In this paper, adaptive hybrid beamforming methods are proposed for millimeter-wave range massive multiple-input-multiple-output (MIMO) systems considering single carrier wideband transmission in uplink data mode. A statistical analog beamformer is adaptively constructed in slow-time, while the channel is time-varying and erroneously estimated. A recursive filtering approach is proposed, which aims robustness against estimation errors for generalized eigen-beamformer (GEB). Approximated expressions are obtained for channel covariance matrices that decouple angular spread and center angle of multipath components. With these expressions, modified adaptive construction methods for GEB are proposed, which use only the quantized estimated power levels on angular patches. The performances of the proposed slow-time adaptation techniques for statistical Massive MIMO beamforming are evaluated in terms of the output signal-to-interference-and-noise-ratio (SINR), instantaneous channel estimation and beam accuracy. They are shown to be very efficient such that the computational complexity is significantly reduced while the performance remains almost the same as that of the ideal GEB even in large angular estimation errors.
Terahertz (THz) communications with a frequency band $0.1-10$ THz are envisioned as a promising solution to future high-speed wireless communication. Although with tens of gigahertz available bandwidth, THz signals suffer from severe free-spreading loss and molecular-absorption loss, which limit the wireless transmission distance. To compensate for the propagation loss, the ultra-massive multiple-input-multiple-output (UM-MIMO) can be applied to generate a high-gain directional beam by beamforming technologies. In this paper, a review of beamforming technologies for THz UM-MIMO systems is prov…
We derive a fast and optimal algorithm for solving practical weighted max-min SINR problems in cell-free massive MIMO networks. For the first time, the optimization problem jointly covers long-term power control and distributed beamforming design under imperfect cooperation. In particular, we consider user-centric clusters of access points cooperating on the basis of possibly limited channel state information sharing. Our optimal algorithm merges powerful power control tools based on interference calculus with the recently developed team theoretic framework for distributed beamforming design. …
Massive MIMO system yields significant improvements in spectral and energy efficiency for future wireless communication systems. The regularized zero-forcing (RZF) beamforming is able to provide good performance with the capability of achieving numerical stability and robustness to the channel uncertainty. However, in massive MIMO systems, the matrix inversion operation in RZF beamforming becomes computationally expensive. To address this computational issue, we shall propose a novel randomized sketching based RZF beamforming approach with low computational complexity. This is achieved by solv…
Full Duplex (FD) communication can revolutionize wireless communications as it avoids using independent channels for bi-directional communications. This work generalizes the point-to-point FD communication in millimeter wave (mmWave) band consisting of K-pairs of massive MIMO FD nodes operating simultaneously. We present a novel joint hybrid beamforming (HYBF) and combining scheme for weighted sum-rate (WSR) maximization to enable the coexistence of massive MIMO FD links cost-efficiently. The proposed algorithm relies on alternative optimization based on the minorization-maximization method. M…
This paper investigates Cell-Free massive MIMO networks, where each access point (AP) is equipped with a hybrid transceiver, reducing the complexity and cost compared to a fully digital transceiver. Asymptotic approximations for the spectral efficiency are derived for uplink and downlink. Capitalizing on these expressions, a max-min problem is formulated to optimize the (i) analog beamformer at the APs and (ii) pilot assignment. Simulations show that the optimization of these variables substantially increases the network performance.
Massive multiple-input multiple-out (MIMO) technology is vital in millimeter-wave (mmWave) bands to obtain large array gains. However, there are practical challenges, such as high hardware cost and power consumption in such systems. A promising solution to these problems is to adopt a hybrid beamforming architecture. This architecture has a much lower number of transceiver (TRx) chains than the total antenna number, resulting in cost- and energy-efficient systems. In this paper, we present a real-time mmWave (28 GHz) massive MIMO testbed with hybrid beamforming. This testbed has a 64-antenna/1…
In this paper, a novel optimization model for joint beamforming and power control in the downlink (DL) of a cell-free massive MIMO (CFmMIMO) system is presented. The objective of the proposed optimization model is to minimize the maximum user interference while satisfying quality of service (QoS) constraints and power consumption limits. The proposed min-max optimization model is formulated as a mixed-integer nonlinear program, that is directly tractable. Numerical results show that the proposed joint beamforming and power control scheme is effective and outperforms competing schemes in terms …
Beamforming is indispensable in the operation of 60-GHz millimeter-wave directional multi-gigabit Wi-Fi. Simple power method and its extensions enable the transmitting and receiving antenna arrays to form a beam for single spatial stream. To further improve the spectral efficiency in future 60-GHz directional Wi-Fi, alternating least square (ALS) algorithm can form multiple beams between the transmitter and receiver for multi-input-multi-output (MIMO) operations. For both shared and split MIMO architecture, the ALS beamforming algorithm can be operated in both frequency-flat and frequency-sele…
We consider a multiple-input multiple-output (MIMO) relaying boardcast channel in downlink cellular networks, where the base station and the relay stations are both equipped with multiple antennas, and each user terminal has only a single antenna. In practical scenarios, channel estimation is imperfect at the receivers. Aiming at maximizing the SINR at each user, we develop two robust linear beamforming schemes respectively for the single relay case and the multi-relay case. The two proposed schemes are based on sigular value decomposition (SVD), minimum mean square error (MMSE) and regularize…
In this article we compare the performance of two typical hyrbid beamforming structures for multiuser massive MIMO systems, i.e., the full- and partial-connection structures. Under the assumption of small angular spread for mmWave channels, given the analog precoder formed towards users and the zero-forcing digital precoder, we develop an explicit upper bound for the analog-and-digital-precoded channel gain of users, based on which the relationship between the two structures is investigated. The analysis results show that the full-connection structure is not always better than the partial-conn…
Full-dimensional (FD) multi-user massive multiple input multiple output (m-MIMO) systems employ large two-dimensional (2D) rectangular antenna arrays to control both the azimuth and elevation angles of signal transmission. We introduce the sum of two outer products of the azimuth and elevation beamforming vectors having moderate dimensions as a new class of FD beamforming. We show that this low-complexity class is capable of outperforming 2D beamforming relying on the single outer product of the azimuth and elevation beamforming vectors. It is also capable of performing close to its FD counter…
As communication systems that employ millimeter wave (mmWave) frequency bands must use large antenna arrays to overcome the severe propagation loss of mmWave signals, hybrid beamforming has been considered as an integral component of mmWave communications. Recently, intelligent reflecting surface (IRS) has been proposed as an innovative technology that can significantly improve the performance of mmWave communication systems through the use of low-cost passive reflecting elements. In this paper, we study IRS-aided mmWave multiple-input multiple-output (MIMO) systems with hybrid beamforming arc…
Reconfigurable Intelligent Surfaces (RISs) are one of the key emerging 6th Generation (6G) technologies that are expected to improve the link budgets between transmitters and receivers by adding artificial propagation paths. In such re-configured propagation environment, Downlink (DL) Multi-User Multi-Input Multi-Output (MU-MIMO) brings capacity improvement to cellular networks. It benefits from the spatial dimension offered by MIMO systems to enable simultaneous transmission of independent data streams to multiple users on the same radio resources by applying appropriate Beamforming (BF) sche…
In limited feedback multi-user multiple-input multiple-output (MU-MIMO) cellular networks, users send quantized information about the channel conditions to the associated base station (BS) for downlink beamforming. However, channel quantization and beamforming have been treated as two separate tasks conventionally, which makes it difficult to achieve global system optimality. In this paper, we propose an augmented deep unfolding (ADU) approach that jointly optimizes the beamforming scheme at the BSs and the channel quantization scheme at the users. In particular, the classic WMMSE beamformer i…
This paper investigates the passive beamforming and information transfer (PBIT) technique for the multiuser multiple-input multiple-output (MIMO) systems with the aid of a reconfigurable intelligent surface (RIS), where the RIS enhances the primary communication via passive beamforming and at the same time delivers additional information by the spatial modulation (which adjusts the on-off states of the reflecting elements). For the passive beamforming design, we propose to maximize the sum channel capacity of the RIS-aided multiuser MIMO channel and formulate the problem as a two-step stochast…
Reconfigurable intelligent surface (RIS) is considered to be an energy-efficient approach to reshape the wireless environment for improved throughput. Its passive feature greatly reduces the energy consumption, which makes RIS a promising technique for enabling the future smart city. Existing beamforming designs for RIS mainly focus on optimizing the spectral efficiency for single carrier systems. To avoid the complicated bit allocation on different spatial domain subchannels in MIMO systems, in this paper, we propose a geometric mean decomposition-based beamforming for RIS-assisted millimeter…
A critical task of a radar receiver is data association, which assigns radar target detections to target filter tracks. Motivated by its importance, this paper introduces the problem of jointly designing multiple-input multiple-output (MIMO) radar transmit beam patterns and the corresponding data association schemes. We show that the coupling of the beamforming and the association subproblems can be conveniently parameterized by what we term an ambiguity graph, which prescribes if two targets are to be disambiguated by the beamforming design or by the data association scheme. The choice of amb…
Massive Multiple-input Multiple-output (MIMO) adaption is one of the primary evolving objectives for the next generation high speed train (HST) communication system. In this paper, we consider how to design an efficient low-complexity location-aware beamforming for the multi-user (MU) massive MIMO system in HST scenario. We first put forward a low-complexity beamforming based on location information, where multiple users are considered. Then, without considering inter-beam interference, a closed-form solution to maximize the total service competence of base station (BS) is proposed in this MU …
In this letter, we consider hybrid beamforming for millimeter wave (mmWave) MIMO integrated sensing and communications (ISAC). We design the transmit beam of a dual-functional radar-communication (DFRC) base station (BS), aiming at approaching the objective radar beam pattern, subject to the constraints of the signal to interference-plus-noise ratio (SINR) of communication users and total transmission power of the DFRC BS. To provide additional degree of freedom for the beam design problem, we introduce a phase vector to the objective beam pattern and propose an alternating minimization method…
Massive multi-input multi-output (MIMO) uses a very large number of low-power transmit antennas to serve much smaller numbers of users. The most widely proposed type of massive MIMO transmit beamforming is zero-forcing, which is based on the right inverse of the overall MIMO channel matrix to force the inter-user interference to zero. The performance of massive MIMO is then analyzed based on the throughput of cell-edge users. This paper reassesses this beamforming philosophy, to instead consider the maximization of the energy efficiency of massive MIMO systems in assuring the quality-of- servi…
In this paper, we develop a framework to investigate the performances of different hybrid beamforming architectures for massive multiple input multiple output (MIMO) systems impaired by power amplifier (PA) nonlinearities. Indirect learning architecture based on feedback after anti-beamforming is adopted in design of digital pre-distortion (DPD) in order to compensate the nonlinear distortion caused by PA. In addition, we propose a novel analog beamformer design for partially connected architecture based on generalized eigen-beamformer (GEB) approach. In literature, the effects of nonlinear PA…
Terahertz (THz) communications open a new frontier for the wireless network thanks to their dramatically wider available bandwidth compared to the current micro-wave and forthcoming millimeter-wave communications. However, due to the short length of THz waves, they also suffer from severe path attenuation and poor diffraction. To compensate the THz-induced propagation loss, this paper proposes to combine two promising techniques, viz., massive multiple input multiple output (MIMO) and intelligent reflecting surface (IRS), in THz multi-user communications, considering their significant beamform…
The problem of radio resource allocation for global energy efficiency (GEE) maximization in mmWaves large-scale multiple-input multiple-output (MIMO) systems using hybrid-beamforming with spatial modulation is addressed. The theoretical properties of the optimization problem at hand are analyzed and two provably convergent optimization algorithms with affordable complexity are proposed. The former achieves the global optimum, while the latter trades off optimality with a lower computational complexity. Nevertheless, numerical results show that both algorithms attain global optimality in practi…
In this paper, we investigate a unified linear transceiver design with mean-square-error (MSE) as the objective function for a wide range of wireless systems. The unified design is based on an elegant mathematical programming technology namely quadratic matrix programming (QMP). It is revealed that for different wireless systems such as multi-cell coordination systems, multi-user MIMO systems, MIMO cognitive radio systems, amplify-and-forward MIMO relaying systems, the MSE minimization beamforming design problems can always be solved by solving a number of QMP problems. A comprehensive framewo…
Reconfigurable Intelligent Surface (RIS) is one of the key technologies for the upcoming 6th Generation (6G) communications, which can improve the signal strength at the receivers by adding artificial propagation paths. In the context of Downlink (DL) Multi-User Multiple-Input Multiple-Output (MU-MIMO) communications, designing an appropriate Beamforming (BF) scheme to take full advantage of this reconfigured propagation environment and improve the network capacity is a major challenge. Due to the spatial dimension provided by MIMO systems, independent data streams can be transmitted to multip…
To accommodate the explosive wireless traffics, massive multiple-input multiple-output (MIMO) is regarded as one of the key enabling technologies for next-generation communication systems. In massive MIMO cellular networks, coordinated beamforming (CBF), which jointly designs the beamformers of multiple base stations (BSs), is an efficient method to enhance the network performance. In this paper, we investigate the sum rate maximization problem in a massive MIMO mobile cellular network, where in each cell a multi-antenna BS serves multiple mobile users simultaneously via downlink beamforming. …
The use of millimeter waves for wireless communications is one of the main technological innovations of 5G systems with respect to previous generations of cellular systems. Their consideration, however, has been up to now mainly restricted to the case in which analog or, at most, hybrid analog-digital beamforming structures were used, thus posing a limitation on the multiplexing capabilities and peak data rates that could be theoretically achieved at these frequencies. Recent progress in the field of electronics, however, has made the energy consumption of digital beamforming structures at lea…
Efficient Alternating Optimization for Hybrid Digital-Wave Beamforming in SIM-Assisted Cell-Free Massive MIMO
Hanyang University（汉阳大学）；Northeastern University London（伦敦东北大学）；King’s College London（伦敦国王学院）；CNRS and CentraleSupélec, Institute of Electronics and Digital Technologies (IETR)（法国国家科学研究中心与中央理工-苏裴蕾斯，电子与数字技术研究所）
A variety of hybrid analog-digital beamforming architectures have recently been proposed for massive multiple-input multiple-output (MIMO) systems to reduce energy consumption and the cost of implementation. In the analog processing network of these architectures, the practical sub-connected structure requires lower power consumption and hardware complexity than the fully connected structure but cannot fully exploit the beamforming gains, which leads to a loss in overall performance. In this work, we propose a novel unequal sub-connected architecture for hybrid combining at the receiver of a m…
Opportunistic scheduling and beamforming schemes with reduced feedback are proposed for MIMO-OFDMA downlink systems. Unlike the conventional beamforming schemes in which beamforming is implemented solely by the base station (BS) in a per-subcarrier fashion, the proposed schemes take advantages of a novel channel decomposition technique to perform beamforming jointly by the BS and the mobile terminal (MT). The resulting beamforming schemes allow the BS to employ only {\em one} beamforming matrix (BFM) to form beams for {\em all} subcarriers while each MT completes the beamforming task for each …
Tsinghua University（清华大学）；Beijing National Research Center for Information Science and Technology（北京信息科学与技术国家研究中心）
Hybrid beamforming is widely recognized as an important technique for millimeter wave (mmWave) multiple input multiple output (MIMO) systems. Generalized spatial modulation (GSM) is further introduced to improve the spectrum efficiency. However, most of the existing works on beamforming assume the perfect channel state information (CSI), which is unrealistic in practical systems. In this paper, joint optimization of downlink pilot training, channel estimation, CSI feedback, and hybrid beamforming is considered in GSM aided frequency division duplexing (FDD) mmWave MIMO systems. With the help o…
In this paper we consider a time-division duplex cell-free massive multiple-input multiple-output (MIMO) system where many distributed access points (APs) simultaneously serve many users. A normalized conjugate beamforming scheme, which satisfies short-term average power constraints at the APs, is proposed and analyzed taking into account the effect of imperfect channel information. We derive an approximate closed-form expression for the per-user achievable downlink rate of this scheme. We also provide, analytically and numerically, a performance comparison between the normalized conjugate bea…
Hybrid beamforming (HB) has been widely studied for reducing the number of costly radio frequency (RF) chains in massive multiple-input multiple-output (MIMO) systems. However, previous works on HB are limited to a single user equipment (UE) or a single group of UEs, employing the frequency-flat first-level analog beamforming (AB) that cannot be applied to multiple groups of UEs served in different frequency resources in an orthogonal frequency-division multiplexing (OFDM) system. In this paper, a novel HB algorithm with unified AB based on the spatial covariance matrix (SCM) knowledge of all …
Opportunistic scheduling and beamforming schemes have been proposed previously by the authors for reduced-feedback MIMO-OFDMA downlink systems where the MIMO channel of each subcarrier is decomposed into layered spatial subchannels. It has been demonstrated that significant feedback reduction can be achieved by returning information about only one beamforming matrix (BFM) for all subcarriers from each MT, compared to one BFM for each subcarrier in the conventional schemes. However, since the previously proposed channel decomposition was derived based on singular value decomposition, the result…
The application of precoding algorithms in multi-user massive multiple-input multiple-output (MU-Massive-MIMO) systems is restricted by the dimensionality constraint that the number of transmit antennas has to be greater than or equal to the total number of receive antennas. In this paper, a lattice reduction (LR)-aided flexible coordinated beamforming (LR-FlexCoBF) algorithm is proposed to overcome the dimensionality constraint in overloaded MU-Massive-MIMO systems. A random user selection scheme is integrated with the proposed LR-FlexCoBF to extend its application to MU-Massive-MIMO systems …
In this paper, multi-stream transmission in interference networks aided by multiple amplify-and-forward (AF) relays in the presence of direct links is considered. The objective is to minimize the sum power of transmitters and relays by beamforming optimization under the stream signal-to-interference-plus-noise-ratio (SINR) constraints. For transmit beamforming optimization, the problem is a well-known non-convex quadratically constrained quadratic program (QCQP) that is NP-hard to solve. After semi-definite relaxation (SDR), the problem can be optimally solved via alternating direction method …
A joint robust transmit/receive adaptive beamforming for multiple-input multipleoutput (MIMO) radar based on probability-constrained optimization approach is developed in the case of Gaussian and arbitrary distributed mismatch present in both the transmit and receive signal steering vectors. A tight lower bound of the probability constraint is also derived by using duality theory. The formulated probability-constrained robust beamforming problem is nonconvex and NP-hard. However, we reformulate its cost function into a bi-quadratic function while the probability constraint splits into transmit…
In this paper, we compare the performance of two main MIMO techniques, beamforming and multiplexing, in the Terahertz (THz) band. The main problem with the THz band is its huge propagation loss, which is caused by the tremendous signal attenuation due to molecule absorption of the electro-magnetic wave. To overcome the path loss issue, massive MIMO has been suggested to be employed in the network and is expected to provide Tbps for a distance within a few meters. In this context, beamforming is studied recently as the main technique to take advantage of MIMO in THz and overcome the very high p…
This paper considers a cell-free massive MIMO (CF-mMIMO) system using conjugate beamforming (CB) with fractional-exponent normalization. Assuming independent Rayleigh fading channels, a generalized closed-form expression for the achievable downlink spectral efficiency is derived, which subsumes, as special cases, the spectral efficiency expressions previously reported for plain CB and its variants, i.e. normalized CB and enhanced CB. Downlink power control is also tackled, and a reduced-complexity power allocation strategy is proposed, wherein only one coefficient for access point (AP) is opti…
In this paper, we design robust beamforming to guarantee the physical layer security for a multiuser beam division multiple access (BDMA) massive multiple-input multiple-output (MIMO) system, when the channel estimation errors are taken into consideration. With the aid of artificial noise (AN), the proposed design are formulated as minimizing the transmit power of the base station (BS), while providing legal users and the eavesdropper (Eve) with different signal-to-interference-plus-noise ratio (SINR). It is strictly proved that, under BDMA massive MIMO scheme, the initial non-convex optimizat…
