Recent experimental advances in ultrafast phenomena have triggered renewed interest in the dynamics of correlated quantum systems away from equilibrium. We review nonequilibrium dynamical mean-field theory studies of both the transient and the steady states of a DC field-driven correlated quantum system. In particular, we focus on the nonequilibrium behavior and how it relates to the fluctuation-dissipation theorem. The fluctuation-dissipation theorem emerges as an indicator for how the system thermalizes and for how it reaches a steady state. When the system thermalizes in an infinite temperature steady state it can pass through a succession of quasi-thermal states that approximately obey the fluctuation-dissipation theorem. We also discuss the Wigner distribution and what its evolution tells us about the nonequilibrium many-body problem.
The formalism for exactly calculating the retarded and advanced Green's functions of strongly correlated lattice models in a uniform electric field is derived within dynamical mean-field theory. To illustrate the method, we solve for the nonequilibrium density of states of the Hubbard model in both the metallic and Mott insulating phases at half-filling (with an arbitrary strength electric field) by employing the numerical renormalization group as the impurity solver. This general approach can be applied to any strongly correlated lattice model in the limit of large dimensions.
We present a generalized dynamical mean-field approach for the nonequilibrium physics of a strongly correlated system in the presence of a time-dependent external field. The Keldysh Green's function formalism is used to study the nonequilibrium problem. We derive a closed set of self-consistency equations in the case of a driving field with frequency Omega and wave vector q. We present numerical results for the local frequency-dependent Green's function and the self-energy for different values of the field amplitude in the case of a uniform external field using the iterated perturbation theory…
We develop a time-dependent variational Monte Carlo (t-VMC) method for quantum dynamics of strongly correlated electrons. The t-VMC method has been recently applied to bosonic systems and quantum spin systems. Here, we propose a time-dependent trial wave function with many variational parameters, which is suitable for nonequilibrium strongly correlated electron systems. As the trial state, we adopt the generalized pair-product wave function with correlation factors and quantum-number projections. This trial wave function has been proven to accurately describe ground states of strongly correlat…
Relaxation of electrons in a Hubbard model coupled to a dissipative bosonic bath is studied to simulate the pump-probe photoemission measurement. From this insight, we propose an experimental method of eliciting unoccupied part of the single-particle spectra at the equilibrium of doped-Mott insulators. We reveal first that effective temperatures of distribution functions and electronic spectra are different during the relaxation, which makes the frequently employed thermalization picture inappropriate. Contrary to the conventional analysis, we show that the unoccupied spectra at equilibrium ca…
We present a review of our recent work in extending the successful dynamical mean-field theory from the equilibrium case to nonequilibrium cases. In particular, we focus on the problem of turning on a spatially uniform, but possibly time varying, electric field (neglecting all magnetic field effects). We show how to work with a manifestly gauge-invariant formalism, and compare numerical calculations from a transient-response formalism to different types of approximate treatments, including the semiclassical Boltzmann equation and perturbation theory in the interaction. In this review, we solve…
We extend the imaginary-time formulation of the equilibrium quantum many-body theory to steady-state nonequilibrium with an application to strongly correlated transport. By introducing Matsubara voltage, we keep the finite chemical potential shifts in the Fermi-Dirac function, in agreement with the Keldysh formulation. The formulation is applied to strongly correlated transport in the Kondo regime using the quantum Monte Carlo method.
To clarify a key role of orbital degrees of freedom in the response of the many-body electron state of correlated electrons to an external field, we investigate the real-time dynamics in an $e_{\rm g}$-orbital Hubbard model under applied electric fields by exploiting numerical techniques such as a time-dependent density-matrix renormalization group (DMRG) method. The ground state without applying an electric field is found to be an antiferromagnetic/ferro-orbital state. After we switch on an oscillating electric field, it gives rise to the creation of holon-doublon pairs when the frequency of …
In this work we examine the time-resolved, instantaneous current response for the spinless Falicov-Kimball model at half-filling, on both sides of the Mott-Hubbard metal-insulator transition, driven by a strong electric field pump pulse. The results are obtained using an exact, nonequilibrium, many-body impurity solution specifically designed to treat the out-of-equilibrium evolution of electrons in time-dependent fields. We provide a brief introduction to the method and its computational details. We find that the current develops Bloch oscillations, similar to the case of DC driving fields, w…
We present a framework to determine nonequilibrium steady states in strongly correlated electron systems in the presence of dissipation. This is demonstrated for a correlated electron (Falicov-Kimball) model attached to a heat bath and irradiated by an intense pump light, for which an exact solution is obtained with the Floquet method combined with the nonequilibrium dynamical mean-field theory. On top of a Drude-like peak indicative of photometallization as observed in recent pump-probe experiments, new nonequilibrium phenomena are predicted to emerge, where the optical conductivity exhibits …
A nonequilibrium Green's functions (NEGF) approach for spatially inhomogeneous, strongly correlated artificial atoms is presented and applied to compute the time-dependent properties while starting from a (correlated) initial few-electron state at finite temperatures. In the regime of moderate to strong coupling, we consider the Kohn mode of a three-electron system in a parabolic confinement excited by a short pulsed classical laser field treated in dipole approximation. In particular, we numerically confirm that this mode is preserved within a conserving (e.g. Hartree-Fock or second Born) the…
We address the steady-state behavior of a system consisting of several correlated monoatomic layers sandwiched between two metallic leads under the influence of a bias voltage. In particular, we investigate the effect of the local Hubbard and of the long-range Coulomb interactions on the charge redistribution at the interface. We provide a detailed study of the importance of the various system parameters, like Hubbard $U$, lead-correlated region coupling strength, and the applied voltage on the charge distribution in the correlated region and in the adjacent parts of the leads. Our results are…
We investigate models of molecular junctions which constitute minimal Hamiltonians to account for zero-bias-anomaly and the satellite features of inelastic transport by molecular phonons. Through nonlinear transport calculations with the imaginary-time nonequilibrium formalism, a HOMO-LUMO model with Anderson-Holstein interaction is shown to produce co-tunneling conductance peak in the vicinity of Kondo resonance which is mediated by a re-emergent many-body resonance assisted by phonon excitations at bias equal to the phonon frequency. Destruction of the resonance leads to negative-differentia…
We review recent developments in the theory of interacting quantum many-particle systems that are not in equilibrium. We focus mainly on the nonequilibrium generalizations of the flow equation approach and of dynamical mean-field theory (DMFT). In the nonequilibrium flow equation approach one first diagonalizes the Hamiltonian iteratively, performs the time evolution in this diagonal basis, and then transforms back to the original basis, thereby avoiding a direct perturbation expansion with errors that grow linearly in time. In nonequilibrium DMFT, on the other hand, the Hubbard model can be m…
Nonequilibrium Green Functions Simulations for Large Correlated Systems
Institute for Theoretical Physics and Astrophysics, Kiel University（基尔大学理论物理与天体物理研究所）；Kiel Nano, Surface and Interface Science KiNSIS, Kiel University（基尔大学基尔纳米、表面与界面科学KiNSIS）
We formulate a rigorous method for calculating a nonadiabatic (frequency-dependent) exchange-correlation (XC) kernel required for correct description of both equilibrium and nonequilibrium properties of strongly correlated systems within Time-Dependent Density Functional Theory (TDDFT). To do so we use the expression for charge susceptibility provided by Dynamical Mean Field Theory (DMFT) for the effective multi-orbital Hubbard Model. We tested our formalism by applying it to the one-band Hubbard model: our nonadiabatic kernel leads to a significant modification of the excitation spectrum, shi…
By mapping steady-state nonequilibrium to an effective equilibrium, we formulate nonequilibrium problems within an equilibrium picture where we can apply existing equilibrium many-body techniques to steady-state electron transport problems. We study the analytic properties of many-body scattering states, reduce the boundary condition operator in a simple form and prove that this mapping is equivalent to the correct linear-response theory. In an example of infinite-U Anderson impurity model, we approximately solve for the scattering state creation operators, based on which we derive the bias op…
Laser-induced ultrafast (fs) magnetization experiments in antiferromagnets have recently attracted large attention, paving the road for inherently fast spin dynamics in the THz regime without invoking stray fields. The technical importance is emphasized by the rising new research field of antiferromagnetic (AFM) spintronics, where superexchange-dominated strongly correlated compounds provide an interesting materials playground. An intriguing question is whether the Coulomb interaction may be a key to control AFM order on ultrafast time scales. Therefore, we study (de)magnetization processes in…
Floquet engineering of closed quantum systems can lead to the formation of long-lived prethermal states that, in general, eventually thermalize to infinite temperature. Coupling these driven systems to dissipative baths can stabilize such states, establishing a true nonequilibrium steady state. We demonstrate that in a certain strongly interacting lattice model coupled to a bath and driven by an electric field, such steady states can have the remarkable property that the cycle-averaged rate of energy transfer between the lattice and the baths vanishes. Despite this, we show that these states r…
We theoretically study the nonequilibrium thermoelectric transport properties of a strongly-correlated molecule (or quantum dot) embedded in a tunnel junction. Assuming that the coupling of the molecule to the contacts is asymmetric, we determine the nonlinear current driven by the voltage and temperature gradients by using the perturbation theory. However, the subsystem consisting of the molecule strongly coupled to one of the contacts is solved by using the numerical renormalization group method, which allows for accurate description of Kondo correlations. We study the temperature gradient a…
We derive the first two moment sum rules of the conduction electron retarded self-energy for both the Falicov-Kimball model and the Hubbard model coupled to an external spatially uniform and time-dependent electric field (this derivation also extends the known nonequilibrium moment sum rules for the Green's functions to the third moment). These sum rules are used to further test the accuracy of nonequilibrium solutions to the many-body problem; for example, we illustrate how well the self-energy sum rules are satisfied for the Falicov-Kimball model in infinite dimensions and placed in a unifor…
Real-time Dyson expansion for the nonequilibrium $GW$ approximation: Correlated spectra and dependence on the reference propagator
Institute for Theoretical Physics and Astrophysics, Kiel University（基尔大学理论物理与天体物理研究所）；Kiel Nano, Surface and Interface Science KiNSIS, Kiel University（基尔大学基尔纳米、表面与界面科学中心）；Department of Chemistry and Biochemistry, University of California, Santa Barbara（加州大学圣塔芭芭拉分校化学与生物化学系）；Materials Department, University of California, Santa Barbara（加州大学圣塔芭芭拉分校材料系）
We perform an ab-initio comparison between nonequilibrium dynamical mean-field theory and optical lattice experiments by studying the time evolution of double occupations in the periodically driven Fermi-Hubbard model. For off-resonant driving, the range of validity of a description in terms of an effective static Hamiltonian is determined and its breakdown due to energy absorption close to resonance is demonstrated. For near-resonant driving, we investigate the response to a change in driving amplitude and discover an asymmetric excitation spectrum with respect to the detuning. In general, we…
We present a Gutzwiller von Neumann dynamics (GvND) method for simulating equilibrium and nonequilibrium phenomena in strongly correlated electron systems. Our approach is a real-space formulation of the time-dependent Gutzwiller approximation method. Applying the GvND method to simulate interaction quenches in the Peierls-Hubbard model, we demonstrate the amplification of initial inhomogeneities, which in turn results in the collapse of quench-induced synchronized oscillation. Moreover, we find a dynamical phase transition separating two quasi-stationary regimes with rather distinct spatial d…
In order to investigate photoinduced insulator-metal transitions observed in correlated electron systems, we propose a new theoretical method, where we combine a Floquet-matrix method for AC-driven systems with the dynamical mean-field theory. The method can treat nonequilibrium steady states exactly beyond the linear-response regime. We have applied the method to the Falicov-Kimball model coupled to AC electric fields, and numerically obtained the spectral function, the nonequilibrium distribution function and the current-voltage characteristic. The results show that intense AC fields indeed …
This article presents an overview on recent progress in the theory of nonequilibrium Green functions (NEGF). NEGF, presently, are the only \textit{ab-initio} quantum approach that is able to study the dynamics of correlations for long times in two and three dimensions. However, until recently, NEGF simulations have mostly been performed with rather simple selfenergy approximations such as the second-order Born approximation (SOA). While they correctly capture the qualitative trends of the relaxation towards equilibrium, the reliability and accuracy of these NEGF simulations has remained open, …
The nonequilibrium Green's functions (NEGF) approach is a versatile theoretical tool, which allows to describe the electronic structure, spectroscopy and dynamics of strongly correlated systems. The applicability of this method is, however, limited by its considerable computational cost. Due to the treatment of the full two-time dependence of the NEGF the underlying equations of motion involve a long-lasting non-Markovian memory kernel that results in at least a $N^3_t$ scaling in the number of time points $N_t$. The system's memory time is, however, reduced in the presence of a thermalizing b…
Nonequilibrium quantum mechanics can be solved with the Keldysh formalism, which evolves the quantum mechanical states forward in time in the presence of a time-dependent field, and then evolves them backward in time, undoing the effect of the time-dependent field. The Feynman path integral over the Keldysh contour is employed to calculate the strongly correlated Green's function. We examine the accuracy of this procedure for the simplest problem that requires a nonequilibrium formulation: the f-electron spectral function of the spinless Falicov-Kimball model.
The nonlinear transport properties of the Mott insulator are discussed with focus on the many-body Landau-Zener mechanism. After reviewing basic concepts such as the non-adiabatic geometric phase and the Schwinger mechanism, we study the decay of the insulating groundstate in strong electric fields using the time-dependent density matrix renormalization group. A short comment on the proposed mapping to the quantum walk model is added before discussing the relevance of the theory to experimental results. This article is a draft of a book chapter of the book entitled "Quantum and Semi-classical …
We present a solution for the nonequilibrium dynamics of an interacting disordered system. The approach adapts the combination of the equilibrium dynamical mean field theory (DMFT) and the equilibrium coherent potential approximation (CPA) methods to the nonequilibrium many-body formalism, using the Kadanoff-Baym-Keldysh complex time contour, for the dynamics of interacting disordered systems away from equilibrium. We use our time domain solution to obtain the equilibrium density of states of the disordered interacting system described by the Anderson-Hubbard model, bypassing the necessity for…
A numerical approach is presented that allows to compute nonequilibrium steady state properties of strongly correlated quantum many-body systems. The method is imbedded in the Keldysh Green's function formalism and is based upon the idea of the variational cluster approach as far as the treatment of strong correlations is concerned. It appears that the variational aspect is crucial as it allows for a suitable optimization of a "reference" system to the nonequilibrium target state. The approach is neither perturbative in the many-body interaction nor in the field, that drives the system out of …
This work provides a unified theoretical treatment of the single and correlated double-electron emission from a general electronic system. Using Feshbach projection method, the states of interest are selected by the projection operator; the Feshbach-Schur map determines the effective Hamiltonian and the optical potential for the emitted electrons. On the other hand, the nonequilibrium Green's functions method is demonstrated to be a complementary approach and an explicit correspondence between both methods is established. For a self-contained exposition some results on single electron emission…
Nonequilibrium dynamical mean-field theory (DMFT) is developed for the case of the charge-density-wave ordered phase. We consider the spinless Falicov-Kimball model which can be solved exactly. This strongly correlated system is then placed in an uniform external dc electric field. We present a complete derivation for nonequilibrium dynamical mean-field theory Green's functions defined on the Keldysh-Schwinger time contour. We also discuss numerical issues involved in solving the coupled equations.
Resonant inelastic X-ray scattering (RIXS) detects various types of high- and low-energy elementary excitations in correlated solids, and this tool will play an increasingly important role in investigations of time-dependent phenomena in photo-excited systems. While theoretical frameworks for the computation of equilibrium RIXS spectra are well established, the development of appropriate methods for nonequilibrium simulations are an active research field. Here, we apply a recently developed nonequilibrium dynamical mean field theory (DMFT) based approach to compute the RIXS response of photo-e…
We calculate the nonequilibrium differential conductance $G(V)$ through a quantum dot as function of bias voltage $V$ and applied magnetic field $H$. We use a Keldysh conserving approximation for weakly correlated and the scattering states numerical renormalization group for the intermediate and strongly correlated regime out of equilibrium. In the weakly correlated regime, the Zeeman splitting observable in $G(V)$ strongly depends on the asymmetry of the coupling to the two leads, as well as on particle-hole asymmetry of the quantum dot. In contrast, in the strongly correlated regime, where K…
The effect of electron-electron scattering on the equilibrium properties of few-electron quantum dots is investigated by means of nonequilibrium Green's functions theory. The ground and equilibrium state is self-consistently computed from the Matsubara (imaginary time) Green's function for the spatially inhomogeneous quantum dot system whose constituent charge carriers are treated as spin-polarized. To include correlations, the Dyson equation is solved, starting from a Hartree-Fock reference state, within a conserving (second order) self-energy approximation where direct and exchange contribut…
We introduce a real time version of the functional renormalization group which allows to study correlation effects on nonequilibrium transport through quantum dots. Our method is equally capable to address (i) the relaxation out of a nonequilibrium initial state into a (potentially) steady state driven by a bias voltage and (ii) the dynamics governed by an explicitly time-dependent Hamiltonian. All time regimes from transient to asymptotic can be tackled; the only approximation is the consistent truncation of the flow equations at a given order. As an application we investigate the relaxation …
Competition between ordered phases, and their associated phase transitions, are significant in the study of strongly correlated systems. Here we examine one aspect, the nonequilibrium dynamics of a photoexcited Mott-Peierls system, using an effective Peierls-Hubbard model and exact diagonalization. Near a transition where spin and charge become strongly intertwined, we observe anti-phase dynamics and a coupling-strength-dependent suppression or enhancement in the static structure factors. The renormalized bosonic excitations coupled to a particular photoexcited electron can be extracted, which…
The dynamics of strongly correlated fermions following an external excitation reveals extremely rich collective quantum effects. Examples are fermionic atoms in optical lattices, electrons in correlated materials, and dense quantum plasmas. Presently, the only quantum-dynamics approach that rigorously describes these processes in two and three dimensions is nonequilibrium Green functions (NEGF). However, NEGF simulations are computationally expensive due to their $T^3$ scaling with the simulation duration $T$. Recently, $T^2$ scaling was achieved with the generalized Kadanoff--Baym ansatz (GKB…
We theoretically investigate the effects of the lattice geometry on the nonequilibrium dynamics of photo-excited carriers in a half-filled two-dimensional Hubbard model. Using a nonequilibrium generalization of the dynamical cluster approximation, we compare the relaxation dynamics in lattices which interpolate between the triangular lattice and square lattice configuration and thus reveal the role of the geometric frustration in these strongly correlated nonequilibrium systems. In particular, we show that the cooling effect resulting from the disordering of the spin background is less effecti…
The study of nonequilibrium phenomena in correlated lattice systems has developed into an active and exciting branch of condensed matter physics. This research field provides rich new insights that could not be obtained from the study of equilibrium situations, and the theoretical understanding of the physics often requires the development of new concepts and methods. On the experimental side, ultra-fast pump-probe spectroscopies enable studies of excitation and relaxation phenomena in correlated electron systems, while ultra-cold atoms in optical lattices provide a new way to control and meas…
The description of the dynamics of correlated electrons in quantum impurity models is typically described within the nonequilibrium Green function formalism combined with a suitable approximation. One common approach is based on the equation-of-motion technique often used to describe different regimes of the dynamic response. Here, we show that this approach may violate certain symmetry relations that must be fulfilled by the definition of the Green functions. These broken symmetries can lead to unphysical behavior. To circumvent this pathological shortcoming of the equation-of-motion approach…
Characterizing Mott Insulators in the Interacting One-Body Picture
Université de Sherbrooke（舍布鲁克大学）；Donostia International Physics Center（圣塞巴斯蒂安国际物理中心）；University of the Basque Country (UPV/EHU)（巴斯克大学）；Leibniz Institute for Solid State and Materials Research, IFW Dresden（德累斯顿IFW莱布尼茨固体与材料研究所）；Regroupement Québécois sur les Matériaux de Pointe (RQMP)（魁北克尖端材料研究联合体）
Many-body entanglement in condensed matter systems can be diagnosed from equilibrium response functions through the use of entanglement witnesses and operator-specific quantum bounds. Here, we investigate the applicability of this approach for detecting entangled states in quantum systems driven out of equilibrium. We use a multipartite entanglement witness, the quantum Fisher information, to study the dynamics of a paradigmatic fermion chain undergoing a time-dependent change of the Coulomb interaction. Our results show that the quantum Fisher information is able to witness distinct signature…
We study nonequilibrium thermoelectric transport properties of a correlated impurity connected to two leads for temperatures below the Kondo scale. At finite bias, for which a current flows across the leads, we investigate the differential response of the current to a temperature gradient. In particular, we compare the influence of a bias voltage and of a finite temperature on this thermoelectric response. This is of interest from a fundamental point of view to better understand the two different decoherence mechanisms produced by a bias voltage and by temperature. Our results show that in thi…
We investigate a rare instance of an exactly solvable nonequilibrium many-body problem. In particular, we derive an exact solution for the nonequilibrium dynamics of an initially localized single hole in a fully anisotropic antiferromagnetic Bethe lattice, described by the $t$-$J_z$ model. The solvability of the model relies on the fractal self-similarity of Bethe lattices, making it possible to compute the full motion of the hole as it moves through the lattice, as well as exactly characterizing the resulting effect on spin-spin correlation functions. We find that the hole remains bound to it…
Transport properties of strongly correlated quantum systems are of central interest in condensed matter, ultracold atoms and in dense plasmas. There, the proper treatment of strong correlations poses a great challenge to theory. Here, we apply a Nonequilibrium Green Functions approach using a lattice model as a basic system. This allow us to treat a finite spatially inhomogeneous system with an arbitrary nonequilibrium initial state. Placing all particles initially to one side of the system allows for a nonequilibrium study of diffusion. Strong correlation effects are incorporated via T-matrix…
The real-time dynamics of interacting electrons out of equilibrium contains detailed microscopic information about electronically correlated materials, which can be read out with time-resolved optical spectroscopy. The reflectivity that is typically measured in pump-probe experiments is related to the nonequilibrium optical conductivity. We show how to express this quantity in terms of real-time Green functions using dynamical mean-field theory. As an application we study the electrical response of the Falicov-Kimball model during the ultrafast buildup of the gapped phase at large interaction.
The single-impurity Anderson model is studied within the i-DFT framework, a recently proposed extension of density functional theory (DFT) for the description of electron transport in the steady state. i-DFT is designed to give both the steady current and density at the impurity, and it requires the knowledge of the exchange-correlation (xc) bias and on-site potential (gate). In this work we construct an approximation for both quantities which is accurate in a wide range of temperatures, gates and biases, thus providing a simple and unifying framework to calculate the differential conductance …
We present a solver for correlated impurity problems out of equilibrium based on a combination of the so-called auxiliary master equation approach (AMEA) and the configuration interaction expansion. Within AMEA one maps the original impurity model onto an auxiliary open quantum system with a restricted number of bath sites which can be addressed by numerical many-body approaches such as Lanczos/Arnoldi exact diagonalization (ED) or matrix product states (MPS). While the mapping becomes exponentially more accurate with increasing number of bath sites, ED implementations are severely limited due…
Nonequilibrium properties of correlated quantum matter are being intensively investigated because of the rich interplay between external driving and the many-body correlations. Of particular interest is the nonequilibrium behavior near a quantum critical point (QCP), where the system is delicately balanced between different ground states. We present both an analytical calculation of the nonequilibrium steady-state current in a critical system and experimental results to which the theory is compared. The system is a quantum dot coupled to resistive leads: a spinless resonant level interacting w…
The Kondo-effect is a many-body phenomenon arising due to conduction electrons scattering off a localized spin. Coherent spin-flip scattering off such a quantum impurity correlates the conduction electrons and at low temperature this leads to a zero-bias conductance anomaly. This has become a common signature in bias-spectroscopy of single-electron transistors, observed in GaAs quantum dots as well as in various single-molecule transistors. While the zero-bias Kondo effect is well established it remains uncertain to what extent Kondo correlations persist in non-equilibrium situations where ine…
We develop nonequilibrium auxiliary quantum master equation dual boson method (aux-DB), and argue that it presents a convenient way to describe steady states of correlated impurity models (such as single molecule optoelectronic devices) where electron and energy transport should be taken into account. The aux-DB is shown to provide high accuracy with relatively low numerical cost. Theoretical analysis is followed by illustrative simulations within generic two-level junction model, where the new scheme is benchmarked against numerically exact results.
