density $m$ are present in the environment. We pr…
In this paper we provide new compact integral expressions and associated simple asymptotic approximations for converse and achievability bounds in the finite blocklength regime. The chosen converse and random coding union bounds were taken from the recent work of Polyanskyi-Poor-Verdu, and are investigated under parallel AWGN channels, the AWGN channels, the BI-AWGN channel, and the BSC. The technique we use, which is a generalization of some recent results available from the literature, is to map the probabilities of interest into a Laplace integral, and then solve (or approximate) the integr…
Exact Second-Order Asymptotics for Covert Communication over DMCs with Variational Distance Constraints
Shanghai AI Laboratory（上海人工智能实验室）；Shanghai Innovation Institute（上海创新研究院）；Southern University of Science and Technology（南方科技大学）；Institute of Artificial Intelligence (TeleAI) of China Telecom（中国电信人工智能研究院（TeleAI））
We analyze a two-receiver binary-input discrete memoryless broadcast channel, in which the transmitter communicates a common message simultaneously to both receivers and a covert message to only one of them. The unintended recipient of the covert message is treated as an adversary who attempts to detect the covert transmission. This model captures the problem of embedding covert messages in an innocent codebook and generalizes previous covert communication models in which the innocent behavior corresponds to the absence of communication between legitimate users. We identify the exact asymptoti…
Modulo-wrapping receivers have attracted interest in several areas of digital communications, including precoding and lattice coding. The asymptotic capacity and error performance of the modulo AWGN channel have been well established. However, due to underlying assumptions of the asymptotic analyses, these findings might not always be realistic in physical world applications, which are often dimension- or delay-limited. In this work, the optimum ways to achieve minimum probability of error for binary signaling through a scalar modulo AWGN channel is examined under different scenarios where the…
In this paper, we complement Verdú's work on spectral efficiency in the wideband regime by investigating the fundamental tradeoff between rate and bandwidth when a constraint is imposed on the error exponent. Specifically, we consider both AWGN and Rayleigh-fading channels. For the AWGN channel model, the optimal values of $R_z(0)$ and $\dot{R_z}(0)$ are calculated, where $R_z(1/B)$ is the maximum rate at which information can be transmitted over a channel with bandwidth $B/2$ when the error-exponent is constrained to be greater than or equal to $z.$ Based on this calculation, we say that a se…
In this paper, we study systematic Luby Transform (SLT) codes over additive white Gaussian noise (AWGN) channel. We introduce the encoding scheme of SLT codes and give the bipartite graph for iterative belief propagation (BP) decoding algorithm. Similar to low-density parity-check codes, Gaussian approximation (GA) is applied to yield asymptotic performance of SLT codes. Recent work about SLT codes has been focused on providing better encoding and decoding algorithms and design of degree distributions. In our work, we propose a novel linear programming method to optimize the degree distributio…
In this paper, we study power management (PM) policies for an Energy Harvesting Additive White Gaussian Noise (EH-AWGN) channel. The arrival rate of the harvested energy is assumed to remain unchanged during each data frame (block code) and to change independently across block codes. The harvested energy sequence is known causally (online) at the transmitter. The transmitter is equipped with a rechargeable battery with infinite energy storage capacity. The transmitter is able to adapt the allocated energy and the corresponding transmission rate of each block according to a PM policy. Three nov…
It has previously been shown that ensembles of terminated protograph-based low-density parity-check (LDPC) convolutional codes have a typical minimum distance that grows linearly with block length and that they are capable of achieving capacity approaching iterative decoding thresholds on the binary erasure channel (BEC). In this paper, we review a recent result that the dramatic threshold improvement obtained by terminating LDPC convolutional codes extends to the additive white Gaussian noise (AWGN) channel. Also, using a (3,6)-regular protograph-based LDPC convolutional code ensemble as an e…
We study the problem of communication over an additive white Gaussian noise (AWGN) channel with an AWGN feedback channel. When the feedback channel is noiseless, the classic Schalkwijk-Kailath (S-K) scheme is known to achieve capacity in a simple sequential fashion, while attaining reliability superior to non-feedback schemes. In this work, we show how simplicity and reliability can be attained even when the feedback is noisy, provided that the feedback channel is sufficiently better than the feedforward channel. Specifically, we introduce a low-complexity low-delay interactive scheme that ope…
We consider a scenario in which $K$ transmitters attempt to communicate covert messages reliably to a legitimate receiver over a discrete memoryless MAC while simultaneously escaping detection from an adversary who observes their communication through another discrete memoryless MAC. We assume that each transmitter may use a secret key that is shared only between itself and the legitimate receiver. We show that each of the $K$ transmitters can transmit on the order of $\sqrt{n}$ reliable and covert bits per $n$ channel uses, exceeding which, the warden will be able to detect the communication.…
This work establishes that the physical layer can be used to perform information-theoretic authentication in additive white Gaussian noise channels, as long as the adversary is not omniscient. The model considered consists of an encoder, decoder, and adversary, where the adversary has access to the message, a non-causal noisy observation of the encoder's transmission, and unlimited transmission power, while the decoder observes a noisy version of the sum of the encoder and adversary's outputs. A method to modify a generic existing channel code to enable authentication is presented. It is shown…
A tight converse bound to channel coding rate in the finite block-length regime and under AWGN conditions was recently proposed by Polyanskiy, Poor, and Verdu (PPV). The bound is a generalization of a number of other classical results, and it was also claimed to be equivalent to Shannon's 1959 cone packing bound. Unfortunately, its numerical evaluation is troublesome even for not too large values of the block-length n. In this paper we tackle the numerical evaluation by compactly expressing the PPV converse bound in terms of non-central chi-squared distributions, and by evaluating those throug…
This paper investigates the achievable rates of an additive white Gaussian noise (AWGN) energy-harvesting (EH) channel with an infinite battery. The EH process is characterized by a sequence of blocks of harvested energy, which is known causally at the source. The harvested energy remains constant within a block while the harvested energy across different blocks is characterized by a sequence of independent and identically distributed (i.i.d.) random variables. The blocks have length $L$, which can be interpreted as the coherence time of the energy arrival process. If $L$ is a constant or grow…
This paper studies a generalization of sparse superposition codes (SPARCs) for communication over the complex additive white Gaussian noise (AWGN) channel. In a SPARC, the codebook is defined in terms of a design matrix, and each codeword is a generated by multiplying the design matrix with a sparse message vector. In the standard SPARC construction, information is encoded in the locations of the non-zero entries of the message vector. In this paper we generalize the construction and consider modulated SPARCs, where information in encoded in both the locations and the values of the non-zero en…
The use of open-loop coding can be easily extended to a closed-loop concatenated code if the channel has access to feedback. This can be done by introducing a feedback transmission scheme as an inner code. In this paper, this process is investigated for the case when a linear feedback scheme is implemented as an inner code and, in particular, over an additive white Gaussian noise (AWGN) channel with noisy feedback. To begin, we look to derive an optimal linear feedback scheme by optimizing over the received signal-to-noise ratio. From this optimization, an asymptotically optimal linear feedbac…
Fundamental Scaling Laws of Covert Communication in the Presence of Block Fading
Manning College of Information and Computer Sciences, University of Massachusetts at Amherst（马萨诸塞大学阿默斯特分校曼宁信息与计算机科学学院）；Department of Electrical and Computer Engineering, University of Massachusetts at Amherst（马萨诸塞大学阿默斯特分校电气与计算机工程系）
This paper compares the partial-decode-forward and the complete-decode-forward coding strategies for the half-duplex Gaussian single-relay channel. We analytically show that the rate achievable by partial-decode-forward outperforms that of the more straightforward complete-decode-forward by at most 12.5%. Furthermore, in the following asymptotic cases, the gap between the partial-decode-forward and the complete-decode-forward rates diminishes: (i) when the relay is close to the source, (ii) when the relay is close to the destination, and (iii) when the SNR is low. In addition, when the SNR inc…
The use of open-loop coding can be easily extended to a closed-loop concatenated code if the channel has access to feedback. This can be done by introducing a feedback transmission scheme as an inner code. In this paper, this process is investigated for the case when a linear feedback scheme is implemented as an inner code and, in particular, over an additive white Gaussian noise (AWGN) channel with noisy feedback. To begin, we look to derive the optimal linear feedback scheme by optimizing over the received signal-to-noise ratio. From this optimization, an asymptotically optimal linear feedba…
We consider the situation in which a transmitter attempts to communicate reliably over a discrete memoryless channel while simultaneously ensuring covertness (low probability of detection) with respect to a warden, who observes the signals through another discrete memoryless channel. We develop a coding scheme based on the principle of channel resolvability, which generalizes and extends prior work in several directions. First, it shows that, irrespective of the quality of the channels, it is possible to communicate on the order of $\sqrt{n}$ reliable and covert bits over $n$ channel uses if t…
In this paper, we derive upper and lower bounds as well as a simple closed-form approximation for the capacity of the continuous-time, bandlimited, additive white Gaussian noise channel in a three-dimensional free-space electromagnetic propagation environment subject to constraints on the total effective antenna aperture area of the link and a total transmitter power constraint. We assume that the communication range is much larger than the radius of the sphere containing the antennas at both ends of the link, and we show that, in general, the capacity can only be achieved by transmitting mult…
The L-user additive white Gaussian noise multi-way relay channel is considered, where multiple users exchange information through a single relay at a common rate. Existing coding strategies, i.e., complete-decode-forward and compress-forward are shown to be bounded away from the cut-set upper bound at high signal-to-noise ratios (SNR). It is known that the gap between the compress-forward rate and the capacity upper bound is a constant at high SNR, and that between the complete-decode-forward rate and the upper bound increases with SNR at high SNR. In this paper, a functional-decode-forward co…
Many-user MAC is an important model for understanding energy efficiency of massive random access in 5G and beyond. Introduced in Polyanskiy'2017 for the AWGN channel, subsequent works have provided improved bounds on the asymptotic minimum energy-per-bit required to achieve a target per-user error at a given user density and payload, going beyond the AWGN setting. The best known rigorous bounds use spatially coupled codes along with the optimal AMP algorithm. But these bounds are infeasible to compute beyond a few (around 10) bits of payload. In this paper, we provide new achievability bounds …
In this paper, we consider the AWGN channel with a power constraint called the $(σ, ρ)$-power constraint, which is motivated by energy harvesting communication systems. Given a codeword, the constraint imposes a limit of $σ+ k ρ$ on the total power of any $k\geq 1$ consecutive transmitted symbols. Such a channel has infinite memory and evaluating its exact capacity is a difficult task. Consequently, we establish an $n$-letter capacity expression and seek bounds for the same. We obtain a lower bound on capacity by considering the volume of ${\cal S}_n(σ, ρ) \subseteq \mathbb{R}^n$, which is the…
Covert communication conceals transmission of messages from Alice to Bob out of a watchful adversary, Willie, who tries to determine if a transmission took place or not. While covert communication in a basic, vanilla setting where all variables are known to Willie, results in the well-known square-root law, when a jammer is present and assists Alice by creating uncertainty in Willie's decoder, a strictly positive transmission rate is possible. In this work, we analyze the case where the jammer is equipped with multiple antennas. Specifically, we analyze the effect of multiple antennas at the j…
A new method for low-complexity near-maximum-likelihood (ML) decoding of low-density parity-check (LDPC) codes over the additive white Gaussian noise channel is presented. The proposed method termed belief-propagation--list erasure decoding (BP-LED) is based on erasing carefully chosen unreliable bits performed in case of BP decoding failure. A strategy of introducing erasures into the received vector and a new erasure decoding algorithm are proposed. The new erasure decoding algorithm, called list erasure decoding, combines ML decoding over the BEC with list decoding applied if the ML decoder…
